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07-1r' Resolution No. 07-1 RESOLUTION AUTHORIZING EXECUTION OF AN AGREEMENT WITH THE SERVICE EMPLOYEES INTERNATIONAL UNION, LOCAL 73, MUNICIPAL DIVISION, PERMANENT PART TIME MAINTENANCE AND CUSTODIAN EMPLOYEE GROUP WHEREAS, representatives of the City of Elgin and representatives of the Service Employees International Union,Local 73,Municipal Division,Permanent Part Time Maintenance and Custodian Employee Group have met and discussed wages, fringe benefits and other working conditions; and WHEREAS,said representatives have submitted for review and approval by the City Council an agreement pertaining to such matters; and WHEREAS, the City Council has reviewed said agreement and finds that it is fair and equitable for the City of Elgin and employees covered by it. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS, that it hereby approves the proposed agreement between the City of Elgin and the Service Employees International Union Local 73 Municipal Division, Permanent Part Time Maintenance and Custodian Employee Group, a copy of which is attached hereto and made a part hereof by reference. BE IT FURTHER RESOLVED that Olufemi Folarin,City Manager, and Dolonna Mecum, City Clerk,be and are hereby authorized and directed to execute said agreement on behalf of the City of Elgin. s/John Walters John Walters, Mayor Pro Temp Presented: January 10, 2007 Adopted: January 10, 2007 Omnibus Vote: Yeas: 6 Nays: 0 Attest: s/Dolonna Mecum Dolonna Mecum, City Clerk Agreement Between The City of Elgin And Permanent Part Time Maintenance and Custodian Employee Group Service Employees International Union Local 73 December 25, 2005 thru December 20, 2008 TABLE OF CONTENTS PAGE PREAMBLE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 ARTICLE I Recognition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Section 1 . Bargaining Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 ARTICLE II Management Responsibilities . . . . . . . . . . . . . . . . . . 1 ARTICLE III Non-Interruption of Work . . . . . . . . . . . . . . . . . . . . 2 ARTICLE IV Union Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Section 1 . Representation Rights . . . . . . . . . . . . . . . . . 3 Section 2 . Bulletin Board. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 ARTICLE V Anti-Discrimination . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Section 1 . No Discrimination . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Section 2 . Rights Under the Agreement . . . . . . . . . . . . . . . . . . . 4 Section3 . Gender. Refer.ence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 ARTICLE VI Union Security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Section 1. Checkoff. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Section 2 . Fair Share. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Section 3 . Fair Representation. . . . . . . . . . . . . . . . . . . . . . . . . 5 Section 4 . Indemnification. . . . . . . . . . . . . . .. . . . . . . . . . . . . . . 5 Section. 5. New Hires. . . . . . . . . .. . . . . . . . . . . . 5 ARTICLE VII Seniority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Section 1. Definition .and .Accumulation. . . . . . . . . . . . . . . . . 5 Section 2 . Termination of Seniority. . . . . . . . . . . . . . . . . . 6 Seq-Ei6n '3.. Probationary Period. . . . . . . . . . . . . . . . . . . . . . . . . 6 Section 4 . Job Vacancies. . . . . . . . . 6 Section 5 . Preference Based on Departmental Seniority. . 7 ARTICLE VIII Layoff and* Recall . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Section 1 . Layoffs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Section 2 . Recall List . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Section 3 . Order of Recall . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 ARTICLE IX Wages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Section 1 . Wages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Section 2 . Hourly Wage Ranges . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Section 3 . Temporary Upgrading. . . . . . . . . . . . . . . . . . . . . . . . . 9 ARTICLE X Hours of Work and Overtime . . . . . . . . . . . . . . . . . . . 10 Section 1 . Application of This Article . . . . . . . . . . . . . . . . 10 Section 2 . Normal Work Week. . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Section 3 . Work Schedule Change . . . . . . . . . . . . . . . . . . . . . . . 10 Section 4 . Overtime Pay. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 i ARTICLE XI Holiday and Personal Days . . . . . . . . . . . . . . . . . . . 11 Section 1 . Recognized Holidays . . . . . . . . . . . . . . . . . . . . . . . . 11 Section 2 . Holiday Observance. . . . . . . . . . . . . . . . . . . . . . . . . 11 Section 3 . Holiday Remuneration. . . . . . . . . . . . . . . . . . . . . . . 11 Section 4 . Holiday Pay Eligibility . . . . . . . . . . . . . . . . . . . . 11 ARTICLE XII Vacations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Section 1 . Vacation Eligibility. . . . . . . . . . . . . . . . . . . . . . . . 11 Section 2 . Vacation Pay. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Section 3 . Scheduling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 ARTICLE XIII Sick Leave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Section 1 . Accrual . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Section 2 . Injury or Surgery . . . . . . . . . . . . . . . . . . . . . . . . . . 13 ARTICLE XIV Medical and Health Plans . . . . . . . . . . . . . . . . . . . 13 Section 1 . Medical Insurance. . . . . . . . . . . . . . . . . . . . . . . . . 13 Section 2 . Health Maintenance Organization . . . . . . . . . . . . . 13 Section 3 . Retiree Participation. . . . . . . . . . . . . . . . . . . . . . 14 ARTICLE XV Health Club Membership . . . . . . . . . . . . . . . . . . . . . . 14 ARTICLE XVI Worker' s Compensation . . . . . . . . . . . . . . . . . . . . . . 14 ARTICLE XVII Dental and Optical Plans . . . . . . . . . . . . . . . . . . 14 Article XVIII Life Insurance . . . . . . . . . . . . . . . . . . . . 15 ARTICLE XIX Employee Discipline . . . . . . . . . . . . . . . . . . . . . . 15. Section 1 Employee Discipline. . . . . . . . . . 15 ' Section 2 . ' Verbal Counseling.. . . . . . . . . . . ... . . . . . . . .. . . . . . 15 Section 3 Meeting Prior to Suspension or Termination. 16 Section 4 . Expungement of Records . . . . . . . . . . . 16 ARTICLE XX Grievance Procedure .*. .. . . . . . . .. . . . . . . . . . . . . . . . 17 Section 1 . Definition of Grievance . . . . . . . . . . . . . . . . . . . . 17 Section 2 . Meeting Prior to Filing of Grievance . . . . . . . 17 Section 3 . Grievance Procedure . . . . . . . . . . . . . . . . . . . . . . . . 17 Section 4 . Time Limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Section 5 . Investigation and Discussion of Grievances . 19 Section 6. Precedence of Agreement. . . . . . . . . . . . . . . . . . . . 19 ARTICLE XXI Drug Testing and Substance Abuse . . . . . . . . . . . 20 ARTICLE XXII Uniform Allowance . . . . . . . . . . . . . . . . . . . . . . . . . 20 ARTICLE XXIII Direct Deposit . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 ARTICLE XXIV Savings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 ii ARTICLE XXV Entire Agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 ARTICLE XXVI Term . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 iii ATTACHMENTS: ATTACHMENT A Job Classifications ATTACHMENT B Alternative Impasse Resolution Procedure ATTACHMENT C New Employee Information Form ATTACHMENT D Discipline Arbitration Panel ATTACHMENT E General Services Unit Attire Policy iv PREAMBLE This Agreement is made by and between the City of Elgin (herein called "City") and the Permanent Part Time Maintenance Employee Group/SEIU Municipal Division, Local 73 (herein called "Group") for and on behalf of all non-probationary occupants of the positions listed in Attachment A. Said Agreement shall constitute the entire agreement . between the parties for the period December 25, 2005 through December 20, 2008, setting forth wages, hours, and other terms and conditions of employment with the City retaining all other rights to operate the City government effectively in a responsible and efficient manner. Each employee covered by this Agreement will receive a copy of the final executed Agreement . .ARTICLE I RECOGNITION Section 1 . Bargaining Unit. The City recognizes the Union SEIU Local 73, as the sole bargaining representative for the purposes of establishing wages, hours and conditions of employment for all permanent part time employees of the Permanent Part Time Employee Group who are in the classifications listed in Attachment A. All . other employees . of the City are excluded, including, but not limited. to other part-time; seasonal; and short-term employees; .and all confidential employees, managerial employees and supervisory employees . Absent a .. significant change in work duties or responsibilities, those persons originally included within the bargaining unit. under the Illinois State Labor Relations Board (ISLRB) certification shall. continue as. bargaining unit members and those persons excluded under the ISLRB' s certification shall remain excluded. Benefits shall not be denied to employees in this ., classification through the reduction in 'their work hours. ARTICLE II MANAGEMENT RESPONSIBILITIES The City shall retain the sole right and authority to operate and direct the affairs of the City and its various operating departments in all its various aspects, including, but not limited to, all rights and authority exercised by the City prior to the execution of this Agreement, except as modified in this Agreement. Among the rights retained is the City' s right to determine its 1 mission, policies, and