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HomeMy WebLinkAbout22-79 Resolution No. 22-79 RESOLUTION AUTHORIZING EXECUTION OF AN AGREEMENT WITH SMITHGROUP, INC. FOR PROFESSIONAL SERVICES IN CONNECTION WITH THE FINAL PHASE OF DEVELOPMENT OF THE CITY OWNED JACK E. COOK PARK BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS, that pursuant to Elgin Municipal Code Section 5.02.020B(9)the City Council hereby finds that an exception to the requirements of the procurement ordinance is necessary and in the best interest of the city; and BE IT FURTHER RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS,that Richard G. Kozal, City Manager, and Kimberly A. Dewis, City Clerk, be and are hereby authorized and directed to execute an Agreement on behalf of the City of Elgin with SmithGroup, Inc., for professional services in connection with the final phase of development of the City owned Jack E. Cook Park, a copy of which is attached hereto and made a part hereof by reference. s/David J. Kaptain David J. Kaptain, Mayor Presented: May 11, 2022 Adopted: May 11, 2022 Omnibus Vote: Yeas: 8 Nays: 0 Abstain: 1 Attest: s/Kimberly Dewis Kimberly Dewis, City Clerk AGREEMENT THIS AGREEMENT is made and entered into this 1 Ith day of MAY , 2022,by and between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter referred to as "CITY")and SmithGroup, Inc., a Michigan corporation, authorized to do business in the State of Illinois (hereinafter referred to as"CONSULTANT"'). WHEREAS, the CITY desires to engage the CONSULTANT to furnish certain professional services in connection with the final phase development of the CITY owned Jack E Cook Park(hereinafter referred to as the"PROJECT"); and WHEREAS, the CONSULTANT represents that it is in compliance with Illinois Statutes relating to professional registration of individuals and has the necessary expertise and experience to furnish such services upon the terms and conditions set forth herein below. NOW, THEREFORE, it is hereby agreed by and between the CITY and the CONSULTANT that the CITY does hereby retain the CONSULTANT for and in consideration of the mutual promises and covenants contained herein, the sufficiency of which is hereby acknowledged to perform the services relating to the PROJECT as described herein,subject to the following terms and conditions and stipulations,to-wit: 1. SCOPE OF SERVICES A. All work hereunder shall be performed under the direction of the Parks and Recreation Director of the CITY,herein after referred to as the"DIRECTOR". B. The CONSULTANT shall provide the services to the CITY for the PROJECT as outlined in the CONSULTANT'S Proposal dated April 21, 2022, attached hereto and made a part hereof as Attachment A. In the event of any conflict between the terms of this agreement, and Attachment A, the terms of this Agreement shall supersede and control. 2. SCHEDULE AND PROGRESS EPORT A. A project schedule for the PROJECT is attached hereto as Attachment B and made a part hereof by this reference. Progress will be recorded on the project schedule and submitted monthly as a component of the Status Report described in B below. B. The CONSULTANT will submit to the DIRECTOR monthly a status report keyed to the project schedule. A brief narrative will be provided identifying progress, findings and outstanding issues. 3. WORK PRODUCT All work product prepared by the CONSULTANT pursuant hereto including,but not limited to, reports, plans, designs, calculations, work drawings, studies,photographs, models and recommendations shall be the property of the CITY and shall be delivered to the CITY upon request of the DIRECTOR; provided, however, that the CONSULTANT may retain copies of such work product for its records.CONSULTANT's execution of this Agreement shall constitute CONSULTANT's conveyance and assignment of all right,title and interest, including but not limited to any copyright interest,by the CONSULTANT to the CITY of all such work product prepared by the CONSULTANT pursuant to this Agreement. The CITY shall have the right either on its own or through such other consultants as determined by the CITY to utilize and/or amend such work product. Any such amendment to such work product shall be at the sole risk of the CITY. Such work product is not intended or represented to be suitable for reuse by the CITY on any extension to the PROJECT or on any other project, and such reuse shall be at the sole risk of the CITY without liability or legal exposure to the CONSULTANT. 4. PAYMENTS TO THE CONSULTANT A. The CITY shall reimburse the CONSULTANT for services under this Agreement a lump sum of Two Hundred and Thirty Five Thousand Dollars ($235,000.00), regardless of actual Costs incurred by the CONSULTANT unless substantial modifications to the PROJECT are authorized in writing by the DIRECTOR and approved by way of written amendment to this Agreement and executed by the parties. B. The CITY shall make periodic payments to the CONSULTANT based upon actual progress within thirty(30)days after receipt and approval of invoice. Said periodic payments to the CONSULTANT shall not exceed the tasks amounts identified in Attachment A, and full payments for each task shall not be made until the task is completed and accepted by the DIRECTOR. C. The CONSULTANT shall also be compensated for reimbursable expenses incurred in connection with the PROJECT as detailed in Attachment A hereto,with the total costs of any such reimbursable expenses not-to-exceed the total amount of Seventy Five Thousand Five Hundred Dollars($75,500). 5. INVOICES A. The CONSULTANT shall submit invoices in a format approved by the CITY. Progress reports(2B above)will be included with all payment requests. B. The CONSULTANT shall maintain records showing actual time devoted and cost incurred. The CONSULTANT shall permit the authorized representative of the CITY to inspect and audit all data and records of the CONSULTANT for work done under this Agreement. The CONSULTANT shall make these records available at reasonable times during the Agreement period and for one(1)year after termination of this Agreement. 6. TERMINATION OF AGREEMENT -2 - Notwithstanding any other provision hereof, the CITY may terminate this Agreement at any time upon fifteen (15) days prior written notice to the CONSULTANT. In the event that this Agreement is so terminated,the CONSULTANT shall be paid for services actually performed and reimbursable expenses actually incurred prior to termination, except that reimbursement shall not exceed the task amounts referred to in Paragraph 4 above. 