HomeMy WebLinkAbout95-114 Resolution No. 95-114
RESOLUTION
AUTHORIZING THE EXECUTION OF A MEMORANDUM OF AGREEMENT
(GREASE GUARD, INC . PROJECT)
WHEREAS, Grease Guard, Inc . (the "Borrower" ) wishes to
finance the acquisition of land and construction of an
approximately 20, 000 square foot building located near the
intersection of Route 31 and Interstate 90 in Elgin, Illinois
(the "Project" ) and wishes to have the City of Elgin, Illinois
(the "Issuer" ) issue its industrial revenue bonds to finance
the acquisition and construction of such facilities; and
WHEREAS, a Memorandum of Agreement has been presented to
the Issuer under the terms of which the Issuer agrees, subject
to the provisions of such Agreement, to issue its industrial
revenue bonds to finance the acquisition and construction of
such facilities .
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF ELGIN, ILLINOIS :
Section 1 . That the Mayor of the Issuer is hereby
authorized to execute, and the Clerk of the Issuer is hereby
authorized to attest a Memorandum of Agreement with the
Borrower in substantially the form of such agreement appended
to this resolution as Exhibit A.
Section 2 . That the officers and employees of the Issuer
are hereby authorized to take such further action as is
necessary to carry out the intent and purposes of the
Memorandum of Agreement as executed and to issue not to exceed
$1 , 500, 000 of its industrial revenue bonds upon the terms and
conditions stated in such Memorandum of Agreement for the
purpose of defraying the cost of acquiring the Project and
that the same is declared to be for public purpose.
Section 3 . That this resolution shall be in full force
and effect upon its passage and approval .
s/ Kevin Kelly
Kevin Kelly, Mayor
Presented: May 24 , 1995
Adopted: May 24 , 1995
Omnibus Vote: Yeas 6 Nays 0
Attest :
s/ Dolonna Mecum
Dolonna Mecum, City Clerk
STATE OF ILLINOIS )
SS
COUNTY OF KANE )
I, the undersigned, do hereby certify that I am the duly qualified Clerk of the City of
Elgin, in the County and State aforesaid; and as such Clerk, I am the keeper of the official
journal, records and files of the City Council of said City.
I do further certify that the attached and foregoing is a full, true and correct copy of:
RESOLUTION NO. 95-114
A RESOLUTION AUTHORIZING THE EXECUTION OF AND
MEMORANDUM OF AGREEMENT (GREASE GUARD, INC.
PROJECT).
Passed and Approved: May 24, 1995
as adopted by the Mayor and City Council of the City of Elgin, at a legally convened meeting
in the City of Elgin, Illinois.
IN WITNESS WHEREOF, I have hereunto affixed my official signature and the
corporate seal of said City of Elgin, Kane County, Illinois this 3/4ay of May, 1995.
Clerk
(VILLAGE SEAL)
3
Grepth Guard wc.
Gr a Containment Systems
605 Church Road
Elgin, IL 60123
708.931.9500
708.931.9629FAX
800.284.8273
June 21, 1995
Raymond H. Moller
Director of Business
Services & Properties
City of Elgin
150 Dexter Ct.
Elgin, IL 60120-5555
Dear Ray:
We are excited about building our new Corporate Headquarters in Elgin, IL. We
feel that our company will generate many job and career opportunities for the
people of your city as well as, generate tax revenues to help the community. We
appreciate your support in assisting us obtain the IRB Funding for our project.
We very much appreciate your efforts.
Enclosed is our signed copy of the memorandum of agreement. If you need any
additional information, please call me at 708-931-9500.
Warmest regards,
Jean L. Jodoin
President
JLJ/jb
EXHIBIT A
MEMORANDUM OF AGREEMENT
THIS MEMORANDUM OF AGREEMENT is between the City of Elgin, Illinois (the
"Issuer") and Grease Guard, Inc. (the "Borrower").
