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HomeMy WebLinkAbout95-14 Resolution No. 95-14 , RESOLUTION !XPRESSING THE INTENTION OF THE CITY OF ELGIN, ILLINOIS, TO ASSIST IN FINANCING THE ACQUISITION, CONSTRUCTION, RENOVATION, EXTENSION AND EQUIPPING OF AN ECONOMIC DEVELOPMENT PROJECT TO BE USED BY ELGIN CORRUGATED BOX COMPANY, AN ILLINOIS CORPORATION, AND APPROVING THE EXECUTION OF A MEMORANDUM OF AGREEMENT RELATING TO THE PROJECT WHEREAS, the City of Elgin, Illinois (the "City' ) , is a duly organized and existing municipal corporation and home rule unit of government within the meaning of Section 6 of Article VII of the 1970 Constitution of the State of Illinois (the "State" ) ; and WHEREAS, the City is authorized to issue its revenue bonds to finance in whole or in part the cost of the acquisition, construction, renovation, extension and equipping of economic development projects; and WHEREAS, Elgin Corrugated Box Company, an Illinois corporation (the "Borrower" ) , wishes to secure financing for the acquisition, construction, renovation, extension and equipping of an economic development project to consist of a building approximately 63,000 square feet in size and related machinery and equipment to be used by the Borrower in its business of manufacturing corrugated boxes (the "Project" ) , which Project is to be located on the south side of Gasket Drive, east of Gifford Road, in the Spaulding Center Industrial Park, within the City; and WHEREAS, the Borrower has requested that the City issue its revenue bonds to provide funds for the acquisition, construction, renovation, extension and equipping of the Project; and WHEREAS, this City Council considers it necessary and desirable to finance the Project in order (a) to provide increased employment opportunities and relieve conditions of unemployment and underemployment within the City, (b) to encourage the increase of industry and commerce within the City, and (c) to increase the tax base within the City, and thus to enhance the public health, safety and general welfare of the City and its inhabitants; and WHEREAS, the Borrower, in reliance upon the intention of the City to finance the cost of constructing, acquiring, renovating, extending and equipping the Project through the issuance of its revenue bonds, has determined to locate the Project within the corporate limits of the City; and WHEREAS, such revenue bonds, when issued in one or more issues or series, shall not be a charge against the general • revenues or the taxing powers of the City but shall be payable eolely from the proceeds of the revenue bonds issued to financing the Project and the earnings on such proceeds and revenues derived from the Project and the financing of the Project; and WHEREAS, a form of Memorandum of Agreement with respect to the proposed issuance of such revenue bonds for the Project has been presented to this meeting of this City Council; and WHEREAS, it is intended that this resolution shall constitute an official action toward the issuance of the revenue bonds within the meaning of Section 1 . 103-8(a) (5) of the Income Tax Regulations (the "Regulations" ) issued pursuant to the Internal Revenue Code of 1986 as amended (the "Code" ) and that the bonds issued for the benefit of the Borrower shall be reimbursement bonds for the purpose of Section 1 . 150-2 of the Regulations . NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS: 1 . That this City Council finds that (a) the lack of employment opportunities within the City is harmful to the public health, safety, and general welfare of the City and its inhabitants and (b) assisting the Borrower through the issuance of revenue bonds of the City, the proceeds of which will be loaned to the Borrower or its nominee and used to finance all or a portion of the cost of the Project, will provide increased employment opportunities and relieve conditions of unemployment and underemployment within the City, will encourage the increase of industry and commerce within the City and will increase the tax base within the City. 2 . That the Mayor of the City is authorized to execute and the City Clerk is authorized to attest and to affix the seal of the City to a Memorandum of Agreement with the Borrower in substantially the form as was presented to this meeting or with such changes in it as shall be approved by the officers executing the same, their approval to be evidenced by their execution of the Memorandum of Agreement. 