set forth all standards of service offered to the public; to plan, direct, control and determine the operations or services to be conducted by operating departments and by employees of the City; to determine the methods, means and number of personnel needed to carry out each department' s mission; to direct the working forces, to schedule and assign work, and to assign overtime; to hire, assign and transfer employees; to promote, demote, discipline or suspend; to discharge for just cause; to lay off or relieve employees due to lack of work or other legitimate reasons; to establish work and productivity standards; to make, publish and enforce rules and regulations; to contract out for goods and services; to introduce new or improved methods, equipment or facilities; and to take any and all actions as may .be necessary to carry out the mission of the City in situations of civil emergency, provided, however, that the exercise of any of the above rights shall not conflict . with any of the specific provisions of this Agreement nor shall such rights be exercised in an arbitrary and capricious manner. Except in an emergency situation, the City shall give the Union a sixty day advance notice of any plan or proposal to -formally contract out work that may result in the permanent loss of work for bargaining unit members . Sub-Contracting. It is the general policy of the City to utilize its employees to perform work they are qualified to perform. However; the City reserves the right, in determining its mission and setting forth all standards of service offered to the. public, to contract out any work it deems necessary. in the- interest of efficiency, economy, improved work product, or emergency, including, but not limited to, natural and manmade disasters . ARTICLE III NON-INTERRUPTION OF WORK During the term of this Agreement, the Group, its Officers and agents, and the employees covered by this Agreement agree not to instigate, promote, sponsor, engage in, or condone any strike, sympathy strike, concerted stoppage of work, or any other intentional interruption of operations . Any or all employees who violate any of the provisions of this Article may be discharged or otherwise disciplined by the City. The City will not lock out any employees during the term of this Agreement as a result of a labor dispute with the Group. There shall be no residency requirement 2 for employees covered by this bargaining unit . Upon the expiration of this Agreement, the remedies for the resolution of any bargaining impasse shall be in accordance with the Alternative Impasse Resolution Procedure attached as Attachment B and incorporated herein by reference. ARTICLE IV UNION RIGHTS Section 1. Representation Rights . For purpose of . collective bargaining, the bargaining unit employees shall be represented as follows : Bargaining Committee: By a Union bargaining committee chosen and designated by the vote of the Union bargaining unit members . . Steward Structure: By Union stewards and/or Unit Officers chosen and designated by the vote of the Union bargaining unit members, to represent employees among all departments and shifts . Union Representatives. By Local Union Representatives who .may . at any time participate and assist the Bargaining Committee and/or Unit Officers and Stewards in the performance of their Union related duties: Section 2 . 'Bulletin Board. The Union shall be given space for a ' bulletin board in. themaintenance department. in a place where. employees normally gather (time clock, break room, etc. ) for the purpose of displaying Union information of non-political and non- inflammatory nature. Said information will consist of meeting notices, negotiation updates, Steward' s names, Election notices and results and the like. ARTICLE V ANTI-DISCRIMINATION Section 1 . No Discrimination. The City and the Union agree not to discriminate against employees covered by this Agreement on account of race, religion, creed, color, national origin, sex, sexual orientation, age, mental or physical disability, or union activity. Any dispute concerning the application and interpretation of this paragraph shall be processed through the appropriate federal and 3 state agency or court . Section 2 . Rights Under the Agreement No employee covered under this Agreement shall be intimidated, coerced, restrained, penalized or discriminated against in any manner because they have exercised their rights and privileges provided for in the terms of this Agreement which include, but are not limited to, the processing of grievances. Section 3. Gender Reference. All references to the employee under this Agreement are intended to designate both sexes, and wherever the male gender is used it shall be construed to include both male and female employees . ARTICLE VI. UNION SECURITY Section 1. Checkoff. Upon receipt of a voluntarily signed written dues authorization card from an employee covered by this Agreement, the City shall, during the term of this Agreement,, - deduct the uniform bi-weekly Union dues and uniform initiation fees of such employees from their pay and remit such deductions to the .Secretary-Treasurer of the Union. Additionally, the City shall include a . voluntary "checkoff" for the. Union' s Committee.. on Political Education ("COPE") . Section 2.. Fair Share. During the term of thi.s. Agreement, . all non-probationary. bargaining unit employees who are not members of the Union. shall pay as a condition of employment a .f.air share fee to the Union for .collective bargaining and contract administration services rendered by the Union as the exclusive representative of; the employees covered by -this. Agreement, provided that the fair share fee shall riot exceed the dues attributable to being a member of the Union. Such fair share fees shall be deducted by the City from the earnings of non-members and remitted to the Union in the same manner and intervals as Union dues are deducted. The Union shall periodically submit to the City a list of employees covered by this Agreement who are not members of the Union and an affidavit which specifies the amount of the fair share fee. The amount of the fair share fee shall not include any contributions related to the election of or support of any candidate for political office or for any member only benefit . The Union agrees to assume full responsibility to insure full compliance with the requirements laid down by the United States Supreme Court in Chicago Teachers Union v. Hudson, 106 U. S . 1066 4 (1986) , with respect to the constitutional rights of fair share fee payors . It is specifically agreed that any dispute concerning the amount of the fair share fee and/or the responsibilities of the Union with respect to fair share fee payors as set forth above shall not be subject to the grievance and arbitration procedure set forth in this Agreement. Non-members who object to this fair share fee based upon bona fide religious tenets or teachings shall pay an amount equal to such fair share fee to a non-religious charitable organization mutually agreed upon by the employee and the Union. If the affected non- member and the Union are unable to reach agreement on the organization, the organization shall be selected .by the affected non-member from an approved list of charitable organizations established by the Illinois State Labor Relations Board and the payment shall be made to said organization. Section . 3 . Fair Representation. The Union re.cognizes its responsibility- as- bargaining -agent, and agrees fairly to represent all employees in the bargaining unit, whether or not they are members of the Union. The Union further agrees to indemnify, defend - and - hold harmless, the City and its officials.- representatives fficials;representatives and agents from any and all claims, demands, suits, or other forms of liability (monetary or otherwise) and for all legal costs resulting from any failure on the part of the Union to .fulfill its duty of fair representation.. Section: 4 . Indemnification. ' The Union shall indemnify the City. and any Department of the City and hold it harmless against any and allclaims; demands, suits,.. legal casts or other forms of liability, monetary. or otherwise, arising out. of, .or by reason of, any. action. takeh by. the City or any Department of the City, at. the direction of the Union for. the purpose of complying with the provisions of this Article. Section 5 . New Hires . The City agrees to complete and provide the Union with a copy of the Union' s "New Employee Information Form" (Attachment . C) on every new Union hire . ARTICLE VII SENIORITY Section 1 . Definition and Accumulation. Unless otherwise provided in this Agreement, seniority shall, for the purpose of this Agreement, be defined as a non-probationary employee ' s length of continuous permanent part-time service in a position covered by 5 this Agreement since the employee' s last date of hire, less adjustments for layoff, approved leave of absence without pay, and all other unauthorized breaks in service. Section 2 . Termination of Seniority. Seniority and the employment relationship shall be terminated when an employee: a) quits; or b) is discharged for just cause; or c) applies for and is accepted under permanent disability, or is on a non-job related temporary disability for a period in excess of six (6) months; or d) retires; or e) does not report for work within forty-eight (48) hours after the termination of an authorized leave of absence unless the employee is able to demonstrate that the failure to notify the City was due to extraordinary circumstances beyond the employee ' s control; or f) -is absent for three (3) consecutive .working days - without notifying the City unless the employee is able to demonstrate that the failure to notify the City was due