1. Preliminary Statement. Among the matters of mutual inducement which have
resulted in this Agreement are the following:
(a) The Issuer is authorized under the Industrial Project Revenue Bond
Act, 65 ILCS 5/11-74-1 to 5/11-74-14 (1992 State Bar Edition), as from time to
time supplemented and amended (the "Act"), to issue industrial revenue bonds for
the purpose of financing, in whole or in part, the cost of the acquisition,
purchase, construction, reconstruction, improvement, betterment or extension of
any industrial project and to enter into a loan agreement with the Borrower
pursuant to which the proceeds of such industrial revenue bonds may be lent to
the Borrower to finance the costs of the acquisition and construction of such an
industrial project.
(b) The Borrower wishes to obtain satisfactory assurance from the
Issuer that the proceeds of the sale of such industrial revenue bonds of the Issuer
will be made available to it to finance the costs of acquisition of land and
construction of an approximately 20,000 square foot building located near the
intersection of Route 31 and Interstate 90 in Elgin, Illinois (the "Project").
(c) Subject to the conditions contained herein and to the due
compliance with all requirements of law, the Issuer, by virtue of such statutory
A-1
authority as may now or hereafter be conferred by the Act, will issue and sell its
industrial revenue bonds in an amount not to exceed $1,500,000 (the "Bonds")
to finance the costs of the Project.
(d) The Borrower has presented the Issuer with evidence of its
intention to reimburse itself for expenditures relating to the Project which it may
pay from funds which are not proceeds of the Bonds.
2. Undertakings on the Part of the Issuer. Subject to the conditions above stated,
the Issuer agrees as follows:
(a) That it will authorize the issuance and sale of the Bonds pursuant
to the terms of the Act as then in force.
(b) That it will, at the proper time and subject in all respects to the
prior advice, consent and approval of the Borrower, adopt or cause to be adopted,
such proceedings and authorize the execution of such documents as may be
necessary and advisable for the authorization, issuance, and sale of the Bonds as
aforesaid, and that it will enter into a loan agreement whereby the Borrower will
pay to or on behalf of the Issuer such sums as shall be sufficient to pay the
principal and interest and redemption premium, if any, on the Bonds as and when
the same shall become due and payable.
(c) The Issuer hereby declares its intent to assist the Borrower under
Treasury Regulations Section 1.150-2 to reimburse any expenditures made on
costs of the Project prior to the issuance of the Bonds with proceeds of the Bonds.
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3. Undertakings on the Part of the Borrower. Subject to the conditions above stated,
the Borrower agrees as follows:
(a) That it will use all reasonable efforts to find one or more
purchasers for the Bonds.
(b) That contemporaneously with the delivery of the Bonds it will enter
into a loan agreement with the Issuer under the terms of which the Borrower will
obligate itself to pay to the Issuer sums sufficient in the aggregate to pay the
principal of and interest and redemption premium, if any, on the Bonds as and
when the same shall become due and payable.
4. General Provisions.
(a) All commitments of the Issuer under Paragraph 2 hereof and of the
Borrower under Paragraph 3 hereof are subject to the condition that on or before 365 days from
the date hereof (or such other date as shall be mutually satisfactory to the Issuer and the
Borrower), the Issuer and the Borrower shall have agreed to mutually acceptable terms and
conditions of the loan agreement and of the Bonds and other instruments or proceedings relating
to the Bonds. The decision not to approve or agree to any term or condition of any document
or not to take any action prior to issuance of the Bonds shall rest solely within the complete
discretion of the parties to this Agreement.
(b) If the events set forth in (a) of this Paragraph 4 do not take place within
the time set forth or any extension thereof and the Bonds in an amount not exceeding the amount
stated above are not sold within such time, the Borrower agrees that it will reimburse the Issuer
for all reasonable and necessary direct out-of-pocket expenses which the Issuer may incur at the
A-3
Borrower's request or as a result or arising out of this Agreement including but not limited to
the payment of attorney and other consultant fees arising from the execution of this Agreement
and the performance by the Issuer of its obligations hereunder, and this Agreement shall
thereupon terminate.