3 . That upon final determination of the details of the financing, and subject to the terms and conditions of the Memorandum of Agreement and to the availability to the City of sufficient private activity bond volume cap to permit the bonds to be issued, the City will take all further steps necessary to issue its revenue bonds on behalf of the Borrower or its nominee to finance all or a portion of the Project in an amount now estimated at $3,800,000; provided, that on or before May 1, 1995 (or such other date as shall be mutually satisfactory to the City and the Borrower) , the City and the Borrower shall have agreed to mutually acceptable terms for said revenue bonds and the contracts, agreements and r w • proceedings related to the bonds and referred to in the Memorandum of Agreement. 4 . That said revenue bonds be reimbursement bonds for the purpose of Section 1 . 150-2 of the Regulations and that the proceeds of the bonds be used, in whole or in part, to reimburse expenditures made prior to the issuance of the bonds . 5 . That pursuant to the provisions of Section 147 ( f) of the Code, the City Council (as the "applicable elected representative" of the City) approves the issuance of such revenue bonds in the maximum aggregate principal amount of $3, 800, 000 and the plan of financing of the Project for the purpose of financing the costs of acquiring, constructing, renovating, extending and equipping the Project. 6 . That the officers and employees of the City are authorized to take such further action as is necessary to carry out the intention and purpose of this resolution and of the Memorandum of Agreement as executed and, subject to the terms and conditions of this resolution and of the Memorandum of Agreement, to cause revenue bonds of the City to be issued to finance the Project, now estimated to cost approximately $3,800, 000, upon the terms and conditions stated in the Memorandum of Agreement with respect to the economic development project described in the Memorandum of Agreement, which Memorandum of Agreement is made a part of this resolution. 7 . That all resolutions and parts thereof in conflict with this resolution are hereby superseded to the extent of such conflict, and this resolution shall be in full force and effect from and after its passage as provided by law. s/ George VanDeVoorde George VanDeVoorde, Mayor Presented: January 25, 1995 Adopted: January 25, 1995 Vote: Yeas 7 Nays 0 Attest: s/ Dolonna Mecum Dolonna Mecum, City Clerk MEMORANDUM OF AGREEMENT THIS MEMORANDUM OF AGREEMENT is between the City of Elgin, a municipal corporation and home rule unit of the State of Illinois (the "City"), and Elgin Corrugated Box Company, Inc., an Illinois corporation (the "Borrower"). 1. Preliminary Statement. Among the matters of mutual inducement which have resulted in this Agreement are the following: (a) The City is authorized and empowered to issue revenue bonds and to loan the proceeds thereof for the purpose of financing an economic development project. (b) The Borrower proposes to finance the acquisition, construction and equipping of an economic development project to be located within the corporate limits of the City (the "Project"), which Project is to be used by the Borrower in its business of manufacturing corrugated boxes. The Project is expected to cost approximately $3,800,000. The Borrower wishes to obtain satisfactory assurance from the City that the proceeds from the sale of revenue bonds issued by the City will be made available to finance all or a portion of the cost of the Project. (c) The City has determined that (i) the lack of employment opportunities within the City is harmful to the public health, safety and general welfare of the City and its inhabitants and (ii) assisting the Borrower through the issuance of revenue bonds of the City, the proceeds of which will be loaned to the Borrower or its nominee and used to finance all or a portion of the cost of the Project, will provide increased employment opportunities and relieve conditions of unemployment and underemployment within the City, will encourage the increase of industry and commerce within the City and will increase the tax base within the City. (d) The City fords that the financing as herein described will further the public purposes of the City. Subject to (i) due compliance with all requirements of law, (ii) the availability to the City of sufficient private activity bond volume cap under Section 146 of the