7. TERM This Agreement shall become effective as of the date the CONSULTANT is given a notice to proceed and, unless terminated for cause or pursuant to Paragraph 6, shall be deemed concluded on the date the CITY determines that all of the CONSULTANT's work under this Agreement is completed. A determination of completion shall not constitute a waiver of any rights or claims which the CITY may have or thereafter acquire with respect to any term or provision of this Agreement. 8. NOTICE OF CLAIM If the CONSULTANT wishes to make a claim for additional compensation as a result of action taken by the CITY,the CONSULTANT shall give written notice of his claim within fifteen (15) days after occurrence of such action. No claim for additional compensation shall be valid unless so made.Any changes in the CONSULTANT's fee shall be valid only to the extent that such changes are included in writing signed by the CITY and the CONSULTANT. Regardless of the decision of the DIRECTOR relative to a claim submitted by the CONSULTANT, all work required under this Agreement as determined by the DIRECTOR shall proceed without interruption. 9. BREACH OF CONTRACT If either party violates or breaches any term of this Agreement, such violation or breach shall be deemed to constitute a default, and the other party has the right to seek such administrative, contractual or legal remedies as may be suitable to the violation or breach; and,in addition, if either party,by reason of any default,fails within fifteen(15)days after notice thereof by the other party to comply with the conditions of the Agreement,the other party may terminate this Agreement. Notwithstanding the foregoing, or anything else to the contrary in this Agreement, with the sole exception of an action to recover the monies the CITY has agreed to pay to the CONSULTANT pursuant to Paragraph 4 hereof, no action shall be commenced by the CONSULTANT against the CITY for monetary damages. CONSULTANT hereby further waives any and all claims or rights to interest on money claimed to be due pursuant to this Agreement,and waives any and all such rights to interest which it claims it may otherwise be entitled pursuant to law, including, but not limited to, the Local Government Prompt Payment Act (50 ILCS 50111, et seq.), as amended, or the Illinois Interest Act (815 ILCS 205/1, et seq.), as amended. The parties hereto further agree that any action by the CONSULTANT arising out of this Agreement must be filed within one year of the date the alleged cause of action arose or the same will - 3 - be time-barred. The provisions of this paragraph shall survive any expiration,completion and/or termination of this Agreement. 10. INDEMNIFICATION To the fullest extent permitted by law, CONSULTANT agrees to and shall indemnify, defend and hold harmless the CITY, its officers, employees, agents, boards and commissions from and against any and all claims, suits,judgments, costs, attorneys fees, damages or other relief, including, but not limited to, workers' compensation claims, in any way resulting from or arising out of negligent actions or omissions of the CONSULTANT in connection herewith, including negligence or omissions of employees or agents of the CONSULTANT arising out of the performance of this Agreement. In the event of any action against the CITY, its officers, employees, agents, boards or commissions, covered by the foregoing duty to indemnify, defend and hold harmless such action shall be defended by legal counsel of the CITY's choosing. The provisions of this paragraph shall survive any expiration,completion and/or termination of this Agreement. 11. NO PERSONAL. LIABILITY No official, director, officer, agent or employee of the CITY shall be charged personally or held contractually liable under any term or provision of this Agreement or because of their execution, approval or attempted execution of this Agreement. 12. INSURANCE CONSULTANT shall provide,maintain and pay for during the term of this Agreement the following types and amounts of insurance: A. Comprehensive Liability. A policy of comprehensive general liability insurance with limits of at least $1,000,000 aggregate for bodily injury and $1,000,000 aggregate for property damage. The CONSULTANT shall deliver to the DIRECTOR a Certificate of Insurance naming the CITY as additional insured. The policy shall not be modified or terminated without thirty(30)days prior written notice to the DIRECTOR. The Certificate of Insurance shall include the contractual obligation assumed by the CONSULTANT under Paragraph 10 entitled"Indemnification". This insurance shall be primary and non-contributory to any other insurance or self- insurance programs afforded to the CITY. There shall be no endorsement or modification of this insurance to make it excess over other available insurance. -4- B. Comprehensive Automobile Liability. Comprehensive Automobile Liability Insurance covering all owned, non-owned and hired motor vehicles with limits of not less than$500,000 per occurrence for bodily injury and/or property damage. C. Combined Single Limit Policy.The requirements for insurance coverage for the general liability and auto exposures may be met with a combined single limit of $1,000,000 per occurrence subject to a$1,000,000 aggregate. D. Professional Liability. The CONSULTANT shall carry CONSULTANT's Professional Liability Insurance covering claims resulting from error,omissions or negligent acts with a combined single limit of not less than $1,000,000 per claim. A Certificate of Insurance shall be submitted to the DIRECTOR as evidence of insurance protection. The policy shall not be modified or terminated without thirty (30)days prior written notice to the DIRECTOR. 13. CONSTRUCTION MEANS. METHODS.TECHNIQUES. SEQUENCES. PROCEDURES AND SAFETY The CONSULTANT shall not have control over or charge of and shall not be responsible for construction means, methods, techniques, sequences or procedures, or for safety precautions and programs in connection with the construction,unless specifically identified in the Scope of Services. 