to extraordinary circumstances beyond the employees' control; or g) is laid off and fails to notify the City of his intent to return to work within three (3) working days after receiving notification of recall; or fails to report to work within fourteen (-14) calendar days . after receiv.ing .,notificatibn of recall; or h) is laid off for a period exceeding two . (2) .full years . Section 3 . Probationary Period. All newly hired employees, and those . employees rehired , after. loss of seniority, shall be considered probationary employees until they' s.uccessfully complete a probationary period of six (6) months as may be adjusted .for any authorized' unpaid leaves of absence or other unpaid breaks in . service. During the probationary period, a probationary employee may be disciplined, discharged, laid off or otherwise dismissed at .the sole discretion of the City, and neither the reason for, or action taken, may be the subject of the grievance procedure. There shall be no seniority among probationary employees . Upon the successful completion of the probationary period, the employee shall receive seniority credit and their seniority shall be retroactive to the last continuous date of employment, less any adjustments . The employee successfully completing the probationary period shall be fully covered by the provisions of this Agreement . Section 4 . Job Vacancies . The City agrees to post on bulletin boards a notice of any opening in any position covered by this 6 Agreement with a detailed explanation of the requirements, wage range and the duties of the position and to provide a copy of such notice to the Unit Chairperson and Recording Secretary. A copy of the job description for the position will be made available to an applicant upon request. The City further agrees to take into consideration any applicant's prior City service; although the City reserves the right to choose the best available applicant for the job. Promotions to positions outside the bargaining unit shall not be subject to the grievance procedure. Section 5. Preference Based on Departmental Seniority. Departmental Seniority shall be the determining factor if there is a conflict between two or more bargaining unit employees when bidding on vacation time, shift preference or off days except where stated otherwise in this agreement . ARTICLE VIII LAYOFF AND RECALL Section 1. Layoffs: If the City, -in its sole- discretion, determines that layoffs are necessary, employees will be laid off in the following order: a) Non bargaining unit employees in .the affected classification. b) Newly hired probationary employees in the affected classification. c) 'In.'the event of further reductions in force, ' employees will be laid off in order of seniority from the affected classification starting with . employee with the. least classification seniority. An employee who is on layoff with recall rights shall retain his seniority and unused benefits accrued up to the effective date of the layoff and shall have the right to maintain insurance coverage that he may have at the time of layoff by paying in advance the full applicable monthly premium for employee or dependent coverage, whichever may apply, provided, however, that the employee shall not be eligible to accrue seniority, sick leave and vacation leave during the layoff. Section 2 . Recall List . Employees so laid off shall have their names placed on a recall list . The names of such laid off employees shall remain on the list for a period of two (2) full years . 7 Section 3. Order of Recall. Employees on the recall list shall be recalled in seniority order within their job classification within the affected department or division, provided they are still qualified to perform the work in the job classification they were in before being laid off. The employer will not impose new job tests when there has been no change in job duties. In event of a recall, the employee (s) shall be sent a letter by registered mail, return receipt requested, with a copy to the Union. The recalled employee shall notify the City of his intent to return to work within three (3) working days after receiving notification of recall and shall report to work within fourteen (14) calendar days of receiving .notice of the recall.. The City .shall be deemed to have fulfilled its obligations by mailing the recall notice by registered mail. If any non-probationary employee is laid off as a result of the foregoing layoff provisions,. said employee may, at his option bump any. non-bargaining unit -temporary - or part-time •employee who has less City-wide seniority, provided the position is equivalent in duties and responsibilities to that of the non-probationary employee and he is -qualified to do' to -the - job of- the displaced, temporary or part-time employee. In such event, the employee shall not be in the bargaining unit, and provided however, such employee shall retain the right to be recalled to a bargaining unit position in :accordance with the provisions . of this, .Agreement. ARTICLE IX WAGES . S.ection .l . Wages . Employees covered by this A•grednent who are still 'on 'the 'active payroll at the beginning of the payroll, period immediately . following the ratification of this Agreement by both parties shall receive a retroactive payment. Said retroactive payment shall be a 4% hourly wage increase and shall be on an hour for hour basis for all regular hours actually worked since December 25, 2005, including all hours of paid leave or overtime hours . Effective December 25, 2005, the following pay ranges shall become effective: Permanent part-time Custodian Step 1 Step 2 Step 3 Step 4 Step 5 $9. 34 $9. 92 $10 . 72 $11 . 10 $11 . 68 8 Permanent part-time Maintenance Worker Step 1 Step 2 Step 3 Step 4 Step 5 $10 . 03 $10 . 66 $11 . 29 $11 . 92 $12 . 54 Effective December 24, 2006, the following pay ranges shall become effective: Permanent part-time Custodian Step 1 Step 2 Step 3 Step 4 Step 5 $9.. 70 $10 . 30 $11 . 13 $11 . 52 $12 . 13 Permanent part-time Maintenance Worker Step. 1 Step 2 _ Step 3 Step 4 Step 5 $10 . 41 $11 . 07 $11 . 73 $12 . 37 $13 . 02 Effective December 23, 2007, the following pay ranges shall . become effective: Permanent part-time Custodian Step 1. Step 2 Step 3 Step •4 Step 5 $10. 03 $10 . 65 $11 . 51 $11 . 92 $12 . 54 Permanent part-time Maintenance- Worker Step 1 Step 2 Step 3 Step 4 Step 5 $10 . 77 $11 . 45 $12 . 13 $12 . 80 $13 . 47 Section �2. Hourly Wage Ranges. All permanent part=time hires into job classifications covered by this Agreement hired after the. ratification of this agreement by- both parties, shall beassigned to hourly wage ranges which consist of steps that are (80%) ,. eighty.-five percent (850) 'ninety percent .' (90%) , ni.nety-five percent (95%) and one hundred .percent (100%) of the maximum hourly wage range rate for a.11 applicable job classifications . Said maximum hourly .wage range rates may be modified from time to time as provided under Section 1 above. The time between each step shall be equal to at least one year of satisfactory service, with the exception of the first step, which shall be the starting rate. Progression through the steps shall continue to be based upon satisfactory performance . Section 3 . Temporary Upgrading To ensure the orderly performance and continuity of municipal services, the City may, at its discretion, temporarily assign an employee to a higher position, containing supervisory functions and duties, than his/her permanent classification. Such temporary assignment may be made to a vacant position in order to maintain the work flow during the normal appointment process, or to replace an employee temporarily absent for whatever reason, including, but not limited to, extended sick 9 leave, worker' s compensation leave, or any other leave. An employee temporarily upgraded shall receive a five percent (50) increase in their current rate of pay starting from the first hour of the first day in such an assignment . ARTICLE X HOURS OF WORK AND OVERTIME Section 1 . Application of This Article. This article is intended to define the normal hours of work and provide the basis for the calculation and payment of overtime and shall not .be construed as guarantee of hours of work per day or per week, or guarantee of days of work per week. Section 2 . Normal Work Week. The normal work period shall not exceed fourteen (14 ) calendar days . The normal work week shall normally consist of five (5) days of four (4) hours each day unless an alternative schedule currently exists or 'is designated by the department for the employees covered by this agreement . Section 3 . Work Schedule Change. Should it be necessary for the City to establish a daily or weekly work schedule departing from the normal workday or normal work week, the City shall, where possible, give at . least three weeks notice, except in emergency situations, to the . .employee or employees to. be affected_.. Such . schedule change -shall ' be . offered to qualified employees, by seniority.. . If it is necessary to assign the changed schedule, it ......shall be done by reverse . order .of. . seniority among ...qualified. . bargai.ning.,unit employees . Section 4 . Overtime. Pay. Employees covered by this Agreement shall be paid one and one-half times their regular straight-time . . hourly rate of: pay . for all hours worked in excess 'of forty. .-(-40) . . hours in a week actually worked. For the purpose of application of this section, hours worked shall include all .paid leave hours except sick time . In addition: 1 . On the officially designated day on which Central Daylight Savings Time becomes effective (clocks turned ahead one (1) hour) , employees on duty and actually working during the time change shall be paid for actual hours worked. 