Internal Revenue Code of 1986, (as amended (the "Code") and the Illinois Private Activity Bond Allocation Act, (iii) public approval as required by Section 147 (f) of the Code, (iv) agreement by the City and the Borrower upon terms for the bonds and the form of all agreements and proceedings related to the bonds, and (v) receipt of adequate assurance from the Borrower that there are one or more purchasers for the bonds, the City, by virtue of such authority as may now or hereafter be conferred, will issue and sell its revenue bonds in an amount not to exceed $3,800,000 to pay all or a portion costs of the Project. It is the intention of the City that the bonds be reimbursement bonds for the purpose of Section 1.150-2 of the Income Tax Regulations issued pursuant to the Code and that the proceeds of the bonds be used, in whole or in part, to reimburse expenditures made prior to the issuance of the bonds. -2- '(e) The revenue bonds of the City shall be limited obligations of the City payable solely out of the revenues and receipts derived with respect to the Project; the Project shall be financed upon terms so that the payments shall be sufficient to pay the principal of and premium, if any, and interest on such revenue bonds. No holder of any such bonds shall have the right to compel any exercise of the taxing power of the City, the State of Illinois or any political subdivision of the State of Illinois and such bonds shall not constitute an indebtedness or a loan of credit of the City, the State of Illinois or any political subdivision of the State of Illinois. 2. Undertakings on the Part of the City. Subject the conditions herein stated, the City agrees as follows: (a) That it will authorize the issuance and sale of an issue of its revenue bonds in an aggregate principal amount equal to the then estimated cost of the Project, not to exceed $3,800,000. (b) That it will cooperate with the Borrower to endeavor to find a purchaser or purchasers for the bonds, and if purchase arrangements satisfactory to the City and to the Borrower can be made, it will adopt, or cause to be adopted, such proceedings and authorize the execution of such documents as may be necessary or advisable for the authorization, issuance and sale of the bonds and the loan of bond proceeds to the Borrower, all as shall be authorized by law and mutually satisfactory to the City and the Borrower. (c) That the aggregate basic loan repayments (i.e. the amount to be used to pay the principal, interest and premium, if any, on the bonds) payable under the loan or financing agreement whereby the bond proceeds shall be loaned to the Borrower or its nominee shall be such sums as shall be sufficient to pay the principal of and interest and premium, if any, on the bonds as and when the same shall become due and payable. (d) That subject to the condition set forth in Section 4(a) hereof, the City will not authorized the issuance of, or enter into any agreement obligating the City to issue, any revenue bonds which will reduce the private activity bond volume cap available to the City under Section 146 of the Code during 1995 so that the bonds contemplated by this Agreement cannot be issued. (e) That it will take or cause to be taken such other acts and adopt such further proceedings as may be required to implement the aforesaid undertakings or as it may deem appropriate in pursuance thereof. 3. Undertakings on the Part of the Borrower. Subject to the conditions herein stated, the Borrower agrees as follows: I�� -3- '(a) That it will use all reasonable efforts to find one or more purchasers for the bonds in an aggregate principal amount not to exceed the amount as above stated. (b) That it will enter into or cause to be entered into a contract or contracts for the acquisition and construction of all items constituting the Project. (c) That contemporaneously with the sale of the bonds it will enter into a loan agreement or other financing agreement with the City under the terms of which the Borrower or its nominee will obligate itself to pay to the City slims sufficient in the aggregate to pay the principal of and interest and premium, if any, on the bonds as and when the same shall become due and payable, such agreement to contain other provisions required by law and such other provisions as shall be mutually acceptable to the City and the Borrower. (d) That it is recognized that additional instruments and agreements to provide additional security for the purchasers of the bonds, including a mortgage on the Project, may be necessary or desirable in order to successfully market the bonds. (e) That it will take such further action and adopt such further proceedings as may be required to implement its aforesaid undertakings or as it may deem appropriate in pursuance thereof. 