14. NONDISCRIMINATION In all hiring or employment made possible or resulting from this Agreement,there shall be no discrimination against any employee or applicant for employment because of sex, age, race,color, creed, national origin, marital status,of the presence of any sensory, mental or physical handicap, unless based upon a bona fide occupational qualification, and this requirement shall apply to, but not be limited to, the following: employment advertising, layoff or termination,rates of pay or other forms of compensation and selection for training, including apprenticeship. No person shall be denied or subjected to discrimination in receipt of the benefit of any services or activities made possible by or resulting from this Agreement on the grounds of sex,race,color,creed,national origin,age except minimum age and retirement provisions, marital status or the presence of any sensory, mental or physical handicap. Any violation of this provision shall be considered a violation of a material provision of this Agreement and shall be grounds for cancellation,termination or suspension,in whole or in part,of the Agreement by the CITY. 15. ASSIGNMENT AND SUCCESSORS This Agreement and each and every portion thereof shall be binding upon the successors and the assigns of the parties hereto; provided, however,that no assignment shall be made without the prior written consent of the CITY. - 5 - 16. DELEGATIONS AND SUBCONTRACTOR Any assignment, delegation or subcontracting shall be subject to all the terms, conditions and other provisions of this Agreement and the CONSULTANT shall remain liable to the CITY with respect to each and every item,condition and other provision hereof to the same extent that the CONSULTANT would have been obligated if it had done the work itself and no assignment,delegation or subcontract had been made. Any proposed subcontractor shall require the CITY's advanced written approval. 17. NO CO-PARTNERSHIP OR AGENCY This Agreement shall not be construed so as to create a partnership,joint venture, employment or other agency relationship between the parties hereto. 18. SEVERABILITY The parties intend and agreed that,if any paragraph,sub-paragraph,phrase,clause or other provision of this Agreement, or any portion thereof, shall be held to be void or otherwise unenforceable, all other portions of this Agreement shall remain in full force and effect. 19. HEADINGS The headings of the several paragraphs of this Agreement are inserted only as a matter of convenience and for reference and in no way are they intended to define, limit or describe the scope of intent of any provision of this Agreement,nor shall they be construed to affect in any manner the terms and provisions hereof or the interpretation or construction thereof. 20. MODIFICATION OR AMENDMENT This Agreement and its attachments constitutes the entire Agreement of the parties on the subject matter hereof and may not be changed,modified,discharged or extended except by written amendment duly executed by the parties. Each party agrees that no representations or warranties shall be binding upon the other party unless expressed in writing herein or in a duly executed amendment hereof, or change order as herein provided. 21. APPLICABLE LAW This Agreement shall be deemed to have been made in, and shall be construed in accordance with the laws of the State of Illinois. Venue for the resolution of any disputes or the enforcement of any rights pursuant to this Agreement shall be in the Circuit Court of Kane County, Illinois. -6- 22. NEWS RELEASES The CONSULTANT may not issue any news releases without prior approval from the DIRECTOR, nor will the CONSULTANT make public proposals developed under this Agreement without prior written approval from the DIRECTOR prior to said documentation becoming matters of public record. 23. COOPERATION WITH OTHER CONSULTANTS The CONSULTANT shall cooperate with any other consultants in the CITY's employ or any work associated with the PROJECT. 24. INTERFERENCE WITH PUBLIC CONTRACTIN The CONSULTANT certifies hereby that it is not barred from bidding on this contract as a result of a violation of 720 ILCS 5/33E et seq. or any similar state or federal statute regarding bid rigging. 25. SEXUAL HARASSMENT As a condition of this contract,the CONSULTANT shall have written sexual harassment policies that include, at a minimum,the following information: A. the illegality of sexual harassment; B. the definition of sexual harassment under state law; C. a description of sexual harassment,utilizing examples; D. the vendor's internal complaint process including penalties; E. the legal recourse, investigative and complaint process available through the Illinois Department of Human Rights, and the Illinois Human Rights Commission; F. directions on how to contact the department and commission; G. protection against retaliation as provided by Section 6-101 of the Human Rights Act. A copy of the policies shall be provided by CONSULTANT to the Department of Human Rights upon request 775 ILCS 5/2-105. 26. INTENTIONAL.LY OMITTED 27. WRITTEN COMMUNICATIONS - 7 - All recommendations and other communications by the CONSULTANT to the DIRECTOR and to other participants which may affect cost or time of completion, shall be made or confirmed in writing. The DIRECTOR may also require other recommendations and communications by the CONSULTANT be made or confirmed in writing. 28. NOTICES All notices,reports and documents required under this Agreement shall be in writing and shall be mailed by First Class Mail,postage prepaid, addressed as follows: A. As to the CITY: Maria Cumpata Parks&Recreation Director City of Elgin 150 Dexter Court Elgin,Illinois 60120-5555 B. As to the CONSULTANT: Paul Wiese SmithGroup 35 East Wacker Drive#900 Chicago, Il 60601 29. COMPLIANCE WITH LAWS Notwithstanding any other provision of this AGREEMENT it is expressly agreed and understood that in connection with the performance of this AGREEMENT that the CONSULTANT shall comply with all applicable federal,state,city and other requirements of law, including, but not limited to, any applicable requirements regarding prevailing wages, minimum wage, workplace safety and legal status of employees. Without limiting the foregoing, CONSULTANT hereby certifies, represents and warrants to the CITY that all CONSULTANT's employees and/or agents who will be providing products and/or services with respect to this AGREEMENT shall be legally authorized to work in the United States.CONSULTANT shall also at its expense secure all permits and licenses,pay all charges and fees and give all notices necessary and incident to the due and lawful prosecution of the work, and/or the products and/or services to be provided for in this AGREEMENT. The CITY shall have the right to audit any records in the possession or control of the CONSULTANT to determine CONSULTANT's compliance with the provisions of this paragraph. In the event the CITY proceeds with such an audit the CONSULTANT shall make available to the CITY the CONSULTANT's relevant records - 8 - at no cost to the CITY. CONSULTANT shall pay any and all costs associated with any such audit. 