(c) The closing of the Bonds in regard to the Project is subject to sufficient
volume cap allocation, and such allocation in 1996 shall be first applied for such purpose.
IN WITNESS WHEREOF, the parties hereto have entered into this Agreement by their
t- ZONE.
officers thereunto duly authorized as of the I' day of Mar, 1995.
CITY OF ELGIN, ILLINOIS
• �
CAE
Mayor
(SEAL)
ATTEST:
JA-124.444,
Clerk
GREASE GUARD, INC.
By:
y President
wswZ p y�
S cyy
Secretary
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Agenda Item No .
-,'1?
May 3, 1995
TO: Mayor and Members of the City Council
FROM: Richard B. Helwig, City Manager
SUBJECT: Industrial Development Bond ( IDB)
Application for Grease Guard, Inc.
PURPOSE
The purpose of this memorandum is to approve an Inducement
Resolution with Grease Guard, Inc. using a portion of the
City' s 1996 IDB authority.
BACKGROUND
Provisions in the Federal Tax Code allow home rule cities to
issue private activity revenue bonds (also called industrial
revenue or industrial development bonds) not to exceed
$50/capita per calendar year. In Elgin's case, this would
amount to approximately $3 . 8 million per year. Qualified
"small issue" private activity revenue bond financing permits
a,'state or local governmental entity to finance manufacturing
facilities for a business entity at a lower interest cost
than they could obtain by the issuance of their own taxable
debt. Interest on the bonds issued by the City of Elgin for
_ such purposes is not included in federal gross income of the
I - bondholder.
When bonds are to be issued, the City would enter into an
agreement with the company in which they agree to acquire,
equip, renovate or construct manufacturing facilities . Simul-
taneously, the City agrees to issue its bonds to finance a
portion or all of the costs of the project. The private
entity agrees to make all payments in amounts sufficient to
meet debt service on the City' s bonds . Since the bonds are
payable solely from revenues derived from the business, it is
the credit of the business (or if there is a guaranty, an
insurance policy or a letter of credit securing the bonds,
the credit of the guarantor, the insurer or the issuer of the
letter of credit) that will determine the interest rate of
the bonds . This year, Elgin Corrugated Box, through American
National Bank - Elgin, requested a portion of the City' s IDB
1995 authority to help finance their expansion.
' r
Industrial Revenue Bond Application
May 3, 1995
Page 2
Project
Grease Guard, Inc. is applying for City approval of a
$1,500, 000 industrial revenue bond, to be sold to NBD Capital
Markets . Proceeds will be used to: purchase land for
$350,000; construct a new 20,000 square foot building for
$1, 000, 000; and purchase equipment and pay legal and financ-
ing costs . The project is located in Fox Valley Business
Center near their existing location.
The company has been manufacturing its product. in Algonquin
as well as Elgin. Space limitations have become severe due
to recent rapid sales growth. The project will enable all
services to be under one roof, including marketing, manufac-
turing and management. Additionally, a second company owned
by the same individuals will share space in the new build-
ing. This is Spotless Touch, Inc. , an industrial cleaning
service.
The product of the company is manufacturing roof top grease
containment systems, which is a filtering system consisting
of aluminum hardware and absorbent filter material . The
market region is continental . Some 42 people work for the
company, of which 13 live in Elgin. New job generation will
be 15 positions . The initial 15 positions will be a mix of
jobs, with ten full time and five part time, of which five
are clerical, five factory, two supervisory and three manage-
rial . Average salaries are $23,500, with supervisory/manage-
rial salaries in excess of $30,000. Benefit to the City's
tax base will likely be some $300, 000 to $400, 000 of equal-
- ized assessed valuation. At a tax rate of $1 . 90 and $7 . 80
. for the City and all governments, expected revenues will be
$6 '000 and $30, 000, respectively.