4. General Provisions. (a) All commitments of the City under paragraph 2 hereof and of the Borrower under paragraph 3 hereof are subject to the condition that on or before May 1, 1995, the City and the Borrower shall have agreed to mutually acceptable terms for the bonds and of the sale and delivery thereof, and mutually acceptable terms and conditions for the contracts and agreements referred to in paragraph 3 and the proceedings referred to in paragraphs 2 and 3 hereof. (b) If the events set forth in subparagraph (a) of this paragraph do not take place within the time set forth or any extension of that time and the revenue bonds of the City in an amount approximately equal to the amount stated above are not sold within such time, the Borrower (i) acknowledges that certain fees and expenses will have accrued by reason of the execution and performance of this Agreement and (ii) agrees that it will promptly upon request reimburse the City for all reasonable and necessary direct out-of-pocket expenses which the City may incur at its request arising from the execution of this Agreement and the performance by the City of its obligations under this Agreement, and will pay the fees and out-of-pocket expenses of bond counsel and counsel to the City, and this Agreement shall thereupon terminate. (c) The action of the City in executing and delivering this Memorandum of Agreement, in fulfilling its obligations under this Memorandum of Agreement, in issuing or • -4- 'in refusing to issue the bonds on behalf of the Borrower or in taking or omitting or refusing to take, any other action whatsoever shall not result in any pecuniary liability on the part of the City, members of its governing body, its officers, its employees and its counsel, except as may be provided in the bonds or any instruments relating thereto. IN WITNESS WHEREOF the parties hereto have entered into this Agreement by their officers thereunto duly authorized as of the 3/riday of cP/t/V1t/L, , 199 S . CITY OF ELGIN, ILLINOIS By: Mayor Attest: 9 _7' City Clerk ELGIN CORRUGATED BOX COMPANY By: ��l< President 3014838 • E ,i (0 , 3 (), A jonda Item No . January 19, 1995 TO: Mayor and Members of the City Council FROM: Richard B. Helwig, City Manager SUBJECT: Industrial Development Bond ( IDB) Application Review Process and Inducement PURPOSE The purpose of this memorandum is twofold: 1 ) to seek City Council approval of an IDB application review process and; 2) to approve an Inducement Resolution with Elgin Corrugat- ed Box utilizing the City' s annual IDB authority. BACKGROUND Provisions in the Federal Tax Code allow home rule cities to issue private activity revenue bonds (also called industrial revenue or industrial development bonds) not to exceed $50/ capita per calendar year. In Elgin' s case, this would amount to approximately $3 . 8 million per year. Qualified "small issue" private activity revenue bond financing permits a state or local governmental entity to finance manufacturing facilities for a business entity at a lower interest cost than they could obtain by the issuance of their own taxable debt . Interest on the bonds issued by the City of Elgin for such purposes is not includable in federal gross income of the bondholder. When bonds are to be issued, the City would enter into an agreement with the company in which they agree to acquire, equip, renovate or construct certain manufacturing facili- ties . Simultaneously, the City agrees to issue its bonds to finance a portion or all of the costs of the project and the entity agrees to make payments in amounts, and at time suffi- cient to meet debt service on the City' s bonds . Since the bonds are payable solely from revenues derived from the busi- ness, it is the credit of the business (or if there is a guaranty, an insurance policy or a letter of credit securing the bonds , the credit of the guarantor, the insurer or the issuer of the letter of credit) that will determine the inter- est rate of the bonds . Industrial Development Bond January 19 , 1995 Pam- 2 In the recent past there has been no desire to use this fund- ing vehicle and the City has ceded this authority back to the State, who in turn utilizes it for other IDB projects . This year Elgin Corrugated Box, through American National Bank - Elgin, requested that the City ' s IDB authority help finance their expansion. Project Highlights of the project are as follows : - Elgin Corrugated Box, a company that manufactures corrugat- ed boxes , proposes to fund the first of a three phase expan- sion that will ultimately result in a 200, 000 square foot box manufacturing plant . The first phase will consist of 1 ) constructing a $2 . 