30. EXECUTION This agreement may be executed in counterparts,each of which shall be an original and all of which shall constitute one and the same agreement. For the purposes of executing this agreement, any signed copy of this agreement transmitted by fax machine or e-mail shall be treated in all manners and respects as an original document. The signature of any party on a copy of this agreement transmitted by fax machine or e-mail shall be considered for these purposes as an original signature and shall have the same legal effect as an original signature. Any such faxed or e-mailed copy of this agreement shall be considered to have the same binding legal effect as an original document. At the request of either party any fax or e-mail copy of this agreement shall be re-executed by the parties in an original form. No party to this agreement shall raise the use of fax machine or e-mail as a defense to this agreement and shall forever waive such defense. IN WITNESS WHEREOF, the parties hereto have entered into and executed this agreement effective as of the date and year first written above. CITY OF owe 11010' By: Richard G. Kozal, City anag At st: w--ww.'I� City Clerk CONSULTANT: SmithGroup.Inc. By: Name/Print: Paul J. Wiese Title: Vice President -9 - ATTACHMENT A SCOPE OF SERVICES Revised April 21, 2022 March 18, 2022 Maria Cumpata Parks and Recreation Director City of Elgin 100 Symphony Way Elgin, Illinois 60120 RE: Jack E. Cook Park-Final Phase City of Elgin, Illinois Dear Maria: On behalf of SmithGroup, Inc., ("SmithGroup")we are pleased to submit this proposal to the City of Elgin ("COE"or"client")for the Jack E. Cook(Park) Final Phase. The following is our understanding of the services which are to be provided. UNDERSTANDING OF THE PROJECT Our understanding is COE requests a proposal for design services to complete the final phase of the Park, and is based on the schematic design phase implementation plan created by SmithGroup for the COE and dated May 2021 (Attachment'A'). It is understood the project scope includes developing the remaining areas of the site property, utilizing a series of pathways set among a mix of prairie grass landscape and using selectively placed pedestrian bridges to access the further extents of the Park. An additional athletic field will be added in this final phase, while new bleacher pads and accessible picnic shelters will provide passive recreation opportunities and aligned to established viewsheds of the Park.A waterless restroom facility is planned for this project while a playground and an additional year of landscape maintenance and establishment will be carried as alternates. SmithGroup has outlined the project as follows: 1. Project goals: a Establish a sustainable landscape typology utilizing a diverse range of prairie and wetland grasses and create a network of pedestrian pathways (both mown and aggregate types) in the Park. b. Design and implement(2) pedestrian prefabricated style bridges to span the branches of Pingree Creek and the floodway. c. Design areas to accommodate (2)two new accessible picnic shelters. The picnic shelters are assumed to be prefabricated and specified structures. d. Design and layout a new multi-purpose natural grass athleticfield. e. Accommodate and implement a new waterless restroom with (2) accessible stalls and assumed to be prefabricated. f. Design and develop a playground space in the park. This element will be carried as an alternate. g. Analyze, calculate, and design applicable areas of the site that require grading, drainage, and stormwater management best practices. h. Plan for(1)one year of landscape maintenance strategy and carry an alternate(2nd)year maintenance implementation. 2 Project includes services for Data Collection, Preliminary Engineering, Final Engineering, Permitting, Contractor Bid and Award, and Construction Administration phases. a Structural engineering is required for the pre-fabricated pedestrian bridge foundations, waterless restroom foundation and picnic shelters and is included in the proposal. 4. Based on SmithGroup's process and experience implementing the completed portions of the Park, the permitting services assume regulatory agencies will authorize the work under their respective regional permits. Securing project specific permits(known as individual permits)from the US Army Corps of Engineers, Illinois Department of Natural Resources, or the Illinois Environmental Protection Agency is beyond the scope of this proposal. Specifically, the pedestrian bridge implementation is assumed to be part of an IDNR Office of Water Resources Joint Application Form and regulatory review and approval. 5. Permit fees are not included in this proposal. 6. The COE has established a preliminary construction budget of$2.875 million for the final phase base work of the project and also includes a$600,000 preliminary construction budget for alternates for playground and 2 year extension of native landscape establishment and maintenance. SCOPE OF SERVICES Phase 1: Data Collection Upon receiving Notice to Proceed from the City, SmithGroup will complete the following tasks: Task 1.1 —Topographic Survey Given the many years since any previous survey work has been collected as well as the improvements which have been constructed and not surveyed, a new topographic survey will be required. SmithGroup will procure the services of a surveying company to perform a topographic survey specific to the final phase area of the park, for the purpose of creating a Digital Elevation Model(DEM) and Cross-Sections to be used to develop construction drawings and delineating the Ordinary High Water Mark(OHWM)for the pedestrian bridges for regulatory purposes. Cross-sections will be prepared of the existing branches of Pingree Creek to approximately 20 feet in both directions from the water's edge. Cross-sections at 50-foot on-center spacing will be collected for design purposes. A full boundary survey of the entire Park property is not included in this scope. Field work will be coordinated with COE staff upon authorization. The limits of the survey included in this proposal are the approx. 80 acres east and south of the creek and west of the existing park improvements. Surveying west and north of the creek is not included (other than at the proposed pedestrian bridge abutments)since only seeding and planting improvements are anticipated in those zones. Task 1.2—Geotechnical Investigations SmithGroup will procure the services of a geotechnical engineering company to perform (6) six borings to better understand the in-situ soil conditions for designing the pedestrian bridge, shelter and waterless restroom foundations, and stormwater management measures. Field work will be coordinated with COE - 11 - staff upon authorization. Task 1.3—Wetlands verification and delineation For the Park final phase of work, SmithGroup and the survey consultant will review the previously delineated wetlands within the Park extents and per the November 26, 2019 USACE Jurisdictional Determination as submitted by Applied Ecological Services, Inc.. This wetland determination is valid for a period of(5) years from the listed USACE Determination letter date and will serve as a valid basis of reference for site design and engineering development for the duration of SmithGroup's phase deliverables, including permitting and regulatory review and approvals. Any additional wetland investigations and delineations are not anticipated and therefore excluded. If required, we will proceed upon COE's approval. Task 1.4—Site Visit SmithGroup will visit the site to observe the current conditions of the Park including Pingree Creek and existing topography and vegetation prior to starting the engineering phases. SmithGroup will advise COE of any concerns or changed conditions that may impact the execution of the preferred Park site plan and layout. Task 1.5—Develop Base Map Using the survey information, DEM, and cross-sections obtained in Task 1.1, SmithGroup will create base maps, supplemented by available aerial photography and other survey data, to be used throughout the remaining design and documentation tasks. Phase 1 Deliverables— Topographic Data, Geotechnical Investigations Report, Site Visit and Base Map to be used in subsequent tasks. Phase 2: Preliminary Engineering (Design Development) Attachment A is the basis for which SmithGroup will proceed with Phase 2. Additional studies and conceptual level design changes may be added at the direction of COE through a contract amendment. Task 2.1 —Project Initiation Meeting SmithGroup will meet with Park and Recreation COE staff to initiate the project's design development process and review existing conditions. Project objectives will be confirmed, the project schedule and key milestones will be established, and design considerations will be discussed with COE staff. Task 2.2—Floodplain and Floodway Analysis, Modeling, and Assessment SmithGroup will attain flood related modeling information related to Pingree Creek and I or other available floodplain studies per Kane County DFIRM and proceed to determine existing floodway limits that have not been established for the areas within the project limits.The work will include adding additional hydraulic modeling cross sections at locations near pedestrian bridges as well as intermediate points along the site boundaries. Based on modeling and analysis,the consultants will determine encroachment in the current floodplain limits and newly established floodway limits near proposed pedestrian bridges and project grading boundary. The consultant team will also determine compensatory storage requirements according to applicable sections of the Kane County Stormwater Management Ordinance. SmithGroup will prepare a memorandum to include floodplain and floodway limits delineated on a site plan map. From the assessment of floodplain and floodway, SmithGroup will determine if a FEMA Conditional Letter of Map Revision (CLOMR) is required. SmithGroup will proceed with Stormwater Management Permit Submission, - 12 - indicated in Task 3.2. Task 2.3—Preliminary Engineering Documents and Client Review Meeting SmithGroup will prepare Preliminary Engineering documents to establish site preparation plans,create layout and initial planting selections,develop and specify materials and products,advance stormwater management analysis and calculations,confirm the regulatory process, and create initial grading and drainage plans.The deliverables will be considered at an approximate 60%level of completion. SmithGroup will produce a draft set of drawings,technical specifications, and an updated Opinion of Probable Construction Costs and submit the documentation to COE staff prior to a client review meeting.The drawings and probable costs will be presented to COE staff to discuss the design and obtain the client's comments. SmithGroup will summarize the discussion with meeting minutes for COE staffs confirmation of their comments.The meeting can be virtual or in-person as needed. Task 2.4—Engagement with Regulatory Agencies With COE's authorization, SmithGroup will engage regulatory agencies including departments with the City of Elgin-- Kane County—Kane DuPage Soil and Water Conservation District--Illinois Department of Natural Resources/Office of Water Resources--USACE to review the proposed work as it relates to the regulated waters.A site observation and walk with key representatives may be conducted to observe the conditions,discuss the proposed improvements, and obtain input from regulators on required permits and the review process.The site walk is an opportunity to gain feedback from COE staff that may participate at the same time. Two site visits are included to meet with the key regulators and COE staff. SmithGroup will summarize the on-site discussion with meeting notes and photos. Task 2.5—City Council/Park and Recreation Presentation SmithGroup will prepare for, attend, and document a meeting with the COE City Council/Park and Recreation Department to review the preliminary engineering design and updated budgetary construction costs. SmithGroup will prepare an electronic slide presentation that illustrates the site plan development work with plans, conditional site sections, and typical details from the preliminary engineering plan set, updated to reflect comments and considerations during the phase by COE staff and regulatory agencies. The permitting requirements, probable construction costs, and project schedule will also be presented to inform the Client and to confirm direction should move forward. Meeting objectives and content will be developed and reviewed with the COE prior to the meeting. The presentation will contain a rendered site plan and use of progress site sections, details, and representative materials images. No graphic visualizations and 3D models are included. A virtual or in-person session and format can be as determined prior to the arranged meeting. Phase 3: Final Engineering and Permitting Task 3.1 —Final Engineering Documents Draft and Client Review Meeting With COE's authorization to proceed, SmithGroup will prepare Final Engineering documents(also referred to as Construction Documents)to provide comprehensive documentation of the proposed improvements approved under the Preliminary Engineering phase. SmithGroup will issue a draft set of drawings,technical specifications,and an updated Opinion of Probable Construction Costs to COE staff prior to a client review meeting. The draft deliverables will be considered at an approximate 90%level of completion and the draft Construction Drawings and probable costs will be presented to COE staff to obtain the client's comments. SmithGroup will summarize the discussion with meeting minutes for COE staffs confirmation of their comments. The meeting can be virtual