2 . On the officially designated day on which Central Daylight Savings Time reverts to Central Standard Time (clocks turned back one (1) hour) , employees on duty and actually working during the time change shall be paid for actual hours worked. 10 ARTICLE XI HOLIDAY AND PERSONAL DAYS Section 1 . Recognized Holidays . Employees covered by this Agreement are eligible for the following holidays calculated in hours as four (4 ) hours for .each holiday: 1 . New Years Day 2 . Martin Luther King Jr. Birthday 3 . Memorial Day 4 . Independence Day 5 . Labor Day 6. Thanksgiving Day 7 . The Day Following Thanksgiving Day 8 . Christmas Eve 9 . Christmas Day 10 : New Year 's Eve Section 2 . Holiday Observance. The standard observance of recognized holidays will be on the day they occur.- For employees- whose regularly scheduled work week does not 'include Saturday and/or Sunday, when a holiday falls on a Saturday, the preceding Friday shall be observed, and when a holiday falls on a Sunday, . the following Monday :shall be obse.rved. * If Christmas and New Year'.s. Eve fall on a Sunday, the. following . Monday. plus-. one floating holiday shall be. granted -for each of New Year'.s .Day and Christmas. Such floating holiday shall be taken between October 1 and January !St . Section 3 . Holiday Remuneration. Employees shall - receive four (4) hours pay . at his/her straight time hourly rate of pay for .the hours normally..schedul.ed to wor-k .on .the. holiday. Section 4 . Holiday Pay Eligibility. Iri order to be eligible for holiday pay, the employee must work his/her last full scheduled working day immediately preceding and his/her first scheduled working day immediately following the day observed as a holiday, unless one of these days is the employee ' s scheduled day off or unless the employee is excused by his/her supervisor because said employee is off work as a result of authorized paid leave . ARTICLE XII VACATIONS Section 1 . Vacation Eligibility. Effective upon ratification of 11 i this Agreement by both parties, employees covered by this Agreement who have been employed by the City for a period of at least one year, shall be entitled to vacation as follows : Years of Continuous Service Length of Vacation First (1st) year to sixth (6th) One weeks - 20 hours Anniversary Seventh (7th) year and over Two weeks 40 hours Section 2 . Vacation Pay. For each week of vacation, an eligible employee shall be entitled to a vacation allowance of twenty- (20) hours pay at -the , employee' s-- regular straight-time hourly rate.-of- pay- Section 3. Scheduling. Vacation shall be scheduled in - so - far -as practical at times most desired by each employee with the determination of preference being made on the basis of an employee.'*s departmental seniority' in. initial vacation 'selections`br according to existing departmental policy. It is expressly- understood that the final right to designate the .vacation period and the maximum number of employees who may be on vacation at any one time is exclusively reserved by the Department Head, or his designee, in order to insure orderly performance of the" services . . provided by the City'. . However, requests for vacation shall not be unreasonably denied. "ARTICLE XIII - SICK LEAVE Employees covered by. •this . Agreement :who elect annual accrual of . sick.. leave instead.. of participation in .the city's -comprehensive. major medical insurance program shall' earn three (3) four hour sick days in a calendar year. Sick leave is an insurance-type benefit that should be used by the employee only when needed and an employee may charge time to sick leave for the following reasons : • Personal illness or injury • Illness or death of a member of the immediate family necessitating the absence of the employee from work. (For these purposes, members of the immediate family shall include spouse, children, step-children, mother, father, step-parents, sister, brother, grandparents, mother-in-law or father-in-law or grandchild , where the grandchild lives, as his/her primary residence, with the 12 employee-grandparent . ) • In the case of the funeral of a relative, such leave shall be limited to travel and necessary attendance at the funeral . Section 1 . Accrual. Sick hours are accrued each payroll period if the employee is paid a minimum of thirty (30) hours work inclusive of holidays; personal days; vacation; sick leave; workmen' s compensation; or authorized leave "with pay" . An employee does not earn sick hours while he/she is on "leave without pay"; absent "without leave"; or extending out accrued vacation hours upon retirement :. . Section 2. Injury or Surgery. Employees who are absent from work " because ' of a severe 'injury or' - surgery must present a written statement by. a physician certifying that the employee is capable of returning to work and resuming his full duties.. Th.is * statement must be brought to the Human Resources Department ' before the employee is allowed to return to work. ARTICLE XIV MEDICAL AND.- HEALTH PLANS Eligible-_ permanent .part.-time employees who have been employed for at least thirty (3.0) days and select the comprehensive major medical insurance option will be -eligible to elect . one.- of . the following health and' imedical coveragd options for themselves and' their dependents.' The* City. reserves the right to change insurance car:ri.ers,' self7insure., or-implement costs containment features. Section' 1. Medical Insurance. The City ` shall' offer 'a group medical. insurance plan foreligible 'emplo.yees' and' their. dependents. The City shall contribute to this program at a cost equal to 50% of the premium- and liability of-the City' s basic comprehensive major medical insurance plan. The per person and per family deductibles and the major medical dollar limit shall -not change during the life of this Agreement . Section 2 . Health Maintenance Organization. The employee may, as an option, elect to participate in any eligible Health Maintenance Organization (HMO) certified with the City. The City will contribute to the cost of an HMO plan a monthly amount equal to 50% of the premium for the City' s basic comprehensive major medical insurance plan for employee covered by this Agreement. Any costs for HMO participation over this prescribed monthly amount will be paid by the employee. 13 Section 3. Retiree Participation. An employee who is a participant in the Illinois Municipal Retirement Fund who retires and is qualified to receive immediate pension or an employee who retired after 20 years of service with the City, may elect to continue participation in the City' s group comprehensive major medical insurance program upon retirement. Said participation shall be available only on a continuous coverage basis and by the retiree paying. 100% of the applicable premium, payable in advance on a. monthly basis . If a retiree fails to make the applicable monthly payment by the beginning of the month, coverage will be terminated. The right of a retiree to continue coverage under the provisions of this Article shall . terminate when the retiree (1). returns to active service, (2) exercises any pension refund option available or accepts any separation benefits, (3) loses his/her right to pension benef its, or.. (4) dies ... .. ARTICLE XV Health- Club Membership HEALTH .CLUB MEMBERSHIP City shall provide a Health Club Membership benefit, applicable only at the Centre of Elgin, for all employees covered by this Agreement. . The value of such membership shall be equal in amount - to. what is currently - defined :as . the Silver Membership level-. . .Should the City,.. during the. term- o.f ths ' agreement;. increase the -. . cost of. -such Silver Membership, or its equivalent, -the amount of benefit per covered employee shall increase accordingly. . - ARTICLE XVI .WORKER' S COMPENSATION Worker' s Compensation claims and benefits shall be administered only according to the provisions of the State of Illinois Worker' s Compensation Act (820 ILCS 305/1, et seq) for all employees covered by this Agreement . ARTICLE XVII DENTAL AND OPTICAL PLANS Employees covered by this Agreement who have been employed for at least thirty (30) days shall be eligible to participate in a dental and/or optical insurance plan offered and administered by the City. Participation in either or both plans shall be at the employee' s 14 option. The full amount of the premium and liability for either or both plans shall be paid by the employee through payroll deduction. The monthly administrative fee for said plans shall be paid by the City. Article XVIII LIFE INSURANCE The City shall provide each employee covered by this Agreement who has been employed for thirty (30) days or more with a paid $15, 000 term group life insurance policy (including accidental death and dismemberment) . Employees in the bargaining unit may, at their option and- at their -cost, purchase additional group term life insurance up to double the base amount to the extent allowed by the carrier. The City retains the right to change insurance carriers or otherwise provide for coverage (e.g. self-insurance) as long as the level of benefits -remains substantially the same. ARTICLE XIX EMPLOYEE DISCIPLINE Section 1 . - Employee Discipline. The City Manager may impose and enforce disciplinary measures against. the employees. covered by -this Agreement.. Such disciplinary measures against employees covered :by this . Agreement may include, but are qt limited to, written reprimands, suspensions spensios withon without pay or removal or. .discharge.- .