Review Process
_ Speer Financial performed a financial analysis of the compa-
ny. Additionally, NBD, which is lending the money, has com-
pleted an analysis of the company and feels comfortable that
their loan will be repaid. Speer's report, which recommends
approval of Grease Guard's IDB application, is attached to
this memorandum.
COMMUNITY GROUPS/INTERESTED PERSONS CONTACTED
None.
FINANCIAL IMPACT
All costs pertaining to the IDB issuance will be borne by
Grease Guard, the issuer. In no way is the City responsible
for the repayment of the bonds . Should the company default,
the actual lender of the money (NBD) will suffer the loss .
Industrial Revenue Bond Application
May 3, 1995
Page 3
Approximately $2 . 3 million would remain available in IDB
funding for 1996 . It is anticipated that Gibson String will
soon submit an application for $2 million of this authority.
Grease Guard, along with the new IDB application, has paid
the required $2 , 500 fee.
LEGAL IMPACT
The inducement resolution expresses the City's intent to
issue the requested bonds if the terms and conditions of sale
are agreed upon.
RECOMMENDATION
It is recommended that an Inducement Resolution be passed for
$1 .5 million in Industrial Development Bonds .
Re ectfully )submitte ,
a4.#1'4 "-aCti -
ames R. Nowicki
Finance Director
Raymond H. Moller, Director
Business Services and Properties
Richard B. Helwig
City Manager
amp - -
Attachments
PUBLIC FINANCE CONSULTANTS SINCE 1954
r'i SPEER FINANCIAL, INC.
ELWOOD BARGE RICHARD A.PAVIA KEVIN W.McCANNA DAVID F.PHILLIPS LARRY P.BURGER DANIEL D.FORBES
CNARMA.N EMERITUS MAILMAN EMEPJT S PRESIDENT SR.VIM PR;c!T (T VICE PR;trT1iWT VICE PRESIDENT
•
May 2, 1995
The Honorable Kevin B. Kelly and
Members of the City Council
City of Elgin
150 Dexter Court
Elgin, IL 60120
Dear Mayor and Council:
Pursuant to the request of the City, Speer Financial, Inc. has reviewed the industrial revenue
bond application, and supporting documentation including unaudited financial compilations, of
Grease Guard, Inc.. The compilations are on a calendar year basis and are prepared by Ward,
Lane & Associates, P.C., Elgin.
Grease Guard, Inc. is applying for City approval of a $1,500,000 industrial revenue bond, to
be sold to NBD Capital Markets. Proceeds will be used to purchase land for $350,000,
construct a new 20,000 square foot building for $1,000,000 and purchase equipment and pay
legal and financing costs. The project is located in Fox Valley Business Center near their
existing location.
The company has been manufacturing its product in Algonquin in addition to Elgin. Space
limitations have become severe due to recent rapid sales growth. The project will enable all
services to be under one roof, including marketing, manufacturing and management.
Additionally, a second company owned by the same individuals will share space in.the new
building. This is Spotless Touch, Inc., an industrial cleaning service.
The product of the company is manufacturing roof top grease containment systems, which are
a filtering system consisting of aluminum hardware and absorbent filter material. The market
region is continental. Some 42 people work for the company, of which 13. live in Elgin. New
job generation will be 15 positions. The initial 15 positions will be a mix of jobs, with ten full
time and five part time, of which five are clerical, five factory, two supervisory and three
managerial. Average salaries are $23,500 with supervisory/managerial salaries in excess of
$30,000. Benefit to the City's tax base will likely be some $300,000 to $400,000 of equalized
assessed valuation. At a tax rate of$1.90 and $7.80 for the City and all governments, expected
revenues will be $6,000 and $30,000, respectively.
Financial Analysis
As the accompanying table indicates, the company has been rapidly growing over the past five
years.
SPEER FINANCIAL, INC.