or in-person as needed. - 13 - Task 3.2—Regulatory Permit Applications Based on the scope of work, SmithGroup anticipates the project will require permits be obtained from the following agencies: • USACE/IDNR/IEPA/Joint Agency Permit Application or Statewide Permit—SmithGroup assumes work will be covered under the agencies' respective regional permits. • Kane-DuPage Soil and Water Conservation District(KDSWCD)—SmithGroup assumes work will require a Land Use Opinion Report and Soil Erosion and Sediment Control Plan Review. o Kane County Stormwater Management Permit(and as adopted by The City of Elgin) • FEMA Conditional Letter of Map Revision(CLOMR)—The submission of a CLOMR is not included in SmithGroup's service and will be determined based on the floodplain and floodway analysis and modeling per Task 2.2. With COE's authorization, SmithGroup will prepare and submit permit applications to the respective agencies to assist COE in obtaining the noted permit approvals.The draft Construction Drawings from Task 3.1 will be utilized for the permit applications. Permit fees are not included in this proposal. Task 3.3—City Council/Park and Recreation Final Meeting SmithGroup will prepare for, attend, and document a second and final meeting with the COE City Council/Park and Recreation Department to review the final engineering plans and budgetary construction costs. SmithGroup will prepare electronic slide format visual aids illustrating the final plans, sections, and typical details from the construction drawings, updated to reflect comments from COE staff. The status of permit applications, probable construction costs, and project schedule will also be presented to obtain input from the COE and ultimately, approval to release the project for bidding. Meeting objectives and content will be developed and reviewed with the COE prior to the meeting. The presentation will contain a rendered site plan and use of final engineering site sections, details, and representative materials. No graphic visualizations and 3D models are included. SmithGroup will adjust the meeting content for a virtual or in-person format as determined at the time of the meeting. Task 3.4—Final Engineering Documents Submittal Based upon feedback from the COE Park and Recreation Department,direction from COE staff and regulatory agency review comments, SmithGroup will revise the final engineering documents and Opinion of Probable Construction Costs statement.The updated documents will be issued to COE as a Final Engineering package suitable for bidding and to complete Phase 3. Phase 3 Deliverables—Final Engineering documents, Regulatory Permit Applications, and Client Review Meeting presentation. Phase 4: Bidding Services SmithGroup will provide the following bidding services as authorized by COE: 0 Attend the Client's pre-bid conference to receive technical questions from the bidders and respond as appropriate by issuing addenda to the bid documents to clarify the design intent. 0 Evaluate the bids, check contractor references, and make a recommendation to the COE for award. Phase 4 Deliverables—Bid addendum package(assumed no more than 1)and recommendation for award memorandum. (assume 1 pre-bid conference mtg at the Project site and no attendance at contractor interviews) - 14 - The Bid advertisement, pre-bid conference, bid opening and award shall be by COE. Phase 5: Construction Administration and Observation SmithGroup will commence Construction Administration services and responsibilities upon award of contract to a Contractor and will terminate these services at the end of the Contractor's one-year warranty and maintenance period or alternate two-year maintenance extension. This proposal assumes a construction period of no more than six contiguous months of site construction activity. Construction Administration services will include the following: o One(1) Pre-Construction Meeting. o Submittal/Shop Drawing Review, limited to no more than two(2)reviews per submittal/shopdrawings. n Attendance at bimonthly Owner/Architect/Contractor meetings through CA period (assuming 12 meetings) • Site Observation: Based on the scope of work it is assumed this project will not require more than twelve (12) site visits during the construction period. Site visits beyond the amount indicated in this task can be added to the contract as necessary as described under"Additional Services" below. 0 Reponses to RFls, ASIs, Bulletins, and Change Orders, as required. D One(1) Punch List walk with SmithGroup discipline(s)as appropriate and Punch List preparation. D One(1)Punch List back-check with SmithGroup discipline(s)as appropriate. o Closeout document reviewand comment, limited to no more than one (1) review. ASSUMPTIONS SmithGroup will not have control or charge of and will not be responsible for construction means, methods, techniques, sequences, or procedures, or for safety precautions and programs in connection with the work, or for the acts or omissions of the Contractor, Subcontractors or any other persons performing any of the work, or for the failure of any of them to carry out the work in accordance with the Contract Documents. This proposal includes(8)eight Phase 2 and 3 meetings with COE.Additional Park and Recreation and other specific City Department meetings may be added at COE's request through a contract amendment. The project work does not include irrigation design, lighting design, or electrical engineering. This proposal does not include graphic presentation or 3D model renderings and may be added at COE's request through a contract amendment. This proposal is based on 2022 rates and assumes the scope of services are completed by Fall 2023 to align with bidding the project in early 2023. PREPARATION OF DIGITAL DATA In the event SmithGroup is requested to prepare digital data for transmission to the Owner's consultants, contractors or other Owner authorized recipients("Digital Data"), the Owner acknowledges that due to the limitations of the digital data software, not all elements of SmithGroup's services may be represented in the Digital Data, this being in the sole discretion of SmithGroup.Accordingly, although SmithGroup will endeavor to represent all material elements of SmithGroup's services in the Digital Data, any use shall not relieve the Owner's consultants, contractors, or other Owner authorized recipients or their respective obligations. The Owner agrees that it will include this provision in any agreements with its consultants, contractors, or other Owner authorized recipients, in which Digital Data is provided. - 15 - OWNER RESPONSIBILITIES COE will provide available site information and data including record drawings, property and parcel boundaries, utility