HomeMy WebLinkAbout21-22Resolution No. 21-22
RESOLUTION
AUTHORIZING EXECUTION OF AN AGREEMENT WITH THE LAW FIRM OF
OTTOSEN, DINOLFO, HASENBALG & CASTALDO, LTD. FOR PROFESSIONAL
SERVICES IN CONNECTION WITH POLICE INTERNAL INVESTIGATIONS
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS,
that Richard G, Kozal, City Manager, and Kimberly A. Dewis, City Clerk, be and are hereby
authorized and directed to execute an Agreement on behalf of the City of Elgin with the Law Firm
of Ottosen, DiNolfo, Hasenbalg & Castaldo, LTD, for professional services in connection with
police internal investigations, a copy of which is attached hereto and made a part hereof by
reference.
s/ David J. Kaptain _
David J. Kaptain, Mayor
Presented: February 10, 2021
Adopted: February 10, 2021
Vote: Yeas: 8 Nays: 1
Attest:
s/ Kimberly Dewis
Kimberly Dewis, City Clerk
AGREEMENT
(Police Internal Investigations)
THIS AGREEMENT is made and entered into as of the 1 Oth day of February, 2021, by and
between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter referred to as "CITY")
and the Law Firm of OTTOSEN, DINOLFO, HASENBALG & CASTALDO, LTD. (hereinafter
referred to as "ATTORNEYS").
WHEREAS, the CITY desires to engage the ATTORNEYS to furnish professional services
in connection with certain internal investigations regarding allegations of misconduct of sworn
police officers or other employees of the Elgin Police Department as provided in Elgin Municipal
Code Section 2.52.165, as amended (hereinafter referred to as "POLICE INTERNAL
INVESTIGATIONS"); and
WHEREAS, the ATTORNEYS represent that they are in compliance with Illinois Statutes
relating to professional registration of ATTORNEYS and have the necessary expertise and
experience to furnish such services upon the terms and conditions set forth herein below.
NOW, THEREFORE, it is hereby agreed by and between the CITY and the ATTORNEYS
that the CITY does hereby retain the ATTORNEYS for and in consideration ofthe mutual promises
and covenants contained herein, the sufficiency of which is hereby acknowledged to perform the
services relating to POLICE INTERNAL INVESTIGATIONS as described herein, subject to the
following terms and conditions and stipulations, to -wit:
1. SCOPE OF SERVICES
A. All work hereunder shall be performed under the direction of the Police Chief of the
CITY (hereinafter referred to as the "POLICE CHIEF").
B. The goal of internal affairs investigations is to ensure the integrity of the police
department as maintained through a system of internal discipline where fairness and
justice are assured by objective, impartial investigation and review.
C. Any matter for which the ATTORNEYS are to provide an investigation shalt first be
assigned in writing by the POLICE CHIEF to the ATTORNEYS. Upon the
assignment of such a matter for investigation by the POLICE CHIEF the
ATTORNEYS shall perform the following services relating to POLICE INTERNAL
INVESTIGATIONS:
Conduct Investigation:
Meet with police department management to discuss the allegations to be
investigated.
Provide an investigative plan detailing the issues to be investigated, witnesses
to be interviewed, evidence to be reviewed and/or collected, and an estimate
of hours and timeline for the investigation.
• Determine the most appropriate investigative method(s) to be used for each
investigation in conjunction with police department management.
• Interview witnesses, complainants and other persons; gather documents;
review affidavits and supporting documentation; -review relevant video
evidence; administer oaths and examine persons; and otherwise conduct all
research necessary and gather all evidence sufficient to complete each
assigned investigation.
• Review all relevant and applicable federal, state and local laws, statutes,
ordinances, rules and regulations.
• Evaluate all evidence gathered in each investigation to formulate defensible
investigative conclusions regarding thealleged violations.
• Provide updates to police department management on the progress of the
investigation at each phase, including any anticipated changes to the
established timeline, on a weekly basis or as requested by the City.
Submit Report Findings:
• Conduct a debriefing session with police department management upon the
conclusion of the investigation to review the evidence and findings.
• Submit a final written report with supporting documentation, findings and
recommendations with all evidence, and applicable materials simultaneously
to the Chief of Police and the Mayor and members of the City Council.
Findings shall include whether there was a violation of any applicable
statutes, ordinances, rules or regulations.