2 million 63, 000 square foot building at Gasket Drive ( immediately east of the U. S . Can plant) 2 ) installing a $400 , 000 waste system and 3 ) purchasing a flexo-folder-gluer box machine at a cost of $1 . 2 million . The remaining phases are planned for completion over the next 7-10 years . - Ten new jobs will be created (an additional 14 will be relocating from South Elgin) . - Estimated increase in payroll = $330 , 000 . - Estimated property tax yield to the City = $13 , 000 . - Estimated assessed value of additional total real property $700 , 000 - $800, 000 . - Types of jobs - low level mechanics , customer service, maintenance and assistant supervisor. A copy of the preliminary application from Elgin Corrugated Box is attached. Approval Process At one time the City had IDB applications reviewed by an Economic Development Commission (this process was abolished in 1986 ) . Prior to the Economic Development Commission (EDC) the City contracted with Speer Financial , the City' s current financial advisors , to determine the financial feasibility of the firm as it related to the IDB financing. Industrial Development Bond January 19 , 1995 Page 3 Since the EDC is no longer functioning, no one individual or group is in a position to review the "financials" of the perspective IDB issuer. Given the sensitivity, should a company be denied use of the City' s IDB allocation, it makes sense to incorporate an outside independent group to perform the financial review. Speer ' s original review process incorporated an extremely thorough analysis that was completed by Duff and Phelps (a nationally recognized resource for credit analysis ) . This analysis is the major reason the financing fee was $10 . 00 per thousand dollars of bonds for the first $1 , 000, 000 of bonds . On a $1 million issue, the fee would equal $10, 000 . Duff and Phelps ' current review fee now starts at $15 , 000 . This siz- able increase essentially prices Elgin out of the IDB pro- cess . It would be as cheap to obtain the IDB from the State as it would from Elgin. To reach a point where the City is comfortable from a financial review standpoint and the fees stay within reason, Speer Financial will perform an in-depth financial analysis of the prospective company at a fee not to exceed the initial $2 , 500 application fee . Though not as extensive as the Duff and Phelps analysis , Speer will assure the City that based on historical data and trends , the compa- ny appears to be a going concern. Short of spending $15 , 000 r , , , or more, this type of analysis should suffice. Additionally, American National Bank, who is actually lending the money has completed a detailed analysis , sufficient enough for them to feel comfortable that their loan will be repaid. Speer' s report, which recommends approval of Elgin Corrugated Box' s IDB application, is attached to this memoran- dum. In no way is the City responsible for the repayment of the bonds . Should the company default, the actual lender of the money (American National Bank) will suffer the loss . An ordinance change is required to officially incorporate the current ( Speer Financial ) review process into the IDB ordi- nance. COMMUNITY GROUPS/INTERESTED PERSONS CONTACTED None. FINANCIAL IMPACT All costs pertaining to the IDB issuance will be borne by Elgin Corrugated Box, the issuer. LEGAL IMPACT None. • Industrial Development Bond January 19, 1995 Page 4 RECOMMENDATION It is recommended that 1) an Inducement Resolution be entered into with Elgin Corrugated Box for $3. 8 million in Industrial Development Bonds and 2) the proper ordinance be amended to reflect the current practice of reviewing IDB applications . Respectfully submitted, • ta/i4 k-- t,/1/4-C1 k, '‘? , ir/ - / ames R. Nowicki ! /'Fo,--,-:_fr --,(-f---J7(_ n e Director -_--) Raymond H. Moller, Director Business Services and Properties S . Richard B. Helwig r ,;', City Manager JRN:daw Attachment 01/20/95 08: 54 $1 312 346 8833 SPEER FINANCIAL 1/002/008 CITY OF ELGIN FINANCE DEPARTMENT PRELIMINARY APPLICATION FOR INDUSTRIAL DEVELOPMENT BOND FINANCING Business Name: Elgin Corrugated Box Company Address: 824 Raymond Street City, State: Elgin, fl . 