` No.. ..: . non-probationary .employee covered by this Agreement shall. be' suspended for .more than thirty (30). days or r.emoved .or discharged from employment with the City except for just cause '. Employees are expected to comply with and .to assist in:..carrying. into .effect the. . . provisions of established City Council policies, City. Personnel Rules and Regulations and Departmental rules and policies . When disciplinary action is warranted it shall normally be of an increasing progressive nature, the order normally being 1) written reprimand, 2) suspension without pay, and 3) demotion or dismissal . However, this normal progression does not restrict the application of an advanced level of disciplinary action by the City whenever the situation warrants . Section 2 . Verbal Counseling. Generally, to the greatest extent practicable, employees shall be provided with verbal clarification and direction as to work performance which may violate any practice, policy or rule of the department of City, or which may otherwise constitute a basis for discipline if such behavior or performance is continued or uncorrected. Such verbal clarification, counseling or correction shall not constitute nor be 15 construed as discipline. Such verbal clarification, counseling or correction may be included as part of an employee' s next written performance review or evaluation, but shall not otherwise be included in an employee' s personnel file. With respect to unwritten policies, rules or procedures, the department head at his/her discretion, or at the request of the employee being counseled, shall issue a department wide memorandum providing an explanation and clarification of the applicable unwritten policy, rule or , procedure. Such memos need not be duplicative. With respect to unwritten policies, rules or procedures, the department ' head shall make reasonable efforts to notify the entire department . of new or changed policies, rules -or procedures and employees shall be given a reasonable opportunity to comply with these new or. changed . rules, policies or.. procedures. However,. the provisi-ons shall not restrict the imposition of an advanced level of disciplinary action whenever the situation warrants . Section 3. Meeting Prior to Suspension or Termination. No non- probationary employee covered by this Agreement shall be suspended or.. removed . or. .discharged from employment with the. Cit.y without first being given the opportunity to discuss in a meeting with the department ..head of the subject non-probationary employee. the incident/situation giving. . ri•se to the. proposed . suspension or removal or discharge. The foregoing provision that a non- probationary. -employee be given the. opportunity to meet .with the department head prior to the imposition of a suspension or removal or, discharge shall not apply if the incident/situation involves alleged criminal or -. unlawful- activity . 'which` in "-the reasonable opinion. of...management . requires .immediate .action. -to maintain...order or to protect the workplace Gr, public safety. Disciplinary measures involving suspensions 'of. thirty (30) . *'days. or more. -or removal or dischar e from em `lo '' g p yment with the City may be imposed and served at the City' s, discretion at any time., following the meeting: provided. for in this section.' ' Disciplinary measure-s involving, suspensions ` gf twenty-nine (29.) days or less and for which a timely and proper Step .3 grievance' to arbitrati.on has ' bee.n filed, shall be imposed.and- *served- only following- and *in accordance' with an arbitrator' s decision or the withdrawal or dismissal of the grievance to arbitration. Section 4 . Expungement of Records . In keeping -with the parties' Agreement that discipline is to be corrective, it is agreed that all files maintained concerning an employee shall be expunged of any reference to his disciplinary history if there has been no recurrence of the type or kind of conduct giving rise to the discipline in accordance with the following: Written reprimand - three (3) years Disciplinary suspension - no expungement Discipline involving a violation of the City' s anti-harassment / 16 non-discrimination policy - no expungement The burden of effecting such expungement shall be on the employee . ARTICLE XX Grievance Procedure Section 1 '. Definition of Grievance. A grievance for the purpose of this Agreement is defined as a difference of opinion between an employee, or the Union, and the City with respect to the meaning or apjplication 'bf the terms .of this Agreement or the inequitable application of rules, regulations, personnel policies or procedures as may be adopted by the employer during the terms of this Agreement and>matters involving th-e suspension or the- removal or : discharge from employment with the City of non-probationary employees cgvered by this Agreement. Suchdisciplinary grievances shall- -be initiated at Step* 1 of 'the grievance procedure: --The contractual grievance and arbitration procedure shall be the sole recourse for appealing. such disciplinary -action. - Section isciplinary action.Section 2 . Meeting Prior to Filing of Grievance.. No grievance . shall be filed. by .an employee, group of employees - or the Union without first giving the department head of the aggrieved employees) the . opportunity . to discuss in.- a .;meeting. the incident/'Situation ..giving rise to.. the grievance:: :Neither . party shall withhold any.-relevant information. Section 3 Grievance Proceduxri.' Aecognizi:z�g,:'that . any. g.r ev nce . should be raised •ai:fd-'settled promptly, a grievance must be raised within seven (7) calendar days of the occucxence -,o.f .,the .first ewe.nt. giving rise. to the grievance.-. A grievance shall be prgcesse•d .as follows.: STEP l : Applicable Group Director. The employee, group of employees, - or the Union shall file the grievance in writing to the applicable Group Director or designee within seven (7) calendar days of the occurrence of the first event giving rise to the grievance. The Group Director or designee shall schedule a meeting within g g seven (7) calendar days of receipt of the grievance. Such meeting will be held with the aggrieved employee (s) , the Union Chairman or designee, and the steward of the affected employee (s) . The Group Director or designee will give his answer in writing within seven (7) calendar days of the meeting. 17 If the grievance concerns the imposition of discipline, the aggrieved employee (s) may proceed directly to Step 2, after providing notice to his Group Director. STEP 2: Appeal to City Manager. If the grievance is not settled in Step 1, and the aggrieved employee (s) and the Union decide to appeal, the Union shall, within seven (7) calendar days after receipt of the Step 1 answer, file a written appeal with the City Manager. A meeting between the City Manager, or. his designee, and the appropriate Union representative, shall be scheduled within ten (10) working days of receipt of such appeal . If no settlement is reached at such meeting, the City Manager, or his designee, shal.1 give his ans.w.er in writing . within ten. (10) calendar days of the meeting. . If the grievance concerns the imposition of discipline, the aggrieved employee (s) has exercised his/her option of proceeding directly to Step 2, the aggrieved employee (s) and. .the Union .shall within ten (10) .calendar . days of the response given them as a result of the informal meeting with the . Department Head as :referenced in Section 2 of this Article, file such written .grievance with .the City Manager. A meeting between the City Manager or his designee, andthe appropriate Union representative., shall be scheduled within ten (10) calendar days . of receipt of such. appeal . If no settlement is reached at such meeting, the City Manager or his .designee shall give his answer in writing within .ten (10) calendar days of the meeting. STEP .3: .Arbitration. If the grievance i.s not settled in accordance with the foregoing. procedure, the Union may refer the grievance to. arbitration by giving. written notice to. the City Manager within ten (10) calendar days after receipt of the . City' s- 'answer in Step 2'. ' The parties shall. attempt to —agree upon an arbitrator promptly. In the event the parties are unable to agree upon an arbitrator, the parties shall then use one of the arbitrators listed in Attachment D hereto. Such arbitrators shall be assigned/selected on a rotational basis subject to availability commencing with the first named arbitrator on such listing. Such listing of arbitrators as set forth in Attachment D hereto may be amended from time to time by the parties by mutual agreement of the parties . The arbitrator shall be notified on his/her selection by a joint letter from the City and the Union, requesting that he/she set a time and a place for a hearing, subject to the availability of the City and Union representatives . 18 For grievances involving the suspension or the removal or discharge from employment with the City of non-probationary employees covered by this agreement, the parties agree to request that the arbitrator schedule a hearing for such disciplinary grievances within thirty (30) days of the arbitrator' s notification of selection, and shall also request that each arbitrator in such disciplinary grievances render a decision within thirty (30) days of the date of any such hearing. In the event any arbitrator fails to conform to the aforementioned time restrictions it shall be without prejudice to either party. The arbitrator shall have no authority to amend, modify, nullify, ignore, add to, or subtract from the provisions of this Agreement. He/she .shall . cons.i.der and.. decide only. the. specific. issue .submitted. : to him/her, and his/her recommendation shall be based solely upon his/her interpretation of the meaning or application of the terms of. this . Agreement .to. the facts .of the . grievance presented.. . The decision of the arbitrator shall be binding. The costs of the arbitration proceeding, including the fee and expenses of the arbitrator, shall be .divided equally. by both parties Section 4. Time Limits . No grievance shall be entertained or processed .unless: it. i•s. filed .within.. the -time limits set . €orth, above, if, a grievance is not appealed within the time limits for appeal set forth. above, it shall be deemed settled on the basis of the last. answer o-f the City. If the city fails- .to provide an answer. within the time limits - so provided. or 'schedule a -.required meeting within the specified time,, the .Union may ,immediateiy appeal the grievance . to..the riext step.. The:. parties may mutually'agree •in writing to' extend an.ytime limits provided for in this Article. Where . the .:parties mutually . agree in writing,' - more- than one . .grievance-.grievance may be• submitted`to' the same arbitrator .g . Section" 5.: Investigation . and .Discussion of : Grievances. All grievances resulting in suspension or d.ischarge .of an employee(s). shall be . subject to. immediate* 1hvestigation by the `Union and its off-duty -employee delegates) during working hours: -- :Discussion and investigation of grievances relating to other issues shall take place outside of working hours unless otherwise agreed ,to by , the City. Section 6. Precedence of Agreement . If there is any conflict between the specific terms of this Agreement and any City rules, regulations or policies, the specific terms of this Agreement shall be controlling. If an employee believes that there is such a conflict, the employee may file a grievance in accordance with the provisions of this Article. ARTICLE XXI 19 DRUG TESTING AND SUBSTANCE ABUSE In order to help provide a safe work environment and to protect the public by insuring that employees covered by this agreement have the physical stamina and emotional stability to perform their assigned duties, the City may require employees to submit to a urinalysis test and/or other appropriate test up to four times per year per employee at a time and place designated by the City. If the employee tests positive in the urinalysis test, the results shall be confirmed by a gas chromatography/mass spectrometry (GC/MS) test. The results of said tests shall be submitted to the City. If an employee tests positive in any such testing procedure, the employee may be advised confidentially to seek assistance through the City' s Employee Assistance Program - (EAP) or, if circumstances warrant, may be the recipient of appropriate disciplinary action, which may include discharge. If the same employee tests positive a second time, thetest results shall be submitted to the City for appropriate action, which may include discharge. Drug testing may be required at any time when there is reasonable suspicion for. -such- testing.. Reasonable suspicion may include, but is not limited -to, such things. as involvement in an on-the-job injury and/or accident, excessive or unusual absenteeism and/or tardiness, poor - work performance- (as .. evidenced - by _.such things as difficulty in concentrating on the task at hand, confusion in handling assignments, or excessive mistakes) , a change in personality, wide swings in attitude and/or morale, etc. The abuse of .prescribed drugs at any time, as. well . as being under the irifluence 'of alcohol or the consumption of. alcohol *while on duty shall. be cause for discipline, including discharge.. . ARTICLE XXI.I - UNIFORM ALLOWANCE Non-.p.robationary employees holding_ positions .which are. covered by this Agreement, because of the nature of their work, are required to wear a uniform, (Level 1) as specified by . the City, in the performance of their duties . These positions are: P. P. T . Custodian P. P. T . Maintenance Worker Level 1 Consists of a City issued shirt and employee provided pants or shorts that meet certain minimum requirements detailed in the city attire policy (Attachment E) . The City issued shirts shall be purchased and provided to the employee immediately following the ratification of this Agreement. Each employee will receive five 20 shirts of his/her choice, in the color chosen for their work group. The employee must launder the shirts at their expense. These shirts will be replaced on an as needed basis. The employee shall turn in the shirt to be replaced to his/her supervisor upon request. ARTICLE XXIII DIRECT DEPOSIT The .parties agree that effective with the date of this Agreement, all employees covered by this Agreement shall establish and maintain a bank account which will permit such employees to receive their paychecks via direct deposit:. ARTICLE XXIV SAVINGS If any ..provision of this Agreement. i.s. . subsequently .. declared by legislative or judicial authority- to be unlawful, unenforceable; or not in accordance with .applicable statues or ordinances, all other. provisions of this Agreement -shall remain in full force and effect. for the duration of. this Agreement ARTICLE XXV ENTIRE :AGREEMENT The panties acknowledge . .that, during. the negotiations which resulted in this. Agreement, each had. the unlimited right. and opportunity to make demands and proposals with respect to any subject` or matter not removed. by. Taw from the area of 'collective- bargaining, and that the understandings and agreement arrived at by the parties after the exercise of that right and opportunity are set forth in this Agreement. Therefore, the City and the Union, for the duration of this Agreement, each voluntarily and unqualifiedly waives the right, and each agrees that the other shall not be obligated, to bargain collectively with respect to any subject or matter referred to or covered in this Agreement, including the impact of the City' s exercise of its rights as set forth herein on hourly wages, fringe benefits, or terms and conditions of employment, or with respect to any subject or matter not specifically referred to or covered in this Agreement, even though such subjects or matters may not have been within the knowledge or contemplation of either or both of the parties at the 21 time they negotiated or signed this Agreement . This Agreement may only be amended during its term by the parties ' agreement in writing. ARTICLE XXVI TERM Unless otherwise specifically provided, this Agreement shall be in full force and effect on December 25, 2005 and shall continue until and including December 20, 2008 . It shall be automatically renewed from year to year thereafter unless either party shall notify the other in writing sixty ( 60) days prior to the expiration date set ' : forth above or each yearly period thereafter, if applicable. Notwithstanding the expiration date set forth above, this entire Agreement shall remain in full force and effect during the period of negotiations and until a successor agreement is ratified by both parties. Retroactivity.. If the Group fails to ratify and execute an agreement prior to the expiration of this Agreement (December 21, H08) , it- shall ; be understood that 'retroactivity- will not . be guaranteed but will instead be subject to negotiations . EXECUTED -THIS /d 64_. day of 2006 after approval by the . : City "Council., City of Elgin, and after ratification by the Group membership. FOR jHE `CITY: FOR THE UNION: B Y: B y: Olu rni Fo arin William H. Potts, Jr. City SEIU 'Business Agent ATTEST: ATTES ? City Clerk 22 ATTACHMENT A The appropriate unit for negotiations with the Permanent Part Time Maintenance Group shall include all non-probationary permanent part-time maintenance employees in the following job classifications in the Building Maintenance Department : P. P.T . Custodian P. P.T. Maintenance Worker 23 ATTACHMENT B ALTERNATIVE IMPASSE RESOLUTION PROCEDURE WHEREAS, the provision of §1614 (p) of the Act provide that the parties may agree to submit their unresolved disputes concerning wages, hour, terms and conditions of employment to an alternative form of impasse resolution; NOW, THEREFORE, based upon the mutual benefits and consideration set forth herein, the receipt and sufficiency of which for each party is hereby acknowledged, the City and the Union agree to the following Alternative Impasse Resolution Procedure: Section 1. Authority for Agreement . The parties agree that the statutory :authority for . this Agreemexlt is §1.614 (p) . of the. Illinois Public Labor Relations Act ("Act") . The parties intend the provisions o.f. this. Agreement to represent and constitute -an agreement to submit to an alternative form of impasse resolution any unresolved disputes .. .concerning the wages, hours, terms and conditions of. employment of- the- employees -represented by. t.he." Union. : that .are subject to the- negotiations for a successor. A.greement.. Section 2. Selection of Arbitrator.-and Naming of Panel... ..The parties that should it become necessary to- subftiit their unresolved.* disputes . in negQtiations to .arbitration . pursuant to `§:1614, they-,. 'will 'errgage` In the*`arbitration of impasses procedure -described the Act and the Rules and Regulations of the Illinois State Labor Relations Board ("Board") , subject to the following: (a) Service of Demand for Compulsory Interest Arbitration: The parties agree that a Demand for Compulsory Interest Arbitration filed by either party upon the other prior to January 1, 2006, with respect to the negotiations for a successor Agreement shall be deemed to be a proper and timely demand as provided in the Act and the Rules and Regulations of the Board; further, that arbitration 24 proceedings under the Act and those Rules and Regulations shall be deemed to have been initiated and commenced on the date of service and filing of the Demand for Compulsory Interest Arbitration; (b) Arbitrator Selection Process. The parties agree that notwithstanding .the filing and service of any Demand for Compulsory Interest Arbitration by the Union, the selection of an arbitrator will be delayed until such time as either.- party .serves upon .the. representative .of . the other, in writing by certified mail, a demand that .. the arbitrator selection process be. commenced, provided that at least one month of mediation has occurred. It is further agreed that: ' .(i) During this period of delay, the parties agree to continue good faith collective bargaining with the advice .and assistarice of the Mediator from FMCS:. (ii). Within. seven (7)- , days. of' r.eceipt by the other-,party . -of the written.- .dem4nd- that_ `s*electien of, an arbitrator- begin, the representatives of the patties shall meet : and . a.ttempt. to mutually agree upori` an. arbitrator: • Thepartes . agree" that 'the.. arbitration proceedings shall be heard by a single, .neutral . arbitrator.. Each .party waives the right .to. a three member panel of arbitrators as provided in the Act; (iii) In the absence of agreement on a neutral arbitrator, the parties shall file a joint request with the American Arbitration Union ("AAA") for a panel of seven (7) arbitrators from which the parties shall select a neutral arbitrator . The parties agree to request the AAA to limit the panel to members of the National Academy of Arbitrators. 25 Both the City and the Union shall each have the right to reject one panel in its entirety within seven (7) calendar days of its receipt and request that a new panel be submitted. The parties agree to engage in the AAA' s ranking process for purposes of determining which of the seven (7) arbitrators on the panel .shall serve as the neutral arbitrator, provided that each party may strike or cross out not. more . .than two (2) . of the arb,itrato.rs... on .the. . . panel before ranking the remaining arbitrators on the. . panel.. Each partyshall have fourteen (14) days from the date the panel list is received from the* AAA- to* -number. the names on- the panel - list in- order of . prefere.nce and return the list to the AAA. In accordance with the designated order •of mutual, .. preference, the.. AA. shall invite the acceptance of the arbitrator to serve . In ..the event that the a.rbitrator..decl lies or i.s. unable. ta.:•serve,. the AAA shall invite. the next :.arbitrator in designated order. :-of mutual preference: to so -serve. . In'�. the event: that .he 'declines or -is- unable to serve, the part es ' agree t0 jointly` request 'a , new panel of • seven•., .(7.) .arbitrators from the AAA and_ commence_..the selection process anew. It is further agreed that the AAA' s role and participation in the arbitration process shall be strictly limited to providing the panel (s) and administering the selection process . Once an arbitrator has been selected by means of the parties' ranking of the members of the panel, the AAA' s participation in the arbitration proceedings shall be terminated. The parties shall divide equally any costs associated with the AAA 26 administering the selection process . The parties shall inform the AAA of this limited role by joint letter at the time the first panel is requested; (iv) The parties shall jointly communicate all remaining aspects of the arbitration (including but not limited to scheduling of post-hearing briefs) directly with the neutral arbitrator in the manner prescribed in the Act and the Rules and Regulations of the Board. (c) Issues in Dispute and Final Offers . Within seven (7) calendar days of. the service of a demand. that the arbitrator selection process commence, the representatives of the parties shall -meet and develop a . written list of those issues that remain in dispute. The representatives. shall prepare a Stipulation of' Issues in- Dispute for each party to. then execute and for submission at the beginning of the arbitration hearing. The parties agree th-at. only those. :.issues listed in the Stipulation shall be submitted to. the arbitrator for decision and award. It is further agreed that : (.i) Eich party retains the right to object to any issue : on the grounds that the same constitutes a non- mandatory subject of bargaining;. provided, .however,. that each party agrees that it will notify the other of any issue that it regards as a non- mandatory subject of bargaining not later than the first negotiation meeting where the issue is substantively discussed. Should any disputes arise as to whether a subject is a mandatory subject of bargaining, the parties agree to cooperate in obtaining a prompt resolution of the dispute by the Board pursuant to the Act and the Rules and 27 Regulations of the Board [Section 1200 . 140 (b) ] . Either party may file a petition with the Board' s General Counsel for a declaratory ruling after receiving such notice from either party that it regards a particular issue a non-mandatory subject of bargaining. (ii) Not less than seven (7) calendar days prior to the date when the first day the arbitration hearings are.. s:chedu.led to commence., the. representatives of the parties shall simultaneously exchange in person their respective written final offers as to each. issue in dispute as shown on the Stipulation of Issues. -in Dispute. The - foregoing -shall—not preclude the parties from .mutually . agreeing to resolve any or all the issues identified as '-being . :.in dispute through further.* collectiv.e bargaining. (tl) Authority and- Jurisdiction of Arbitrator: The parties. . agree. that the .neutral: arbitrator shall .not- function as a mediator . unlesa mutually. agreed by the City and the. -Union. ..The arbitrator selected .arid .appo .nted .to resolve. any disputes that may -exist in- these negotiations shall • - have the 'express. . authority and jurisdiction to award• increases or decreases in wages and all other forms.. of compensation (1) retroactive to January 1, 2000 (or to January 1 in any subsequent year if the Agreement is automatically renewed) for the negotiations for a successor Agreement, provided in either instance a party has served upon the other party a timely Demand for Compulsory Interest Arbitration in accordance with the provisions of Section 2 (a) above, notwithstanding any delay in the arbitrator selection process that may have occurred or any other modification of the impasse 28 procedure described in the Act and the Rules and Regulations of the Board as a result of this Agreement. Provided one party has served on the other party a timely Demand for Compulsory Interest Arbitration in accordance with the provisions of Section 2 (a) above, each party expressly waives and agrees not to assert any defense, .right or claim .that the arbitrator lacks. the jurisdiction and authority to make such a retroactive award of ncrea$.ed or.. . decreased wages . .or other. forms ....Qf compensation. (e) Discretion and Judgment . of Arbitrator.. The .parties do not intend by this Agreement to predetermine or stipulate . .whether- -any award, of increased or.- decreased -wage-s o-r other forms of compensation . . should in fact be retroactive, . ' but. rather -intend to' insure that the arbitrator has. the jurisdiction. and authority to so award retroactive increases.. or. decreases., provided* a.� timely -Demand• for. Compulsory. ..'Interestrbtraaion has .,-been . submitted by. on'e party, should hE in his , discretion and judgment believe: such-an .award . is:.appropr-i.ate. (f p 'Conduct of Hearings. The -parties. agree .- that.. all arbitratiori. hearings shall' be conducted 'as follows: (i) . Hearings shall .. be held , in .-.the City ,of Elgin, Illinois, at a mutually agreed location. Hearings may be conducted outside the City of Elgin only by written mutual agreement; (ii) The hearings shall begin within thirty (30) days of the notification from the AAA that the arbitrator selected has accepted the appointment to serve as the neutral arbitrator. The parties by mutual written agreement may agree to delay the date of the first hearing for a period up to ninety (90) 29 days . The hearings shall be scheduled on mutually agreed dates, subject to the reasonable availability of the arbitrator and the representatives of the parties and shall be concluded within thirty (30) days of the date of the first hearing; (iii) The party requesting arbitration shall proceed with the presentation of its case first, followed by the non-requesting p.arty. Each party shall . have .:the. right to submit rebuttal evidence and testimony, as well as to submit a. post-hearing brief. Post- hearing briefs shall be simultaneously submitted directly to the arbitrator,-with a copy sent to the opposing party' s representative, within twenty.-one (21) calendar days- of the conclusion' of the hearings; (iv) The arbitrator' s decision and award shall be issued in writing directly- to each! party'-s representative within thirty (3fl) days of the close of hearings .or the submission of post-hearing briefs, whichever is later; (v) A mutually agreed court reporting service shall record and transcribe the . hear.ings. . The Costs of. . the neutral arbitrator, as well as the costs of the court reporting service and a copy of the transcript for the arbitrator shall be divided equally. Each party shall be responsible for purchasing its own copy of the transcript and for compensating its witnesses and representatives . Section 3 . Remaining Provisions of §1614 . Except as expressly provided in this Agreement, the parties agree that the provisions of §1614 of the Act and the Rules and 30 Regulations of the Board shall govern the resolution of any bargaining impasses and any arbitration proceedings that may occur over the negotiations for a successor Agreement . 