Other Requirements:
• Comply with all federal, state, and local laws, statute, ordinances, rule and
regulations in conducting all investigations, including, but not limited to, the
Uniform Peace Officers Disciplinary Act (50 ILCS 725/1, et seq., as
amended) and the provisions of any applicable collective bargaining
agreement.
• Participate in administrative hearings, in court, or other official proceedings
that result from the investigations.
• Provide all work under the agreement with the City in a confidential manner.
D. Attorneys Stephen DiNolfo, Joseph Miller and Ericka Thomas shall be the
ATTORNEYS conducting the POLICE INTERNAL INVESTIGATIONS pursuant
to this Agreement.
E. In the provision of the POLICE INTERNAL INVESTIGATIONS services under this
Agreement, the ATTORNEYS shall endeavor to perform in a manner consistent with
that degree of care and skill ordinarily exercised by attorneys practicing under similar
circumstances.
F. This Agreement between the CITY and the ATTORNEYS is nonexclusive. The
CITY reserves the right to otherwise provide for POLICE INTERNAL
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INVESTIGATIONS whether retaining other persons or entities to conduct such
investigations or otherwise.
2. TERM
The term of this Agreement shall commence on February 11, 2021, and, subject to the
termination procedure set forth below, shall continue until February 11, 2024.
3. PAYMENTS TO THE ATTORNEYS
A. As compensation to the ATTORNEYS for the services to be provided pursuant to
this Agreement, the CITY shall pay to the ATTORNEYS $230.00 per hour for
attorneys, $165.00 per hour for law clerks and $155.00 per hour for paralegal
services.
B. The CITY shall reimburse the ATTORNEYS for any actual out-of-pocket costs
incurred in the facilitation of THE POLICE INTERNAL INVESTIGATION
services, such as costs for transcripts or court reporting services, and the like, upon
presentation of proof of payment for same.
C. The CITY shall make monthly payments to the ATTORNEYS during the term ofthis
Agreement after receipt and approval of an invoice.
4. INVOICES
A. The ATTORNEYS shall submit monthly invoices in a format approved by the CITY.
B. The ATTORNEYS shall maintain records showing actual time devoted and cost
incurred. The ATTORNEYS shall permit the authorized representative ofthe CITY
to inspect and audit all data and records of the ATTORNEYS for work done under
this Agreement. The ATTORNEYS shall make these records available at reasonable
times during the Agreement period and for four (4) years after the expiration or
termination of this Agreement.
5. CONFIDENTIAL INFORMATION
All confidential communications between the CITY and the ATTORNEYS, whether oral or
written, and all documentation whether prepared by the ATTORNEYS or the CITY shall to
the full extent permitted by law shall be considered to be an attorney client privileged
communication and shall not be disclosed except by the written consent of the CITY'S
Corporation Counsel.
6. CONFLICT OF INTERESTS
A. In the event the ATTORNEYS must withdraw from a POLICE INTERNAL
INVESTIGATION matter due to a conflict of interest, the ATTORNEYS shall notify
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the POLICE CHIEF in writing of said conflict of interest within ten (10) days of the
ATTORNEYS becoming aware of said conflict. The CITY shall identify a substitute
investigator, if necessary, to provide any needed investigation services for the matter
in question.
B. The ATTORNEYS represent that they do not currently maintain any client
relationship with persons or entities involved in litigation with the CITY.
Additionally, the ATTORNEYS have instituted and shall maintain a strict client
intake policy wherein any potential client is required to identify the arresting agency
and adverse parties to support staff, prior to speaking with an attorney. The
ATTORNEYS will not engage in any case in which the CITY is the arresting agency
or an adverse party throughout the term of this Agreement. It is understood that the
any litigation wherein the ATTORNEYS would represent any adverse party against
the CITY would be strictly forbidden.
7. TERMINATION OF AGREEMENT
Notwithstanding any other provision hereof, the CITY may terminate this Agreement at any
time upon thirty (30) days prior written notice to the ATTORNEYS. In the event that this
Agreement is so terminated, the ATTORNEYS shall be paid for services actually performed
and reimbursable expenses actually incurred prior to termination, except that reimbursement
shall not exceed the amounts set forth under Paragraph 3 above.