60120 Representative: _ _John R. Poole Telephone: 741 - 2200 Date: 11/30/94 Location of Proposed Improvement: Gasket Drive, Elgin, I1 . Amount of Proposed Bond Issue: _ $3 , 800, 000 Name of Bond Purchaser: American National Bank Form of Organization of Borrower: Corporation Federal Tax ID Number: 36 - 1035490 Name of Bond Counsel : David A. Saunders Seyfarth, Shaw, Fairweather Name of Corporate Lawyer: Roger Franzen Brady, McQueen, Martin Proposed Use of Proceeds: The proceeds will be used to fund phase one of a three phase expansion that will ultimately re- sult in a 200, 000 square foot box manufacturing plant. In the first phase we will construct a 63, 000 square foot building at at cost of $2, 200, 000, add a waste system to it at a cost of $400, 0001and purchase and install a flexo-folder-gluer box machine in our current plant at a cgst of $1, 200, 000. We plan to complete the remaining phases over the next 7 - _10 years. 01/20/95 08:55 $1 312 346 8833 SPEER FINANCIAL a1 003/008 • -2- Is proposal a new facility?: The building is a new _facility that will consolidate a leased facility currently in South $lgin and some of the manufacturing departments in our cur- ent location. This will enable the company to continue to to increase its sales volume in the future. Is the proposal Industrial/Commercial/Retail? Industrial What is the principal product of the company? j The company manufactures corrugated boxes for many uses. What are the proposed financing arrangements? Industrial Revenue Bonds Give the approximate dates of construction? 3/1/95-9/1/95 All supportive financial documents and information required by the City of Elgin must be supplied before application will be considered by the City Council of the City of Elgin. The final fee to the city for authorizing the issuance of indus- trial revenue bonds of $ will be payable at closing. We agree to make payment of fee as outlined above and to all of the conditions as specified in applicable city ordinances. Signed: Signed: Title:'C /d f /(., L�" 2 Title: r O f Chief Corporate Officer Chief Financial Officer Date: ii/gi 91 ApIlicat;0/1- 2- 01/20/95 08:55 '$1 312 346 8833 SPEER FINANCIAL a004/008 INDUSTRIAL EVALUATION CHECKLIST Note: Completion of the following form provides the information in Section of Industrial Revenue Bond Ordinance Business Name: Elgin Corrugated Box Company Address: $Z4 Raymond Street Elgin, Illinois 60120 Business Owner: Corporation Representative: John R. Toole Telephone: 708 - 741 - 2200 ECONOMIC Financial Stability Included as Exhibit "A" ; - Audited financial report for past five year from the audit firm of Deloitte Touche - 1994 unaudited financial report as of 10/31/94 . - Is any litigation pending by or against company? Yes X No If Yes, than explain TYPE OF PRODUCT The company manufactures corrugated boxes for a wide variety of industries and end users. DESCRIPTION OF PRODUCT The company purchases paper from mills throughout the United States and uses the paper to make boxes that are used by our customers to ship their products to market. MARKET AREA SERVED The company sells boxes primarily in the Chicagoland area, concentrating on Elgin and the surrounding towns in the Fox River Valley. ,4 pl;cot,p 3 01/20/95 08:56 '$`1 312 346 8833 SPEER FINANCIAL [ j005/008 -2- gUMBER OF EMPLOYEES : (Present) Men: 99 Full time: 101 Women: _ 5 Part time: 3 Managers: 3 Employees living in Elgin: 41 Note: The company also employs from an agency 8-15 workers to cover the ups and downs in the normal flow of bus- iness. Nearly all these individuals live in Elgin. NUMBER OF NEW JOBS CREATED: 24 The company will relocate 14 jobs from South Elgin and create 10 new jobs immediately. As volume grows, up to 40 new jobs will be created. AVERAGE EMPLOYEE SALARY (Present) : $37 , 000 - for all lobs YEARLY PAYROLL (Present) : $3, 850, 000 - for entire company EMPLOYEE SKILLS REQUIRED: Initial jobs will be entry level factory jobs with no special skills reguired. The individuals may improve their skills through on the iob training to become machine operators. APPRAISED VALUE OF PLANT: $2, 200, 000 - a final value will be determined after construction ANTICIPATED CONSTRUCTION DATE: Construction is to begin March 1, 1995 and end