-2-
Sales revenues have been growing rapidly, with a 85% increase 1993 to 1994 and an annualized
45% increase 1994 to 1995. Expenses have grown at a somewhat slower rate (71% and 42%,
respectively). Net income has been stable to increasing as a percentage of sales over the past
three full years: 15.9%, 15.1% and 21.7%.
The expansion of sales has been reflected in the balance sheet for 1994 and 1995. Accounts
receivables increased dramatically. This was explained as due to an approximate base of
$100,000 of receivables in addition to the current month's billing, where December, 1994, and
March, 1995, have both been very busy billing months($267,000 and$290,000). Inventory has
also risen, although not unexpectedly for a growing business. As accounts receivable have risen,
so have accounts payable. However, Dun & Bradstreets reports a fairly normal bill payment
history.
The $1,500,000 of bonds are to be retired over 15 years at $100,000 of principal plus interest
annually. The bonds will pay interest on a floating rate. Maximum annual debt service (at an
estimated high rate of 9%) should be no more than $235,000. Results of 1994 provide 139%
coverage of this amount, without considering income tax benefits. A comfortable number would
be 150% or greater. Assuming net income continues to grow and as interest expense lessens
each year due to principal retirement, coverage should improve.
Conclusion
In summary, we find the company, based on its unaudited financial information, to be financially
.viable. The IRB project will expand its presence in Elgin. We find this a good credit and
worthwhile project and recommend that the City proceed with the inducement resolution. We
would be pleased to discuss this with you.
Sincerely,
� cJ24"/
Kevin W. McCanna
President
KWM/dv
CALENDAR YEARS
1990 1991 1992 1993 1994 Partial 1995
• (3 Months)
Revenue - Net Sales $69,228 $465,665 $702,011 $808,975 $1,497,241 $544,777
Expenses:
Direct Costs $31,742 $242,430 $280,090 $282,2.94 $566,779 $225,145
Indirect Costs - 36,182 152,330 296,135 376,787 561,055 176,180
Total Expenses $67,942 $394,760 $576,225 $659,081 $1,127,834 $401,325
Other Expenses $1,074 $7,319 $13,819 $27,519 $44,224 $7,972
Net Income $229 $63,586 $111,966 $122,375 $325,182 $135,479
balance Sheet - Partial
Assets Cash $11,516 $6,698 $5,366 $(9,047) $1,130 $49,055
Accounts Receivable 13,148 29,886 120,969 101,073 420,565 412,306
Inventory 7,267 2,267 2,267 2,267 46,532 41,385
Intangibles 3,674 3,674 4,709 4,709 124,709 124,709
Liabilities - 26,275 2,806 35,480 7,700 212,320 174,629
Accounts Payable
Equity 4,262 38,849 103,406 119,094 333,776 455,307
May 2, 1995 ',
KWM/dv
CITY OF ELGIN
APPLICATION FOR INDUSTRIAL
DEVELOPMENT BOND FINANCING
Business Name: Grease Guard, Inc.
Address : 605 Church Road
City, State: Elgin, IL 60123
Representative: Christopher Barry, Executive Vice-President
Telephone: (708) 931-9500
Federal Tax ID Number: #363772621
Amount of Proposed Bond Issue: $1,500,000
Name of Bond Purchaser: NBD Capital Markets
Form of Organization of Borrower: Bank
Name of Bond Counsel: Gerald J. Neal Foley &
Lardner
Chicago, IL 60611
Name of Corporate Lawyer: Mr. Peter Bazos
Proposed Use of Proceeds : To build a 20,000 .Square Foot
manufacturing facility on approximately 3.2 acres of land.
Is proposal a new facility? Yes
Is the proposal Industrial/Commercial/Retail? Industrial
What is the principal product of the company? Rooftop grease
containment systems
What are the proposed financing arrangements?