information and other documentation. COE will prepare the Procurement, Contracting, and General Requirements sections(known as Divisions 00 and 01)of the project manual. COE will provide the bid advertisement and facilitate the pre-bid conference, bid opening, and contract award. SCHEDULE SmithGroup is able to initiate design services upon receiving notice to proceed from COE and anticipates documentation and bidding the project by early 2023 for implementation in 2023. Meeting these milestones are largely dependent on the regulatory approval process, completing field work in suitable weather conditions, and contract awards by COE, all of which are beyond SmithGroup's control. SmithGroup will develop a project schedule with COE at the onset of the project to track milestones with COE as progress is made. CONSULTANTS SmithGroup anticipates using the following consultant(s)for this project. The costs will be a pass-thru to COE as a Reimbursable Expense. SmithGroup has worked with these firms on previous, similar projects. Gasperec Elberts Consultants, a WBE Firm, for Topographic Survey GSG Consultants, an MBE Firm, for Geotechnical Engineering PROFESSIONAL SERVICES FEE COE shall compensate SmithGroup for the scope of services outlined above as a fixed fee lump sum of $235,000. plus reimbursable expenses, as summarized in the section below. The fixed lump sum fee per designated phase is listed as follow: Phase 1 Data Collection $ 9,000 Phase 2 Preliminary Engineering(Design Development) $87,000 Phase 3 Final Engineering and Permitting $75,000 Phase 4 Bidding Services $ 10,000 Phase 5 Construction Administration and Observation $54,000 REIMBURSABLE EXPENSES In addition to the fee indicated above, the following costs shall be reimbursable: 1. Survey and geotech consultants. 2 Travel expenses related to this project. Reimbursement for car mileage is the standard mileage allowance determined by the Internal Revenue Service. 3. Printing and/or reproduction of presentation materials, sketches, drawings, specifications, reports and other project related documents, either digitally or in hard copy. 4. Delivery charges. 5. Models, renderings, photography and other special presentation material for other than the Architect's own use. - 16 - 6. The labor and fees associated with documentation,calculations and application for a submission of a CLOMR which will be determined based on the floodplain and floodway analysis and modeling per Task 2.2. 7. If it is determined excess soil will be required to be exported from the site during construction, Clean Construction and Demolition Debris Certification (CCDD)will be required. The Illinois Environmental Protection Agency(IEPA)requires Certification(Form LPC-663)from a licensed professional engineer (PE)or Licensed Professional Geologist(PG)that the soil is uncontaminated.Our geotechnical engineer can provide this service if required. 8. Regulatory Agency review fees;and 9. Employment of, with client's prior approval, special consultants other than those listed in this proposal. We estimate the reimbursable expenses for these items to be as follows: a. Survey Consultant Fee: $42,000 b. Geotechnical Consultant Fee: $17,500 c. CCDD Testing, if required: $11,500 d. Expenses for items 2, 3 and 4 as described above: $ 4,500 ADDITIONAL SERVICES Requests for additional services or staff will be documented by SmithGroup (if given verbally), and the work will commence upon COE approval of an estimated fee for that effort or, if not agreed otherwise, The COE shall reimburse SmithGroup on an hourly basis of SmithGroup's project staff actively engaged for all personnel hours worked on the project. PAYMENTS Invoices will be prepared monthly on the basis of percentage of completion. Additionally, reasonable access to records relevant to this Agreement shall be made available to COE or its agents for auditing purposes. INTELLECTUAL PROPERTY In rendering its Services, SmithGroup may create and provide to COE documents which include (i) COE internal data, analyses, recommendations, and similar items (collectively, "Client Data"), and (ii)data and/or recommendations that have been created by SmithGroup for the benefit of COE as part of the Services (collectively, "SmithGroup Data"). In the development of SmithGroup Data, SmithGroup may use algorithms, software systems, plans, processes, tracking tools, contract assessment/modeling tools, formulas, or data from third-party vendors, and other intellectual property owned by SmithGroup or which SmithGroup has the right to use as of or after the date hereof(including, without limitation, the format of SmithGroup's reports and any improvements or knowledge SmithGroup develops, whether alone or with others, in the performance of the Services) (collectively, "SmithGroup Tools"). COE shall own, solely and exclusively, the Client Data delivered pursuant to this Agreement. COE agrees that SmithGroup shall own, solely and exclusively, all SmithGroup Tools and all intellectual property rights therein whether or not registerable(including without limitation patents and inventions, trademarks, service marks, logos and domain names and all associated goodwill, copyrights and copyrightable works and rights in data and databases, and trade secrets, know-how and other confidential information). COE acknowledges and agrees that SmithGroup may, and reserves the right to, use the Client Data and any information and data generated by the SmithGroup Tools solely in an aggregated, non-personally identifiable manner in order to create and improve the compilations, statistical analyses, or benchmarks provided by SmithGroup in any - 17 - services(collectively, "Aggregate Data")as long as the resulting information does not identify COE and COE hereby grants to SmithGroup a perpetual, irrevocable, royalty-free license to use the Client Data, solely as described herein. All right, title and interest in and to the Aggregate Data shall inure to the sole and exclusive benefit of SmithGroup. With respect to any SmithGroup Data that is contained in any documents delivered by SmithGroup to COE, SmithGroup grants COE a royalty free, paid up, non- exclusive, perpetual license to use the SmithGroup Data solely in connection with COE internal use of the documents and for no other purpose. COE acknowledges and agrees that all SmithGroup Data (including any advice, recommendations, information, or work product incorporated into the SmithGroup Data) provided to COE by SmithGroup in connection with this Agreement is for the sole internal use of COE, including all subsidiaries of COE, and may not be used or relied upon by any third party; provided that COE may incorporate into documents that COE intends to disclose externally SmithGroup summaries, calculations or tables based on COE information contained in Client Data, but not SmithGroup's recommendations or findings. SmithGroup retains all rights not expressly granted to COE here under. DELIVERY OF CADD GRAPHIC FILES Any electronic/data/digital files(Files)from SmithGroup shall be deemed Instruments of Service, and/or Work Product, as the case may be, for the Project identified above. COE covenants and agrees that: 1)the Files are Instruments of Service of SmithGroup, the author, and/or Work Product of SmithGroup, as the case may be; 2) in providing the Files, SmithGroup does not transfer common law, statutory law, or other rights, including copyrights; 3)the Files are not Contract Documents, in whole or in part; and 4)the Files are not As-Built files. COE agrees to report any defects in the Files to SmithGroup, within 45 days of the initial Files transmittal date (Acceptance Period). It is understood that SmithGroup will correct such defects, in a timely manner, and retransmit the Files. COE further agrees to compensate SmithGroup, as Additional Services, for the cost of correcting defects reported to SmithGroup after the Acceptance Period. COE understands that the Files have been prepared to SmithGroup's criteria and may not conform to COE drafting or other documentation standards. COE understands that, due to the translation process of certain CADD formats, and the transmission of such Files to COE that SmithGroup does not guarantee the accuracy, completeness or integrity of the data, and that the COE will hold SmithGroup harmless for any data or file clean-up required to make these Files usable. COE understands that even though SmithGroup may have computer virus scanning software to detect the presence of computer viruses, there is no guarantee that computer viruses are not present in the Files, and that COE will hold SmithGroup harmless for such viruses and their consequences, as well as any and all liability or damage caused by the presence of a computer virus in the Files. COE agrees, to the fullest extent permitted by law,to indemnify and hold SmithGroup harmless from any and all damage, liability, or cost(including protection from loss due to attorney's fees and costs of defense), arising from or in any way connected with and changes made to the Files by COE. Under no circumstances shall transfer of Files to COE be deemed a sale by SmithGroup. SmithGroup makes no warranties, express or implied, of merchantability or fitness for any particular purpose. - 18 - MISCELLANEOUS PROVISIONS SmithGroup will use reasonable professional efforts and judgment in responding in the design to applicable federal, state and local laws, rules, codes, ordinances and regulations. COE acknowledges that certain state and local laws, rules, codes, ordinances and regulations may reference standards that are outdated and/or contrary with today's industry requirements. SmithGroup cannot and does not warrant or guarantee that the Project will comply with all such outdated and/or contrary federal, state and local laws, rules, codes, ordinances and regulations Notwithstanding anything to the contrary, nothing contained herein shall be construed: i)to constitute a guarantee, warranty or assurance, either express or implied, that the SmithGroup's Services will yield or accomplish a perfect outcome for this Project; or ii)to obligate the SmithGroup to exercise professional skill or judgment greater that the standard of care exercised by other similarly situated design professionals currently practicing in the same locale as this Project, under the same requirements of this Agreement; or iii)as an assumption by the SmithGroup of liability of any other party. SmithGroup will use reasonable professional efforts and judgment to interpret applicable ADA requirements and other federal, state and local laws, rules, codes, ordinances and regulations as applicable to this Project. The City acknowledges that requirements of ADA, as well as other federal, state and local laws, rules, codes,ordinances and regulations, will be subject to various and possibly contradictory interpretations. SmithGroup cannot and does not warrant or guarantee that the Project will comply with all interpretations of the ADA requirements and/or the requirements of other federal, state and local laws, rules, codes,ordinances and regulations Notwithstanding anything to the contrary in this Agreement, the Parties acknowledge that there may be delays in the performance of this Agreement for the period that such delay is due to causes beyond a Party's reasonable control, including but not limited to Acts of God, government regulations, orders or controls (including, but not limited to, shelter-in-place orders and construction moratoriums), quarantine, epidemic or pandemic. Both parties shall make reasonable efforts to notify the other Party if a force majeure event will delay performance. In the event of such delay, neither Party shall be liable to the other Party for delay or damage caused. SmithGroup's fees for the remaining services and the time schedules shall be equitably adjusted as mutually agreed between the Parties before services are resumed. This document will serve as an agreement between us, and you may indicate your acceptance by signing in the space provided below and returning one(1)signed copy for our files. - 19 - ATTACHMENT B PROJECT SCHEDULE See next page. Jack Cook Park-Final Phase Project Schedule SmlthGroup-4/21/2022 Ptuqua and Task 22-Ma 22-1un 22-1 22-Au 22-Sep 22-0R 22-Nov 22-Dec 23-Jan 23-Feb 3 3thru Fall 2023 1 2 3 4 1 2 3 4 5 1 2 3 4 1 2 3 4 5 1 2 3 4 1 2 3 4 1 2 3 4 5 1 2 3 4 1 2 3 4 5 1 2 3 4 1 2 3 4 2 3 4 Phase 1 Data Collaction 1.1 Topographic survey and prep 1.2 Geoch Investigation and prep 1. te 3 Floodplaln,Roodway,Wetland verification 1.4 Field visits and verification 1.5 Base mapping prep Phase 2 Prolimina En Irseir 2.1 Project City and consultant meets 2.2 Floodplaln and Floodway Anatysls,Modeling,and Assessment 2.3 Preliminary Engineering Documents and Clent Review MeetingM I I I I I I 2.4 Engagement with Regulatory Agencies 2.5 City Council/Park and Recreation Presentation Phase 3 Final Fn Inaarl eoand Posrmltt 3 m Client Review meeting 3.2 Regulatory Permittingand applications 3.3 City Council Park and Recreation Final Meeting 3.4 Final engineering Documents Submittal and Permitting Phase 4 Biddi 5arvkas 4.1 Prebid conference and evaluate bids 4.2 Addenda as required Phase S Construction Administration and Observation IDat o be Finalized with City and CoM.ctorl 5.1 Pro-Con meetin and kickoff 5.2 Construction administratlon and observation reviews 5.3 Substantial Completion 5.4 Final Compehion and Close out