by September 1, 1995. NUMBER OF PLANT RELOCATIONS (Since 1950) : 0 yNVIRONMENTAL Location: The plant will be located on Gasket Drive in the Spaulding Industrial Park Center. It will be located immediately east of the US Can plant. App cCA+)1 - 01/20/95 08:57 '$`1 312 346 8833 SPEER FINANCIAL Ci]006/008 -3- Land Size: 17 , 5 ac< 768 , 000 square feet Present Plant: NA New Plant: 63 , 000 sq ft Land Coverage: 8% Number of Vehicles into Site per day: Trucks: 40 Cars: 35 Proximity To Areas Zoned Residential, Schools and Parks: Residential: The building site is the middle of an existing industrial park. The site itself is sur- rounded by either existing industrial facilities or by unused land in the industrial park. The nearest resi- is 0. 5 miles away. There are no schools or parks nearby. Pollution Water/Sewer effluent domestic X industrial unusual wastes Air/foreign or toxic substances: None Odors: None Glare: None Noise: None Pollution devices required: None According to City Engineer, are there adequate number of Water and Sewer Connections to the Site? X Yes No Note: This was determined at the time of the land pur- chase in December 1989 . LANDSCAPING/PROPOSED PLAN' PLANS Sharp line drawings of the new plant, its floor plan and the location of the flexo-folder-gluer in the existing plant are included as Exhibit "B" . 01/20/95 08:57 $1 312 346 8833 SPEER FINANCIAL (it007/008 -4- NICIP?,. or R'v Is the street adequate to accomodate the traffic your plant generate? Yes Describe ingress and egress methods from your plant. _ The plant will have tWg driveways both of which will open Onto Gasket Drive. Are there any safety hazards? No UTILITY REQUIREMENTS Water used per day: 1500 gallons Fire Protection adequate? Yes - building sprinklered and a water retention pond will be created Additional water or sewer requirements: No Type of Sewage: _ Industrial Projected annual electrical usage: 400, 000 KWH $30. 000 Projected annual gas usage: 40, 00Q therms $14 , 000 Will your project significantly increase school enrollment? 10 CIVIC AWARENESS Provide evidence of past civic activity: Elgin Corrugated was stgrted in _glgin in 1886. The history of Elgin and the Schmidt family who founded the companv are inter- twined. The Schmidts help start the Elgin State Bank. Trey have served as elected officials in the city. They helped fund Sherman Hospital. Currently the company is 01/20/95 08:58 ' '1 312 346 8833 SPEER FINANCIAL Iin008/008 -6- • " donating $10Q, 000 to help fund the expansion of the YMCA. The company is a major contributor to the Elgin United Way and many other local charitable organizations, Will your company support local civic activities? X Yes No �7 +400. PT. IT. 4 I �. LT. e _ 4.r I iii EE Pt. Lct r r i ! t-•-SPAULDING ' ' w RD. RD. SPAULDING \ 1 7 5 t1 1l I vT. L7 4 6I 1 MIA_ 1 't---------_--___._—__.\-_.--=----\----..--_------------------------------21-, -----om, �7 I E \ I 11 i ii G I , i 1\ i a \ SEAL DR. I SEAL DR. 1 1 I 1 i I 00 . I \ 1-4- -. 1 \ \ i I,Pt i 1 ... .A. I =- <zv , E� I „ DR. t ! DR• t t GASKET x t GASKET ... I I I Pt 5 11 P1 , P 1 j^ I A. III I i t Ii toil I i S�6SEcT I Hr Ft t ri I, 6 1 t "" 4 140 • ' I - i I E I .;c RD. �-- �_ 11. BAR f iSPEER FINANCIAL, INC. PUBLIC FINANCE CONSULTANTS SINCE 1954 ELWOOD BARCE RICHARD A.PAVIA KEVIN W.McCANNA DAVID F.PHILLIPS LARRY P BURGER DANIEL D.FORBES CHAIRMAN EMERITUS ° RMAN!CEiO PRFSIDEM R VIE PRESIDENT VICE PRESIDENT VICE PRESIDENT January 19, 1995 The Honorable George Van De Voorde and Members of the City Council City of Elgin 150 Dexter Court Elgin, IL 60120 Dear Mayor and Council: Pursuant to the request of the City, Speer Financial, Inc. has reviewed the industrial revenue bond application, and supporting documentation including audits, of Elgin Corrugated Box Company. The Audits are on a calendar year basis and are prepared by Deloitte and Touche. The 1993 audit letter lists no exceptions. Elgin Corrugated Box is applying for City approval of a $3,800,000 industrial revenue bond, to be sold to American National Bank. Proceeds will be used to construct a new 63,000 square foot building for $2,200,000, add a waste system for $400,000 and equip an existing facility with a $1,200,000 box machine. This is stated to be phase one of a three phase, decade long enterprise. The project is located in an industrial park. The product of the company is corrugated boxes. The market region is local. Some 100 people work for the company, of which 43 live in Elgin. New job generation will be 10 positions upon completion of all phases. The initial 10 positions will be a mix of full time jobs, with seven low level, one customer service, one maintenance and one assistant supervisor paying a range of $30,000 to $40,000 annually. Benefit to the City's tax base will likely be some $700,000 to $800,000 of equalized assessed valuation. At a tax rate of$1.90 and $7.80 for the City and all governments, expected revenues will be $13,000 and $54,000, respectively. Financial Analysis As the accompanying table indicates, the company has been a fairly steady performer over the past six years. The range of sales has less than 7% fluctuation, with 1991 being the notable downturn. Average sales revenues per 1000 square feet have consistently been in the$63 to $65 range. Costs per 1000 square feet have seen a wider range of fluctuation, but have still been in a reasonable range of$57 to $61. Net income per 1000 square feet has fluctuated between $4.45 and $6.54, with the low end occurring in the most recent two years (ignoring partial 1994 results which indicate a sales profitability upturn). SUITE 3435.55 EAST MONROE STREET•CHICAGO,ILLINOIS 60603•(312)346-3700•FAX(312)346-8833 SUITE 500.531 COMMERCIAL STREET•WATERLOO,IOWA 50701•(319)291-2077•FAX(319)291-6787 SPEER FINANCIAL, INC. -2- Overall, this performance indicates consistency in changing markets, with better results likely to occur 1994 - 1996, based on general economic forecasts. It should be noted that as a Subchapter S, no federal income taxes at the corporate level are paid. The company has consistently issued dividends of the major portion of projects to its shareholders. Cash retained in the company at December 31 over the past three years has averaged some $1,000,000, following dividend payouts averaging $1,200,000. Average debt service will be under $400,000, a figure covered some three times by net income. As of the December 31, 1993 audit, the company has no outstanding debt. Suggestions Whether by bond covenant, if possible, or by City (in)action on future IRB requests, some consideration is suggested for review of future phases as the financing for such may dilute the creditworthiness of this borrowing. It is unknown if the lender has such a requirement. Similarly, as this is a closely held corporation, some minimum capital requirement is suggested, to prohibit all cash being paid out in dividends or high salaries. The tax revenues from the project are relatively modest. We would suggest that there be a covenant for no special reductions. These and other potential terms, are aimed at forestalling any dilution of credit. Conclusion In summary, we find the company, based on its audited information, to be financially stable. The IRB project will expand and update the physical plant. We find this a good credit and worthwhile project and recommend that the City proceed with the inducement resolution. We would be pleased to discuss this with you. Sincerely, Kevin W. McCanna President KWM/dv M . m 1 z AUDITED CALENDAR YEARS > , 1989 1990 1991 1992 1993 Partial 1994 (10 Months) y r Thousand of square 257,497 255,196 240,575 247,776 241,663 217,162 z feet of cardboard n Revenue - Net Sales $16,783,641 $16,399,270 $15,205,782 $16,264,540 $15,319,150 $14,225,143 Expenses: Direct Costs - $10,517,385 $9,964,802 $8,998,654 $9,855,606 $8,966,166 $8,638,728 Indirect Costs - 4,653,981 4,877,822 4,800,210 5,306,380 5,209,666 4,308,281 Total Expenses $15,171,366 $14,842,624 $13,798,864 $15,161,986 $14,175,832 $12,947,009 Other $70,854 $60,754 $56,362 $(826) $12,538 $39,125 Net Income $1,683,129 $1,617,400 $1,463,280 $1,101,728 $1,155,856 $1,317,259 Billing per 100 $65.18 $64.26 $63.21 $65.64 $63.39 $65.50 Square Feet Cost per 1000 58.92 58.16 57.36 61.19 58.66 59.62 square feet Net Income per 6.54 6.34 6.08 4.45 4.78 6.07 1000 square feet _ (:(1F11 Direct Line 931-5660 January 30, 1995 Attention: Legal Group Illinois Development Finance Authority Sears Tower, Suite 5310 233 South Wacker Drive Chicago, IL 60606 Re: Elgin Corrugated Box Company #1673-IRB Gentlemen: On January 25, 1995, the Elgin City Council adopted Resolution 95-14 approving the issuance of Industrial Revenue Bonds for Elgin Corrugated Box Company. In accordance with the directions contained in your letter dated January 24, 1995, a certified copy of the aforesaid resolution is enclosed. Sincerely, Dolonna "Loni" Mecum, CMC City Clerk dkm Enclosure • ••• • • SCLW:‘,3