8. BREACH OF CONTRACT
If either party violates or breaches any term of this Agreement, such violation or breach shall
be deemed to constitute a default, and the other party has the right to seek such
administrative, contractual or legal remedies as may be suitable to the violation or breach;
and, in addition, if either party, by reason of any default, fails within fifteen (15) days after
notice thereof by the other party to comply with the conditions of the Agreement, the other
party may terminate this Agreement. Notwithstanding the foregoing, or anything else to the
contrary in this Agreement, with the sole exception of an action to recover the monies the
CITY has agreed to pay to the ATTORNEYS pursuant to Paragraph 3 hereof, no action shall
be commenced by the ATTORNEYS against the CITY for monetary damages, nor would
they represent any other entity in the bringing of any type of lawsuit, nor participate in any
litigation thereof. ATTORNEYS hereby further waive any and all claims or rights to interest
on money claimed to be due pursuant to this Agreement and waives any and all such rights
to interest which it claims it may otherwise be entitled pursuant to law, including, but not
limited to, the Local Government Prompt Payment Act (50 ILCS 501/1, etseq.), as amended,
or the Illinois Interest Act (815 ILCS 205/1, et seq.), as amended. The parties hereto further
agree that any action by the ATTORNEYS arising out of this Agreement must be filed
within one year of the date the alleged cause of action arose or the same will be time -barred.
The provisions of this paragraph shall survive any expiration, completion and/or termination
of this Agreement.
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INDEMNIFICATION
To the fullest extent permitted by law, ATTORNEYS agrees to and shall indemnify and hold
harmless the CITY, its officers, employees,- agents, boards and commissions from and
against any and all claims, suits, judgments, costs, attorneys fees, damages or other relief,
including, but not limited to, workers' compensation claims, in any way resulting from or
arising out of a breach of this Agreement by the ATTORNEYS and/or negligent actions or
omissions of the ATTORNEYS in connection herewith, including negligence or omissions
of the ATTORNEYS, members, employees or agents ofthe ATTORNEYS arising out ofthe
performance of this Agreement. The provisions of this paragraph shall survive any
expiration, completion and/or termination of this Agreement.
10. NO PERSONAL LIABILITY
No official, director, officer, agent or employee of the CITY shall be charged personally or
held contractually liable under any term or provision of this Agreement or because of their
execution, approval or attempted execution of this Agreement.
11. INSURANCE
The ATTORNEYS and each of the individual ATTORNEYS performing services pursuant
to this Agreement shall purchase and maintain during the term of this Agreement insurance
coverage which will satisfactorily insure the ATTORNEYS and the individual
ATTORNEYS, against claims and liabilities which arise out of the work of the POLICE
INTERNAL INVESTIGATIONS. Such insurance shall be issued by companies authorized
to do business in the State of Illinois. The insurance coverages shall include, but not
necessarily be limited to, professional liability insurance with limits of not less than
$1,000,000 per claim covering the ATTORNEYS and the individual ATTORNEYS
providing services pursuant to this Agreement against all sums which the ATTORNEYS
may become obligated to pay on account of any liability arising out of the performance of
the professional service for the CITY under this Agreement when caused by any negligent
act, error, or omission of the ATTORNEYS or any of the individual ATTORNEYS, or
others for which whose actions the ATTORNEYS is legally liable. A certificate of insurance
will be provided upon entry into this Agreement and upon any renewal during the term ofthe
Agreement. Professional liability insurance shall remain in full force for a period of not less
than six (6) years after the completion of the services to be performed by the ATTORNEYS
under this Agreement.
12. NONDISCRIMINATION
In all hiring or employment made possible or resulting from this Agreement, there shall be
no discrimination against any employee or applicant for employment because of sex, age,
race, color, creed, national origin, marital status, of the presence of any sensory, mental or
physical handicap, unless based upon a bona fide occupational qualification, and this
requirement shall apply to, but not be limited to, the following: employment advertising,
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layoff or termination, rates of pay or other forms of compensation and selection for training,
including apprenticeship.
No person shall be denied or subjected to discrimination in receipt of the benefit of any
services or activities made possible by or resulting from this Agreement on the grounds of
sex, race, color, creed, national origin, age except minimum age and retirement provisions,
marital status or the presence of any sensory, mental or physical handicap. Any violation of
this provision shall be considered a violation of a material provision of this Agreement and
shall be grounds for cancellation, termination or suspension, in whole or in part, of the
Agreement by the CITY.
13. ASSIGNMENT
Neither this Agreement, nor any part, right nor interest hereof, may be assigned to any other
person, firm or corporation.
14. NO CO -PARTNERSHIP OR AGENCY; INDEPENDENT CONTRACTOR
RELATIONSHIP
This Agreement shall not be construed so as to create a partnership, joint venture,
employment or other agency relationship between the parties hereto. The parties intend that
and this Agreement shall be construed as creating an independent contractor relationship
between the ATTORNEYS and the CITY.
15. SEVERABILITY
The parties intend and agreed that, if any paragraph, sub -paragraph, phrase, clause or other
provision of this Agreement, or any portion thereof, shall be held to be void or otherwise
unenforceable, all other portions of this Agreement shall remain in full force and effect.
16. HEADINGS
The headings of the several paragraphs of this Agreement are inserted only as a matter of
convenience and for reference and in no way are they intended to define, limit or describe
the scope of intent of any provision of this Agreement, nor shall they be construed to affect
in any manner the terms and provisions hereof or the interpretation or construction thereof.
17. MODIFICATION OR, AMENDMENT
This Agreement constitutes the entire Agreement of the parties on the subject matter hereof
and may not be changed, modified, discharged or extended except by written amendment
duly executed by the parties. Each party agrees that no representations or warranties shall be
binding upon the other party unless expressed in writing herein or in a duly executed
amendment hereof, or change order as herein provided.
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18. APPLICABLE LAW
This Agreement shall be deemed to have been made in, and shall be construed in accordance
with the laws of the State of Illinois. Venue for the resolution of any disputes or the
enforcement of any rights pursuant to this Agreement shall be in the Circuit Court of Kane
County, Illinois.
19. WAIVER
Any failure of either the CITY or the ATTORNEYS to strictly enforce any term, right, or
condition of this Agreement shall not be construed as a waiver of such term, right, or
condition.
20. NEWS RELEASES
The ATTORNEYS shall not issue any news releases nor make statements to the media
without prior approval from the POLICE CHIEF.
21. INTERFERENCE WITH PUBLIC CONTRACTING
The ATTORNEYS certify hereby that it is not barred from submitting a proposal on this
Agreement as a result of a violation of 720 ILCS 5/33E et seq. or any similar state or federal
statute regarding bid rigging.
22. SEXUAL HARASSMENT
As a condition of this contract, the ATTORNEYS shall have written sexual harassment
policies that include, at a minimum, the following information:
A. the illegality of sexual harassment;
B. the definition of sexual harassment under state law;
C. a description of sexual harassment, utilizing examples;
D. the vendor's internal complaint process including penalties;
E. the legal recourse, investigative and complaint process available through the Illinois
Department of Human Rights, and the Illinois Human Rights Commission;
F. directions on how to contact the department and commission;
G. protection against retaliation as provided by Section 6-101 ofthe Human Rights Act.
A copy of the policies shall be provided by ATTORNEYS to the Department of Human
Rights upon request. 775 ILCS 5/2-105.
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23. SUBCONTRACT
No portion of the work to be provided by the ATTORNEYS shall be subcontracted without
the prior written approval of the CITY.
24. FREEDOM OF INFORMATION ACT
The ATTORNEYS shall, within twenty-four hours of the CITY'S request, provide any
documents in the ATTORNEYS' possession related to the Agreement which the CITY is
required to disclose to a requestor under the Illinois Freedom of Information Act.
25. NOTICES
All notices, reports and documents required under this Agreement shall be in writing and
shall be mailed by First Class Mail, postage prepaid, or by e-mail, addressed as follows:
A. As to the CITY:
Ana Lalley
Police Chief
City of Elgin
151 Douglas Avenue
Elgin, Illinois 60120-5555
Lalley a@cityofelgin.orP_
B. As to the ATTORNEYS:
Stephen H. DiNolfo
Ottosen DiNolfo Hasenbalg & Castaldo, Ltd.
1804 N. Naper Boulevard, Suite 350
Naperville, Illinois 60563
sdinolfo(di ottosenlaw,com
26. COMPLIANCE WITH LAWS
Notwithstanding any other provision of this Agreement it is expressly agreed and understood
that in connection with the performance of this Agreement that the ATTORNEYS shall
comply with all applicable federal, state, city and other requirements of law.
27. EXECUTION IN COUNTER -PARTS
This Agreement may be executed in counterparts. Signatures transmitted by facsimile or e-
mail shall have the same legal effect as original signatures.
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IN WITNESS WHEREOF, the parties hereto have entered into and executed this agreement
effective as of the date and year first written above.
OTTOSEN DINOLFO HASENBALG & CITY OF ELGIN
CASTALDO, LTD. -, =
.......
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3y By;
_ Richard G. Kozal, Ciiy Manager - —
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