31 ATTACHMENT C Service Employees International Union Local 73 Elgin Office 2400 Big Timber Rd. Building B Suite 101 Elgin IL. 60124 PHONE: (847) 742-2825 FAX: (847) 742-0210 Union Representative William H. Potts Ir. New Employee Information Form PLEASE PRINT First Name: Last Name: Social Security: Date of Birth: Home Address:.. City: State: . . Zip: . . . . . . . . . . .. Home Phone:_(_ ) E-Mail: Job Classification: Work Site: Shift:: Date of Hire: Union Member: (Full Dues) COPE: 32 ATTACHMENT D DISCIPLINE ARBITRATION PANEL Edward Benn Steven Briggs Lisa Kohn Stuart McAllister 33 Attachment E City of Elgin General Services Unit Attire Policy PURPOSE: . It is. the purpose .of this policy to insure that the City. of Elgin, - General- Services unit employees- maintain a consistent, professional appearance. It is recognized that the duties assigned employees in the -four departments involved encompass many--.-types of. job functions: that require different clothing to safely accomplish tasks in an efficient manner. In all cases, this policy will establish a minimum standard of dress and appearance that characterizes the City and identifies each employee as a professional member of a_ professional organization: COVERAGE: This .policy .covers. all. operations. employees . in. the Water, Public. Works, - Parks and Recreation and Building Maintenance Departments. For the purposes of . describing and assigning standards . in .this policy, the . employees - of each department are.. divided ' into homogenous- work groups: ' .:These groups- :may reflect' organizational 'divisions .anal :secti;oris."or- may :juste represent a :group that `does. a specific -.work. .assignment. that affects . dress. ' -Upervisory' staff (SEIU : contract, covered positions) , will wear. the same -level and color ,off attire .chosen for the employees, in. their ,division: Any supervisors/managers w-ho are covered -by the- Management Ordinance ' will . dress 'to a standard. that meets or. 'exceeds'. that .bf: thelir. employees. They may utilize provided uniforms at their discretion. ATTIRE .STANDARDS: Attire -is specified 'at two levels as outlined below. Level 1 Consists of a City issued shirt and employee provided pants or shorts that meet certain minimum requirements detailed later in this policy. The City issued shirts will be purchased annually and provided to the employee at the beginning of each year. Each employee will receive five summer shirts and five winter shirts in the color chosen for their work group. The employee must launder the shirts at their expense. Level 2 Consists of a full uniform with pants/shorts and shirt provided and laundered by a contract service at City expense. Eleven uniforms 34 will be issued to each employee at the beginning of the contract term, which is normally two years, and will be laundered at the rate of five sets per week. Replacement of damaged or worn uniforms will be in accordance with the terms of the contract entered into with the vendor. An employee may choose the option of ten City issued shirts provided annually, as in the Level 1 attire, with the requirement that they launder the shirts at their expense. The attached list shows the level of attire to be worn by each work group. Also .listed. is the detailed description of the .Level 1 and ,Level 2 attire standards and the standazds for head gear. The employees in each work group shall participate in the decision on which level of attire the . whole work group will utilize. Any subsequent desire to . change . from . :one level :t.o .. another. must. .be coordinated with the renewal of the uniform service contract awarded for Level 2 attire and the annual order for Level 1 shirts. LOGOS/IDENTIFICATION: The shirts provided under both the Level 1 and Level 2 standards abovc— will* have- a - City oaf - E1:gin logo -and -the department and division designation embroidered or silk screened on the left chest area. In addition, at the employee' s option, a shoulder "patch" designatiriq union affiliation .can be'' added. The. patch .will b6. ,6 1"x 2" embroidered or silk screened rendering of the SEIU logo. The employee shall indicate :his decision on the union patch option at' the .time that the annual :shirt order or. the uniform contract is being prepared. ATTIRE. RESTRICTIONS It shall never be. appropriate for an employee .t.o modify or deface th.e City .provided. attire .under .either 'level.. Cut bff shorts or tank tops can not be worn. Brightly :colored :T-shirts or T-shirts -with nappropriate . pictures or wording may not be worn over or in place. of. :the. .r.equired ,att.ixe and may only- be worn under... the required. attire if. it is not .visible thru the outergarment. Only bandanas, . . hats and that meet ..the headgear standard .detailed below may be worn with either level of. attire. SEASONAL WEAR: The City will provide identifying attire for cold weather in two forms, a hooded sweatshirt/ jacket and a winter coat/ parka . Both will be budgeted for replacement on a three year schedule but will be replaced on an as need basis . Worn out garments have to be shown to the division manager for verification before replacement garments are ordered. In cases of extended exposure to cold weather, employee provided insulated coveralls and winter hats may be worn as long as safety vests are worn. During the summer season the wearing of shorts will be allowed in 35 work groups where they can be worn safely as determined by the work group manager with the approval of the department head. If at any time the safety of the employee (s) appears to be threatened, this allowance will be revoked. The shorts must meet the specifications detailed later in this policy. COMPLIANCE: The attire standards will be. met . at all times while an employee is on duty. They will be. allowed to wear the Level 1 or Level 2 . attire to and from work. .. Failure to report. for work in , the specified.:attire will result .in t4e...employee be.ing.,sent _.home ...on:. .. their own ' .time *to get the proper attire. A pattern 'of repeated : failure to report for work in proper attire will be addressed . through progressive discipline. It is incumbent on the .employee to remove City issued clothing when their business/conduct may reflect badly on the City and their co-workers.. Employees who are on call ma-y respond to- the initial call in non-standard -attire but -should•'. weara City coat or safety vest and identification badge for easy identification as a City employee. If the work time resulting from = the ' call goes beyond' .the two 'hour minimum call 'but, the employee (s) shall be given time to change into their appropriate level attire if-. required. 36 GENERAL SERVICES UNIT ATTIRE POLICY WORK GROUPS REQUIRED ATTIRE Traffic Level 1 Streets Level 2 Sewer Level 2 Fleet Services Level 2 Engineers Level 1 Engineering Inspectors Level 1 Water Meters Level 2 Water Plant Mechanics Level 2 Water Distribution Level 1 Water Plant Operations Level 2 "Water.'Piant Laboratory Level 1 Buildihg'Maint'.- Mechanics" ' ' Level 2' Building Custodial Level 1 Recreation Level 1 Forestry Level 2 Cemetery Level 2 Parks Maintenance Level. 1 Building Maint. P.'P.T. Level_ 1. Detailed. Attire Standards Level 1 Shall consist .o f employee provided work:.pants� or .shorts' and .a City provided ..shirt. Pants. and 'shor.ts are to be ..one solid muted color_. with. legs. that have sewn hems _or cuff s*.. - Sho.rts :will end above the. knee but 'haVe a minimum inseam of 7 inches.' .Pants and short's Shall -be in-,'good. Gond .tion..withoutobj ectioziable. holes-,: .tears. or. ..ripped. , . seams. The .color of s�trts i9: to -be the same for. all, employees' in. a'' work. -group and is .to be decided by the . work..group employees and managerwith department: head approva17:` The" style of shirt- shall 'be determined by the employee'within 'the..guide�line- stated above That is,: the min shall' include. five • (5) summer and 'five (5) . fainter shirts that may include polo, chamois, fleece and cotton/ cotton - polyester- blend. T-shirts -May be short sleeve or sleeveless, with hemmed sleeves or openings . Other style shirts may be both short and long sleeve as available. All shirts must be chosen from the designated style and color choices in the catalog of the chosen City supplier. The choice of shirt style must be made at the time the annual order is placed and will be binding. All shirts, pants and shorts shall be laundered by the employee at their expense . Level 2 Shall consist of a City issued uniform with pants or shorts and a shirt . The color of uniform and style of pants and shorts must be 37 chosen from the designated style and color options in the catalog of the chosen City supplier, be the same for all employees in a work group and be selected by work group employees and manager with department head approval . Shirt style shall be determined by the employee and may include a mix of polo, cotton and cotton/polyester blend with short and long sleeves as available from the uniform service. Laundry service at the City expense is available for the entire uniform and if chosen by the employee, is for the term of the laundry servicecon.tract.. The employee may choose to be .issued ten shirts annually as. specified for Level 1 in lieu of the uniform. shirt . Under this option the employee .must launder the shirts at their. ex.pense and only the pants and .shorts will .be laundered by :. ..the...service..at City expense. . .:The choice of .uniform..st.yle. and.colgr and. of the.. shirt .option must be made at' the time the annual order is placed. and will be binding. Head Gear Shall consist of employee -provided caps, hats-and bandanas that- are either muted in color or are solid' in color in a shade that is an accepted safety color. The head gear shall not have any inappropriate pictures, markings or wording "�rinted on 'it.'. If in the opinion of the work group supervisor the head gear does not conform to this standard, they "shall advise the employee and the employee shall remove it.: 38