Industrial Revenue Bonds
Give the approximate dates of construction: 6/1/95 - 1/1/96
ECONOMIC
-A. . Project Costs
1 . Construction Costs $1,000.000 Total
2 . Financing Costs $ 35,000
3. Equipment Costs $ 10,000-$50.000
4 . Land $ 350,000
5. Architectural $ Included in constnietinn rm t
6 . Legal $27,500
7 . Other $
B. Financial Stability (provide the following)
1. Prospectus- Not Applicable
2. Reports to stockholders- Not Applicable
3. 5 years independently audited financial statement
4. Most recent interim financial report- Enclosed
5. Dun & Bradstreet report
6. Name and address of project lender
7. Commitment letter for financing
(including length of commitment)
8. Name, address and contact of bond purchaser- Purchaser of the
bonds will be unknown until the bonds are placed the day of closing.
Common purchasers of these $100,000 bonds from NBD are
money market funds, insurance companies, companies with ideal
cash, and high net worth individuals.
9. Estimated tax yield to City- $35,000 year taxes
10. Estimated increased payroll- $200,000
11. Estimated assessed value of additional and total
real property- $1,500,000
12. Number of years in business- 6.5 years
Is any litigation pending by or against company?
Yes X No
Type of Product Rooftop grease containment systems
Description of Product Filtering system consisting of anodized
. ' aluminum extrusious hardware, multi layers of absorbent filter material,
deflective aluminum flashings and hold down poles
Market Area Served North America, Puerto Rico, Mexico
C. Employment
1. Number of Current Employees:
Full Time: 36
Part Time: 2
Managers: 6
Employees living in Elgin: 13
2 . Number of new jobs created/retained (please specify)
a. Permanent Full Time: 10
b. Permanent Part Time: —7—
c. Seasonal/Temporary: 2
3. Type of new jobs created/retained
a. Clerical: 5
b. Labor: 5
c. Supervisory: 2
d. Managerial: 3
4 . Average Employee Salary (present) : $23,500
5 . Yearly Payroll (present) : Approximately $1,000,000
6. Employee Skills Required: Accounting, manufactur-
ing,
shipping, assembly, marketing, sales, etc.
D. Environmental
A. Plant
1. Location: Fox Valley Business Center
Northeast side of Corporate Drive
2. Land Size: Approximately 3.25 acres_
Square Feet: 139,000 Sq. Ft
3. Present Plant: 8,000 Sq Ft
New Plant: Approximately 20,000 sq. ft.
4 . Land Coverage: 14%
B. Pollution
1 . Water/Sewer effluent domestic
grease X industrial
unusual wastes
2 . Air/foreign or toxic substances : N/A
3. Odors : N/A
4 . Glare: N/A
5 . Noise: N/A
6 . Pollution devices required: N/A
7 . According to City Engineer, are there adequate
number of Water and Sewer Connection to the
site?
X Yes No
E. Community Services
A. Traffic
1 . Number of Vehicles into Site per day:
Trucks : 15 Cars : 45
Other Vehicles :
2 . Ability of Street to Carry Additional Land
a. Access - sketch of ingress/egress patterns
b. Safety - plans to facilitate any
substantial traffic movement
B. Utility Requirements
1 . Water used per day: 748 gallons
Fire Protection adequate? Yes, fully sprinkled
Additional water or sewer requirements : (i .e.
pretreatment, extensions) STD
2 . Type of Sewage: STD
3 . A. Projected annual electrical usage:
5, 000 KWH month
B. Projected annual gas usage:
26 . 14 therms day
1 C. Schools increase school
_ Will you project significantly
enrollment?
[ 1
No
AWARENESS it
A lv Y r
LCIVIC civic
1. provide evidence of past act
port local civic activities?
2. How will your company su P
information required
and application will
financial documents before
supportive suppliedof Elgin.
All supP must be the City
by the City of Elginthe City Council of
be considered by in applicable
We agree to all
the conditions as specified
city ordinances . Signed:
�.
Signed '� Title:
Title: �Pcv,''Chief Corporate Office Chief Financial Officer
r
Date: