Loading...
HomeMy WebLinkAbout11-62 Resolution No. 11-62 RESOLUTION AUTHORIZING EXECUTION OF A COMMUNITY DEVELOPMENT BLOCK GRANT SUB-RECIPIENT AGREEMENT WITH THE COMMUNITY CRISIS CENTER, INC. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN,ILLINOIS,that Sean R. Stegall,City Manager, and Diane Robertson, City Clerk,be and are hereby authorized and directed to execute an agreement on behalf of the City of Elgin with the Community Crisis Center, Inc.for interior renovation to its building located at 37 South Geneva Street,Elgin,Illinois,a copy of which is attached hereto and made a part hereof by reference. s/Ed Schock Ed Schock, Mayor Presented: April 13, 2011 Adopted: April 13, 2011 Omnibus Vote: Yeas: 7 Nays: 0 Attest: s/Diane Robertson Diane Robertson, City Clerk AGREEMENT BETWEEN THE CITY OF ELGIN AND COMMUNITY CRISIS CENTER This AGREEMENT is entered into as of the 13th day of April ,2011,by and between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter called "GRANTEE" or "CITY") and COMMUNITY CRISIS CENTER, INC., a not-for-profit corporation incorporated pursuant to the laws of the State of Illinois, (hereinafter called "SUB-RECIPIENT") having a principal place of business at 37 South Geneva Street,Elgin,Illinois 60120. RECITALS A. CITY has applied for Community Development Block Grant funds (hereinafter referred to as "CDBG funds") from the United States Department of Housing and Urban Development (hereinafter called "HUD") as provided by the Housing and Community Development Act of 1974,as amended(P.L. 93-383)(hereinafter called"ACT"). B. CITY has considered and approved the application of SUB-RECIPIENT for CDBG funds allotted to CITY for distribution to SUB-RECIPIENT. C. The CITY and SUB-RECIPIENT enter into this Agreement pursuant to their respective powers to enter into such Agreements, as those powers are defined in the Illinois Constitution and applicable statutes. II. SCOPE OF THE PROJECT A. SUB-RECIPIENT hereby agrees to perform, in a timely fashion, the activities provided for herein, and those previously defined in the application and project description dated December 16, 2009, submitted by the SUB-RECIPIENT entitled "Community Crisis Center Building Improvements" a copy of which is attached hereto as Exhibit "A" and incorporated herein by this reference (hereinafter referred to as the "PROJECT"). The SUB-RECIPIENT was awarded a grant for Fiscal Year(FY)2010-2011. B. All funding provided to SUB-RECIPIENT shall be used solely for the interior renovation in the building at 37 South Geneva Street, Elgin, Illinois, 60120. About 4,900 low and moderate income individuals will benefit from the Community Crisis Center's program in its 2009-2010 fiscal year The subject building will serve 100% low and moderate income persons as defined by 24 CFR 570.208 (a)(2)(i) (A). Such funding shall be used as defined herein. The work items are listed in the Project Application and attached as part of Exhibit "A". The work shall include the following: 1) replace the damaged ceiling tiles of the front entrance of the building and paint the walls; 2) replace the shelter's kitchen cabinets, repair drywall, and paint; 3) remove an unused shelter laundry/bathroom and construct a mop room; 4)replace damaged floor and paint shelter's bathrooms; 5) install an independent heater in the lower sprinkler room; and, 6) other costs associated with the above activities as are consistent with the scope and intent of the PROJECT and that are pre-approved by the CITY staff. 1 C. The SUB-RECIPIENT shall comply with administrative and procurement requirements as applied to the Community Development Block Grant Program in accordance with 24 CFR 85: 1. The Bid Specifications shall include all specifications and pertinent attachments and shall define the items or services in order for the bidder to properly respond. 2. The SUB-RECIPIENT shall submit the Bid Specifications and plans to the City's Community Development Department for staff's approval prior to advertising in a newspaper and the Dodge Construction News. 3. The SUB-RECIPIENT shall include in the invitation for bids, the statement "Minorities and women contractors are encouraged to submit bids." The SUB- RECIPIENT shall purchase a 1" x 3" space in the Dodge Construction News Classified Section specifically inviting Minority Business Entity/Women Business Entity(MBE/WBE)firms to submit bids. 4. All bids will be publicly opened at the time and place prescribed in the invitation for bids. 5. The SUB-RECIPIENT shall provide the City's Community Development Department with a copy of the classified advertisement and the results from the bid opening. 6. The contract award will be awarded, in writing, to the lowest responsive and responsible bidder. Any or all bids may be rejected, if there are sound documented reasons. D. The SUB-RECIPIENT shall comply with the Federal Labor Standards and Prevailing Wage Rates as applied to the Community Development Block Grant Program in accordance with Title 29 of the Code of Federal Regulations,Part 5: 1. After the start of the described work, the SUB-RECIPIENT shall provide to the City's Community Development Department staff, weekly reports of the contractor and/or subcontractors at the job site. The SUB-RECIPIENT shall conduct employee interviews of the contractor and/or subcontractors at the job site. 2. Originals of all documents required for compliance with the Federal Labor Standards shall be supplied to the City's Community Development Department. 3. SUB-RECIPIENT shall erect a sign in a prominent place at the job site crediting the City of Elgin and HUD for funding of the PROJECT by including the following statement: "Funding for the Project has been provided, in part, by the City of Elgin from the U.S. Department of Housing and Urban Development's Community Development Block Grant Program." 2 E. Monthly Progress Reports 1. The SUB-RECIPIENT shall provide a Monthly Progress Report to the CITY each month, reporting on the status of the PROJECT in relation to the Project Implementation Schedule. The monthly progress reports shall begin upon the signing of this Agreement and shall be submitted until the completion of the project or until directed to discontinue such reports in writing by the CITY. 2. Monthly progress reports shall be due on the 10th day of the following month, for the previous month's activities. 3. The SUB-RECIPIENT shall use a form provided by the Community Development Department and shall include all required information about the number of clients served each month(by race, income, and the number of female headed households). F. Request for Payment 1. The SUB-RECIPIENT shall provide the City's Community Development Department, prior to the start of construction, with an itemized list of all estimated expenditures. This list (on a State of Illinois Engineer's Pay Estimate form BLR-283 or equivalent) shall show expected quantities and unit prices for each item. 2. Request for payment shall be submitted on a timely basis. Each request for payment sent to the CITY shall be accompanied by said payment estimate form signed by the SUB-RECIPIENT'S authorized representative and showing the work completed. Changes to items on the pay estimate form must be authorized, in writing, by the SUB-RECIPIENT (on a State of Illinois Request for Approval of Change in Plans Form BLR-228 or equivalent), and a copy of such authorization shall be submitted to the City's Community Development Department before payment pursuant to such changes is made. G. Prior to the expenditure of CDBG funds,the SUB-RECIPIENT shall meet with the City's Community Development Department staff to establish acceptable documentation and guidelines regarding requests for payment for the activities described in the Scope of Work. No payment of CDBG funds will be made by City without the required documentation. H. SUB-RECIPIENT shall record and report monthly to the CITY all program income (as defined in 24 CFR 570.500(a)) generated by activities carried out with CDBG funds made available under this Agreement. Any such program income shall be returned to the CITY. Written request for an exception to this section must be made in writing to the CITY's Community Development Department. Such request shall describe why the SUB-RECIPIENT needs the income, the specific activities the SUB-RECIPIENT will undertake with the funds, and how the SUB-RECIPIENT will report income and expenditures to the CITY. A written response to the request will be provided to the SUB- RECIPIENT from the CITY. The use of any program income by the SUB-RECIPIENT shall comply with the requirements set forth at 24 CFR 570.504. By way of further limitations, to the extent any such income is used during the Agreement period for 3 activities permitted under the Agreement, SUB-RECIPIENT shall reduce requests for additional funds by the amount of any such program income balances on hand. All unexpended program income shall be returned to the CITY at the end of the Agreement period. Any interest earned on cash advances from the U.S. Treasury and from funds held in a revolving fund account is not program income and shall be remitted promptly to the CITY. III. AMOUNT AND TERMS OF GRANT A. The CITY shall distribute to SUB-RECIPIENT, as SUB-RECIPIENT'S portion of the total grant received by the CITY and in consideration of SUB-RECIPIENTS undertaking to perform the PROJECT, a maximum of$36,850 (hereinafter"Grant Funds"),to be paid in the manner set forth herein at Section VII. B. This PROJECT shall be identified by the following project and account numbers: Project No. 154651 and Account No. 230-0000-791.93-36 in the amount of $36,850, which identifying numbers shall be used by SUB-RECIPIENT on all payment requests. C. In the event the services identified in Section II, Scope of the Project of this Agreement or other eligible services for low and moderate income individuals and households are no longer provided at the Community Crisis Center, 37 South Geneva Street, Elgin, due to actions by the SUB-RECIPIENT, the SUB-RECIPIENT shall reimburse the U.S. Department of Housing and Urban Development or the CITY for renovation activities undertaken in whole or in part with CDBG funds at a rate of 6.7% for each year and portion of each year remaining on the ten-year useful life of the Facility improvements. The ten-year compliance period shall begin on the commencement date of this Agreement. This provision shall not be construed as limiting the CITY from asserting any claims against the Community Crisis Center for the breach of any other terms of this Agreement. D. Upon project completion as specified in Section II, Scope of the Project, any remaining CDBG project funds shall be available for reallocation by the CITY to another eligible CDBG project. If SUB-RECIPIENT materially fails to comply with any term of this award, the SUB-RECIPIENT shall repay to the CITY all funds used for ineligible activities. E. A minimum of 51% of the persons served on an annual basis shall be at or below 80%of the Median Family Income in order for the SUB-RECIPIENT to maintain eligibility for the CDBG funds provided for herein. Said income levels shall be updated and revised annually to conform to levels set by the U. S. Department of Housing and Urban Development. Failure to meet the aforementioned minimum 51%threshold shall require SUB-RECIPIENT to reimburse CITY for funds expended, in whole or in part, for renovation activities. F. Changes in the scope of services, budget, or method of compensation contained in this Agreement, unless otherwise noted, may only be made through a written amendment to this Agreement, executed by the SUB-RECIPIENT and CITY. 4 IV. SUB-RECIPIENT'S COMPLIANCE WITH THE ACT A. CITY shall assist SUB-RECIPIENT'S making application for CDBG funds. B. SUB-RECIPIENT shall abide by the Act,and all HUD rules and regulations promulgated to implement the Act. C. SUB-RECIPIENT shall, upon request of CITY, (1) assist in the completion of an environmental review and (2) complete certifications showing equal employment opportunity compliance including equal employment opportunity certification with reference to the PROJECT, as set forth in Exhibit "C" attached hereto and made a part hereof. D. SUB-RECIPIENT,in performing under this Agreement,shall: 1. Not discriminate against any worker, employee, or applicant, or any member of the public, because of race, creed, color, sex, age or national origin, nor otherwise commit an unfair employment practice;and 2. Take affirmative action to insure that applicants are employed without regard to race, creed, color, sex, age or national origin, with such affirmative action in- cluding, but not limited to the following: Employment, upgrading, demotion or transfer, termination, recruitment or recruitment advertising, layoff or termination, rates of pay or other forms of compensation, selection for training, including apprenticeship. E. SUB-RECIPIENT shall permit CITY and the Department of Housing and Urban Development to conduct on-site reviews, examine personnel and employment records and to conduct any other procedures or practices to assure compliance with the provisions of this agreement. SUB-RECIPIENT agrees to post in conspicuous places available to employees and applicants for employment notices setting forth the provisions of this non- discriminatory clause. F. SUB-RECIPIENT shall comply with all laws and state and federal rules and regulations, including but not limited to those regarding a direct or indirect illegal interest on the part of any employee or elected official of the SUB-RECIPIENT in the PROJECT or payments made pursuant to this Agreement. G. SUB-RECIPIENT hereby warrants and represents that neither the PROJECT, including but not limited to any funds provided pursuant thereto,nor any personnel employed in the administration of the program shall be in any way or to any extent engaged in the conduct of political activities in contravention of Chapter 15 of Title 5, United States Code, referred to as the Hatch Act. H. SUB-RECIPIENT shall maintain records to show actual time devoted and costs incurred, in relation to the PROJECT, and shall prepare and submit monthly progress reports which describe the work already performed and anticipated during the remaining time of the PROJECT. Upon fifteen(15) days notice from the CITY, originals or certified copies of 5 all time sheets,billings, and other documentation used in the preparation of said progress reports shall be made available for inspection, copying, or auditing by the CITY at any time during normal business hours, at 150 Dexter Court, Elgin,Illinois. I. SUB-RECIPIENT shall adopt the audit requirements of the Office of Management and Budget (hereinafter "OMB") Circular A-133, "Audits of Institutions of Higher Learning and Other Non-Profit Institutions." SUB-RECIPIENT shall submit to the CITY one copy of said audit report. SUB-RECIPIENT shall permit the authorized representatives of the CITY, HUD and the Comptroller General of the United States to inspect and audit all data and reports of the SUB-RECIPIENT relating to its performance under the Agreement. J. SUB-RECIPIENT and CITY shall at all times observe and comply with Title 24 CFR Part 570 and all applicable laws, ordinances or regulations of the Federal, State, County, and local government, which may in any manner affect the performance of this Agreement. K. SUB-RECIPIENT shall transfer to the CITY any unused CDBG funds and submit all billings attributable to this Project at the time this Agreement expires. L. SUB-RECIPIENT will ensure that any real property under the SUB-RECIPIENT'S control that was acquired and/or improved in whole or in part with CDBG funds is used to meet the benefit of low and moderate income persons as defined by HUD, for a period of 10 years after the commencement of this Agreement. M. If during the 10 year period after the commencement of this Agreement, the SUB- RECIPIENT disposes of any property under the SUB-RECIPIENT'S control that was acquired and/or improved in whole or in part with CDBG funds, then the SUB- RECIPIENT will reimburse the CITY in the amount of the current fair market value of the property less any portion of the value attributable to expenditures of non-CDBG funds for acquisition of, or improvement to, the property in accordance with 24 CFR 570.503(b)(8)and 24 CFR 570.505. V. RIGHTS TO SUBCONTRACT A. SUB-RECIPIENT is herewith granted authority to subcontract all or any portion of the PROJECT to such engineers, architects, independent land use consultants, professional land planner, construction contractors or other entities as SUB-RECIPIENT shall deem appropriate or necessary and upon such terms as may be acceptable to SUB-RECIPIENT. B. Administration of any subcontracts by the SUB-RECIPIENT shall be in conformance with 24 CFR Part 570.200(d)(2)and Part 85.36. VI. SUB-RECIPIENT'S AUTHORIZATION TO ACCEPT PROPOSALS A. After the CITY has received notification that funds for the PROJECT have been released by HUD, the SUB-RECIPIENT shall be authorized to accept the proposal of any 6 subcontractor for the PROJECT. VII. BILLING PROCEDURE A. Upon release of Grant Funds by HUD for the PROJECT, the CITY shall make disbursements to the SUB-RECIPIENT as either reimbursement for advances made by SUB-RECIPIENT or as advances for specific cash requirements of SUB-RECIPIENT for the PROJECT. All claims of SUB-RECIPIENT, whether for reimbursement or advancement, shall comply with the following requirements: 1. SUB-RECIPIENT shall submit a listing of all disbursements of CDBG funds, on a form provided by the CITY; 2. Any claim for advancement of CDBG funds shall be limited to an amount necessary for SUB-RECIPIENT to meet specific cash requirements for the PROJECT and shall be disbursed by SUB-RECIPIENT within three (3) working days of receipt by SUB-RECIPIENT; 3. Any request for reimbursement or advancement pertaining to work under contracts from the SUB-RECIPIENT shall include the following: a. For interim payments to contractors and subcontractors, certification that the work for which payment is requested has been performed and is in place and to the best of SUB-RECIPIENT'S knowledge, information and belief that, the quality of such work is in accordance with the contract and subcontracts, subject to: (i) any evaluation of such work as a functioning PROJECT upon substantial completion; (ii) the results of any subsequent tests permitted by the subcontract; and(iii)any defects or deficiencies not readily apparent upon inspection of the work; and b. For final payment, certification that the work has been performed in a satisfactory manner and in conformance with the contract. 4. Processing of all requests for payment shall be contingent upon the submission of the required documentation by the contractor and subcontractor to the CITY that fully complies with federal labor standards, uniform relocation act or any other applicable federal, state,or local statutes,rules or regulations. 5. SUB-RECIPIENT shall forward to CITY all billings, vouchers, and other documents representing any accounts payable, in such timely and reasonable manner as both parties shall determine; provided, however, that in no event shall such documents be forwarded to CITY later than twenty-one (21) days after SUB-RECIPIENT'S receipt of such documents. 6. SUB-RECIPIENT shall cooperate with the CITY to facilitate the maintenance of financial records by the CITY as required by Title 24 CFR 85. B. Upon submission of an acceptable claim for Grant Funds, CITY shall process such claim 7 and shall approve such claim for payment following approval by the City's Community Development Department, for compliance with this Agreement and applicable HUD requirements. C. Except as provided for in Section IX and X herein, CITY shall pay all required payments against eligible project costs, as described in Section II.B, incurred by SUB-RECIPIENT under this Agreement. VIII. ADMINISTRATION AND REPORTING REQUIREMENTS A. SUB-RECIPIENT shall administer the Grant Funds in conformance with the regulations, policies, guidelines and requirements of OMB Circular numbers A-110, A-122, and A- 133,as they relate to the acceptance and use of federal funds for the PROJECT. B. SUB-RECIPIENT shall submit all required information to show compliance with applicable laws, rules and regulations, as specified in this Agreement and shall submit to CITY a monthly progress report no later than the tenth day of the month following the activity being reported. SUB-RECIPIENT shall comply with all reporting and other requirements as specified in Exhibit "B" attached hereto and made a part of this Agreement. C. Relocation of Tenants SUB-RECIPIENT shall comply with the requirement under the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970. SUB-RECIPIENT shall maintain a separate relocation file for each displaced person/business for at least three years after the project has been completed or the person/business has received final relocation payments, whichever is later. Relocation costs must be paid to any tenant (residential or nonresidential) who occupies any building being acquired and is forced to move without cause. Waiver of rights to relocation costs can only be done by a single family homeowner. D. Management Plan and Operating Budget of the Facility SUB-RECIPIENT shall maintain, and keep current, a management plan and operating budget stating policies governing the operation of the facility and shall keep this plan and budget on file with the CITY. IX. TERMINATION OF AGREEMENT OR SUSPENSION OF PAYMENT A. During the implementation of the PROJECT, CITY may terminate this Agreement or may suspend payment of Grant Funds to SUB-RECIPIENT for SUB-RECIPIENT'S substantial breach of the Agreement, abandonment of the PROJECT or occurrence rendering impossible the performance by SUB-RECIPIENT of this Agreement. B. During the implementation of the PROJECT, the CITY may suspend payments of Grant Funds, due to use of funds in a manner unrelated to or in breach of this Agreement 8 relative to, SUB-RECIPIENT'S performing the PROJECT, failure by SUB-RECIPIENT in submitting supporting information or documentation for a claim, submission by SUB- RECIPIENT of incorrect or incomplete reports, or SUB-RECIPIENT'S suspension of its pursuit of the PROJECT. C. In the event CITY elects to terminate this Agreement or to suspend payments, for any reason stated herein above in paragraph A and B of this Section IX, it shall notify the SUB-RECIPIENT, in writing, of such action, specifying the particular deficiency, at least five (5) working days in advance of any such action and establishing a time and a place for the SUB-RECIPIENT to refute the alleged deficiency at a time prior to CITY'S taking such action. After allowing the SUB-RECIPIENT the opportunity to refute or correct the alleged deficiency, if the alleged deficiency continues to exist, in the opinion of the CITY, the CITY may withhold payment of the Grant Funds until such time as the violation or breach is remedied. No action taken or withheld by the CITY under this paragraph shall relieve the SUB-RECIPIENT of its liability to the CITY for any funds expended in violation of any of the terms of this Agreement. D. SUB-RECIPIENT shall transfer to the CITY any unused CDBG funds and submit all billings attributable to this Project at the time this Agreement terminates or is suspended. X. REMEDIES A. To the fullest extent permitted by law, SUB-RECIPIENT agrees to and shall indemnify, defend and hold harmless the CITY, its officers, employees, boards and commissions from and against any and all claims, suits,judgments, costs, attorneys fees, damages or any and all other relief or liability arising out of or resulting from or through, or alleged to arise out of, any breach of this agreement; misuse or misapplication of funds derived pursuant to this agreement by SUB-RECIPIENT; violation of any statutes, rules and regulations, directly or indirectly, by SUB-RECIPIENT and/or any of its agents or representatives; or any negligent acts or omissions of SUB-RECIPIENT or of SUB- RECIPIENT'S officers, employees, agents or subcontractors. In the event of any action against the CITY, its officers, employees, agents, boards or commissions covered by the foregoing duty to indemnify, defend and hold harmless, such action shall be defended by legal counsel of CITY'S choosing. The provisions of this paragraph shall survive any termination and/or expiration of this Agreement. B. In the event of loss of approved Grant Funds for the PROJECT as a result of any violation or breach of this Agreement by the CITY, misuse or misapplication of funds received from HUD unrelated to the PROJECT, or any violation of the statutes, rules and regulations of HUD, directly or indirectly, by CITY and/or any of its agents or representatives, CITY'S liability to SUB-RECIPIENT shall be limited to any funds which have previously been provided to sub-recipient pursuant to this Agreement. SUB- RECIPIENT hereby waives and releases CITY from any and all other liability pursuant to any such breach,misuse,misapplication or violation of statutes,rules or regulations. C. In the event HUD, or any other federal agency,makes any claim which would give rise to invoking the remedy provisions, as set forth in paragraph A or B of this Section X, then the CITY or SUB-RECIPIENT shall immediately notify the other party, in writing, 9 providing the full details of the alleged violation. To the extent that any such matter is not subject to exclusive federal jurisdiction, venue for the resolution of any disputes or the enforcement of any rights arising out of or in connection with this Agreement between the CITY and SUB-RECIPIENT shall be in the Circuit Court of Kane County, Illinois. D. In addition to any remedies available to the CITY, if CITY has lost or been prevented from receiving any federal funds, other than the Grant Funds, as a result of any alleged violation of law or other breach of this Agreement by SUB-RECIPIENT, or if SUB- RECIPIENT fails to comply with any term of this award or Agreement, the SUB- RECIPIENT shall repay, upon demand by the CITY, such amount of Grant Funds previously disbursed or allegedly due to the SUB-RECIPIENT. XI. TIMELINESS A. Time is of the essence of this agreement. SUB-RECIPIENT shall meet the schedule deadlines listed below. Any milestone which the SUB-RECIPIENT does not achieve within two months of the date listed will result in the SUB-RECIPIENT submitting a revised implementation schedule for approval by the City's Community Development staff. Failure to achieve these deadlines may result in the loss or reduction of grant funds at CITY's discretion. Actions Date 1. Prepare Bid Specification May 2011 2. Bids Solicited June 2011 3. Select Contractor July 2011 4. Reconstruction Begins August 2011 5. Reconstruction Completed November 2011 B. SUB-RECIPIENT. Shall complete the PROJECT within twelve (12) months from the date of this Agreement. However, in the event of any alterations or additions or of circumstances beyond the control of SUB-RECIPIENT, which in the opinion of the Community Development Director will require additional time for completion of said expenditures, then in that case, the time of completion shall be extended by the Community Development Director by a period of time not to exceed six(6)months. C. If SUB-RECIPIENT is delayed in the completion of the PROJECT by any cause legitimately beyond its control, as determined by the CITY, such that it cannot complete the PROJECT within eighteen (18) months of the date of this Agreement, it shall immediately give written notice to the CITY of the anticipated delay, the reasons therefore and request an extension of time for completion of the PROJECT. CITY's Community Development Director shall consider any such request and shall make a recommendation to CITY's City Council as to whether in his sole discretion he considers 10 such an extension to be reasonable and necessary, under the totality of circumstances to be required for completion of the PROJECT due to the particular circumstances. The CITY's City Council shall act upon the extension request and recommendation of the Community Development Director and notify the SUB-RECIPIENT whether the time extension is granted or denied, and the CITY's intention to exercise the remedies available herein, including but not limited to suspension of further payments. A revised implementation schedule shall be submitted by SUB-RECIPIENT if an extension is granted by the CITY. XII. MISCELLANEOUS PROVISIONS A. AMENDMENTS -This Agreement constitutes the entire Agreement between the parties hereto. There are no other agreements, either oral or implied, between the parties hereto regarding the subject matter hereof. Any proposed change in this Agreement shall be submitted to the other party for prior approval. No modifications, additions, deletions, or the like, to this Agreement shall be effective unless and until such changes are executed, in writing,by the authorized officers of each party. B. SUBJECT TO FINANCIAL ASSISTANCE AGREEMENT - This Agreement is made subject to fmancial assistance agreements between the CITY and the United States Department of Housing and Urban Development, with the rights and remedies of the parties hereto being in accordance with any such agreements. C. ASSIGNMENT - except as provided in Section VI hereof, SUB-RECIPIENT shall not assign this Agreement or any part thereof and SUB-RECIPIENT shall not transfer or assign any Grant Funds or claims due or to become due hereunder, without the written approval of the CITY having first been obtained. D. ATTORNEY'S OPINION - If requested, SUB-RECIPIENT shall provide an opinion of its attorney, in a form reasonably satisfactory to the CITY, that all steps necessary to adopt this Agreement, in a manner binding upon SUB-RECIPIENT, have been taken by SUB-RECIPIENT, and that SUB-RECIPIENT is in compliance with applicable local, state and federal statues, rules and regulations for the purpose of complying with this Agreement. E. HEADINGS -The section headings of this Agreement are for convenience and reference only and in no way define, limit, or describe the scope or intent of this Agreement, and should be ignored in construing or interpreting this Agreement. F. The terms of this Agreement shall be severable. In the event any of the terms or provisions of this Agreement are deemed to be void or otherwise unenforceable for any reason,the remainder of this Agreement shall remain in full force and effect. G. This Agreement shall not be construed to create a joint venture,partnership, employment or other agency relationship between the parties hereto. H. Venue for the resolution of any disputes or the enforcement of any rights between the parties hereto arising out of or in connection with the terms and provisions of this 11 Agreement shall be in the Circuit Court of Kane County,Illinois. 12 IN WITNESS WHEREOF,the parties hereto have executed this Agreement on the dates recited below. CITY OF ELGIN, an Illinois Municipal Corporation BY: , d X Z an R. Stegall City Manager DATE: V AA \''' .t ATTEST: Vg+-,.(,s— Diane Robertson City Clerk SUB-RECIPIENT: Community Crisis Center 37 South Geneva Street,Elgin,Illinois 60120 BY: _A Lit)eJ VOyilt-Or-4-- Gretchen S.Vapn Executive Director DATE: .3 -30 -!1 ATTEST: !/L (Ceric c 4.--C 13 EXHIBIT A SUB-RECIPIENT'S CDBG APPLICATION 14 CITY OF ELGIN CDBG PROGRAM PROJECT APPLICATION � 2010-2011 PROGRAM YEAR -6, � o ? 6Z�09 Date of Submittal: 12/16/09 Project Name: Community Crisis Center Building Improvements Project Address: 37 S Geneva Street City: Elgin State: IL Zip Code: 60120 Census Tract,Block Group: 8512 Submitting Agency/Organization: Community Crisis Center,Inc. Contact Person: Name: Lisa S. Sampson Address: 37 S Geneva Street City: Elgin State: IL Zip Code: 60120 Telephone: 847-742-4088 x 130 Fax: 847-742-4182 E-mail: lsampson@crisiscenter.org Amount of CDBG Funding Request: $36,850 1 PROJECT APPLICATION (continued) ( - 1. PROJECT SCOPE AND PURPOSE: Provide a detailed written statement that describes the scope of the proposed project, how CDBG funds will be spent, the need for this project, and the anticipated benefits resulting from this project. STATEMENT OF PURPOSE: Provide below or attach a detailed written statement that describes the scope of the proposed project, the need for the project and the anticipated benefits resulting from this project. The Community Crisis Center is requesting funding for the following improvements: • Facility Entrance: replace damaged ceiling tiles and paint all walls • Shelter Kitchen: replace lower cabinets,paint, and drywall repair • Shelter Laundry/Bathroom: remove an unused shower and replace with a much needed mop basin, drywall repair and paint • Shelter Dining Room: minor tile floor repair • 2nd Floor Shelter Bathrooms: replace flooring and paint • Lower Level Sprinkler Room: install an independent heater to protect the sprinkler system and water main during the frigid winter months The front entrance and shelter portions of our building get the most use and require repair and replacement in order to provide a clean and safe environment for all. It has been recommended that a heating device be installed in the Sprinkler Room to avoid any damage to sensitive pipes during extreme cold weather. Please be advised that our agency is located within the Elgin Historic District and must abide by Illinois Historic Preservation Agency guidelines for all exterior work. The Crisis Center has completed many renovation/rehabilitation projects on this building and has a good working relationship with IHPA. Since 1987 the Crisis Center has resided in this grand building that is located in Elgin's first historic district just east of downtown. In the application for National Register of Historic Places the Franklin School was listed as a building of significance, "the massive construction and detailing of this school reflects Romanesque Revival influence with Palladian windows". The project benefits our clients, most of who are at the low and moderate-income level, by maintaining the facility that provides a multitude of services for them. Open 24 - hours a day, services include a shelter for 40 women and children who are homeless or fleeing an abusive partner; 24-hour crisis hotline; individual and group counseling; legal, welfare and medical advocacy; financial assistance; partner abuse intervention; information & referral for other services; independent living program; and community education. Conceived and organized by a group of concerned Elgin citizens in 1975 the Community Crisis Center has evolved into a comprehensive non-profit, social service agency that strives to meet the needs of individuals and families dealing with the trauma of domestic violence, sexual assault, homelessness and other life crises. In FY '09 our 62 employees provided 43,859 hours of service to 6,849 women, men and children; 301 women and 288 children spent 10,975 nights in our shelter. On a daily basis the building 2 accommodates 40 shelter residents, 45 employees and welcomes on average 70 walk-in clients and visitors. 2. PERFORMANCE MEASUREMENT: Provide a list of project goals and objectives. Explain how the achievement of goals and objectives will be measured or quantified. This capital project does not lend itself to performance measurement other than to make sure that the project is started and finished in a timely manner and is done properly. The project objective is to maintain an efficient, safe facility for staff, clients and guests while preserving a building of historic significance. We can measure the success by keeping to the implementation schedule and finishing on time. Records will be kept of all work done. 3. NATIONAL OBJECTIVE: Identify the National Objective that is met to qualify the project for CDBG funding. Please refer to the list of objectives in Section 2.3.1:National Objectives of this document. The Community Crisis Center project qualifies for CDBG funding under Section 2.3.1.1: 1. Benefit low and moderate-income persons or households as defined by Section 8 household income guidelines. 4. ELIGIBLE ACTIVITY: Identify the eligible activity that qualifies the project for CDBG funding. Please refer to the list of activities in Section 2.3.2:Eligible Activities of this document. The Community Crisis Center project qualifies for CDBG funding under Section 2.3.2.1 a, c and 2: 1. Rehabilitation and Preservation Activities. a. Residential, commercial and industrial building rehabilitation. Assistance for publicly or privately owned residential properties, low-income public housing, commercial or industrial buildings (if privately owned, funding is limited to the exterior and the correction of municipal code violations), nonprofit-owned nonresidential buildings and manufactured housing. c. Historic Preservation. Rehabilitation, preservation or restoration of historic properties whether publicly or privately owned. 2. Public Facilities and Improvements. Acquisition, construction, reconstruction, rehabilitation or installation of public facilities and improvements (including design features and improvements that promote energy efficiency and enhance the aesthetic quality of public facilities) carried out by public or private nonprofit entities. Buildings for the general conduct of government cannot be assisted with CDBG funds except for the removal of architectural barriers. 5. LOW& MODERATE INCOME BENEFIT STATEMENT: Explain how the proposed project benefits low and moderate-income persons, households or neighborhoods. Quantify the population benefiting from the proposed project. Describe the method used to calculate the benefit. 3 The Community Crisis Center meets the needs of individuals in imminent danger or crisis who have limited or inadequate fmancial resources. Because the facility is open to the public 24-hours a day it is the responsibility of the Crisis Center to maintain a building that is safe, accessible, efficient and welcoming to clients, guests and employees; funding the requested projects will assist us in accomplishing the previously listed responsibilities. Services include 24-hour crisis telephone hotline; emergency shelter for 40 women and children; individual and group counseling; legal, welfare and medical advocacy; transitional living program; fmancial assistance; information and referral for other services; emergency food; and community education. Population benefiting from proposed project: -Number of persons or households expected to benefit from the project.4,900 individuals •Number of low/moderate income persons/households expected to benefit from the project. 100% 6. DOCUMENTATION AND REPORTING: During the course of this project, you are required by federal regulations to provide monthly or quarterly reports on the clientele benefiting from this project. Describe the method you will use to collect and maintain the following information on the clientele you serve: • Number of persons/households • Number of low and moderate income persons/households • Household size and household income • Race/ethnicity of clientele • Number of female-headed households • The Community Crisis Center is required by a majority of fenders to collect and record statistics in regard to services provided and clientele. Information is processed daily and the database can be manipulated to extract the above requested information. The Crisis Center will submit the information monthly or quarterly in a one-page format with all required information; statistics will reflect an unduplicated accounting of clients. 4 PROJECT APPLICATION (continued) 3. PROJECT COST ESTIMATE: Provide cost information in the table below and/or attach additional cost estimate summaries. Project Components Estimated Cost A.Entrance ceiling tiles/paint $5,500 B. Kitchen/Dining cabinets/paint, floor $6,250 C. Laundry room/bathroom $8,600 D.Bathroom floor/paint $8,500 E. Sprinkler Room heater $3,000 F. Architectural Specs $5,000 Total Project Cost $36,850 Total CDBG Funding Request $36,850 Total Contribution From Other Funding Sources $0 8. OTHER PROJECT FUNDING SOURCES AND AMOUNTS: Funding Source Amount of Funding A. $ B. $ C. $ D. $ E. $ Total Contribution From Other Funding Sources $ 0 5 PROJECT APPLICATION (continued) 9. PROJECT IMPLEMENTATION: List the major tasks that will be accomplished through this project and provide a completion date for each task. Task Completion Date 1. Bid Spec Manual completed June-July 2010 2. Go out to bid August 2010 3. Award contract August 2010 4. Start of project September 2010 5. Project completion November 2010 Total number of months required for project completion: 6 months 6 ATTACHMENTS A. Mission Statement of the Organization B. Tax-exempt determination letters from the Federal Internal Revenue Service and the State Franchise Tax Board C. Articles of Incorporation and By-laws D. Board of Directors E. Letter of resolution from the Board of Directors authorizing the submission of the proposed project(s). F. Organizational chart G. Resume of the Chief Program Administrator and Chief Fiscal Officer H. Recent financial statement and audit report Attachment A ar,� s Cof CRISIS CENTER.. hope George Van De Voorde Place PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis Line: 847-697-2380 Fax:847-742-4182 TTY:847-742-4057 www.crisiscenter.org Mission Statement: We provide Safety, Hope, Advocacy, Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. COMMUNITY CRISIS CENTER,INC MISSION: We provide Safety,Hope,Advocacy, Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. /'t(Irik.tiro G/V i .JJ internal Revenue Service Department of the Treasury Date: March 30, 2007 P. 0- Box 2508 Cincinnati, OH 45201 COMMUNITY CRISIS CENTER INC - Person to Contact: K Ms. Griffith 31-08705 PO BOX 1390 ELGIN IL 60121 Customer Service Representative Toll Free Telephone Number: 877-829-5500 Federal Identification Number: 36-2855797 Dear Sir or Madam: • This is in response to your request of.March 30, 2007, re . exempt status. garding your organfzation's tax- In June 1976 we issued a determination letter that recognized o from federal income tax. Our records indicate that your organization ir currently organization as exempt under section 501(c)(3) of the. Internal Revenue Code:• nt(y exempt • Our records indicate•that your.organization is also classified as a public charity under • sections 509(a)(1) and 17O(b)(11(A)(vi) of the Internalal Revenue Code. OUr records indicate that eoritributions to your organization are deductible . 170 of the Code, and that you are qualified to receive.tax deductible-bequests,der section • transfers•or gifts under section 2055, 2106:or 2522 of the Internal Revenue _ devises, • ue Code, ff you have any questions, please call us at the telephone number shown in the heading this letter. of • Sincerely, • kglidLek ialiffi6(3. • . • . • • Michele M.Sullivan, Oper. Mgr. • Accounts Management Operations 1 • Attachment C COMMUNITY CRISIS CENTER, INC. BYLAWS ARTICLE I NAME This not-for-profit organization shall be known as the Community Crisis Center, Inc. ARTICLE II PURPOSES The Community Crisis Center will provide services, shelter, supportive therapy,job and financial counseling and advocacy in order to help individuals and families lead fulfilling and productive lives. ARTICLE III NON-DISCRIMINATION The corporation shall not discriminate against any person for reason of race, gender, age, national origin, handicap, religious conviction, marital status,veteran status or sexual preference. ARTICLE IV OFFICES Section 1. Principal Office The principal office of the corporation shall be in the State of Illinois, County of Kane, and City of Elgin. The corporation may have other such offices as the board of directors may determine or as the affairs of the corporation may require from time to time. Section 2. Registered Office The corporation shall have and continuously maintain in the State of Illinois a registered office and a registered agent whose address is identical to the registered office. The registered office may be, but need not be, identical to the principal office. The address of the registered office may be changed from time to time by the board of directors. ARTICLE V MEMBERSHIP The Community Crisis Center shall have no members. All rights and powers that might be possessed by members shall be vested in the directors of the board. 10/02 1 ARTICLE VI BOARD OF DIRECTORS Section 1. General Powers The governance of this corporation shall be vested in the board of directors. The board shall take final action on all major questions of policy and general plans, and shall ultimately be responsible for the administration of the corporation. Section 2. Duties The duties of the board are to: carry out the goals and objectives of the corporation; evaluate and monitor all programs; develop programs and activities that promote the purpose of the corporation; hire and fire the Executive Director; establish personnel policies; approve an annual budget; monitor finances; ensure adequate resources are available to the corporation; authorize all legal documents; present an annual report at the annual meeting; and promote a positive public image and communicate with appropriate publics. Section 3. Election,Tenure, Qualifications The board shall consist of not less than 15 nor more than 20 directors. Directors of the board shall be elected at the annual meeting of the corporation and shall take office immediately. A. One-third of the total directors of the board shall be elected each year to three-year terms. B. The Board Development Committee shall present a candidate for each position at the last regular board meeting prior to the annual meeting. At that time, nominations from the floor will be called. The candidate for each position will be presented at the annual meeting and the President shall call for nominations from the floor. C. Elections shall be by a majority vote of the voting directors present at a meeting at which there is a quorum. D. The directors shall be chosen to represent various constituencies in the community, including community leaders; financial supporters; and others who support the mission and goals of the Center. Section 4. Annual Meeting An annual meeting of the corporation shall be held in June at such time and place as the board of directors shall designate. All directors of the board shall receive at least five days notice (but not more than forty days notice) by letter or publication in any newspaper of general circulation in the area of the annual meeting. 10/02 2 Section 5. Regular Meetings Regular meetings of the board of directors shall be held each month except July and December, at a time to be determined by the President with the approval of the board of directors. Section 6. Executive Session Executive session may be called by a majority vote of the board of directors.Executive session will be closed to all except the board of directors and the Executive Director of the corporation, unless the board chooses to invite additional individuals for the purpose of clarifying the issue at hand. Executive session may be called in the case of sensitive personnel matters, matters of either pending or possible Iitigation, or other such matters that would be detrimental to the corporation if discussed in an open meeting. Section 7. Special Meetings Special meetings of the board of directors may be called by the President, or any three or more directors of the board. Section 8. Quorum A quorum at any regular, special or annual meeting shall be a simple majority of the directors then in office. Section 9. Proxies There shall be no proxies. At any meeting of the board of directors, a director will vote in person. Section 10. Manner of Acting A quorum shall be required for official board action.An extraordinary majority of three- fourths of all board directors shall be required to approve dissolution of the corporation or to purchase or sell real estate. Section 11. Orientation The retiring and remaining directors of the board along with the Board Development Committee are responsible for orienting newly elected directors as soon as possible following elections. The retiring directors shall turn over all appropriate documents and provide all information as appropriate to the newly elected directors. 10/02 3 Section 12. Removal Any board director may be removed by an affirmative vote of two-thirds of the board when in its judgment the best interest of the corporation shall be served thereby. Any director of the board who shall have three consecutive absences from regular board meetings within one fiscal year shall be notified after the third missed meeting and deemed to have resigned after missing the fourth meeting. Any director proposed to be removed shall be entitled to at least five days notice in writing by mail of the meeting at which such removal is to be voted upon and shall be entitled to appear before and be heard at such meeting. Section 13. Resignation Any director may resign from the board of directors at any time by giving a written notice to the President or Secretary. Such resignation shall take effect at the time specified therein; and, unless otherwise specified therein,the acceptance of such resignation shall not be necessary to be effective. Section 14. Employment No director of the board shall become an employee of the Community Crisis Center within 12 months of that director's service on the board. Section 15. Vacancies Vacancies which occur on the board of directors shall be declared at a regular meeting of the board of directors. The Board Development Committee shall nominate a replacement to be elected at a regular meeting of the board of directors. Vacancies shall be filled in a timely manner, not to exceed six months. A director elected to fill a vacancy,shall be elected for the unexpired term of the previous director. Section 15. Inurement No part of the net earnings of the corporation shall inure to the benefit of, or be distributable to directors of the board. Section 16. Compensation Directors of the board shall receive no compensation for their services. Section 17. Conflict of Interest Any director shall disclose to the board any personal interest in any matter pending before the board and shall refrain from voting in any decision on such matter. Annually, a conflict of Interest Statement requiring disclosure of any personal benefit from any matter 10/02 4 pending before the board, shall be signed by directors and kept on file at the Community Crises Center. Section 18. Informal Action by Directors Any action required to be taken at a meeting of the board of directors of the corporation may be taken without a formal meeting as long as all directors are polled for their votes on the action by the President or Secretary or all directors consent in writing to such action.A summary of such actions will be duly noted in the minutes of the next meeting of the board of directors. Section 19. Notice Notice of any special meeting of the board of directors shall be given at least five days previously thereto by written notice to each director at the address shown by the records of the corporation, or by direct verbal communication to the director. If mailed, such notice shall be deemed to be delivered when deposited in the United States mail in a sealed envelope so addressed,with postage thereon prepaid. If notice is given by email, such notice shall be deemed to be delivered when the email is opened by the recipient. Notice of any special meeting of the board of directors may be waived in writing signed by the person or persons entitled to the notice either before or after the time of the meeting. Neither the business to be transacted at, nor the purpose of any special meeting of the board need be specified in the notice or waiver of notice of such meeting, unless specifically required by law or by these bylaws. ARTICLE VII OFFICERS Section 1. Officers The officers of the corporation shall be President, Vice-President, Secretary, Treasurer, and such other offices which may be created by the board. No two offices may be held by the same person. Section 2. Elections, Term. and Qualifications Officers shall be elected at the annual meeting of the corporation and shall take office immediately. Officers of the corporation shall be elected for a term of one year or until their successors are elected and seated. Officers shall be eligible to hold their respective offices for no more than three consecutive terms. In order to qualify for the office of President, a director must have served on the board for at least one year. 10/02 5 Section 3. Removal Any officer elected by the board of directors may be removed by an affirmative vote of two-thirds of the directors whenever in their judgment the best interests of the corporation would be served thereby.Any officer proposed to be removed shall be entitled to at least five days notice in writing by mail of the meeting of the board of directors at which such removal is to be voted upon and shall be entitled to appear before and be heard by the board of directors at such meeting. Such removal shall be without prejudice to the contract rights, if any, of the person so removed. Section 4. Vacancies Vacancies which shall occur among the officers of the corporation shall be declared at a regular meeting of the board of directors. The Board Development Committee shall nominate a replacement to be elected at the next regular meeting of the board of directors. The person filling such vacancy shall complete the unexpired term of the former officer. Section 5. President The President shall preside at all meetings of the board of directors and of the Executive Committee. Subject to the direction and mandate of the board, the President shall be in charge of the property and affairs of the corporation; shall see that the resolutions and directives of the board are carried into effect except in those instances in which that general responsibility is assigned to some other person by the board; shall appoint chairpersons of committees; shall serve ex-officio on all committees; shall supervise the Executive Director; and, in general,shall discharge all duties as may be prescribed by the board of directors. Except in those instances in which the authority to execute is expressly delegated to another officer or agent of the corporation, or a different mode of execution is expressly prescribed by the board or these bylaws, the President may execute for the corporation any contracts, deeds, mortgages, bonds, or other instruments which the board has authorized to be executed; the President may accomplish such execution either under or without the seal of the corporation and either individually or with any other officer thereunto authorized by the board, according to the requirements of the form of the instrument. Section 6. Vice President In the absence of the President or in the event of the President's inability to act, the Vice President shall have all the powers of and be subject to all the restrictions upon the President. The Vice President shall chair a standing committee of the board based on the Vice President's skills and interests. The Vice President shall perform such other duties as from time to time may be assigned by the President or by the board of directors. 10/02 6 Section 7. Treasurer The Treasurer shall be the principal financial officer of the corporation and shall oversee financial transactions. The Treasurer shall see that adequate financial books and records are instituted and maintained for the corporation; shall be responsible for custody of all funds and securities of the corporation; shall ensure that all payments due by the corporation are paid; shall ensure that all monies due and payable to the corporation are received, that receipts are given, and that these monies are deposited in the name of the corporation in such banks or other depositaries as shall be selected by the board of directors; and shall chair on the Finance Committee. The Treasurer shall be responsible for submittal of an annual financial statement and furnish accounting on all financial matters to the board of directors at its regular meetings. The Treasurer shall perform all other duties incident to the office of Treasurer and such other duties as from time to time may be assigned by the President or by the board of directors. If required by the board of directors, the Treasurer shall give a bond for the faithful discharge of duties in such sum and with such surety as the board of directors shall determine. Section 8. Secretary The Secretary shall keep minutes of the meetings; see that all notices are duly given in accordance with the provisions of these bylaws and as required by law; oversee the corporation's records and the corporate seal and see that the seal is affixed to all official documents; keep a register of the names and addresses of each director; and in general, • perform all duties incident to the office of Secretary and such other duties as from time to time may be assigned by the President or board of directors. ARTICLE VIII COMMITTEES Section 1. Standing Committees The board of directors shall designate and establish standing committees which shall have and exercise the authority of the board in the management of the corporation. The President of the board shall appoint chairpersons of each committee who shall be directors of the board. The committee chairperson may appoint additional members of the committee who need not be directors as long as the majority of committee members are directors. The Executive Committee shall consist of the elected officers of the board of directors. The past President shall serve on the Executive Committee for the year immediately following tenure as President. When the past President does not serve on the Executive Committee, the President shall appoint a member at-large. The President shall serve as chair. The Executive Committee is commissioned by and accountable to the Board of Directors to: manage the affairs of the Community Crisis Center between Board meetings, coordinate the annual planning calendar, and monitor committee activities, thereby, ensuring that the Board fully meets its responsibilities. It shall recommend and periodically 10/02 7 review all policies concerning the coordination of Board activities. It shall meet monthly or as needed. The Board Development Committee is commissioned by and accountable to the Board of Directors to: design a corporate and Board structure that meets organizational needs; ensure that all Board seats are filled by active and resourceful directors; and define policies and procedures for the internal working of the Board; thereby, ensuring that the Community Crisis Center is efficiently and effectively governed. It shall recommend and periodically review the bylaws and all policies concerning the governance of the Community Crisis Center. Program Committees are commissioned by and accountable to the Board of Directors to: establish policies that guide the design and implementation of program activities; evaluate program effectiveness; and guarantee that the programming addresses the needs of the Crisis Center's constituencies; thereby, fulfilling the mission of the organization. It shall recommend and periodically review all policies concerning the programs. There shall be at least two standing program committees, one for the Domestic Violence Program and one for the Sexual Assault Program. The Personnel Committee is commissioned by and accountable to the Board of Directors to: oversee the establishment of a comprehensive personnel management system; guarantee that fair and equitable personnel policies are adopted and practiced; and approve wage and benefit schedules; thereby,ensuring that the Community Crisis Center is competently and thoroughly managed. It shall recommend and periodically review all policies concerning personnel. The Finance Committee is commissioned by and accountable to the Board of Directors to: safeguard its assets; oversee the judicious discharge of its funds; and ensure prudent investments; thereby, asserting its fiduciary responsibilities and guaranteeing the fiscal solvency of the corporation. It shall recommend and periodically review all policies concerning the finances of the Crisis Center. The Fundraising Committee is commissioned by and accountable to the Board of Directors to: assume primary responsibility in all matters pertaining to fundraising efforts, planned giving and capital campaigns; thereby, solidifying the financial base of the Crisis Center.It shall recommend and periodically review all policies concerning resource development. The Site Committee is commissioned by and accountable to the Board of Directors to: oversee the management maintenance and upkeep of property and equipment; and assure safekeeping of such property and equipment; thereby ensuring that the organization has adequate space and equipment to carry out its programs. It shall recommend and periodically review all policies concerning the property of the Community Crisis Center. 10/02 8 Section 2. Other Committees The directors may from time to time create other committees, task forces, advisory or honorary boards at a regular or special meeting of the board of directors. The direction and guidelines of such committees shall be provided by the board of directors. The chairpersons of such committees shall be appointed by the President. Section 3. Advisory Board The Advisory Board of the Community Crisis Center shall function as an advisory body to the Crisis Center board of directors and staff.Its purpose is to provide professional advice and assistance to the Crisis Center. Advisory Board members shall have all rights of the Board Directors except the right to vote and attend executive sessions.Advisory Board members shall advise staff and board on issues that may be presented to them and shall serve on appropriate committees. Guidelines for composition and appointment shall be determined by the board of directors. Section 4. Honorary Board The Honorary Board of the Community Crisis Center shall function as a collection of prominent individuals who are interested in lending their support to the Crisis Center. Support may be in the form of lending their name to solicit financial, human or physical resources. Guidelines for composition and appointment shall be determined by the board of directors. Section 5. Removal Any chairperson or member of a committee may be removed by a majority vote of the board of directors whenever in its judgment the best interests of the corporation would be served thereby. Section 6. Quorum Unless otherwise provided in the resolution of the board of directors designating a committee, a majority of a committee shall constitute a quorum. Section 7. Rules Each committee may adopt rules for its own governance not inconsistent with these bylaws or with rules adopted by the board of directors. Section 8. Vacancies Vacancies in the membership of any committee may be filled by appointments made in the same manner as provided in the case of the original appointments. 10/02 9 Section 9. Prohibitions No committee shall have the authority to: a. amend or repeal the bylaws; b. elect, appoint or remove any director or officer of the corporation; c. amend the Articles of Incorporation; d. adopt a plan of merger or consolidation; e. authorize sale, lease, exchange or mortgage of all or substantially all of the property of the corporation; f. authorize dissolution; g. adopt plans for distribution of the assets; or h. amend, alter or repeal any resolution of the board of directors. ARTICLE IX STAFF Section 1. Executive Director The board of directors shall hire an Executive Director who shall be the responsible executive and administrative head of the Center and have general supervision and charge of its works subject to policies as determined by the board of directors. The Executive Director shall administer the activities of the Community Crisis Center under the general direction of the board of directors and shall be responsible to the board. The Executive Director shall be responsible for the execution and administration of policy approved by the board of directors and recommend changes in policy to the board. The Executive Director shall attend and may participate in discussion at all meetings of the board of directors and committees, except when matters concerning employment are under consideration or other sensitive issues which the board or a committee needs to evaluate independently. The Executive Director or a designated staff member shall provide support and assistance to standing committees. The Executive Director shall make a written monthly report to the board and shall keep its directors informed concerning the affairs and activities of the Community Crisis Center and any special problems encountered in the administration thereof. As head of staff, the Executive Director shall be responsible for the supervision, direction and evaluation of the staff and for the implementation of approved personnel policies. Section 2. Other Staff Members of the staff, under the leadership of the Executive Director, shall be responsible for carrying out the objectives of the Center through the specific functions assigned to them by the Executive Director in accordance with approved personnel policies and job descriptions. 10/02 10 ARTICLE X BUSINESS ADMINISTRATION Section 1. Contracts The board of directors may authorize any officer, agents of the corporation in addition to the officers so authorized by these bylaws to enter into any contract or execute and deliver any instruments in the name of and on behalf of, the corporation and such authority may be general or confined to specific instances. Section 2. Payments All checks, drafts or orders for payment of money, notes or other evidences of indebtedness issued in the name of the corporation, shall be signed by such officer or officers, agent or agents of the corporation as stated in the bylaws and/or in such manner as shall from time to time be determined by resolution of the board of directors. In the absence of such determination by the board of directors, such instruments shall be signed by the President and counter-signed by the Treasurer of the board of directors. Section 3. Deposits All funds of the corporation shall be deposited to the credit of the corporation in such banks, trust companies or other depositaries as the board of directors may select. Section 4. Funds The board of directors may accept on behalf of the corporation any contribution, gift, bequest or devise for the general purpose or for any special purpose of the organization. Section 5. Special Powers In order to acquire funds for the purposes of the corporation, the directors shall have the power to: a. hold or sponsor fundraising events; b. solicit donations; c. borrow funds and give evidence of indebtedness; d. prepare and submit grant proposals; and e. hire consultants to advise the board on matters relating to the corporation's organization, administration and activities. Section 6. Audit An annual audit shall be conducted by an independent certified public accountant. 10/02 11 ARTICLE XI BOOKS AND RECORDS The corporation shall keep correct and complete books and records of accounts; sha'- minutes of the proceedings of board and committee meetings; and shall keep at the registered or principal office a record of the names and addresses of the directors. All books and records of the corporation, except confidential personnel and client recut ds, may be inspected by any director, or director's agent or attorney, any public official or any contributor, for any proper purpose at any reasonable time. ARTICLE XII INVESTMENTS The corporation shall have the right to retain all or any part of any securities or property acquired in any manner; and shall have the right to invest and reinvest any funds, according to the judgment of the board of directors. However, no action shall be taken by or on behalf of the corporation if such action is made subject to special penalties under applicable federal or state law; or if such action would result in the loss of tax exempt status under Sections 501, 503 or 504 of the Internal Revenue Code of 1954, as amended. and the regulations promulgated thereunder as they now exist or as they may her amended. ARTICLE XIII VOTING UPON STOCK OF OTHER CORPORATIONS The board of directors shall have full power and authority to vote on behalf of the corporation at any meeting of stockholders of any corporation in which this corporation may hold stock; and at any such meeting may possess and exercise all of the rights and powers incident to the ownership of such stock.The board of directors may delegat' powers to any person, and at its convenience may revoke any such powers granted. ARTICLE XIV FISCAL YEAR The fiscal year shall begin on the first clay of July and end on the last day of June. ARTICLE XV CORPORATE SEAL The board of directors shall provide a corporate seal which shall be affixed to all appropriate corporate documents. 10/02 12 ARTICLE XVI INDEMNIFICATION The board should have the authority to enact bylaws whereby it shall indemnify and save harmless its directors, officers, and employees from claim and suit brought against them arising out of action"or inaction" taken in the course of their employment or service for the corporation and further, the board shall have the authority to enact bylaws whereby insurance may be procured consistent with the aforementioned indemnity. Any person,his/her executors or administrators, may be indemnified or reimbursed by the Community Crisis Center, Inc. for reasonable expenses actually incurred in connection with any action, suit, or proceeding, civil or criminal, to which he/she or they shall be made a party by reason of his/her being or having been a director, officer or employee of the Community Crisis Center,Inc., provided, however,that no person shall be so indemnified or reimbursed in relation to any matter in such action, suit, or proceeding as to which he/she shall finally be adjudged to have been guilty of willful misconduct in the performance of his/her duties to the Community Crisis Center, Inc., and provided further, that no person shall be so indemnified or reimbursed in relation to any matter in such action, suit, or proceeding which has been made the subject of a compromise settlement, except with the approval of a court of competent jurisdiction,the board of directors acting by vote of directors not parties to the same or substantially the same action, suit, or proceeding,constituting a majority for the whole number of the directors. The foregoing right of indemnification or reimbursement shall not be exclusive of other rights to which such person, his/her executors or administrators, may be entitled as a matter of law. ARTICLE XVII AGENTS AND REPRESENTATIVES The board of directors may appoint such agents and representatives of the corporation with such powers and to perform such acts or duties on behalf of the corporation as the board of directors may authorize, so far as is consistent with these bylaws, to the extent permitted by law. ARTICLE XVIII WAIVER OF NOTICE Whenever any notice is required to be given under the provisions of the General Not- For- Profit Act of Illinois or under the provisions of the Articles of Incorporation or the bylaws of the corporation, a waiver thereof in writing signed by the person or persons entitled to such notice, whether before or after the time stated therein, shall be deemed equivalent to the giving of such notice. The attendance of a director at any meeting shall constitute a waiver of notice, except where a director attends a meeting for the express purpose of objecting to the transaction of any business because the meeting is not lawfully called or convened. 10/02 13 ARTICLE XIX EXEMPT ACTIVITIES Notwithstanding any other provisions of these articles, the corporation shall not carry on any activity not permitted to be carried on (a)by a corporation exempt from Federal Income Tax under Section 501c3 of the Internal Revenue code of 1954 (or the corresponding provisions of a future United States Internal Revenue Law) or(b) by a corporation, contribution to which - are deductible under Section 170c (2) of the Internal Revenue Code of 1954 or the corresponding provisions of any future United States Internal Revenue Law. ARTICLE XX AMENDMENTS The bylaws of the corporation may be amended or repealed and new bylaws may be adopted by a two-thirds vote of the board at any regular or special meeting, provided that at least seven days written notice is given of intention to alter, amend, repeal or to adopt new bylaws at such meeting. A summary of the proposed amendments shall be stated in the notice. ARTICLE XXI LEGISLATIVE OR POLITICAL ACTIVITIES No substantial part of the activities of the corporation shall be the carrying on of propaganda or otherwise attempting to influence legislation and the corporation shall not participate in, or intervene in, (including the publishing or distribution of statements) any political campaign on behalf of any candidate for public office. ARTICLE XXII DISSOLUTION Upon dissolution of the corporation, the board shall after paying or making provision for payment of all liabilities, dispose of all the assets exclusively for the purpose of the corporation in such manner, or to such organization or organizations organized and operated exclusively for charitable, educational, religious or scientific purposes as shall at the time qualify as an exempt organization or organizations under Section 501c3 of the Internal Revenue Code of 1954 (or the corresponding provision of any future United States Internal Revenue Law) as the board of directors shall determine. Any of such assets not so disposed of shall be disposed of by the Circuit Court of the County in which the principal office of the corporation is then located, exclusively for such purposes or to such organization or organizations as said court shall determine, which are organized and operated exclusively for such purposes. 10/02 14 ARTICLE XXIII AUTHORITY Matters not otherwise provided for in the bylaws shall be determined according to the Illinois General Not-For-Profit corporation Act and decisions thereunder.The rules contained in the current edition of Robert's Rules of Order shall govern the corporation in all cases in which they are applicable wherein they are not inconsistent with the bylaws. Adopted October 21,2002 10/02 15 . • • ... ...- .. , • C) Certificate Number 25190 in ..-.7) 3 _ -d A- , *lel 0, -- -•--.--7,7-,..-7,----7---., -`%,,,„'7,-f." ...,. ', ‘tfrot$•'k... /:-. NVI 4141.;' /1:74!Pi _.‘ ('‘ l-...- , \V, IP,, If• 0 .1.. __9, \, ,_•-x, 4 sr,,„:„_. . rw-- ".."-4•94;:ilg! . . • ,...._ -,4 4 • ,,_ e"-,,, e) ..," / . a' eira.ha Wi1.1.1.11.1: 3ilile 'V ilit `1:411i6,Nlittli!TM* (gar 1.1111 4; tinlyrra$,,211 ,947,z45,00t.40,2p61€4,4Vimeditotge9ei," '• COMMUNITY 'CRISIS CENTER, INC. xterr,94° Februa-rx____ ....Pf10 79 erdfreoyeikci /4-GENERAL NOT FOR PROFIT CORPORATION ACTA,"/4".. oz4,erfifre-ova 4-17;1914',.))4dtak . Await.,1._2( 1.9#,• • • XdivcrEereforgY, MICHAEL.1 HOWL ET 7:glotodat",,944.9224944eW7.49:49 • 'Aiiae.s,,gel4crekva/maited,e)mime, 4414,44a0 • • ,19, , IC,t6,4,e,72/,‘7/124 ,tri49/464jadre.ei07j9eafac2041;494.A49'3140taiee.PP "171,ritoetAiker.40019tahl.294' •••...g :htt Q.4,--linurriz iiiiilterettl,,./6-,:i.et,64.4.4,77.2,-,.4,2.4a,,zez,aziao,k, Ace,,,„/Peawd,44,XcezZ r,AiSfa4)1Ser..5.41 /de 9 fr/0/ February 4D,f9zd "3",e4S2,44~471.66,91149,4,,,eed,Azterp ,(44,toneveviated,erznd 99th *tic.- ' r_trt-1-91- er , •••,.. .v.p, - ;, 7•0 • . nl •-.::!04,; -• 1,%L. . .. I b, I e• -4s...a ...( :...• ‘ 1 ''.. o; -.."-\..", : II A ;".Fi ... :"...i. :•,. /, _i_LI.2,,-,.....-,„.'.._LL. j'. ... \-- •.7,r,,. '.- :„.- :"1-,:le.:• ilr7A.„..,..:i47-.* , .• SECRETARY OR STATE .1,„....L. T57':•-;"''1..-*." : q , art T,,L.385 - 6�j(FilingF` 125.Gn. FORA NP29 3U?E) i�;GE��3�-•< ARTICLES OF INCORPORATION UNDER THE GENERAL NOT FOR PROFIT CORPORATION ACT (These Articles Must Be Filed in Duplicate) (Do Not Write in This Space) Date Pald /Z-t .%-C.-- ' ICHAEL J. HOWLETT Fling Fee i ToBA'(X lSOR(SbK,Secretary of State,Springfield,Illinois. Clerk We, the undersigned. Not leas than three) Name Number Street ACityp State ELLEN MACGREGOZ 912 3 Congdon Ave Elgin, Illinois SALLY BROWN 365 Algona Elgin, Illinois CAROL OVELMEN 1265 Country Side Drive Elgin,9 Illinois JOAN SEILS • 1270 Schuler Elgin, Illinois being natural persons of the age of twenty-one years or more and citizens of the United States, for the purpose of forming a corporation under the"General Not For Profit Corporation Act"of the State of Illinois,do hereby adopt the , following Articles of Incorporation: 1. The name of the corporation is: COMMUNITY CRISIS.CENTER, INC. 2. The period of duration of the corporation is Pernet dal Malty stay'•perp.Nar•or a details aoabee et rsary 3. The address of its initial Registered Office in the State of Illinois is: 365 A!none Street in the City of Elgin (50120) County of Kane (Zip Cad.) and the name of its Initial Registered Agent at raid Address is: SALLY DROWN 4. The first Board of Directors shall be Four in number,their names and addresses being as follows: Not n.r tit.CO..) Name Number street, Addrew City State ELLEN MACGREGOR SALLY BROWN 912 g • Concdun Ave. Elvin. Illinois 365 Algona Elgin, Illinois CAROL OVELMEN 1265 Country Side Drive EIgin, Illinois JOAN SEILS • 1270 Schuler Elgin, Illinois 5. The purpose or purposes for which the corporation is organized are: ''Civic and edt:ea t I one i, To provide for men and women in a crisis situation who need shelter, support lye therapy, jou and financial counseling, baby sitting In order to keep their family together or to este:,lish or reestablish themselves as contrIouting nenoers of,the • coimiunity r OVER) • ,.. • - - •,. _ 2 1,1 9 5 I.; '7..:i 1:::: -.• . . • 6. • ,. • • . • • • (NOTE: Any special provision authorized or permitted by statute to be contained in the Articles of Incorporation, may be inserted above.) (INCORPORATORS MUST SIGN BELOW) " r---5,i (4.-, yerl(-,•-c-,-1--, __ , (-/-77.t...7,1: 7/ Incorporators - --7-- ., „ • • '''''' • ., • , . ... ACKNOWLEDGMENT STATE OP ILLINOIS, ./ }as. County of KANE • I, 7;:...'c.,.. .e.0-- 1470„,...-^2._, .., J I , a Notary Public do hereby certify that on the // day of 7---g'(.41441 , IP 7 VT,- ELLEN MPCOREGOR. SALLY BROWN (Name of Invorporaton) CAROL OVELMEN end JOAN SEILS personally appeared before me and being first duly sworn by me severally acknowledged that they signed the foregoing document in the respective capacities therein set forth and declared that the statements therein contained are true. .. ,IN WITNESS,WliE.R.EOF, I have hereunto set my band and seal the day and year above written. :..1.,..' '."(-7,.. ....,' . 7 c. • : ..:.• %.,,icz'-' •-• i eloT4.73LA.L. sEAL) r... , r4.Ertp :.' ..(....: ; Not.,rvbil, ',..-..0.'0 ..--•.• -i - - ••„..• . • .1, .. -.4 .., 7 (I) o '"% ‘‘.• lbi P 4., ,-- -7-. 3 31 a, •C .- t,......) ,...0 c1 Z..''% r•-.. 1 4 ..--1 '--, i--* ° •a ;:, 0 ;..- u . ,--- ...,.... "if, ,... o v ;•,.t.soz p A .4 _ ir4 O E',ON30?_r) FACE 3 S 7 2 -, - u E9 n ., ,,... ,..., .-..' ,,. . . 7 •.1 r. ,• a...., 4...4 . ....— ".....7 (QO NOT WRITE IN THIS SPACE) 'Pt Do Fllad FORM NP•35 Date In Dupiloat* Ftuna •••Limo ARTICLES OF AMENDMENT Filing Fee to the ARTICLES OF INCORPORATION• Clerk under the GENERAL NOT FOR PROFIT CORPORATION ACT To Michael J. Howlett, Secretary of State, Springfield, Illinois: The undersigned corporation, for the purpose of amending its Articles of Incorporation and pursu- ant to the provisions of Section 35 of the"General Not For Profit Corporation Act" of the State of Illinois, hereby executes the following Articles of Amendment: 1. The name of the corporation is: Community Crisis Center, Inc. 2. There are_. (12)some members, having voting rights with respect to amendments: (Insert "no" or "some") (Strike paragraphs (a), (b), or (c) not applicable) 8..`•(a) At a meeting of members, at which a quorum was present, held on June 15th 19 76 - game receiving at least two-thirds (2/3) of the votes entitled to be cast by the members of the cor- poration present or represented by proxy at such meeting. .Fej convent-in-writing-signed-by-ail"me_-tbet of-the 'r.11 pore-iorr eii fitted•to-vote-with-respect thereto (r,} • .-� -a-meeting-of d ire etors--(members-having-no-voting-rights withrespect-tersrmendmetts)-4-reid . 1-A- ,- 1)4A-raeeiaei -the-votes--of-a-maierity-af-the-directere 4khen in-e -the€ollow:ng-amendment-ex-a heats-were-adopted-it-the-irra3raer-pt.escr€bed-fir-the =-Genar-a1-Net-For-P- r€rt-Gerpo-retion-Act"-of-the•&tate-ef iIilaoia- 1. Inurement of Income. No part of the net earnings of the corporation shall inure to the benefit of, or be distributable to, its members, trustees, officers or other private persons except that the corporation shall be authorized and empowered to pay reasonable compensation for services rendered. • 2. Legislative or Political Activities. No substantial part of the activities of the corporation shall be the carrying on of propaganda or otherwise attempting to influence legislation and the corporation shall not participate iu or intervene - in (including the publishing or distribution of statements) any political campai on behalf of any candidate for public office. 3. Operational Limitations. Notwithstanding any other provisions of these articles, the corporation shall not carry on any other activities not permitted to be carried on (a) by a corporation exempt from Federal income tax under Section 501(c) of the Internal Revenue Code of 1954 (or the corresponding provisions of (SEE ATTACHED PAGE) (Ovnr) Attachment to Articles of Amendment to the Articles of Incorporation for Community Crisis Center, Inc. , Certificate No. 25190 Page 2 3. (Continued) any future United States Internal Revenue Law) or (b) by a corporation, contributions to which are deductible under Section 170(c) (2) of the Internal Revenue Code of 1954 (or the corresponding provisions of any future United States Internal Revenue Law). 4. Dissolution Clause. Upon the dissolution of the corporation, the Board of Trustees shall, after paying or making provisions for the payment of all of the liabilities of the corporation, dispose of all of the assets of the corporation exclusively for the purposes of the corporation in such manner, or to such organization or organizations organized and operated exclusively for charitable, educational, religious or scientific purposes as shall at the time qualify as an exempt organizationo'or organizations under Section 501(c) (3) of the Internal Revenue Code of 1954 (or the corresponding provisions of any future United States Internal Revenue Law) , as the Board of Trustees shall determine. Any of such assets not so disposed of shall be disposed of. by the Circuit Court of the county in which the principal office of the corporation is then located, exclusively for g ' such purposes or to such organization or organizations as said court shall determine, which are organized and operated exclusively for such purposes. • End of Attachment to Articles of Amendment to Articles of Incorporation for Community Crisis Center, Inc. Certificate No. 25190 Ai(f•1 C roE'J' v EK lam."; Community Crisis Center + tvivo----- r �' F i7!�vo t s BOARD OF DIRECTORS .:Risis CENTE P. FY2010 The Board of Directors is responsible for program review, and policy-setting,and long- term planning of the organization. They also hire and evaluate the performance of the Executive Director. Lisa West,President'11 Susan Low'10 Nursing Instructor Community Leader Elgin,IL Schaumburg,IL Cathy Olson,Vice President'10 Betty Rauschenberger'11 Trauma Nurse Coordinator,Sherman Hospital Community Leader Elgin,IL Elgin,IL Chathia Johnson,Secretary'11 New Store Planner,Claire's The Board of Directors respectfully requests that you Huntley,IL contact them at:Community Crisis Center P.O.Box 1390 Elgin,IL 60121-1390 Marios Karayannis Treasurer'10 847-742-4088 Attorney St.Charles,IL Jodi Martin,Past President'11 Community Leader Elgin,IL Mariana Barriga'11 Youth&Young Adult Ministries Church of the Brethren General Board Bartlett,IL Keith Brill,'11 Comptroller,Innovative Mfg.Solutions Elgin,IL Scott Goodman'10 Banker,National City Bank Elgin,IL Debbie Hudgens'12 'ommunity Leader Agin,IL Mission Statement: We provide Shelter,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in Elgin, the Fox Valley Region and Illinois. 07-02-08 Attachment E \ :mty CRISIS CENTER... hope George Van De Voorde Place PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis Line: 847-697-2380 Fax:847-742-4182 TTY:847-742-4057 www.crisiscenter.org December 15, 2009 City of Elgin CDBG Program 150 Dexter Court Elgin, IL 60120 To Whom It May Concern: I, Lisa West, President of the Board of Directors do hereby grant permission for Gretchen S. Vapnar, Executive Director to submit the following project on behalf of the Community Crisis Center. The Crisis Center is requesting$36,850 for the following capital projects to benefit the facility. • Renovations/improvements to the following: • Shelter Kitchen • Shelter Laundry room& 'h bath • Shelter 2nd floor bathrooms • Facility Entrance • Facility Sprinkler Room • Architectural specs Persons authorized to negotiate for and contractually bind the agency: Lisa West, President Board of Directors Gretchen S. Vapnar, Executive Director 37 S. Geneva Street 37 S. Geneva Street Elgin, IL 60120 Elgin, IL 60120 (847) 742-4088 (847) 742-4088 Sincerel , • Lisa West President Board of Directors COMMUNITY CRISIS CENTER,INC MISSION: We provide Safety,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. Acl�CHI24✓/�'� F Community Crisis Center,Inc.Organizational Chart Executive Committee Pres.,VP,Sec.,Tres.,Past Pres. Board of Directors Executive Director Director Client I Business Manager Services Shift Supervisors BIP Prop Manager Info Sys Coor I t I — Case Managers BIP Clinical Sup Tech Support Data Entry - Interns BIPGrp Ldrs _Administrative Assistant Child Prog SA Prog Coor I Coor • — Bookkeeper — CaseManager 1 SA Counselor Payroll&Grant Monitor — Children's Counselor — SA Court Advocate Interns 1 SA Comm Ed Coor Resource Dev • Facilities Manager — SA Grp Ldrs — Hospital Adv. — Data Entry - Interns — Grant Writer DV Prog Coor EC — Facility Coordinator Prog Coor —Housekeeper — DV Legal Adv —1110ernillionist �M —Maintenance — DV Counselors Comm Ed TL P Adult/Youth CM Hospital Adv Adult Outreach CM - Grp Ldrs Youth Outreach CM - Interns ' Coor Hotline I_ &Dir Sery Res Events Coordinator 11/23/2009 Executive Director/ Chief Program Administrator Attachment G GRETCHEN S.VAPNAR Personal Information Address: 72 Sherwood Road Elgin,IL 60120 Telephone: (847)695-5645 Education January 1965 Northern Illinois University,DeKalb,IL.Graduated with a Bachelors of Science in Education, Sociology Field of concentration. January 1961 Steinmetz High School,Chicago,IL.National Honor Society. Work Experience Nov.1980-Present Community Crisis Center,Elgin,IL.Executive Director Nov 1978-Oct. 1980 Regional Director,Technical Assistance Center,Region V,HHS Action Grant 137-0106/1 July 1978-July 1980 Community Crisis Center,Elgin,IL.Assistant Director July 1977-June 1978 Community Crisis Center,Elgin,IL.Administrative Assistant July 1975-June 1977 Community Crisis Center,Elgin,IL.Volunteer Coordinator Sept.1967-Sept.1968 School District U-46,Elgin,IL.Permanent substitute teacher,grades 1-6 Sept.1966-Sept.1967 School District U-46,Elgin,IL.Teacher,gifted program. Jan 1965-June 1966 School District U-46,Elgin,IL.Teacher,Coleman School 1st grade Honors and Memberships 1977 Nominee,Elgin Junior Woman's Club Outstanding Young Woman of the Year • 1986 Recipient,Marie Grolich Leadership Award for Leadership in Social Services.Presented by YWCA 1996 Recipient,Human Dignity Award.Presented by Illinois Coalition Against Domestic Violence 1976- 1977 Member,City of Elgin Beautification Committee 1976- 1985 Member,Elgin Chamber of Commerce,Woman's Council, Chair of the Community Improvement Committee 1977- 1978 Member,School District U-46 Desegregation Committee 1985- 1990 Member,Altrusa International 1987- 1999 Member,Board of Directors,Prairie State Legal Services 1988- 1991 Member,Board of Directors,First Trust Non-Risk Charitable Trust Insurance Company 1990- Present Member,Fox Valley Kiwanis 1992- 1993 Member,Riverboat Committee,appointed George Van De Voorde,Mayor of Elgin Volunteer Experience 1973 Founder,Eastside Neighbors Community Action Organization 1973- 1976 Girl Scouts of America,Sybaquay Council.Troop organizer,orientation leader,seminar organizer and leader 1974- 1978 President,Eastside Neighbors Community Action Organization 1977- 1978 President,Charming Elementary School PTA 1977- 1978 Concern,Inc.,fund raising auxiliary for Community Crisis Center' Executive Director/ Chief Program Administrator Attachment G 1978- 1979 Chairperson,City Government Committee,Eastside Neighbors Involvement-Domestic Violence&Sexual Assault Movement 1975- Present 1,550 presentations to clubs,organizations,agencies,other service providers,teachers,law enforcement,medical personnel, etc. 1976- 1977 Author,editor,"The Shelter Experience," a manual of shelter organization and management for groups working against domestic violence. 1976- 1978 Trainer,Volunteer Advocate Workshop,Crawfordsville, Indiana. Presenter,Women's Advocate Seminar,Indianapolis Trainer,Volunteer Workshop,Hobart,IN Trainer,presenter,Eau Claire,Wisconsin 1977-- Founding member,ICADV* 1978- 1979 Member,ICADV Executive Committee,Vice-President and Personnel Committee 1979- 1980 Chair,ICADV Personnel Committee 1980- 1985 Member,ICADV Contracts Review Committee Presenter,ICADV Workshop on Team Building and Management 1985- 1987 Chair,ICADV Contracts Review Committee Presenter,ICASA**Workshop,Long-range Planning for Growth 1987- 1990 Member,ICADV negotiating team 1988 Presenter,ICADV,New Director.Training Presenter,ICADV,New Director Training 1989- Present Member,Fox Valley EAS(Employee Assistance Service) Consortium 1990- 1993 Member,ICADV Executive Board Presenter,ICADV,New Director Training Presenter,ICADV,New Director Training 1992- 1994 Member,ICADV Strategies Planning Committee 1992- Present Member,DVAC Domestic Violence Advisory Council,Services Committee Presenter,"Multi-service Organizations",Marie Caleel Conference,Osteopathic College,Chicago 1994- Present Member,IVPC(Illinois Council for the Prevention of Violence), Networking Committee 1994 Member,United Way of Elgin,Steering Committee 1996- Present Chair,ICADV,Public Policy Committee 1996- Present Chair,United Way Elgin Networking Committee 1997- 1999 Member,ICASA,Finance Committee 1999- 2001 Member,Kane-Kendall-DeKalb Counties,Workforce Investment Board 2000- 2001 Steering Committee,Kane-Kendall-DeKalb Counties,Domestic Violence Coordinating Council 2001 - 2002 Member,Northwest Philanthropy Center Board of Directors 2002- Present Member,Board of Directors,Greater Elgin Family Care Center * ICADV Illinois Coalition Against Domestic Violence ** ICASA Illinois Coalition Against Sexual Assault Chief Fiscal Officer Attachment G Susan R. Travis 10N791 Newport Ct. Elgin,IL 60123 847/697-2380 • susantravi&,,aol.com Education 0 Elgin Community College o 4 courses in Computers and Management 0 University of Wisconsin, Whitewater o BA in Business Education,broad field business major. Dean's List, 0 Maine Township High School West,Des Plaines, Illinois o National Honor Society; graduated in top 7% Work Experience 0 1/79—present Community Crisis Center, Elgin IL o Human Resources Management o Responsible for budgeting, general accounting, payroll, taxes, insurance, grant management, data entry, administrative administration, agency audit, United Way employee campaign o Supervise 5 employees o Participate in Board Personnel Committee,Finance Committee, Executive Board Committee o United Way of Elgin,Personnel Committee 0 8/75—6/76 Richard E. Travis,Attorney at Law, Elgin, IL o General secretarial duties for law office o Maintained accounting system for law office 0 9/69—6/70 Harvey Devine Foods, Inc.,Des Plaines, IL o Organized office system for new business, general secretarial duties 0 6/61 —6/74 Brown's Department Store,Des Plaines, IL o General sales in clothing store, window decoration, mass mailing, advertising layout 0 1/68—6/68 Delavan-Darien High School,Delavan, WI o Business Education teacher. Taught office practice, typing, and shorthand. 0 8/65— 1/68 University of Wisconsin, Whitewater, WI o Student Assistant to the Dean of the Business Education Department at the University of Wisconsin, Whitewater. Graded papers, designed tests, monitored the administration of tests. Resume of Susan R. Travis Volunteer Experience 0 Elgin Junior Service Board, 6 years * Vice-President, 2 years * Clothing Center Chairman, 1 year * Yearbook Chairman, 1 year * Follies Talent co-Chairman 0 First Congregational Church of Elgin * Women's Fellowship,President 2 years/Vice-President 2 years/Rummage sale co-chairwoman. * Board of Christian Education, 2 years * Board of Ministry, 3 years; Chairman of Worship Committee, 2 years. 0 Highland School * Room Mother, 12 years 0 Larkin High School * Parent Teacher Council, 3 years 14 COMMUNITY CRISIS CENTER ( C H01-EM i Revenue Expense Statement November 30, 2009 Oct i Nov Year to I Proposed 1 Revised I Rev Bgt %Revisr 1 1 Date Budget Budget to Date Budge, 1 Revenue Public Funds 1 United Way $13,266 $13,6581 $65,8541 $184,200 $155,500 Donations $40,896 $5,4651 $85,6991 $165,684 $149,084 Fundraising $3,527 $16,372 $59,851 $209,900 $213,741 $89,0590'. Total Public Funds $57,689 $35,495 $211,404 $559,784 Federal/State Grants Federal Grants $8,903 $8,038 $91,585 $157,138 •' State Grants $24,261 $42,386 $274,379 $1,233,734 0:'. Local Grants $62,640 $16,310 $97,934 $107,479 Total Federal/State Grants $95,804 $66,734 $463,898 $1,498,351 0.'. Other Income: Other Grants $0 $30,000 $62,750 $56,453 •,146 •A ' '. Other Contracts $208 $208 $1,040 $2,500 $2,500 S •5'. Group Fees $8,205 $14,044 $55,666 $145,000 $145,000 $60,417 Reruns $0 $0 $0 $15,000 $10,000 $4,167 I IS'. Miscellaneous $5,151 $5,536 $11,452 $13,150 $16,050 $6,688 Total Other Income $13,564 $49,788 $130,908 $232,103 $236,300 $98,458 55.40% Total Revenue $167,057 $152,017 $806,210 $2,290,238 :•'. Expense Personnel Expenses Salary Expense $115,020 $113,329 $527,185 $1,435,743 $1,407,938 $586,641 37.44% Fringes $26,141 $2,440 $91,057 $289,126 $288,189 $120,079 31.6c Total Personnel Expenses $141,161 $115,769 $618,242 $1,724,869 $1,696,127 $706,720 36.45. Occupancy Expenses $11,424 $13,684 $48,846 $107,500 $138,000 $57,500 35.40% General Expenses $7,323 $5,269 $31,734 $106,849 $104,599 $43,583 30.34% Travel Expenses $2,386 $319 $5,705 $19,000 $21,500 $8,958 26.53% Program Expenses $6,737 $3,200 $23,868 $77,632 $84,292 $35,122 28.32% Miscellaneous Expenses $801 $11 $3,929 $7,500 $7,500 $3,125 52.39% Fundraising Expenses $0 $4,221 $7,096 $44,600 $51,562 $21,484 13.76% Client Assistance $18,048 $25,235 $63,6301 $202,288 $144,639 $60,266 43.99% Total Expenses $187,880 $167,708 $803,050 $2,290,238 $2,248,219 $936,7581 35.72% Net Profit(Loss) -$20,8231 -$15,691' $3,1601 $0 $0 $0 COMMUNITY CRISIS CENTER,INC. FINANCIAL STATEMENTS FOR THE YEAR ENDED JUKE 30,2009 CONTENTS Basic Financial Statements Independent Auditor's Report 1-2 Statement of Financial Position 3 Statement of Activities and Changes in Net Assets 4 Statement of Functional Expenses 5 Statement of Cash Flows 6 Notes to Financial Statements 7-13 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 14-15 Independent Auditor's Report on Compliance with Requirements Applicable to.Each Major Federal Program and on Internal Control over Compliance in Accordance with OMB Circular A-133 16-17 Schedule of Expenditures of Federal Awards 18 Notes to Schedule of Expenditures of Federal Awards 19 Schedule of Findings and Questioned Costs Part I—Summary of Auditor's Results Section 20 Part II—Financial Statement Findings Section 21 Part III—Federal Award Findings and Questioned Costs Section 21 Supplementary Information Schedule of Illinois Department of Human Services Grant Revenue and Expenditures 22 Schedule of Attorney General Grant Revenue and Expenditures 23 Schedule of Illinois Coalition Against Sexual Assault Grant Revenue and Expenditures 24 Schedule of Illinois Coalition Against Domestic Violence Grant Revenue and Expenditures 25 , ..LT:.;HE, KRESS&ORR Ccnifud Public Accountants INDEPENDENT AUDITOR'S REPORT To the Board of Directors Community Crisis Center, Inc. Elgin, Illinois We have audited the accompanying statement of financial position of Community Crisis Center, Inc. (a nonprofit organization) as of June 30, 2009, and the related statements of activities and changes in net assets, functional expenses and cash flows for the year then ended. These financial statements are the responsibility of the Organization's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Community Crisis Center, Inc. as of June 30, 2009, and the changes in its net assets and its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated October 28, 2009, on our consideration of Community Crisis Center, Inc.'s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. -1- 1595 WELD ROAD•SUITE 9•F<(ZIN,IL 60123•P:847.695.2700•F:847.6952749•WWW.TKOCPA.COM Our audit was conducted for the purpose of forming an opinion on the basic financial statements of Community Crisis Center, Inc. taken as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A-133,Audits of States, Local Governments, and Non-Profit Organizations, and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects,in relation to the financial statements taken as a whole. The accompanying supplementary information consisting of schedules of revenues and expenditures by grant are presented for purposes of additional analysis and is not a required part of the basic financial statement. Such information has been subjected to auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole. Dcc Elgin,Illinois October 28,2009 • -2- Community Crisis Center, Inc. Statement of Financial Position June 30, 2009 Assets June 30, 2009 Current Assets: Cash and cash equivalents(Note 1) $ 169,642 Investments (Note 9) 100,314 Grants receivable (Note 1) 153,438 Prepaid expenses 6,669 Total current assets 430,063 Fixed Assets (Note 2): Land 15,000 Building 60,000 Building improvements 3,312,754 Furniture and equipment 465,275 Less accumulated depreciation (1,401,311) Total fixed assets 2,451,718 Total Assets $ 2,881,781 Liabilities and Net Assets Current Liabilities: Accounts payable $ 11,768 Accrued expenses (Note 4) 86,573 Current portion of long-term debt (Note 3) 9,238 Total current liabilities 107,579 Long-Term Liabilities: Long-term loans and notes payable(Note 3) 546,623 Total long-term assets 546,623 Net Assets: Unrestricted 2,111,702 Temporarily restricted (Note 6) 115,877 Permanently restricted - Total net assets 2,227,579 Total Liabilities and Nets Assets $ 2,881,781 The accompanying notes are an integral part of the financial statements. -3- Community Crisis Center, Inc. Statement of Activities and Changes in Net Assets Year ended June 30, 2009 June 30, 2009 Temporarily Unrestricted Restricted Total Public support United Way $ 206,273 13,148 $ 219,421 Fundraising, net expenses of$52,841 287,869 - 287,869 Donations 143,481 10,373 153,854 In-kind contributions 186,757 - 186,757 Illinois Coalition Against Domestic Violence - 54,230 54,230 EFSP - 92,521 92,521 Illinois Department of Human Services - 859,301 859,301 Tllinois Coalition Against Sexual Assault - 278,013 278,013 DCEO 13,148 - 13,148 Attorney General - 24,975 24,975 Kane County 35,853 - 35,853 Housing and Urban Development. - 97,977 97,977 Elgin Township 16,250 - 16,250 Hanover Township - 58,525 58,525 Other grants and contracts 105,460 - 105,460 Total public support 995,091 1,489,063 2,484,154 Other income Unrealized gain/(loss) on investments (765) (242) (1,007) Telephone contracts 2,080 - 2,080 Miscellaneous 21,048 - 21,048 Store income/(loss), net expenses of$48,588 (8,178) - (8,178) Interest and dividend income 1,582 2,526 4,108 Group fees 144,374 - 144,374 Total other income 160,141 2,284 162,425 Net assets release from restrictions- - satisfaction of program restrictions 1,474,754 (1,474,754) - Total public support and other income 2,629,986 16,593 2,646,579 • Community Crisis Center, Inc. Statement of Activities and Changes in Net Assets Year ended June 30,2009 • June 30, 2009 Temporarily Unrestricted Restricted Total Expenses Program services: Domestic violence 1,255,456 - 1,255,456 Sexual assault 374,530 - 374,530 Economic crisis 576,601 - 576,601 Total program services 2,206,587 - 2,206,587 Supporting services: General and administrative 346,185 - 346,185 Total supporting services 346,185 - 346,185 Total expenses 2,552,772 - 2,552,772 Change in net assets 77,214 16,593 93,807 Net assets,beginning of year 2,034,488 99,284 2,133,772 Net assets, end of year $ 2,111,702 115,877 $ 2,227,579 The accompanying notes are an integral part of the financial statements. -4- Community Crisis Center,Inc. Statement of Functional Expenses Year Ended June 30,2009 Domestic Sexual Economic Total General and Total Expenses Expenses: Violence Assault Crisis Program Administrative June 30,2009 Personnel Salaries $ 787,234 225,600 235,755 1,248,589 256,329 $ 1,504,918 Payroll taxes 51,851 14,890 15,584 82,325 17,174 99,499 Employee insurance 92,106 22,478 27,522 142,106 33,864 175,970 In-kind contributions 111,774 31,935 33,710 177,419 9,338 186,757 Agency consulting fees 15,295 3,765 4,471 23,531 4,455 27,986 Travel and workshops 9,838 7,570 4,062 21,470 2,114 23,584 Rent 2,410 298 354 3,062 - 3,062 Utilities 18,401 4,529 5,379 28,309 3,970 32,279 Insurance 12,732 3,134 3,722 19,588 3,621 23,209 Repairs and maintenance 19,743 4,860 5,790 30,393 4,259 34,652 Equipment leases 10,597 2,608 3,098 16,303 3,013 19,316 Computerization 3,163 778 924 4,865 859 5,724 Interest expense 21,413 5,271 6,259 32,943 - 32,943 Postage 2,463 1,550 612 4,625 947 5,572 Advertising 1,819 448 532 2,799 146 2,945 Dues and membership 3,654 1,706 244 5,604 280 5,884 Telephone 9,312 3,415 4,062 16,789 2,963 19,752 Printing 295 3,279 75 3,649 - 3,649 Food and household supplies 3,765 598 3,114 7,477 394 7,871 Client assistance 1,155 91 193,170 194,416 - 194,416 Toy giveaway - - 5,950 5,950 - 5,950 I Program supplies 908 16,680 - 17,588 - 17,588 Office supplies 5,517 1,675 1,687 8,879 1,884 10,763 General supplies 3,458 850 1,038 5,346 281 5,627 Miscellaneous 3,520 1,006 1,062 5,588 294 5,882 Depreciation and amortization 63,033 15,516 18,425 96,974 - 96,974 Total Expenses $ 1,255,456 374,530 576,601 2,206,587 346,185 $ 2,552,772 The accompanyingnotes areintegral part an m egral p rt of the financial statements. -5- Community Crisis Center Statement of Cash Flows ( Year Ended June 30, 2009 June 30, 2009 Cash flow from operating activities: Change in net assets $ 93,807 Add items not requiring an outlay of cash: Depreciation and amortization 96,974 Donated investment (10,373) Unrealized(gain)/loss 1,007 (Increase) decrease in current assets: Grants receivable 7,702 Prepaid expenses (137) Increase(decrease) in current liabilities: Accounts payable (12,747) Accrued expenses (52,640) Net cash provided by(used in) operating activities 123,593 Cash flow from investing activities: Capital expenditures Furniture and equipment (31,531) Net cash provided by(used in)investing activities (31,531) Cash flow from financing activities: Proceeds from long-term debt 121,109 Payments on long-term debt (126,832) Net cash provided by(used in)financing activities (5,723) Increase (decrease) in cash 86,339 Cash and cash equivalents balance, beginning of year 83,303 Cash and cash equivalents balance, end of year $ 169,642 Interest expense $ 32,943 The accompanying notes are an integral part of the financial statements. -6- Community Crisis Center, Inc. Notes to Financial Statements June 30,2009 Note 1 —Summary of Sienificant Accounting Policies Nature of Activities: The Community Crisis Center, Inc., a not-for-profit, located in Elgin, Illinois, was founded to help those in crisis due to domestic violence, sexual assault, or economic circumstances. The Organization offers the following services: a 24-hour crisis hotline for information and referral; emergency shelter; individual and group counseling; medical, legal and welfare advocacy; emergency assistance with food, clothing, rent and utilities; and transitional housing. Except for the Batterer Intervention program, all services are provided at no cost to the Organization's clients. Community Crisis Center, Inc. is functionally organized under the following three major programs, defined as follows: Domestic Violence: The philosophy of the domestic violence program is that every person has a right to live in a safe environment and to make their own decisions about their life. The Organization's role is to support the client, to provide information about resources that will help the client move forward, to advocate for the client, when systems are blocking the clients progress, and to provide a safe place for the client to stay when home is not safe. The Organization provides: a 24-hour crisis hotline, group counseling, legal advocacy, and service for information and referrals. Sexual Assault: The Community Crisis Center, works to help victims of sexual assault/abuse regain control of their lives, explore their options and choices, and deal with the effects of the trauma. The Organization strives to empower survivors and help them move through the crisis to develop and pursue their own goals. The Organization provides; individual, family and group counseling,medical and legal advocacy, and prevention educations services. Economic Crisis: The Community Crisis Center, Inc. recognizes a need for assistance within the community for individuals and family having economic crisis. The Organization provides emergency assistance with food, clothing, rent and utilities. The following is a summary of significant accounting policies of Community Crisis Center, Inc. applied by management in the preparation of the accompanying financial statements. Basis of Accounting: The accompanying financial statements of Community Crisis Center, Inc. have been prepared on the accrual basis of accounting and accordingly reflect all significant receivables, payables, and other liabilities. Contributions received and unconditional promises of support are measured at their fair values and are reported as increases in net assets. Expenses are recorded when incurred. -7- Community Crisis Center, Inc. Notes to Financial Statements June 30, 2009 Note 1 —Summary of Significant Accounting Policies (continued) Basis of Presentation: Financial statement presentation follows the recommendations of the Financial Accounting Standards Board in its Statement of Financial Accounting Standards (SFAS) No 117, Financial Statements of Not-for-Profit Organizations. Under SFAS No 117, the Organization is required to report information regarding its financial position and activities according to three classes of net assets: unrestricted net assets, temporarily restricted net assets, and permanently restricted net assets. Temporarily restricted net assets represent net assets subject to donor imposed restrictions which will either be met by the organization's actions or the passage of time. Temporarily restricted net assets are reclassified to unrestricted net assets when the restrictions are met or have expired. These reclassifications are reported in the statement of activities as net assets released from restrictions. At the year ended June 30, 2009 Community Crisis Center, Inc. had temporarily restricted net assets of$115,877. Permanently restricted net assets represent funds subject to the restrictions of gift instruments requiring the principal to be maintained intact. Investment income may be used for operation and therefore is recorded as unrestricted revenue. Community Crisis Center, Inc. does not have permanently restricted net assets as of June 30, 2009. Cash and Cash Equivalents: Community Crisis Center, Inc., defines cash for the purposes of reporting cash flows, as cash on hand, amounts held at financial institutions, and short-term highly liquid investments that are readily convertible to known amounts of cash. Investments with an original maturity of three months or less are considered short-term for these purposes. Cash and cash equivalents are held in checking and savings accounts. Accounts are maintained at a local bank where deposits are insured up to $250,000 by the FDIC. The Organization did not exceed the limit anytime during the year. Use of Estimates: In preparing financial statements in conformity with United States Generally Accepted Accounting Principles, management makes estimates and assumptions affecting the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities as of the date of the financial statements, as well as the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. Functional Expenses: The Organization classifies expenses into functional programs and supporting services (administration and development). The program service function includes all expenses directly related to the organization's objective described in the nature of activities. Expenses directly identified with the programs are charged to that program and where those expenses affect more than one program or supporting service, they are allocated on the basis of estimates by management. -8- Community Crisis Center,Inc. Notes to Financial Statements June 30,2009 Note 1 — Summary of Significant Accounting Policies (continued) Grants Receivable: Grants receivable are stated at the amount management expects to collect from outstanding balance. Management provides for probable uncollectible amounts through a provision for bad debt expense based on its assessment of the current status of individual receivables. Balances that are still outstanding after management has used reasonable collections efforts are written off to bad debt expense. There were no bad debt write-offs or accounts deemed uncollectible for the year ended June 30, 2009 Property and Equipment: Property and equipment are recorded at cost, if purchased, or if donated, at fair market value at the date of receipt. Deprecation is provided on a straight-line basis over the estimated useful lives of the respective assets. Expenditures for major renewals and betterments that extend the useful lives of assets are capitalized in excess of$500. During the year ended June 30, 2009 depreciation expense was $96,974. Income Taxes: Community Crisis Center, Inc. is a not-for-profit organizations that is exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and is classified by the Internal Revenue Service as other than a private foundation. Accordingly, a provision for income taxes has not been made on the financial statements. Subsequent Events: Subsequent events have been evaluated through the date of this report. In-kind contributions and expenses: In-kind donations are recognized as contributions in accordance with SFAS No. 116,Accounting for Contributions Received and Contributions Made, if the services either a) create or enhance nonfinancial assets or b) require special skills, and are performed by people with those skills, and would otherwise be purchased by the Center. Donated items are reflected in the financial statement based on the value supplied by the donor or at their estimated fair market values. Investments: The Organization carries investments in marketable securities with readily determinable fair values based on quoted prices in active markets (all Level 1 measurements) in the Statement of Financial Position. Unrealized gains and losses are included in the change in net assets in the accompanying Statement of Activities and Changes in Net Assets. The financial statements reflect the adoption of Statement on Financial Accounting Standards No. 157 (SFAS No. 157),Fair Value Measurements. SFAS No. 157 is effective for financial statements issued for fiscal years beginning after November 17, 2007. SFAS No. 157 established a single authorative definition of fair value sets a framework for measuring fair value and requires additional disclosures about fair value measurement. -9- Community Crisis Center, Inc. Notes to Financial Statements June 30, 2009 Note 1 —Summary of Significant Accounting Policies (continued) Investments (continued) There has been no effect of the adoption of SFAS No. 157 on the value of the Organization's investments. In accordance with SFAS No. 157, the Organization classifies its investments into Level 1, which refers to securities traded in an active market, Level 2, which refers to securities no traded on an active market but for which observable market inputs are readily available or Level 1 securities where there is a contractual restriction, and Level 3, which refers to securities not traded in an active market and for which no significant observable market inputs are available. As required by SFAS No. 157; at June 30, 2009, the Organization's portfolio investments were classified as follows, based on fair values: Fair Value Level 1 $ 100,314 Level - Level3 Total portfolio investments $ 100,314 Advertising: Advertising expenses are charged as incurred. Advertising expenses for June 30, 2009 were$2,945. Note 2—Land,Building and Equipment Land, building and equipment consisted of the following at June 30, 2009: Cost Cost July 1,2008 Acquisitions June 30,2009 Non-depreciable: Land $ 15,000 $ - $ 15,000 Depreciable: Building Improvements 3,311,254 1,500 3,312,754 Build 60,000 - 60,000 Furniture and Equiprrnt 435,244 30,031 465,275 3,821,498 $ 31,531 3,853,029 Less accumulated depreciation (1,304,358) (1,401,311) Total net assets $ 2,517,140 $ 2,451,718 Depreciation expense for the year ended June 30, 2009 was $96,974. -10- Community Crisis Center, Inc. Notes to Financial Statements June 30, 2009 Note 3 — Mortgages and Notes Payable Mortgages and notes payable consisted of the following at June 30, 2009: Mortgage, secured by the property on Geneva Street, Elgin, Illinois. The Mortgage requires monthly payments of$3,637,with a balance due on January 21, 2012. Interest rate of 6% based on a twenty-five year amortization schedule. The balance at June 30, 2009 was $555,861. The Organization has a margin account with their investment broker. The interest rate and approved credit amount are variable. The Organization has not used the margin account during the year ended June 30, 2009. Principal payments due on long-term debt during each of the next five years are as follows: 2010 $ 9,238 2011 10,443 2012 536,180 Total loans and notes payable $ 555,861 Total interest expenses for the period ending June 30, 2009 was $32,943. Note 4—Accrued Expenses Accrued expenses include the following at June 30, 2009: June 30,2009 Accrued wages $ 10,113 Accrued vacation 75,494 Accrued sales taxes 280 Accrued retirement benefits 686 Total accrued expenses $ 86,573 Note 5 —Concentrations Approximately 34% of the Organization's total support and revenues for the year ended June 30, 2009, came from Illinois Department of Human Services. Any substantial loss in grants from the Illinois Department of Human Services could significantly affect the range of services provided by Community Crisis Center, Inc. -11- Community Crisis Center, Inc. Notes to Financial Statements June 30, 2009 Note 6—Temporarily Restricted Net Assets Temporarily restricted net assets at June 30, 2009, consisted of the following: Program and other restrictions— Donor designated gift 89,134 Specific program 26.743 Total temporarily restricted net assets $• 115,877 Net assets were released from restrictions by incurring expenses satisfying the time restrictions specified by the donors. Restrictions satisfied in 2009 amounted to $1,474,754. Note 7—Operating Leases In July 2007, Community Crisis Center, Inc. entered into a 60 month lease agreement with a non- related party for a copier. The monthly lease payments are$494. In September 2005, Community Crisis Center, Inc. entered into a 22 quarter lease agreement with a non-related party for a postage meter.The quarterly lease payments are $243. In March 2008, Community Crisis Center, Inc. entered into a 60 month lease agreement with a non-related party for the store. The monthly lease payments are$2,026. The Iease expense included in operations under these lease agreements totaled$6,900 and the rent expense of $24,312 is included in the expenses netted against store revenues for the year ended June 30, 2009. The aggregate future minimum lease commitment on these leases as of June 30, 2009 is as follows: 2010 $ 31,212 2011 30,969 2012 30,240 2013 16,208 Total future minimum lease payments $ 108.830 Note 8—Reruns Thrift Shop: As part of its overall mission, the Organization has a thrift shop for the sale of donated used household goods. The shop is run by volunteers and has normally been self-sufficient. Any proceeds in excess of expenses (rent, utilities, etc.) revert back to the Organization's unrestricted funds. For the year ended June 30, 2009 the shop incurred a loss of$8,178. -12- Community Crisis Center, Inc. Notes to Financial Statements June 30, 2009 Note 9—Investments Investments consisted of the following at June 30, 2009: Temporarily Unrestricted Restricted Total June 30,2009 June 30,2009 June 30,2009 Common stock at fair market value $ 19,942 80,372 $ 100,314 Cost of investment $ 18,094 88,830 $ 106,924 Unrealized appreciation(depreciation) 1,848 (8,458) (6,610) Carrying value $ 19,942 80,372 $ 100,314 Income from investments consisted of the following for the year ended June 30, 2009: Unrestricted Restricted Total June 30, 2009 June 30, 2009 June 30, 2009 Dividend income $ 1,582 2,526 $ 4,108 Net unreah7Pd gains/(losses) (765) (242) (1,007) Total investment income $ 817 (242) $ 3,101 Note 10- Contingencies: The Organization received significant financial assistance from several governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with terms and conditions specified in the grant agreements and is subject to audit by grantor agencies. Any disallowed claims resulting from such audits could become a Iiability to the Organization. However, management believes that any such disallowed claims would not have a material effect on the financial statements or the overall financial position of the Center as of June 30,2009. -13- TIGHE, KRESS&ORR Ccrnfied Pu6Gc Accountant, To the Board of Directors Community Crisis Center, Inc. P.O. Box 1390 Elgin, IL 60121 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards We have audited the financial statements of Community Crisis Center, Inc. (a nonprofit organization) as of and for the year ended June 30, 2009, and have issued our report thereon dated October 28, 2009.. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered Community Crisis Center's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Community Crisis Center, Inc. internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Organization's internal control Over financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the organization's ability to initiate, authorize, record, process, or report financial data reliably in accordance with generally accepted accounting principles, such that there is more than a remote likelihood that a misstatement of the organization's financial statements that is more than inconsequential will not be prevented or detected by the organization's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the organization's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. -14- 1595 WELD ROAD•SUITE 9•ELGIN,IL60123•P:B47.695.2700•F:847.695.2748•WWW.TKOCPA.COM Compliance and Other Matters As part of obtaining reasonable assurance about whether Community Crisis Center's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of the audit committee, management, others within the organization, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. • LiEss �01 Elgin, Illinois October 28, 2009 • -15- TIGHE, KRESS&ORR Cernfie6 Public Atmunrantr To the Board of Directors Community Crisis Center, Inc. P.O. Box 1390 Elgin, IL 60121 Independent Auditor's Report on Compliance with Requirements Applicable to Each Major Program and on Internal Control over Compliance in Accordance With OMB Circular A-133 Compliance We have audited the compliance of Community Crisis Center, Inc. (a nonprofit organization) with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended June 30, 2009. Community Crisis Center's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is responsibility of Community Crisis Center's management. Our responsibility is to express an opinion on the Community Crisis Center's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Community Crisis Center's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination of Community Crisis Center's compliance with those requirements. In our opinion, Community Crisis Center, Inc. complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended June 30, 2009. -16- 1595 WELD ROAD•SUITE 9•ELGIN,IL 60123•P:847.6952700•F:847.695.2748•WWW.TKOCPA.COM Internal Control Over Compliance The management of Community Crisis Center, Inc. is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts, and grants applicable to federal programs. In planning and perfoiiuing our audit, we considered Community Crisis Center's internal control over compliance with the requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly,we do not express an opinion on the effectiveness of Community Crisis Center's internal control over compliance. A control deficiency in an entity's internal control over compliance exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect noncompliance with a type of compliance requirement of a federal program on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the entity's ability to administer a federal program such that there is more than a remote likelihood that noncompliance with a type of compliance requirement of a federal program that is more than inconsequential will not be prevented or detected by the entity's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that material noncompliance with a type of compliance requirement of a federal program will not be prevented or detected by the entity's internal control. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. Community Crisis Center's responses to the findings identified in our audit are described in the accompanying schedule of findings and questioned costs. We did not audit Community Crisis Center's response and, accordingly, we express no opinion on it. This report is intended solely for the information and use of the management, others within the entity, the Board of Directors, and federal awarding agencies and pass-through entities is not intended to be and should not be used by anyone other than these specified parties. Elgin, Illinois October 28, 2009 -17- 1 Community Crisis Center,Inc. Schedule of Expenditures of Federal Awards For the Year Ended June 30,2009 Federal Pass-through Disbursements CFDA Contract or Federal Grantor/Pass-Through Grantor/Program Title Number Number Expenditures U.S. Department of Housing and Urban Development Direct Assistance for Supportive Housing Program: Transitional Living (CHANGES) 14.235 $ 47,861 Outreach (REACH) 14.235 23,338 Total U.S. Department of Housing and Urban Development 71,199 U.S. Department of Health and Human Services Pass-through the Illinois Department of Human Services TANF 93.558 10CK002519 359,397 Title XX Block Grant 93.667 10CK002519 42,400 Title XX Block Grant 93.667 10CK002519 1,255,178 Family Violence Prevention 93.671 10CK002519 70,600 Total U.S. Department of Health and Human Services 1,727,575 Federal Emergency Management Agency Emergency Food and Shelter Program Phase 26 97.024 26,222 Phase 27 97.024 35,800 Total Federal Emergency Management Agency 62,022 U.S. Department of Justice Pass-through the Illinois Coalition Against Domestic Violence Legal Advocacy 16.575 2088001-LEG 22,619 Child Basic Services 16.575 208001-BASIC 3,726 Child Therapy Reimbursement Services 16.575 208001-CT 859 One time grant 16.575 607001-STOP 27,025 Pass-through the Illinois Coalition Against Sexual Assault VAWA Prevention Services 16.575 40,740 VOCA Advocacy and Counseling Services 16.575 36,201 VOCA one time grant 16.575 1,713 General Services 16.575 194,820 Member travel 16.575 2,051 Total U.S. Department of Justice 329,754 Total Expenditures of Federal Awards $ 2,190,550 See accompanying notes to the Schedule of Federal Awards. -18- Community Crisis Center, Inc. Notes to Schedule of Federal Awards June 30, 2009 Note 1—Basis of Presentation The accompanying schedule of expenditures of federal awards includes the federal grant activity of Community Crisis Center, Inc. for the year ended June 30, 2009 and is presented on the GAAP basis of accounting. The information in this schedule is presented in accordance with requirements of OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the financial statements. Note 2— Grants to Subrecipients Community Crisis Center, Inc. did not provide any Federal awards to sub-recipients during the year ended June 30, 2009. Note 3— Non-Cash Awards CommunityCrisis Center, Inc. did not have any Federal outstanding loans or loan guarantees or insurance at June 30, 2009, and did not receive any Federal non-cash awards during the year ended June 30, 2009. -19- Community Crisis Center, Inc. Schedule of Findings and Questioned Costs Year Ended June 30, 2009 Part I - Summary of Auditor's Results Section Financial Statements Type of Auditor's Report Issued: Unqualified Internal Control Over Financial Reporting: Material Weaknesses Identified? _Yes X No Reportable Conditions Identified That Are Not Considered To Be Material Weaknesses? _Yes X No Noncompliance Material To Financial Statements Noted? Yes X No Federal Awards Internal Control Over Major Programs: Material Weaknesses Identified? Yes X No Reportable Conditions Identified That Are Not Considered To Be Material Weaknesses? Yes X No Type of Auditor's Report Issued: Unqualified Any Audit Findings Disclosed That Are Required To Be Reported In Accordance With Section 510(a) of Circular A-133 X Yes No Identification of Major Programs: CFDA No. Name of Federal Program 93.558 Domestic Violence Prevention and Intervention The threshold for distinguishing Types A and B programs were $ 300,000 Auditee Qualified as Low-Risk Auditee? X Yes No -20- Community Crisis Center, Inc. Schedule of Findings and Questioned Costs(continued) For the Year Ended June 30, 2009 Part II -Financial Statement Findings Section Preparation of Financial Statements in Accordance with GAAP Criteria: Under Statement of Auditing Standards 112, Communication Internal Control Related Matters Identified in an Audit, a control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing assigned functions, to prevent or detect misstatement on a timely basis. A significant deficiency is a control deficiency that adversely affects the entity's ability to report financial data reliably in accordance with GAAP such that these is more than a remote likelihood that misstatement of the entity's financial statements will not be prevented or detected through control procedures of the organization. Condition: During the audit, the auditors made twenty-one adjusting journal entries, of which five were above tolerable misstatement ($29,000). The adjusting journal entries were made to adjust various,balance sheet accounts to the correct ending balance under generally accepted accounting principles. Cause: The internal control structure of the Organization has focused primarily on the objective of effectiveness and efficiency of operations (i.e., performance and mission goals and safeguarding of resources). The internal control structure of the Organization over the objectives of reliability of financial reporting under GAAAP contains certain deficiencies, for example not recording grant receivable or in-kind revenue throughout the year. Effect: The monthly interim financial statements are not comparable to the year end audited financial statements that are distributed to outside users. Since the auditors made significant adjustments, there is a potential that a misstatement of the Organization's financial statement that is more than inconsequential but less than material could occur and not be prevented or detected by the Organization's internal control over financial reporting. Management's Response: The monthly statements are prepared on a cash basis so that management and the Board can see the operating results in the method they prefer. In the past, management has relied on the auditors to assist the Business Manager in converting to accrual basis through their audit procedures. However, in the future the Business Manager will make the required adjustment to accrual at year end before the audit starts. Part III -Financial Award Findings and Questioned Costs Section No reportable conditions, material weaknesses, or material instances of noncompliance were noted during our audit of the financial statements of Community Crisis Center, Inc. for the year ended June 30, 2009. -21- SUPPLEMENTARY INFORMATION Community Crisis Center,Inc. Schedule of Illinois Department of Human Services Grant Revenue and Expenditures For the Year Ended June 30, 2009 Domestic Partner Violence Abuse Youth EFS Prevention Total Revenue: Grant revenue $ 592,000 57,400 68,083 53,399 89,100 $ 859,982 Match revenue 97,716 14,285 - 13,964 - 125,965 Total revenue 689,716 71,685 68,083 67,363 89,100 985,947 Expenditures Personnel/fringe 648,311 71,685 51,683 65,455 8,910 846,044 Contractual 32,405 - 16,400 408 - 49,213 Travel 5,000 - - - - 5,000 Supplies 4,000 - - 1,500 - 5,500 Client assistance - - - 80,190 80,190 Equipment - - - - - Total expenditures 689,716 71,685 68,083 67,363 89,100 985,947 Excess $ - - - - - - -22- Community Crisis Center, Inc. Schedule of Attorney General Grant Revenue and Expenditures For the Year Ended June 30, 2009 June 30, 2009 Revenue: Grant income $ 24,975 Expenditures: Personnel 23,211 Fringes 1,764 Total expenditures 24,975 Excess $ - -23- Community Crisis Center,Inc. Schedule of Illinois Coalition Against Sexual Assault Grant Revenue and Expenditures For the Year Ended June 30,2009 General VOCA Member Services VAWA Advocacy One-Time Travel Total Revenue: Grant income $ 194,820 40,740 36,201 1,713 2,051 $ 275,525 Expenditures Personnel 144,122 28,638 33,542 - - 206,302 Fringes 33,736 2,854 2,565 - - 39,155 Contractual 5,934 - - - - 5,934 Travel/Conference 1,525 462 94 - 2,051 4,132 Supplies 8,096 7,895 - 1,713 - 17,704 Equipment 1,407 891 - - - 2,298 Total expenditures 194,820 40,740 36,201 1,713 2,051 275,525 Excess $ - - - - - $ - -24- Community Crisis Center,Inc. Schedule of Illinois Coalition Against Domestic Violence Grant Revenue and Expenditures For the Year Ended June 30, 2009 Children's Legal Children's Services Advocacy STOP Therapy Total Revenue: Grant revenue $ 3,726 22,619 27,025 859 $ 54,229 Match revenue 931 5,504 9,009 215 15,659 Total revenue 4,657 28,123 36,034 1,074 69,888 1 Expenditures: Personnel 4,293 21,411 27,564 1,074 54,375 Fringes 289 5,960 7,320 - 13,569 Consultant - - - - Travel - 719 1,150 - 1,869 Program - - - - - Total expenditures 4,582 28,123 36,034 1,074 69,813 Excess $ 75 - - - $ 75 -25- t• ativ' CRISIS CENTER: ncp:. George Van De Voorde Place 1 PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis Line: 847-697-2380 Fax:847-742-4182 TTY:847-742-4057 www.crisiscenter.org December 16, 2009 Mr. Matthew Fitzgibbon, Planning Manager City of Elgin Community Development Block Grant Program 150 Dexter Court Elgin, IL 60120 Dear Matt: The Community Crisis Center at George Van De Voorde Place appreciates the opportunity to submit a request for funding from the City of Elgin's CDBG Program in the amount of $36,850 for capital improvement projects to our 1891 facility that provides 24-hour emergency services to individuals dealing with domestic violence, homelessness, sexual assault and other life crises. Our services include shelter for 40 women and children; 24-hour crisis hotline; individual and group counseling; legal, medical & welfare advocacy; transitional living program; information & referral; and community education. Each year our 64 employees provide more than 44,000 hours of services to 6,800 women, men and children in crisis in Kane and Far Northwest Suburban Cook Counties. Thank you for your consideration and please let me know if you need additional information. Sincerely, L'',/,„4:i,,0 1 - i(k-Irp-frt.--- Gretchen S. Vapnar / Executive Director COMMUNITY CRISIS CENTER. INC MISSION: We provide Safety,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. EXHIBIT B ASSURANCES The SUB-RECIPIENT hereby warrants and represents that it will comply with the regulations, policies, guidelines and requirements with respect to the acceptance and use of CDBG funds in accordance with the ACT and the City of Elgin policies. Also, the SUB-RECIPIENT certifies with respect to the grant that: 1. It possesses legal authority to make a grant submission to the City and to execute a community development and housing program; 2. Its governing body has duly adopted or passed as an official act, a resolution, motion or similar action authorizing the person identified as the official representative of the SUB-RECIPIENT to execute the Agreement, all understandings and assurances contained herein, and directing the authorization of the person identified as the official representative of the SUB-RECIPIENT to act in connection with the execution of the Agreement and to provide such additional information as may be required. 3. Prior to submission of its application to the City,the SUB-RECIPIENT has: (A) Met the citizen participation requirements of 570.301(b)and has provided citizens with: (1) The estimate of the amount of CDBG funds proposed to be used for activities that will benefit persons of low and moderate income; and (2) Its plan for minimizing displacement of persons as a result of activities assisted with CDBG funds and to assist persons actually displaced as a result of such activities; (B) Prepared its application in accordance with the policies of the City of Elgin and made the application available to the public; 4. The grant will be conducted and administered in compliance with: (A) Title VI of the Civil Rights Act of 1964(Pub. L. 88-352 42 U.S.C. Sec 2000d et seq.)and implementing regulations issued at 24 CFR Part I; (B) Title VIII of the Civil Rights Act of 1968 (Pub. L. 90-208), as amended; and that the SUB-GRANTEE will administer all programs and activities related to housing and community development in a manner to affirmatively further fair housing; (C) Section 109 of the Housing and Community Development Act of 1974, as amended; and the regulations issued pursuant hereto; (D) Section 3 of the Housing and Urban Development Act of 1968,as amended; (E) Executive Order 11246-Equal Opportunity, as amended by Executive Orders 11375 and 12086, and implementing regulations issued at 41 CFR Chapter 60; 15 (F) Executive Order 11063-Equal Opportunity in Housing, as amended by Executive Order 12259,and implementing regulations at 24 CFR Part 107; (G) Section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112), as amended, and implementing regulations when published in effect; (H) The Age Discrimination Act of 1975 (Pub. L. 94-135), as amended, and implementing regulations when published for effect; (I) The relocation requirements of Title II and the acquisition requirements of Title III of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and the implementing regulations at 24 CFR Part 42, as required under 24 CFR 570.606; (J) The labor standards requirements as set forth in 24 CFR Part 570, Subpart K and HUD regulations issues to implement such requirements; (K) Executive Order 11988 relating to the evaluation of flood hazards and Executive Order 11738 relating to the prevention,control and abatement of water pollution; (L) The flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973 (Pub.L. 93-234); (M) The Fair Housing Act(42 U.S.C. 3601-20); 5. Its notification, inspection, testing and abatement procedures concerning lead-based paint will comply with 570.608; and 6. When a grant is in excess of$100,000 it will comply with all applicable standards, orders, or requirements issued under Section 308 of the Clean Air Act (42 U.S.C. 1857(h), Section 508 of the Clean Water Act (33 U.S.C. 1368), Executive Order 11738, and Environmental Protection Agency regulation(40 CFR Part 15), which prohibit the use under nonexempt Federal contracts, grants or loans, of facilities included on the EPA list of Violating Facilities. The provision shall require reporting of violations to the County, HUD, and to the AESOP Assistant Administrator for Enforcement(EN-329). 7. It has developed its application so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight; (the application may also include activities which the SUB-RECIPIENT certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other fmancial resources are not available); 8. It is following the current City of Elgin Consolidated Plan which has been approved by HUD pursuant to 570.306; and 9. It will not attempt to recover any capital costs of public improvements assisted in whole or in part with funds provided under Section 106 of the ACT or with amount resulting from a guarantee under Section 108 of the ACT by assessing any amount against properties owned and occupied 16 by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements, unless: (1) funds received under Section 106 of the ACT are used to pay the proportion of such fee or assessment that relates to the capital costs of such public improvements that are financed from revenue sources other than under Title I of the ACT; or(2) for purposes of assessing any amount against properties owned and occupied by low and moderate income persons, the SUB-RECIPIENT certifies that it lacks sufficient funds received under Section 106 of the ACT to comply with the requirements of subparagraph(1)above. 10. The SUB-RECIPIENT certifies that it will provide a drug-free workplace by: (A) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the SUB- RECIPIENT'S workplace and specifying the actions that will be taken against employees for violation of such prohibition; (B) Establishing a drug-free awareness program to inform employees about: (1) The dangers of drug abuse in the workplace; (2) The SUB-RECIPIENT'S policy of maintaining a drug-free workplace; (3) Any available drug counseling,rehabilitation,and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace. (C) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph(A); (D) Notifying the employee in the statement required by paragraph(A)that, as a condition of employment under the grant,the employee will: (1) Abide by the terms of the statement; and (2) Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five days after such conviction; (E) Notifying the City of Elgin's Planning and Neighborhood Services Department within ten (10) days after receiving notice under subparagraph (D)(2) from an employee or otherwise receiving actual notice of such conviction; (F) Taking one of the following actions, within 30 days of receiving notice under subparagraph(D)(2),with respect to any employee who is so convicted: (1) Taking appropriate personnel action against such an employee, up to and including termination; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health,law enforcement, or other appropriate agency; 17 (G) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs(A),(B),(C),(D),(E)and(F). 11. It has adopted and is enforcing a policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in nonviolent civil rights demonstrations. 12. In regards to lobbying,the SUB-RECIPIENT certifies: (A) No Federal appropriated funds have been paid or will be paid, by or on behalf of the SUB-RECIPIENT, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension,continuation,renewal, amendment, or modification of any Federal contract,grant,loan,or cooperative agreement. (B) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying,"in accordance with its instructions. (C) The SUB-RECIPIENT shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub-grants, and contracts under grants, loans, and cooperative agreements)and that all sub-recipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352,title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000 and not more than$100,000 for each such failure. 18 EXHIBIT C EQUAL EMPLOYMENT OPPORTUNITY CERTIFICATION Community Development Block Grant Program City of Elgin The undersigned understands and agrees that it is a SUB-RECIPIENT of the Community Development Block Grant Program of the City of Elgin. The undersigned also agrees there shall be no discrimination against any employee who is employed in carrying out work from the assistance received from the City of Elgin and the Department of Housing and Urban Development, or against any applicant for such employment, because of race, color, religion, sex, age or national origin, including but not limited to employment, upgrading, demotion or transfer; recruitment or recruitment advertising; lay off or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The SUB-RECIPIENT further agrees to the following: (1) It will incorporate or cause to be incorporated into any grant contract, loan, grant insurance or guarantee involving Federally assisted construction work, or modification thereof, which is paid for in whole or in part with funds obtained from the Community Development Block Grant Program,the language contained in HUD Equal Employment Opportunity Regulations at 42 CFR 130.15(b), in Executive Order 11246, as amended by Executive Orders 11375 and 12006, and implementing regulations issued in 41 CFR Chapter 60. (2) It will be bound by said equal opportunity clause with respect to its own employment practices when it participates in any Community Development Block Grant Program construction. (3) It will assist and cooperate actively with the City of Elgin,the Department of Housing and Urban Development and the Secretary of Labor in obtaining the compliance of contractors and subcontractors with the equal opportunity clause and the rules, regulations and relevant orders of the Secretary of Labor. (4) It will furnish the City of Elgin, the Department of Housing and Urban Development and the Secretary of Labor such information as they may require for the supervision of such compliance, and will otherwise assist the City of Elgin and the Department of Housing and Urban Development in the discharge of primary responsibility for securing compliance. (5) It will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from or who has not demonstrated eligibility for government contracts and Federally assisted construction contracts pursuant to the Executive Order. (6) It will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the Secretary of Labor, the City of Elgin or the Department of Housing and Urban Development. (7) In the event that SUB-RECIPIENT fails or refuses to comply with the undertaking, the City of Elgin, or the Department of Housing and Urban Development may take any or all of the following actions: cancel, terminate or suspend, in whole or in part, this grant, refrain from 19 extending any further assistance to the SUB-RECIPIENT until satisfactory assurance of future compliance has been received; and refer the case to the Department of Housing and Urban Development for appropriate legal proceedings. SUB-RECIPIENT: Community Crisis Center 37 South Geneva Street,Elgin, Illinois 60123 B)ye7AAM-'2"42 rati7(-4"- Gretchen S.Vapnar,Executive Director DATE: 3 - 3 0 -l 1 ATTEST: Alm 20 ELGIN THE CITY IN THE SUBURBS- DATE: April 26, 2011 TO: Denise Momodu, Associate Planner FROM: Jennifer Quinton, Deputy City Clerk SUBJECT: Resolution No. 11-62, Adopted at the April 13, 2011, Council Meeting Enclosed you will find the agreement listed below. Please distribute this agreement to the other party and keep a copy for your records if you wish. If you have any questions please feel free to contact our office 847-931-5660 and we will do our best to assist you. Thank you. • Community Development Block Grant Sub-Recipient Agreement with the Community Crisis Center, Inc. JL EPORT TO MAYOR & MEMBERS OF C►TY COUNCIL E LG I N THE CITY IN THE SUBURBS AGENDA ITEM: D MEETING DATE: March 23, 2011 ITEM: 2010-2011 Community Development Block Grant Sub-Recipient Agreement with Community Crisis Center ($36,850) OBJECTIVE: Make federal grant funding available to ensure a network of integrated and effective health and human services for those in need RECOMMENDATION: Approve the execution of a Program Year 2010-2011 Community Development Block Grant Sub-Recipient Agreement with Community Crisis Center in the amount of$36,850 BACKGROUND The Community Crisis Center, located at 37 South Geneva Street, is a not-for-profit organization providing temporary shelter for women who are victims of domestic violence or who are home- less. The facility has the capacity to shelter 40 women and children. The average stay for most women is approximately fourteen days with some women staying up to the maximum time of six weeks. The Community Crisis Center applied for and was approved for a Program Year 2010-2011 Community Development Block Grant (CDBG) allocation. The funding was approved by the city council and incorporated into the 2010 Annual Action Plan. The plan was submitted to the De- partment of Housing and Urban Development (HUD) and approved in May 2010. Under the 2010-2011 program year of the grant, the agency was allocated $36,850. The funds will be used to make interior improvements to the kitchen, dining area, bathrooms, laundry room and the front entrance of the building. The Community Crisis Center has requested and has been awarded CDBG funds in 2001, 2002, 2004, 2005 and 2009. The organization has complied with all the federal requirements of the CDBG Grant Program and the city's sub-recipient agreement for the previous years. The Com- munity Crisis Center has also applied for and is being considered for a 2011-2012 CGBD grant allocation in the amount of$42,850. OPERATIONAL ANALYSIS The Community Crisis Center has been operating from its location at 37 South Geneva Street since 1987. Founded in 1975 by a group of concerned Elgin citizens, the Community Crisis Cen- ter has evolved into a comprehensive non-for-profit social service agency that strives to meet the needs of individuals and families dealing with the trauma associated with domestic vi- olence, sexual assault, homelessness and other life crises. Open 24-hours a day, 7-days a week, the center offers overnight shelter for up to 40 women and children who are homeless or flee- ing an abusive partner; a 24-hour crisis hotline; individual and group counseling; legal, welfare and medical advocacy; financial assistance; partner abuse intervention; information and refer- ral services; an independent living program; and community education. In 2009, the Community Crisis Center's 62 employees provided 43,859 hours of service to 6,849 women, men and children of which 301 women and 288 children spent 10,975 nights in the shelter. Community Crisis Center coordinates its services with its other primary partners in the area in- cluding PADS, Ecker Center for Mental Health, Soup Kettle, Renz Addiction Counseling Center and Greater Elgin Family Care Center. The 2010-2011 CDBG grant allocation is proposed to be used solely to cover costs associated with the interior remodel of the Center. The work will include: • Replacing the damaged ceiling tiles of the front entrance of the building and painting the walls; • Replacing the shelter's kitchen cabinets, repairing drywall and painting; • Removing an unused shelter laundry/bathroom and constructing a mop room; • Replacing damaged flooring and painting the shelter's bathrooms; • Installing an independent heater in the lower sprinkler room; and • Other costs associated with the above activities. The existing building, built in 1891, has undergone many renovations and rehabilitations in its lifetime. The property is located within the Elgin Historic District and the building is a significant structure within the district. INTERESTED PERSONS CONTACTED The Community Crisis Center was consulted during the creation of the sub-recipient agreement. FINANCIAL ANALYSIS The CDBG grant will be used to remodel the interior of the Community Crisis Center thus pro- viding a clean and safe environment for their clients. The overall cost of the project is estimated Ii�� 2 at $36,850. The project will be completed entirely with the funds allocated through the CDBG program. BUDGET IMPACT FUND(S) ACCOUNT(S) PROJECT#(S) AMOUNT AMOUNT BUDGETED AVAILABLE CDBG 230-0000-791.93-36 154651 $36,850 $36,850 LEGAL IMPACT None. ALTERNATIVES The city council may choose not to approve the sub-recipient agreement with community crisis center and reallocate the funds to another project. NEXT STEPS 1. Execute a sub-recipient agreement with Community Crisis Center 2. Monitor the bidding and construction process 3. Process payment as approved by the agreement 4. Complete review and monitoring of Community Crisis Center's clientele file by Decem- ber 2011 to ensure compliance with the national objectives of the program that requires service to low- to moderate-income persons 5. Request and review quarterly reports from the sub-recipient 6. Submit annual reports to HUD on the sub-recipient's activities 7. Prepare sub-recipient files for on-site monitoring by HUD prior to closing out project JIf► JL 3 Originators: Denise Momodu, Associate Planner Sarosh Saher, Senior Planner Marc Mylott, Community Development Director Final Review: Colleen Lavery, Chief Financial Officer William A. Cogley, Corporation Counsel/Chief Development Officer Richard G. Kozal, Assistant City Manager/Chief Operating Officer Approved: r‘��GZ7/u ., Se n R. Stegall, City M ager ATTACHMENTS A: Draft Sub-Recipient Agreement Iil , 4 AGREEMENT BETWEEN THE CITY OF ELGIN AND COMMUNITY CRISIS CENTER This AGREEMENT is entered into as of the - day of ,2011,by and between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter called "GRANTEE" or "CITY") and COMMUNITY CRISIS CENTER, INC., a not-for-profit corporation incorporated pursuant to the laws of the State of Illinois, (hereinafter called "SUB-RECIPIENT") having a principal place of business at 37 South Geneva Street,Elgin,Illinois 60120. RECITALS A. CITY has applied for Community Development Block Grant funds (hereinafter referred to as "CDBG funds") from the United States Department of Housing and Urban Development (hereinafter called "HUD") as provided by the Housing and Community Development Act of 1974,as amended(P.L.93-383)(hereinafter called"ACT"). B. CITY has considered and approved the application of SUB-RECIPIENT for CDBG funds allotted to CITY for distribution to SUB-RECIPIENT. C. The CITY and SUB-RECIPIENT enter into this Agreement pursuant to their respective powers to enter into such Agreements, as those powers are defined in the Illinois Constitution and applicable statutes. II. SCOPE OF THE PROJECT A. SUB-RECIPIENT hereby agrees to perform, in a timely fashion, the activities provided for herein, and those previously defined in the application and project description dated December 16, 2009, submitted by the SUB-RECIPIENT entitled "Community Crisis Center Building Improvements" a copy of which is attached hereto as Exhibit "A" and incorporated herein by this reference (hereinafter referred to as the "PROJECT"). The SUB-RECIPIENT was awarded a grant for Fiscal Year(FY)2010. B. All funding provided to SUB-RECIPIENT shall be used solely for the interior renovation in the building at 37 South Geneva Street, Elgin, Illinois, 60120. About 4,900 low and moderate income individuals will benefit from the Community Crisis Center's program in its 2009-2010 fiscal year The subject building will serve 100% low and moderate income persons as defined by 24 CFR 570.208 (a) (2) (i)(A). Such funding shall be used as defined herein. The work items are listed in the Project Application and attached as part of Exhibit "A". The work shall include the following: 1) replace the damaged ceiling tiles of the front entrance of the building and paint the walls; 2) replace the shelter's kitchen cabinets, repair drywall, and paint; 3) remove an unused shelter laundry/bathroom and construct a mop room;4)replace damaged floor and paint shelter's bathrooms; 5) install an independent heater in the lower sprinkler room; and, 6) other costs associated with the above activities as are consistent with the scope and intent of the PROJECT and that are pre-approved by the CITY staff. 1 • C. The SUB-RECIPIENT shall comply with administrative and procurement requirements as applied to the Community Development Block Grant Program in accordance with 24 CFR 85: 1. The Bid Specifications shall include all specifications and pertinent attachments and shall define the items or services in order for the bidder to properly respond. 2. The SUB-RECIPIENT shall submit the Bid Specifications and plans to the City's Community Development Department for staff's approval prior to advertising in a newspaper and the Dodge Construction News. 3. The SUB-RECIPIENT shall include in the invitation for bids, the statement "Minorities and women contractors are encouraged to submit bids." The SUB- RECIPIENT shall purchase a 1" x 3" space in the Dodge Construction News Classified Section specifically inviting Minority Business Entity/Women Business Entity(MBE/WBE)firms to submit bids. 4. All bids will be publicly opened at the time and place prescribed in the invitation for bids. 5. The SUB-RECIPIENT shall provide the City's Community Development Department with a copy of the classified advertisement and the results from the bid opening. 6. The contract award will be awarded, in writing, to the lowest responsive and responsible bidder. Any or all bids may be rejected, if there are sound documented reasons. D. The SUB-RECIPIENT shall comply with the Federal Labor Standards and Prevailing Wage Rates as applied to the Community Development Block Grant Program in accordance with Title 29 of the Code of Federal Regulations,Part 5: 1. After the start of the described work, the SUB-RECIPIENT shall provide to the City's Community Development Department staff, weekly reports of the contractor and/or subcontractors at the job site. The SUB-RECIPIENT shall conduct employee interviews of the contractor and/or subcontractors at the job site. 2. Originals of all documents required for compliance with the Federal Labor Standards shall be supplied to the City's Community Development Department. 3. SUB-RECIPIENT shall erect a sign in a prominent place at the job site crediting the City of Elgin and HUD for funding of the PROJECT by including the following statement: "Funding for the Project has been provided, in part,by the City of Elgin from the U.S. Department of Housing and Urban Development's Community Development Block Grant Program." 2 E. The SUB-RECIPIENT shall provide a Progress Report to the CITY each month, reporting on the status of the PROJECT in relation to the project target dates. The monthly progress reports shall begin upon the signing of the Agreement and shall continue until the completion of the project. Monthly progress reports, due on the 10th day of the following month, for the previous month's activities, shall be submitted until the expiration of this agreement or until directed to discontinue such reports in writing by CITY. F. Request for Payment 1. The SUB-RECIPIENT shall provide the City's Community Development Department, prior to the start of construction, with an itemized list of all estimated expenditures. This list (on a State of Illinois Engineer's Pay Estimate form BLR-283 or equivalent) shall show expected quantities and unit prices for each item. 2. Request for payment shall be submitted on a timely basis. Each request for payment sent to the CITY shall be accompanied by said payment estimate form signed by the SUB-RECIPIENT'S authorized representative and showing the work completed. Changes to items on the pay estimate form must be authorized, in writing,by the SUB-RECIPIENT (on a State of Illinois Request for Approval of Change in Plans Form BLR-228 or equivalent), and a copy of such authorization shall be submitted to the City's Community Development Department before payment pursuant to such changes is made. G. The SUB-RECIPIENT shall provide a Progress Report to the City's Community Development Department each month, reporting on the status of the PROJECT in relation to the Implementation Schedule. The progress reports shall begin upon the signing of the Agreement and shall continue until the PROJECT is closed out. The SUB- RECIPIENT shall use a form provided by the Community Development Department and shall include all required information about the number of clients served each month (by race,income,and the number of female headed households). H. Prior to the expenditure of CDBG funds,the SUB-RECIPIENT shall meet with the City's Community Development Department staff to establish acceptable documentation and guidelines regarding requests for payment for the activities described in the Scope of Work. No payment of CDBG funds will be made by City without the required documentation. SUB-RECIPIENT shall record and report monthly to the CITY all program income (as defined in 24 CFR 570.500(a)) generated by activities carried out with CDBG funds made available under this Agreement. Any such program income shall be returned to the CITY. Written request for an exception to this section must be made in writing to the CITY's Community Development Department. Such request shall describe why the SUB-RECIPIENT needs the income, the specific activities the SUB-RECIPIENT will undertake with the funds, and how the SUB-RECIPIENT will report income and expenditures to the CITY. A written response to the request will be provided to the SUB- RECIPIENT from the CITY. The use of any program income by the SUB-RECIPIENT shall comply with the requirements set forth at 24 CFR 570.504. By way of further limitations, to the extent any such income is used during the Agreement period for 3 activities permitted under the Agreement, SUB-RECIPIENT shall reduce requests for additional funds by the amount of any such program income balances on hand. All unexpended program income shall be returned to the CITY at the end of the Agreement period. Any interest earned on cash advances from the U.S. Treasury and from funds held in a revolving fund account is not program income and shall be remitted promptly to the CITY. III. AMOUNT AND TERMS OF GRANT A. The CITY shall distribute to SUB-RECIPIENT, as SUB-RECIPIENT'S portion of the total grant received by the CITY and in consideration of SUB-RECIPIENT'S undertaking to perform the PROJECT,a maximum of$36,850(hereinafter"Grant Funds"),to be paid in the manner set forth herein at Section VII. B. This PROJECT shall be identified by the following project and account numbers: Project No. 154651 and Account No. 230-0000-791.93-36 in the amount of $36,850, which identifying numbers shall be used by SUB-RECIPIENT on all payment requests. C. In the event the services identified in Section II, Scope of the Project of this Agreement or other eligible services for low and moderate income individuals and households are no longer provided at the Community Crisis Center, 37 South Geneva Street, Elgin, due to actions by the SUB-RECIPIENT, the SUB-RECIPIENT shall reimburse the U.S. Department of Housing and Urban Development or the CITY for renovation activities undertaken in whole or in part with CDBG funds at a rate of 6.7% for each year and portion of each year remaining on the ten-year useful life of the Facility improvements. The ten-year compliance period shall begin on the commencement date of this Agreement. This provision shall not be construed as limiting the CITY from asserting any claims against the Community Crisis Center for the breach of any other terms of this Agreement. D. Upon project completion as specified in Section II, Scope of the Project, any remaining CDBG project funds shall be available for reallocation by the CITY to another eligible CDBG project. If SUB-RECIPIENT materially fails to comply with any term of this award, the SUB-RECIPIENT shall repay to the CITY all funds used for ineligible activities. E. A minimum of 51% of the persons served on an annual basis shall be at or below 80% of the Median Family Income in order for the SUB-RECIPIENT to maintain eligibility for the CDBG funds provided for herein. Said income levels shall be updated and revised annually to conform to levels set by the U. S. Department of Housing and Urban Development. Failure to meet the aforementioned minimum 51% threshold shall require SUB-RECIPIENT to reimburse CITY for funds expended, in whole or in part, for renovation activities. F. Changes in the scope of services, budget, or method of compensation contained in this Agreement, unless otherwise noted, may only be made through a written amendment to this Agreement,executed by the SUB-RECIPIENT and CITY. 4 IV. SUB-RECIPIENT'S COMPLIANCE WITH THE ACT A. CITY shall assist SUB-RECIPIENT'S making application for CDBG funds. B. SUB-RECIPIENT shall abide by the Act,and all HUD rules and regulations promulgated to implement the Act. C. SUB-RECIPIENT shall, upon request of CITY, (1) assist in the completion of an environmental review and (2) complete certifications showing equal employment opportunity compliance including equal employment opportunity certification with reference to the PROJECT, as set forth in Exhibit "C" attached hereto and made a part hereof. D. SUB-RECIPIENT,in performing under this Agreement,shall: 1. Not discriminate against any worker, employee, or applicant, or any member of the public, because of race, creed, color, sex, age or national origin, nor otherwise commit an unfair employment practice; and 2. Take affirmative action to insure that applicants are employed without regard to race, creed, color, sex, age or national origin, with such affirmative action in- cluding, but not limited to the following: Employment, upgrading, demotion or transfer, termination, recruitment or recruitment advertising, layoff or termination, rates of pay or other forms of compensation, selection for training, including apprenticeship. E. SUB-RECIPIENT shall permit CITY and the Department of Housing and Urban Development to conduct on-site reviews, examine personnel and employment records and to conduct any other procedures or practices to assure compliance with the provisions of this agreement. SUB-RECIPIENT agrees to post in conspicuous places available to employees and applicants for employment notices setting forth the provisions of this non- discriminatory clause. F. SUB-RECIPIENT shall comply with all laws and state and federal rules and regulations, including but not limited to those regarding a direct or indirect illegal interest on the part of any employee or elected official of the SUB-RECIPIENT in the PROJECT or payments made pursuant to this Agreement. G. SUB-RECIPIENT hereby warrants and represents that neither the PROJECT, including but not limited to any funds provided pursuant thereto,nor any personnel employed in the administration of the program shall be in any way or to any extent engaged in the conduct of political activities in contravention of Chapter 15 of Title 5, United States Code, referred to as the Hatch Act. H. SUB-RECIPIENT shall maintain records to show actual time devoted and costs incurred, in relation to the PROJECT, and shall prepare and submit monthly progress reports which describe the work already performed and anticipated during the remaining time of the PROJECT. Upon fifteen (15) days notice from the CITY, originals or certified copies of 5 all time sheets,billings, and other documentation used in the preparation of said progress reports shall be made available for inspection, copying, or auditing by the CITY at any time during normal business hours,at 150 Dexter Court,Elgin, Illinois. I. SUB-RECIPIENT shall adopt the audit requirements of the Office of Management and Budget (hereinafter "OMB") Circular A-133, "Audits of Institutions of Higher Learning and Other Non-Profit Institutions." SUB-RECIPIENT shall submit to the CITY one copy of said audit report. SUB-RECIPIENT shall permit the authorized representatives of the CITY, HUD and the Comptroller General of the United States to inspect and audit all data and reports of the SUB-RECIPIENT relating to its performance under the Agreement. J. SUB-RECIPIENT and CITY shall at all times observe and comply with Title 24 CFR Part 570 and all applicable laws, ordinances or regulations of the Federal, State, County, and local government, which may in any manner affect the performance of this Agreement. K. SUB-RECIPIENT shall transfer to the CITY any unused CDBG funds and submit all billings attributable to this Project at the time this Agreement expires. L. SUB-RECIPIENT will ensure that any real property under the SUB-RECIPIENT'S control that was acquired and/or improved in whole or in part with CDBG funds is used to meet the benefit of low and moderate income persons as defined by HUD, for a period of 10 years after the commencement of this Agreement. M. If during the 10 year period after the commencement of this Agreement, the SUB- RECIPIENT disposes of any property under the SUB-RECIPIENT'S control that was acquired and/or improved in whole or in part with CDBG funds, then the SUB- RECIPIENT will reimburse the CITY in the amount of the current fair market value of the property less any portion of the value attributable to expenditures of non-CDBG funds for acquisition of, or improvement to, the property in accordance with 24 CFR 570.503(b)(8)and 24 CFR 570.505. V. RIGHTS TO SUBCONTRACT A. SUB-RECIPIENT is herewith granted authority to subcontract all or any portion of the PROJECT to such engineers, architects, independent land use consultants, professional land planner, construction contractors or other entities as SUB-RECIPIENT shall deem appropriate or necessary and upon such terms as may be acceptable to SUB-RECIPIENT. B. Administration of any subcontracts by the SUB-RECIPIENT shall be in conformance with 24 CFR Part 570.200(d)(2) and Part 85.36. VI. SUB-RECIPIENT'S AUTHORIZATION TO ACCEPT PROPOSALS A. After the CITY has received notification that funds for the PROJECT have been released by HUD, the SUB-RECIPIENT shall be authorized to accept the proposal of any 6 subcontractor for the PROJECT. VII. BILLING PROCEDURE A. Upon release of Grant Funds by HUD for the PROJECT, the CITY shall make disbursements to the SUB-RECIPIENT as either reimbursement for advances made by SUB-RECIPIENT or as advances for specific cash requirements of SUB-RECIPIENT for the PROJECT. All claims of SUB-RECIPIENT, whether for reimbursement or advancement, shall comply with the following requirements: 1. SUB-RECIPIENT shall submit a listing of all disbursements of CDBG funds, on a form provided by the CITY; 2. Any claim for advancement of CDBG funds shall be limited to an amount necessary for SUB-RECIPIENT to meet specific cash requirements for the PROJECT and shall be disbursed by SUB-RECIPIENT within three (3) working days of receipt by SUB-RECIPIENT; 3. Any request for reimbursement or advancement pertaining to work under contracts from the SUB-RECIPIENT shall include the following: a. For interim payments to contractors and subcontractors, certification that the work for which payment is requested has been performed and is in place and to the best of SUB-RECIPIENT'S knowledge, information and belief that, the quality of such work is in accordance with the contract and subcontracts, subject to: (i) any evaluation of such work as a functioning PROJECT upon substantial completion; (ii) the results of any subsequent tests permitted by the subcontract; and(iii)any defects or deficiencies not readily apparent upon inspection of the work; and b. For final payment, certification that the work has been performed in a satisfactory manner and in conformance with the contract. 4. Processing of all requests for payment shall be contingent upon the submission of the required documentation by the contractor and subcontractor to the CITY that fully complies with federal labor standards, uniform relocation act or any other applicable federal,state,or local statutes,rules or regulations. 5. SUB-RECIPIENT shall forward to CITY all billings, vouchers, and other documents representing any accounts payable, in such timely and reasonable manner as both parties shall determine; provided, however, that in no event shall such documents be forwarded to CITY later than twenty-one (21) days after SUB-RECIPIENT'S receipt of such documents. 6. SUB-RECIPIENT shall cooperate with the CITY to facilitate the maintenance of financial records by the CITY as required by Title 24 CFR 85. B. Upon submission of an acceptable claim for Grant Funds, CITY shall process such claim 7 and shall approve such claim for payment following approval by the City's Community Development Department, for compliance with this Agreement and applicable HUD requirements. C. Except as provided for in Section IX and X herein,CITY shall pay all required payments against eligible project costs, as described in Section II.B,incurred by SUB-RECIPIENT under this Agreement. VIII. ADMINISTRATION AND REPORTING REQUIREMENTS A. SUB-RECIPIENT shall administer the Grant Funds in conformance with the regulations, policies, guidelines and requirements of OMB Circular numbers A-110, A-122, and A- 133,as they relate to the acceptance and use of federal funds for the PROJECT. B. SUB-RECIPIENT shall submit all required information to show compliance with applicable laws,rules and regulations, as specified in this Agreement and shall submit to CITY a monthly progress report no later than the tenth day of the month following the activity being reported. SUB-RECIPIENT shall comply with all reporting and other requirements as specified in Exhibit "B" attached hereto and made a part of this Agreement. C. Relocation of Tenants SUB-RECIPIENT shall comply with the requirement under the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970. SUB-RECIPIENT shall maintain a separate relocation file for each displaced person/business for at least three years after the project has been completed or the person/business has received final relocation payments, whichever is later. Relocation costs must be paid to any tenant (residential or nonresidential) who occupies any building being acquired and is forced to move without cause. Waiver of rights to relocation costs can only be done by a single family homeowner. D. Management Plan and Operating Budget of the Facility SUB-RECIPIENT shall maintain, and keep current, a management plan and operating budget stating policies governing the operation of the facility and shall keep this plan and budget on file with the CITY. IX. TERMINATION OF AGREEMENT OR SUSPENSION OF PAYMENT A. During the implementation of the PROJECT, CITY may terminate this Agreement or may suspend payment of Grant Funds to SUB-RECIPIENT for SUB-RECIPIENT'S substantial breach of the Agreement, abandonment of the PROJECT or occurrence rendering impossible the performance by SUB-RECIPIENT of this Agreement. B. During the implementation of the PROJECT, the CITY may suspend payments of Grant Funds, due to use of funds in a manner unrelated to or in breach of this agreement relative 8 to, SUB-RECIPIENT'S performing the PROJECT, failure by SUB-RECIPIENT in submitting supporting information or documentation for a claim, submission by SUB- RECIPIENT of incorrect or incomplete reports, or SUB-RECIPIENT'S suspension of its pursuit of the PROJECT. C. In the event CITY elects to terminate this Agreement or to suspend payments, for any reason stated herein above in paragraph A and B of this Section IX, it shall notify the SUB-RECIPIENT,in writing,of such action, specifying the particular deficiency,at least five (5) working days in advance of any such action and establishing a time and a place for the SUB-RECIPIENT to refute the alleged deficiency at a time prior to CITY'S taking such action. After allowing the SUB-RECIPIENT the opportunity to refute or correct the alleged deficiency, if the alleged deficiency continues to exist, in the opinion of the CITY, the CITY may withhold payment of the Grant Funds until such time as the violation or breach is remedied. No action taken or withheld by the CITY under this paragraph shall relieve the SUB-RECIPIENT of its liability to the CITY for any funds expended in violation of any of the terms of this Agreement. D. SUB-RECIPIENT shall transfer to the CITY any unused CDBG funds and submit all billings attributable to this Project at the time this Agreement terminates or is suspended. X. REMEDIES A. To the fullest extent permitted by law, SUB-RECIPIENT agrees to and shall indemnify, defend and hold harmless the CITY, its officers, employees, boards and commissions from and against any and all claims, suits,judgments, costs, attorneys fees, damages or any and all other relief or liability arising out of or resulting from or through, or alleged to arise out of, any breach of this agreement; misuse or misapplication of funds derived pursuant to this agreement by SUB-RECIPIENT; violation of any statutes, rules and regulations, directly or indirectly, by SUB-RECIPIENT and/or any of its agents or representatives; or any negligent acts or omissions of SUB-RECIPIENT or of SUB- RECIPIENT'S officers, employees, agents or subcontractors. In the event of any action against the CITY, its officers, employees, agents, boards or commissions covered by the foregoing duty to indemnify, defend and hold harmless, such action shall be defended by legal counsel of CITY'S choosing. The provisions of this paragraph shall survive any termination and/or expiration of this agreement. B. In the event of loss of approved Grant Funds for the PROJECT as a result of any violation or breach of this Agreement by the CITY, misuse or misapplication of funds received from HUD unrelated to the PROJECT, or any violation of the statutes,rules and regulations of HUD, directly or indirectly, by CITY and/or any of its agents or representatives, CITY'S liability to SUB-RECIPIENT shall be limited to any funds which have previously been provided to sub-recipient pursuant to this Agreement. SUB- RECIPIENT hereby waives and releases CITY from any and all other liability pursuant to any such breach,misuse,misapplication or violation of statutes,rules or regulations. C. In the event HUD, or any other federal agency,makes any claim which would give rise to invoking the remedy provisions, as set forth in paragraph A or B of this Section X, then the CITY or SUB-RECIPIENT shall immediately notify the other party, in writing, 9 providing the full details of the alleged violation. To the extent that any such matter is not subject to exclusive federal jurisdiction, venue for the resolution of any disputes or the enforcement of any rights arising out of or in connection with this Agreement between the CITY and SUB-RECIPIENT shall be in the Circuit Court of Kane County, Illinois. D. In addition to any remedies available to the CITY, if CITY has lost or been prevented from receiving any federal funds, other than the Grant Funds, as a result of any alleged violation of law or other breach of this Agreement by SUB-RECIPIENT, or if SUB- RECIPIENT fails to comply with any term of this award or Agreement, the SUB- RECIPIENT shall repay, upon demand by the CITY, such amount of Grant Funds previously disbursed or allegedly due to the SUB-RECIPIENT. XI. TIMELINESS A. Time is of the essence of this agreement. SUB-RECIPIENT shall meet the schedule deadlines listed below. Any milestone which the SUB-RECIPIENT does not achieve within two months of the date listed will result in the SUB-RECIPIENT submitting a revised implementation schedule for approval by the City's Community Development staff. Failure to achieve these deadlines may result in the loss or reduction of grant funds at CITY's discretion. Target Dates Date 1. Prepare Bid Specification May 2011 2. Bids Solicited June 2011 3. Select Contractor July 2011 4. Reconstruction Begins August 2011 5. Reconstruction Completed November 2011 B. SUB-RECIPIENT. Shall complete the PROJECT within twelve (12) months from the date of this Agreement. However, in the event of any alterations or additions or of circumstances beyond the control of SUB-RECIPIENT, which in the opinion of the Community Development Director will require additional time for completion of said expenditures, then in that case, the time of completion shall be extended by the Community Development Director by a period of time not to exceed six (6)months. C. If SUB-RECIPIENT is delayed in the completion of the PROJECT by any cause legitimately beyond its control, as determined by the CITY, such that it cannot complete the PROJECT within eighteen (18) months of the date of this Agreement, it shall immediately give written notice to the CITY of the anticipated delay, the reasons therefore and request an extension of time for completion of the PROJECT. CITY's Community Development Director shall consider any such request and shall make a recommendation to CITY's City Council as to whether in his sole discretion he considers 10 such an extension to be reasonable and necessary, under the totality of circumstances to be required for completion of the PROJECT due to the particular circumstances. The CITY's City Council shall act upon the extension request and recommendation of the Community Development Director and notify the SUB-RECIPIENT whether the time extension is granted or denied, and the CITY's intention to exercise the remedies available herein, including but not limited to suspension of further payments. A revised implementation schedule shall be submitted by SUB-RECIPIENT if an extension is granted by the CITY. XII. MISCELLANEOUS PROVISIONS A. AMENDMENTS - This Agreement constitutes the entire Agreement between the parties hereto. There are no other agreements, either oral or implied,between the parties hereto regarding the subject matter hereof. Any proposed change in this Agreement shall be submitted to the other party for prior approval. No modifications, additions,deletions,or the like, to this Agreement shall be effective unless and until such changes are executed, in writing,by the authorized officers of each party. B. SUBJECT TO FINANCIAL ASSISTANCE AGREEMENT - This Agreement is made subject to financial assistance agreements between the CITY and the United States Department of Housing and Urban Development, with the rights and remedies of the parties hereto being in accordance with any such agreements. C. ASSIGNMENT - except as provided in Section VI hereof, SUB-RECIPIENT shall not assign this Agreement or any part thereof and SUB-RECIPIENT shall not transfer or assign any Grant Funds or claims due or to become due hereunder, without the written approval of the CITY having first been obtained. D. ATTORNEY'S OPINION - If requested, SUB-RECIPIENT shall provide an opinion of its attorney, in a form reasonably satisfactory to the CITY, that all steps necessary to adopt this Agreement, in a manner binding upon SUB-RECIPIENT, have been taken by SUB-RECIPIENT, and that SUB-RECIPIENT is in compliance with applicable local, state and federal statues, rules and regulations for the purpose of complying with this Agreement. E. HEADINGS -The section headings of this Agreement are for convenience and reference only and in no way define, limit, or describe the scope or intent of this Agreement, and should be ignored in construing or interpreting this Agreement. F. The terms of this Agreement shall be severable. In the event any of the terms or provisions of this Agreement are deemed to be void or otherwise unenforceable for any reason,the remainder of this Agreement shall remain in full force and effect. G. This Agreement shall not be construed to create a joint venture, partnership, employment or other agency relationship between the parties hereto. H. Venue for the resolution of any disputes or the enforcement of any rights between the parties hereto arising out of or in connection with the terms and provisions of this 11 IN WITNESS WHEREOF,the parties hereto have executed this Agreement on the dates recited below. CITY OF ELGIN,an Illinois Municipal Corporation BY: Sean R. Stegall City Manager DATE: ATTEST: Diane Robertson City Clerk SUB-RECIPIENT: Community Crisis Center 37 South Geneva Street,Elgin, Illinois 60120 BY: Gretchen S.Vapnar Executive Director DATE: ATTEST: 13 EXHIBIT A SUB-RECIPIENT'S CDBG APPLICATION 14 1 CITY OF ELGIN CDBG PROGRAM PROJECT APPLICATION (6,O 2010-2011 PROGRAM YEAR By Jet? �9 Date of Submittal: 12/16/09 Project Name: Community Crisis Center Building Improvements Project Address: 37 S Geneva Street City: Elgin State:IL Zip Code: 60120 Census Tract,Block Group: 8512 Submitting Agency/Organization: Community Crisis Center,Inc. Contact Person: Name: Lisa S. Sampson Address: 37 S Geneva Street City: Elgin State: IL Zip Code: 60120 Telephone: 847-742-4088 x 130 Fax: 847-742-4182 E-mail:lsampson@crisiscenter.org Amount of CDBG Funding Request: S36,850 1 PROJECT APPLICATION (continued) 1. PROJECT SCOPE AND PURPOSE: Provide a detailed written statement that describes the scope of the proposed project, how CDBG funds will be spent, the need for this project, and the anticipated benefits resulting from this project. STATEMENT OF PURPOSE:Provide below or attach a detailed written statement that describes the scope of the proposed project, the need for the project and the anticipated benefits resulting from this project. The Community Crisis Center is requesting funding for the following improvements: • Facility Entrance:replace damaged ceiling tiles and paint all walls • Shelter Kitchen:replace lower cabinets,paint, and drywall repair • Shelter Laundry/Bathroom: remove an unused shower and replace with a much needed mop basin, drywall repair and paint • Shelter Dining Room:minor tile floor repair • 2'4 Floor Shelter Bathrooms:replace flooring and paint • Lower Level Sprinkler Room: install an independent heater to protect the sprinkler system and water main during the frigid winter months The front entrance and shelter portions of our building get the most use and require repair and replacement in order to provide a clean and safe environment for all. It has been recommended that a heating device be installed in the Sprinkler Room to avoid any damage to sensitive pipes during extreme cold weather. Please be advised that our agency is located within the Elgin Historic District and must abide by Illinois Historic Preservation Agency guidelines for all exterior work. The Crisis Center has completed many renovation/rehabilitation projects on this building and has a good working relationship with IHPA. Since 1987 the Crisis Center has resided in this grand building that is located in Elgin's first historic -district just east of downtown. In the application for National Register of Historic Places the Franklin School was listed as a building of significance, "the massive construction and detailing of this school reflects Romanesque Revival influence with Palladian windows". The project benefits our clients, most of who are at the low and moderate-income level, by maintaining the facility that provides a multitude of services for them. Open 24 - hours a day, services include a shelter for 40 women and children who are homeless or fleeing an abusive partner; 24-hour crisis hotline; individual and group counseling; legal, welfare and medical advocacy; financial assistance;partner abuse intervention; information & referral for other services; independent living program; and community education. Conceived and organized by a group of concerned Elgin citizens in 1975 the Community Crisis Center has evolved into a comprehensive non-profit, social service agency that strives to meet the needs of individuals and families dealing with the trauma of domestic violence, sexual assault, homelessness and other life crises. In FY '09 our 62 employees provided 43,859 hours of service to 6,849 women,men and children; 301 women and 288 children spent 10,975 nights in our shelter. On a daily basis the building 2 accommodates 40 shelter residents, 45 employees and welcomes on average 70 walk-in clients. and visitors. 2. PERFORMANCE MEASUREMENT: Provide a list of project goals and objectives. Explain how the achievement of goals and objectives will be measured or quantified. This capital project does not lend itself to performance measurement other than to make sure that the project is started and finished in a timely manner and is done properly. The project objective is to maintain an efficient, safe facility for staff, clients and guests while preserving a building of historic significance. We can measure the success by keeping to the implementation schedule and finishing on time. Records will be kept of all work done. 3. NATIONAL OBJECTIVE: Identify the National Objective that is met to qualify the project for CDBG funding. Please refer to the list of objectives in Section 2.3.1:National Objectives of this document. The Community Crisis Center project qualifies for CDBG funding under Section 2.3.1.1: 1. Benefit low and moderate-income persons. or households as defined by Section 8 household income guidelines. 4. ELIGIBLE ACTIVITY: Identify the eligible activity that qualifies the project for CDBG funding. Please refer to the list of activities in Section 2.3.2:Eligible Activities of this document. The Community Crisis Center project qualifies for CDBG funding under Section 2.3.2.1a,c and 2: 1. Rehabilitation and Preservation Activities. a. Residential, commercial and industrial building rehabilitation.Assistance for publicly or privately owned residential properties, low-income public housing, commercial or industrial buildings (if privately owned, funding is limited to the exterior and the correction of municipal code violations), nonprofit-owned nonresidential buildings and manufactured housing. c. Historic Preservation. Rehabilitation, preservation or restoration of historic properties whether publicly or privately owned. 2, Public Facilities and Improvements. Acquisition, construction,reconstruction, rehabilitation or installation of public facilities and improvements (including design features and improvements that promote energy efficiency and enhance the aesthetic quality of public facilities) carried out by public or private nonprofit entities. Buildings for the general conduct of government cannot be assisted with CDBG funds except for the removal of architectural barriers. 5. LOW &MODERATE LNCOME BENEFIT STATEMENT: Explain how the proposed project benefits low and moderate-income persons, households or neighborhoods. Quantify the population benefiting from the proposed project. Describe the method used to calculate the benefit. 3 The Community Crisis Center meets the needs of individuals in imminent danger or crisis who have limited or inadequate financial resources. Because the facility is open to the public 24-hours a day it is - l the responsibility of the Crisis Center to maintain a building that is safe, accessible, efficient and • welcoming to clients, guests and employees; funding the requested projects will assist us in accomplishing the previously listed responsibilities. Services include 24-hour crisis telephone hotline; emergency shelter for 40 women and children; individual and group counseling; legal, welfare and medical advocacy; transitional living program; financial assistance; information and referral for other services; emergency food; and community education. Population benefiting from proposed project: •Number•of persons or households expected to benefit from the project.4,900 individuals -Number of low/moderate income persons/households expected to benefit from the project. 100% 6. DOCUMENTATION AND REPORTING: • During the course of this project,you are required by federal regulations to provide monthly or quarterly reports on the clientele benefiting from this project. Describe the method you will use to collect and maintain the following information on the clientele you serve: • Number of persons/households • Number of low and moderate income persons/households • Household size and household income • Race/ethnicity of clientele • Number of female-headed households The Community Crisis Center is required by a majority of funders to collect and record statistics in regard to services provided and clientele. Information is processed daily and the database can be manipulated to extract the above requested information. The Crisis Center will submit the information monthly or quarterly in a one-page format with all required information; statistics will reflect an unduplicated accounting of clients. 4 f PROJECT APPLICATION (continued) 3. PROJECT COST ESTIMATE: Provide cost information in the table below and/or attach additional cost estimate summaries. Project Components Estimated Cost A.Entrance ceiling tiles/paint $5,500 B.Kitchen/Dining cabinets/paint, floor $6,250 C.Laundry room/bathroom $8,600 D.Bathroom floor/paint $8,500 E.Sprinkler Room heater $3,000 F.Architectural Specs $5,000 Total Project Cost $36,850 Total CDBG Funding Request $36,850 Total Contribution From Other Funding Sources $0 8. OTHER PROJECT FUNDING SOURCES AND AMOUNTS: Funding Source Amount of Funding A. B. $ C. $ D. $ E. $ Total Contribution From Other Funding Sources $ 0 5 PROJECT APPLICATION (continued) 9. PROJECT IMPLEMENTATION: List the major tasks that will be accomplished through this project and provide a completion date for each task. Task Completion Date 1. Bid Spec Manual completed June-July 2010 2. Go out to bid August 2010 3. Award contract August 2010 4. Start of project September 2010 5. Project completion November 2010 Total number of months required for project completion: 6 months • • 6 ATTACHMENTS A. Mission Statement of the Organization B. Tax-exempt determination letters from the Federal Internal Revenue Service and the State Franchise Tax Board C. Articles of Incorporation and By-laws D. Board of Directors E. Letter of resolution from the Board of Directors authorizing the submission of the proposed project(s). F. OIganizational chart G. Resume of the Chief Program Administrator and Chief Fiscal Officer H. Recent financial statement and audit report i - • Attachment A B Community CRISIS CENTER_ hope George Van De Voorde Place PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis Line: 847-697-2380 Fax 847-742-4182 TTY:847-742-4057 www.crisiscenter.org Mission Statement: We provide Safety, Hope,Advocacy, Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. - • • • COMMUNITY CRISIS CENTER,INC MISSION: We provide Safety,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. A-irlIc ,u-,l T Internal Revenue Service Department of the Treasury Date: March 30, 2007 P. O. Box 2508 Cincinnati, OH 45201 COMMUNITY CRISIS CENTER INC Person to Contact: Ms K Griffith 37-087Q5 PO BOX 1390 ELGIN IL 60121 • Customer Service Representative Toll Free Telephone Number: 877-829-5500 Federal Identification Number: 36-2855797 Dear Sir or Madam: This is in response to your request of.March 30, 2007, regarding your ongan tax- exempt status. �a8on's• Iri June 1976 we issued a determination letter that recognized your from federal'income tax. Our records indicate that your organization is tionorganization as exempt currently -under section 501(0)(3)of the Internal Revenue Code: exempt • Our records indicate-that your organization is also classified as a public ch • sections 509(a)(1) and 170(b)(1�(A)(vi)of the Internal Revenue Code. ant}'under • Otir records indicate that coritribittions to your organization are deductible.under • 170 of the Code, and that you are qualified to receive:tax•deductible bequests, ueuest section es transfers or gifts under section 2055,- 2105or 2522 of Internal Revenuedevises, Code. . If you have any gUesfions, please call us at the telephone number shown in thethis letter, heading of • • Sincerely, • • . • kitAtit, ki"j • • Michele M.Sullivan, Oper.Mgr. - Accout.s Management Operations 1 • • / : . : Attachmeiz C • • COMMUNITY CRISIS CENTER,INC. BYLAWS • • ARTICLE I NAME This not-for-profit organization shall be known as the Community Crisis Center,Inc. ARTICLE II PURPOSES . The Community Crisis Center will provide services,shelter,supportive therapy,job and financial counseling and advocacy in order to help individuals and families lead fulfilling - and productive lives ARTICLE III NON-DISCRIMINATION The corporation shall not discriminate against any person for reason of race, gender,age, _ national origin,handicap,religions conviction,marital status,veteran status or sexual preference. ARTICLE IV • OFFICES Section 1." Principal Office The principal office of the corporation shall be in the State of Illinois,County of Kane,and City of Elgin. The corporation may have-other such offices as the board of directors may determine or as the affairs of the corporation may require from time to time. Section 2. Registered Office The corporation shall have and continuously maintain in the State of T inois a registered office and a registered agent whose address is identical to the registered office.The registered office may be,but need not be,identical to the principal office.The address of the registered office may be changed from time to time by the board of directors. ARTICLE V MEMBERSHIP The Community Crisis Center shall have no members. All rights and powers that might be possessed by members shall be vested in the directors of the board. 10/02 1 • • • • ARTICLE VI BOARD OF DIRECTORS Section 1: General Powers • The governance of this corporation shall be vested in the board of directors.The board shall take final action on all major questions of policy and general plans, and shall ultimately be responsible for the administration of the corporation. • Section 2. Duties The duties of the board are to: carry out the goals and objectives of the corporation; evaluate and monitor all programs; develop programs and activities that promote the purpose of the corporation; hire and fire the Executive Director; establish personnel policies; approve an annual budget; monitor finances; ensure adequate resources are available to the corporation; authorize all legal documents;present an annual report at the annual meeting; and promote a positive public image and communicate with appropriate publics. • Section 3. Election,,Tenure,Qualifications The board shall consist of not less than 15 nor more than 20 directors. Directors of the board shall be elected at the annual meeting of the corporation and shall take office immediately. A. One-third of the total directors of the board shall be elected each year to three-year terms. B. The Board Development Committee shall present a candidate for each position at the last regular board meeting prior to the annual meeting.At that time, nominations from the floor will be called. The candidate for each position will be presented at the annual meeting and the President shall call for nominations from the floor. C. Elections shall be by a majority vote of the voting directors present at a meeting at which there is a quorum. D. The directors shall be chosen to represent various constituencies in the community,including community leaders;fmancial supporters; and others who support the mission and goals of the Center. Section 4. Annual Meeting An annual meeting of the corporation shall be held in June at such time and place as the board of directors shall designate.All directors of the board shall receive at least five days notice (but not more than forty days notice) by letter or publication in any newspaper of general circulation in the area of the annual meeting. 10/02 2 • Section 5. Regular Meetings Regular meetings of the board of directors shall be held each month except July and December, at a time to be determined by the President with the approval of the board of directors. Section 6. Executive Session • Executive session may be called by a majority vote of the board of directors.Executive session will be closed to all except the board of directors and the Executive Director of the . corporation,unless the board chooses to invite additional individuals for the purpose of clarifying the issue at hand.Executive session may be called in the case of sensitive personnel matters, matters of either pending or possible litigation,or other such matters • that would be detrimental to the corporation if discussed in an open meeting. Section 7. Special Meetings Special meetings of the board of directors may be called by the President,or any three or more directors of the board. - Section 8. Quorum A.quorum at any regular,special or annual meeting shall be a simple majority of the directors then in office. Section 9. Proxies There shall be no proxies. At any meeting of the board of directors,a director-will vote in person. Section 10. Manner of Acting A quorum shall be required for official board action.An extraordinary majority of three- fourths of all board directors shall be required to approve dissolution of the corporation or to purchase or sell real estate. Section 11. Orientation The retiring and remaining directors of the board along with the Board Development Committee are responsible for orienting newly elected directors as soon as possible following elections.The retiring directors shall turn over all appropriate documents and provide all information as appropriate to the newly elected directors. 10/02 3 • Section 12. Removal • Any board director may be removed by an affirmative vote of two-thirds of the board when in its judgment the best interest of the corporation shall be served thereby.Any director of the board who shall have three consecutive absences from regular board meetings within one fiscal year shall be notified after the third missed meeting and deemed to have resigned after missing•the fourth meeting.Any director proposed to be removed shall be entitled to at least five days notice in writing by mail of the meeting at which such removal is to be voted upon and shall be entitled to appear before and be heard at such • meeting. Section 13. Resignation Any director may resign from the board of directors at any time by giving a written notice to the President or Secretary. Such resignation shall take effect at the time specified • therein; and,unless otherwise specified therein,the acceptance of such resignation shall not be necessary to be effective. Section 14. Employment No director of the board shall become an employee of the Community Crisis Center within 12 months of that director's service on the board. Section 15. Vacancies Vacancies which occur on the board of directors shall be declared at a regular meeting of the board of directors. The Board Development Committee shall nominate a replacement to be elected at a regular meeting of the board of directors. Vacancies shall be filled in a timely manner,not to exceed six months.A director elected to fill a vacancy,shall be elected for the unexpired term of the previous director. Section 15. Inurement No part of the net earnings of the corporation shall inure to the benefit of, or be distributable to directors of the board. Section 16. Compensation Directors of the board shall receive no compensation for their services. Section 17. Conflict of Interest Any director shall disclose to the board any personal interest in any matter pending before the board and shall refrain from voting in any decision on such matter. Annually, a conflict of Interest Statement requiring disclosure of any personal benefit from any matter 10/02 4 pending before the board,shall be signed by directors and kept on file at the Community Crises Center. • Section 18. Informal Action by Directors Any action required to be taken at a.meeting of the board of directors of the corporation may be taken without a formal meeting as long as all directors are polled for their votes on the action by the President or Secretary or all directors consent in writing to such action.A summary of such actions will be duly noted in the minutes of the next meeting of the board • of directors. Section 19. Notice Notice of any special meeting of the board of directors shall be given at least five days previously thereto by written notice to each director at the address shown•by the records of the corporation, or by direct verbal communication to the director. If mailed,such notice shall be deemed to be delivered when deposited in the United States mail in a sealed envelope so addressed,with postage thereon prepaid. If notice is given by email,such notice shall be deemed to be delivered when the email is opened by the recipient. Notice of any special meeting of the board of directors may be waived in writing signed.bythe person or persons entitled to the notice either before or after the time of the meeting. Neither the business to be transacted at, nor the purpose of any special meeting of the board need be specified in the notice or waiver of notice of such meeting,unless specifically required by law or by these bylaws. ARTICLE VII OFFICERS Section 1. Officers The officers of the corporation shall be President,Vice-President,Secretary,Treasurer, and such other offices which may be created by the board. No two offices may be held by the same person. Section 2. Elections,Term, and Qualifications Officers shall be elected at the annual meeting of the corporation and shall take office immediately.Officers of the corporation shall be elected for a term of one year or until their successors are elected and seated. Officers shall be eligible to hold their respective offices for no more than three consecutive terms. In order to qualify for the office of President, a director must have served on the board for at least one year. 10/02 5 • Section 3. Removal Any officer elected by the board of directors may be removed by an affirmative vote of two-thirds of the directors whenever in their judgment the best interests of the corporation would be served thereby.Any officer proposed to be removed shall be entitled to at least five days notice in writing by mail of the meeting of-the board of directors at which such removal is to be voted upon and shall be entitled to appear before and be heard by the board of directors at such meeting.Such removal shall be without prejudice to the contract rights,if any,of the person so removed. Section 4. Vacancies Vacancies which shall occur among the officers of the corporation shall be declared at a regular meeting of the board of directors.The Board Development Committee shall nominate a replacement to be elected at the next regular meeting of the board of directors. The person filling such vacancy shall complete the unexpired term of the former officer. Section 5. President The President shall preside at all meetings of the board of directors and of the Executive Committee. Subject to the direction and mandate of the board,the President shall be in charge of the property and affairs of the corporation; shall see that the resolutions and directives of the board are carried into effect except in those instances in which that general responsibility is assigned to some other person by the board;shall appoint chairpersons of committees; shall serve ex-officio on all committees; shall supervise the Executive Director; and,in general,shall discharge all duties as may be prescribed by the board of directors.Except in those instances in which the authority to execute is expressly delegated to another officer or agent of the corporation, or a different mode of execution is expressly prescribed by the board or these bylaws,the President may execute for the corporation any contracts,deeds, mortgages, bonds, or other instruments which the board has authorized to be executed; the President may accomplish such execution either under or without the seal of the corporation and either individually or with any other officer thereinto authorized by the board,according to the requirements of the form of the instrument. Section 6. Vice President In the absence of the President or in the event of the President's inability to act,the Vice President shall have all the powers of and be subject to all the restrictions upon the President.The Vice President shall chair a standing committee of the board based on the Vice President's skills and interests. The Vice President shall perform such other duties as from time to time may be assigned by the President or by the board of directors. 10/02 6 . Section 7. Treasurer The Treasurer shall be the principal financial officer of the corporation and shall oversee financial transactions.The Treasurer shall see that adequate financial books and records are instituted and maintained for the corporation;shall be responsible for custody of all funds and securities of the corporation;.shall ensure that all payments due by the . corporation are paid; shall ensure that all monies due and payable to the corporation are received,that receipts are given, and that these monies are deposited in the name of the. corporation in such banks or other depositaries as shall be selected by the board of directors; and shall chair on the Finance Committee.The Treasurer shall be responsible for submittal of an annual financial statement and furnish accounting on all financial • matters to the board of directors at its regular meetings.The Treasurer shall perform all other duties incident to the office of Treasurer and such other duties as from time to time may be assigned by the President or by the board of directors.If required by the board of directors,the Treasurer shall give a bond for the faithful discharge of duties in such sum and with such surety as the board of directors shall determine. Section 8. Secretary The Secretary shall keep minutes of the meetings;see that all notices are duly given in accordance with the provisions of these bylaws and as required by law; oversee the corporation's records and the corporate seal and see that the seal is affixed to all official documents; keep a register of the names and addresses of each director;and in general, perform all duties incident to the office of Secretary and such other duties as from time to time may be assigned by the President or board of directors. ARTICLE 'VIII COMMITTEES Section I. Standing Committees The board of directors shall designate and establish standing committees which shall have and exercise the authority of the board in the management of the corporation.The President of the board shall appoint chairpersons of each committee who shall be directors of the board. The committee chairperson may appoint additional members of the committee who need not be directors as long as the majority of committee members are directors. The Executive Committee shall consist of the elected officers of the board of directors. The past President shall serve on the Executive Committee for the year immediately following tenure as President. When the past President does not serve on the Executive Committee,the President shall appoint a member at-large.The President shall serve as chair. The Executive Committee is commissioned by and accountable to the Board of Directors to: manage the affairs of the Community Crisis Center between Board meetings, coordinate the annual planning calendar, and monitor committee activities,thereby, ensuring that the Board fully meets its responsibilities. It shall recommend and periodically 10/02 7 review all policies concerning the coordination of Board activities.It shall meet monthly or as needed, The Board Development Committee is commissioned by and accountable to the Board of Directors to: design a corporate and Board structure that meets organizational needs; ensure that all Board seats are filled by active and resourceful directors; and define policies and procedures for the internal working of the Board; thereby, ensuring that the Community Crisis Center is efficiently and effectively governed.It shall recommend and periodically review the bylaws and all policies concerning the governance of the Community Crisis Center. Program Committees are commissioned by and accountable to the Board of Directors to: establish policies that guide the design and implementation of program activities; evaluate program effectiveness; and guarantee that the programming addresses the needs of the Crisis Center's constituencies; thereby,fulfilling the mission of the organization. It shall recommend and periodically review all policies concerning the programs. There shall be at least two standing program committees, one for the Domestic Violence Program and one for the Sexual Assault Program. The Personnel Committee is commissioned by and accountable to the Board of Directors to: oversee the establishment of a comprehensive personnel management system; guarantee that fair and equitable personnel policies are adopted and practiced; and approve wage • and benefit schedules;thereby,ensuring that the Community Crisis Center is competently and thoroughly managed. It shall recommend and periodically review all policies concerning personnel. The Finance Committee is commissioned by and accountable to the Board of Directors to: safeguard its assets; oversee the judicious discharge of its funds; and ensure prudent investments; thereby,asserting its fiduciary responsibilities and guaranteeing the fiscal solvency of the corporation.It shall recommend and periodically review all policies concerning the finances of the Crisis Center. The Fundraising Committee is commissioned by and accountable to the Board of Directors to: assume primary responsibility in all matters pertaining to fundraising efforts,planned giving and capital campaigns; thereby, solidifying the financial base of the Crisis Center.It shall recommend and periodically review all policies concerning resource development. The Site Committee is commissioned by and accountable to the Board of Directors to: oversee the management maintenance and upkeep of property and equipment; and assure safekeeping of such property and equipment; thereby ensuring that the organization has adequate space and equipment to carry out its programs.It shall recommend and periodically review all policies concerning the property of the Community Crisis Center. 10/02 8 • Section 2. Other Committees • The directors may from time to time create other committees,task forces,advisory or honorary boards at a regular or special meeting of the board of directors.The direction and guidelines of such committees shall be provided by the board of directors. The chairpersons of such committees shall be appointed by the President. Section 3. Advisory Board The Advisory Board of the Community Crisis Center shall function as an advisory body to the Crisis Center board of directors and staff.Its purpose is to provide professional advice and assistance to the Crisis Center.Advisory Board members shall have all rights of the Board Directors except the right to vote and attend executive sessions.Advisory Board members shall advise staff and board on issues that may be presented to them and shall serve on appropriate committees. Guidelines for composition and appointment shall be determined by the board of directors. Section 4. Honorary Board The Honorary Board of the Community Crisis Center shall function as a collection of prominent individuals who are interested in lending their support to the Crisis Center. Support may be in the form of lending their name to solicit financial,human:or physical resources. Guidelines for composition and appointment shall be determined by the board of directors. Section 5. Removal Any chairperson or member of a committee may be removed by a.majority vote of the board of directors whenever in its judgment the best interests of the corporation would be served thereby. Section 6. Quorum Unless otherwise provided in the resolution of the board of directors designating a committee, a majority of a committee shall constitute a quorum. Section 7. RuIes Each committee may adopt rules for its own governance not inconsistent with these bylaws or with rules adopted by the board of directors. Section 8. Vacancies Vacancies in the membership of any committee may be filled by appointments made in the same manner as provided in the case of the original appointments. 10/02 9 Section 9. Prohibitions No committee shall have the authority to: • - a. amend or repeal the bylaws; b. elect,appoint or remove any director or officer of the corporation; c. amend the Articles of Incorporation; d. adopt a plan of merger or consolidation; e. authorize sale, lease, exchange or mortgage of all or substantially all of the property of the corporation; f. authorize dissolution; g. adopt plans for distribution of the assets; or h. amend; alter or repeal any resolution of the board of directors. ARTICLE IX STAFF Section 1. Executive Director The board of directors shall hire an Executive Director who shall be the responsible executive and administrative head of the Center and have general supervision and charge of its works subject to policies as determined by the board of directors.The Executive Director shall administer the activities of the Community Crisis Center under the general direction of the board of directors and shall be responsible to the board. The Executive Director shall be responsible for the execution and administration of policy approved by the board of directors and recommend changes in policy to the board. The Executive Director shall attend and may participate in discussion at all meetings of the board of directors and committees, except when matters concerning employment are under consideration or other sensitive issues which the board or a committee needs to evaluate independently.The Executive Director or a designated staff member shall provide support and assistance to standing committees. The Executive Director shall make a written monthly report to the board and shall keep its directors informed concerning the affairs and activities of the Community Crisis Center and any special problems encountered in the administration thereof. As head of staff, the Executive Director shall be responsible for the supervision,direction and evaluation of the staff and for the implementation of approved personnel policies. Section 2. Other Staff Members of the staff, under the leadership of the Executive Director, shall be responsible for carrying out the objectives of the Center through the specific functions assigned to them by the Executive Director in accordance with approved personnel policies and job descriptions. 10/02 10 ARTICLE X • BUSINESS ADMINISTRATION Section 1.Contracts The board of directors may authorize any officer, agents of the corporation in addition to the officers so authorized by these bylaws to enter into any contract or execute and deliver any instruments in the name of and on behalf of,the corporation and such authority may be general or confined to specific instances. Section 2. Payments All checks, drafts or orders for payment of money,notes or other evidences of indebtedness issued in the name of the corporation,shall be signed by such officer or officers,agent or agents of the corporation as stated in the bylaws and/or in such manner as shall from time to time be determined by resolution of the board of directors. In the absence of such determination by the board of directors,such instruments shall be_signed by the President and counter-signed by the Treasurer of the board of directors. Section 3.Deposits All-funds of the corporation shall be deposited to the credit of the corporation in such banks,trust companies or other depositaries as the board of directors may select. Section 4. Funds The board of directors may accept on behalf of the corporation any contribution, gift, bequest or devise for the general purpose or for any special purpose of the organization. Section 5. Special Powers • In order to acquire funds for the purposes of the corporation,the directors shall have the power to: a. hold or sponsor fundraising events; b. solicit donations; c. borrow funds and give evidence of indebtedness; d. prepare and submit grant proposals; and e. hire consultants to advise the board on matters relating to the corporation's organization, administration and activities. Section 6. Audit An annual audit shall be conducted by an independent certified public accountant. 10/02 1 1 ARTICLE XI BOOKS AND RECORDS The corporation shall keep correct and complete books and records of accounts; shai: minutes of the proceedings of board and committee meetings; and shall keep at the registered or principal office a record of the names and addresses of the directors. All books and records of the corporation, except confidential personnel and client records, may be inspected by any director,or director's agent or attorney, any public official or any contributor,for any proper purpose at any reasonable time. ARTICLE XII INvTESTMENTS The corporation shall have the right to retain all or any part of any securities or property acquired in any manner; and shall have the right to invest and reinvest any funds, according to the judgment of the board of directors.However,no action shall be taken by or on behalf of the corporation if such action is made subject to special penalties under applicable federal or state law;or if such action would result in the loss of tax exempt status under Sections 501,503 or 504 of the Internal Revenue Code of 1954,as amended, and the regulations promulgated thereunder as they now exist ar as they may hereafter he amended. ARTICLE XIII VOTING UPON STOCK OF O'ITIER CORPORATIONS The board of directors shall have full power and authority to vote on behalf of the corporation at any meeting of stockholders of any corporation in which this corporation may hold stock; and at any such meeting may possess and exercise all of the rights and powers incident to the ownership of such stock.The board of directors may delegate : ,,; powers to any person, and at its convenience may revoke any such powers granted. ARTICLE XIV FISCAL YEAR The fiscal year shall begin on the first day of July and end on the last day of June. ARTICLE XV CORPORATE SEAL The board of directors shall provide a corporate seal which shall be affixed to all appropriate corporate documents. 10/02 12 ARTICLE XVI INDEMNIFICATION • The board should have the authority to enact bylaws whereby it shall indemnify and save harmless its directors, officers,and employees from claim and suitbrought against them arising out of action"or inaction"taken in the course of their employment or service for the corporation and further,the board shall have theauthority to enact bylaws whereby insurance may be procured consistent with the aforementioned indemnity. Any person,his/her executors oradministrators,may be indemnified or reimbursed by the Community Crisis Center,Inc.for reasonable expenses actually incurred in connection with any action,suit, or proceeding,civil or criminal,to which he/she or they shall be made a party by reason of his/her being or having been a director,officer or employee of the Community Crisis Center,Inc.,provided,however,that no person shall be so indemnified or reimbursed in relation to any matter in such action, snit,or proceeding as to which he/she shall finally be adjudged to have been guilty of willful misconduct in the • - performance of his/her duties to the Community Crisis Center,Inc.,and provided further, that no person shall be so indemnified or reimbursed in relation to any matter in such action,suit,or proceeding which has been made the subject of a compromise settlement, except with the approval of a court of competent jurisdiction,the board of directors acting -by vote of directors not parties to the same or substantially the same action,suit, or proceeding,constituting a majority for the whole number of the directors. The foregoing right of indemnification or reimbursement shall not be exclusive of other rights to which such person, his/her executors or administrators,may be entitled as a matter of law. ARTICLE XVII AGENTS AND REPRESENTATIVES The board of directors may appoint such agents and representatives of the corporation with such powers and to perform such acts or duties on behalf of the corporation as the board of directors may authorize,so far as is consistent with these bylaws,to the extent permitted by law. ARTICLE XVIII WAIVER OF NOTICE Whenever any notice is required to be given under the provisions of the General Not-For- Profit Act of Illinois or under the provisions of the Articles of Incorporation or the bylaws of the corporation, a waiver thereof in writing signed by the person or persons entitled to such notice,whether before or after the time stated therein,shall be deemed equivalent to the giving of such notice.The attendance of a director at any meeting shall constitute a waiver of notice, except where a director attends a meeting for the express purpose of objecting to the transaction of any business because the meeting is not Iawfully called or convened. 10/02 13 • ARTICLE XIX EXEMPT ACTIVITIES Notwithstanding any other provisions of these articles,the.corporation shall not carry on any activity not permitted to be carried on(a)by a corporation exempt from Federal Income Tax under Section 501c3 of the Internal Revenue code of 1954(or the corresponding provisions of a future United States Internal Revenue Law)or(b) by a corporation,contribution to which- are deductible under Section 170c(2)of the Internal Revenue Code of 1954 or the corresponding provisions of any future United States Internal Revenue Law. ARTICLE XX AMENDMENTS The bylaws of the corporation may be amended or repealed and new bylaws may be adopted by a.two-thirds vote of the board at any regular or special meeting,provided that it least seven days written notice is given of intention to alter,amend,repeal or to adopt new bylaws at such meeting.A summary of the proposed amendments shall be stated in the notice. ARTICLE XXI LEGISLATIVE OR POLITICAL ACTIVITIES No substantial part of the activities of the corporation shall be the carrying on of propaganda or otherwise attempting to influence legislation and the corporation shall not participate in,or intervene in, (including the publishing or distribution of statements) any political campaign on behalf of any candidate for public office. ARTICLE XXII DISSOLUTION Upon dissolution of the corporation, the board shall after paying or making provision for payment of all liabilities,dispose of all the assets exclusively for the purpose of the corporation in such manner, or to such organization or organizations organized and operated exclusively for charitable, educational, religious or scientific purposes as shall at the time qualify as an exempt organization or organizations under Section 501c3 of the Internal Revenue Code of 1954 (or the corresponding provision of any future United States Internal Revenue Law) as the board of directors shall determine. Any of such assets not so disposed of shall be disposed of by the Circuit Court of the County in which the principal office of the corporation is then located, exclusively for such purposes or to such organization or organizations as said court shall determine,which are organized and operated exclusively for such purposes. 10/02 14 ARTICLE XXII AUTHORITY Matters not otherwise provided for in the bylaws shall be determined according to the Illinois General Not-For-Profit corporation Act and decisions thereunder.The rules contained in the current edition of Robert's Rules of Order shall govern the corporation in all cases in.which they are applicable wherein they are not inconsistent with the bylaws. Adopted October 21,2002 10/02 15 Attachment C - . ._:,,. , • • - • . . . . ..-..-• I. .......-- • . -----1 • ' . .• ' ' • . Certificate Number 25190 • - . . -.. ._ .d . =ZIPZWZgavizt 4 4.1-,•"*V. ,s,.... ........\.,„..,±.....,,, ,.._ • *tt 'H - . •••,.:Als . . 1 g.--• \ 7 --e.V.Ve' - • • e'.: Ai' :,:t5r.T.H.3 . . ., • ) • - • •-•, ....., • - L.....,-- ."-• • - • '•12-)\......2 '\•.1‘, iv ,r VANN fifi .\,c.. 3, _. ,------O .. ., -II:*: • — 8ar,,,,.„.. • - .-' ..-;_"'- .--,:._. '\ '•-•,-. . .le•! - : .. • ...:,.,....7,:71.1.1:.; - \ • • z • .difiva 1 .,1 TI:;111.11.1: lilir,f4-7!' 141'4-17-441,.; '; 1:111'' U nt iv oter. -- . - . . . npulto,szia;43.,,, .• .. Ati,,,,,i,a4.4eteAd,9, ... • ., commuNrrr CRISIS CENTER, INC. ' App,treen,dki,-OF.,140446. ,tegscWote. tairtr,9,gier.4,977,,i4 L__1...4.th . Al.(7.29, FebrIxa-rir ‘W:Si.9....Z5.,ezy.freeveded //..4'GENERAL NOT . FOR PROFIT CORPORATION ACT:IOWNR,43„aiAtoved 6 Aze.e.ex.p.42( ..19144. • ( • ..hrinv.crierefor .P.MICHAEL-1 HOWLE77;sWc#,•9420,,,9egiezte- '4r.. ,&.410).0 • facvitter49,944/4a.oksvateskeix;reon.,94-,Sea, ,eake-6. . . " .-9, - lotirte;,???AzozeeezeZzltaedePteto).ev,c0p.9( 4,;;494X120,92, ,941;,,SActieud,T00ail;m; ... .. . . . - • • • . .. , , . . alit Eestintora4 itit*renf,,f,Zet,k.Lt4 -,-.6,,2,40,,24azt460, - '454r'2c'.d.,..... .-44,Vt‘'ed44C-Igeor:ZeeSeatZto4- • ... .Wan4-(2,-44004 ,016,egroa, • 14th - . - February .,4,0/igrizej .. .. _. • • ,. , •';':;::'.; ..-ca, ,....--:.. , ;,E, .„.„,;:.;:,-.1...i 4: • - . - - ...:-- • ‘,..,,. .. ., „44,407,..,,...ancked.,,,,z.nd -tii z frA 4* Zi:---s.N-1 ::.N:i 1.... 9 . • :-..--A.,. . . / . .- 4.;,---.4..3,- ., .• ..-.,,t . -1,- . I 1.,....:_,---•_x: 1. - ---I ‘7......_._,.,.. e-t—&— 7.: .: SECRETARY OF STATE Th:.:..,-.2:'''''.;-"'''.-Ii". ..•'. . . 1 .•''.. • . . .'.., •7 • *:,:. a"-z.R20213 !A' . 35 , • _. ... • 1 r I Faint T fuel s oo. r .r ..• FORM. ax 3 U>�1) F/;GE 3• h . �' • ARTICLES OF INCORPORATION . UNDER THE . .. _ GENERAL NOT FOR PROFIT-CORPORATION ACT , i (These Artioiei Must 13e Flied in Duplicate) • • • • • , (Do Not Write in This Space) Dote Paid 2-'y-7-1- To):iC tr;EL J. iiDWLETT Filing Fee i —''t—r'L ULSZ?CAYClilit,Secretary of State,Springfield,Illinois. . Clerk '."c? • We,the undersigned. uiaterin.een) A.ddreas Name Number Street _ Clef 8(<b . ELLEN MACGREGOR 912 B Congdon Ave Elgin, g g I l l i rso:s SALLY BROWN • 365 Algona Elgin, Ill trto?s • CAROL OVELMEN 1265 Country Side Drive Elgin.. Illinois JOAN SEILS. • 2270 Schuler Elgin, Illinois fo rein t ral persons tindhr e th"e of twenty-one Not. yeor ssP or moo and citizen of the United States, for the purpose of ` _. being following Articles of fit Corporation Act"of the State of Illinois,do hereby adopt y IncotporAtioa: • I. The name of the corporation is: COMMUNITY CRISIS.CENTER, .INC. • 7.. The period of duration of the corporation is: Peroettiai • Qtew"US}ee•mar or e&Soho a®ser et Tema 3. The address of its initial Registered Office in the State of Illinois is: 365 A i oona • Street in the C I ty of Elgin ( ) County of Kane Me C.044 d the name of its initial Registered Agent at said Addrg is: SALLY BROWN At, The Lost Board of Directors shag be Four :n number,their nee Yu ewe Ism) Hama and addresses being as foIIows: • Name Number Streit l C24 Meta • ELLEN MACGREGOR 912 $ ` Condon-Ave_ E)aln. Illinri)s SALLY BROWN 365 Algona Elgin, Illinois CAROL OVELMEN • 1Z65 Country Side Drive Elgin, Il1Inois JOAN.SEILS 1270 • Schuler Elgin, Illinois • • 5. The purpose or purposes for which the corporation is organized are: CIVIC and educe t l ona 1 provide forR�rii men and women in a crisis situation who need shelter, su ve therapy, jou and financial counseling, baby sitting In order to kee ve family together or to establish or reestablish themselves as contributingr 'mewoers.of.;,,the.,conruni.ty. „•_., • ',Nod . • •. i t• : .......1: . k"...' • ' . ... i c•..r • ., ..... ,... . . .. . . . ' .. .*.....-1 • • - I 1 Ef 2 9 5 • . : - • . • •TECOP.0:4 Li 6. • 1 ' • , . •- . . • . ' • • - - ' - • • .• . • . . . . ' ., • • • . - •. - • . . • . . (NOTE: Any special provhion authorized or permitted by statute to be contained in the Articles of Incorpondon, • • may be inserted above.) ' . .fiNcoravnAioRslipsr SIGN BELO - - • •. •• ,..5.,i 44, ___._. " . a ..---,„4..........."...::,-...... ... ... .. '-a*4-1: „.54,./<. Incorporators .:- .... ..• 57:"fl ,""X--)/t./77‘42.442.7"/ • : -... •- .. - .• - --.--• r . . .• ... - / . . • AciENOWLEIDGAIENT . STATE OF ILL1NOIS, . • . ( .•. . . las: - • County of "KANE • • 1, 7 . ..-Cf•-• ,a Notary!Mille do hereby that on the -... i i rif day of 7--12J-1.-t'Ati-7 ,19 7 V-,"ELLE'4 f1PCGREGOR. SALLY BROWN Nam. CAROL OVELMEN a nd JOAN SE I LS .• • personally appeared before Me and being first duly sworn by me severally acknowledged that they signed the foregoing document in the respective capacities therein set forth and declared that the statements therein contained are true. •• • ."•.-114,71tNES9,WliCEREOF,I have hereunto set my hand and seal the day and year above written. • /Tt.. : - ,F ;!;trpT441/a.sT.:41.) F..... • . i,7-,'. laEaF :' •Z Ct '. Natuy Paalla Z'...11-.2,.:::...1.. ._ •"'''''.?...: . .v::=.• • .. — . ..•( ' •...........:. ... .. ' . ...,.....‘• .-2,:s V 6 z 0• t K t r-1 D., t.c) •• .. `O 9 i g E5 ck .....L) ts 4, :.1 r•-` cl gs, = v t'l -, •_.-L oD A r:%. g 4 " ". CI' tC-?, 0 • t..' a -, - 4 - . ..__ • c? S - • 5":„•' . V ;:a c... i .... sou 4 .. ._ .„G.387 ' ?-b 1 rt. c 2 4- ; . • : I• . 1 (DO NOT WRITE IN THIS SPACE) 'cc• (!o Hied FORM NF-35 , Date In Duplicate tuna r10.00 ARTICLES OF AMENDMENT Filing Fee to the ARTICLES OF INCORPORATION Clerk under the GENERAL NOT FOR PROFIT CORPORATION ACT • To Michael J. Prowlett, Secretary of State, Springfield, Illinois: The undersigned corporation,for the purpose of amending its Articles of Incorporation and pursu- ant to the provisions of Section 35 of the"General Not For Profit Corporation Act" of the State of Illinois, hereby executes the following Articles of Amendment: 1. The name of the corporation is: Community Crisis Center, Inc. 2. There are. (12)some members, having voting rights with respect to amendments: (Insert "no" or "some") • (Strike paragraphs (a), (b), or (c) not applicable) . - 8..Aa) At a meeting of members, at which a quorum was present, held on June 15th , 19 76 -:game receiving at least two-thirds (2/3) of the votes entitled to be cast by the members of the cor- poration present or represented by proxy at such meeting. _: U cvstse.tt n-ro+rriting-sigue1 by-ail-mrc.ubers of-the t.0 zr Lail to-vlrte-with--respect }teretu; , Erb-.tea->`$.eating-of-direetors-(niember&-having-no-veting-righ with respect-ttrarrnr dments)-?zeld . ---;- pP--raeeki -the-votes•6o€-a-tsta-jerity-sf-the-directors then ' i .ef'ice,-the-following-amefkdEbent-er-enietrcimeftts-were-adopted-i -the-mamier-prescribed- -the =General-Net-Foe-l' it-Gerporetion-Itrotu-of-the.£fiats-of'lHineia- I. Inurement of Income. No part of the net earnings of the corporation shall inure to the benefit of, or be distributable to, its members, trustees, officers or other private persons except that the corporation shall be authorized and empowered to pay reasonable compensation for services rendered. - 2. Legislative or Political Activities. No substantial part of the activities of the corporation shall be the carrying on of propaganda or otherwise attempting to influence legislation and the corporation shall not participate in or intervene - in (including the publishing or distribution of statements) any political campai3n • on behalf of any candidate for public office. 3. Operational Limitations. Notwithstanding any other provisions of these articles, the corporation shall not carry on any other activities not permitted to be carried on (a) by a corporation exempt from Federal income tax under Section 501(c) of the Internal Revenue Code of 1954 (or the corresponding provisions of (SEE ATTACHED PAGE) • (Over) Attachment to Articles of Amendment to the Articles of Incorporation for Community Crisis Center, Inc. , Certificate No. 25190 Page 2 3. (Continued) any future United States Internal Revenue Law) or (b) by a corporation, contributions to which are deductible under Section 170(c) (2) of the Internal Revenue Code of 1954 (or the corresponding provisions of any future United States Internal Revenue Law). 4. Dissolution Clause. Upon the dissolution of the 'corporation, the Board Of Trustees shall, after paying or making provisions for the payment of all of the liabilities of the corporation, dispose of all of the assets of the corporation exclusively for the purposes of the corporation in such manner, or to such organization or organizations organized and operated exclusively for charitable, educational, religious or scientific purposes as shall at the time qualify as an exempt organizationo•or organizations under Section 501(c)(3) of the Internal Revenue Code of 1954 (or the corresponding provisions of any future United States Internal Revenue Law), as the Board of Trustees shall determine. Any of such assets not so disposed of shall be disposed of. by the Circuit Court of the county in which the principal office of the corporation is then located, -exclusively for -such purposes or to such organization or organizations as-said court shall determine, which are organized and operated exclusively for such purposes. • Rnr1 of Attachment to Articles of Amendment to Articles of Incorporation for Community Crisis Center, Inc. Certificate No. 25190 n<<AC; •( �.0 r7 f; /.] -�� , s sg- ,,. CommunityCrisis Center }•' ` ;. . ' - ' lI. o,s BOARD OF DIRECTORS ot t` t CRISES CENTER ngee FY20I0 The Board of Directors is responsible for program review,and policy-setting, and long- term planning of the organization. They also hire and evaluate the performance of the Executive Director. Lisa West,President'11 • Susan Low'10 Nursing Instructor Community Leader Elgin,IL Schaumburg,IL Cathy Olson,Vice President'10 Betty Rauschenberger'11 Trauma Nurse Coordinator,Sherman Hospital Community Leader 1 Elgin,IL Elgin,IL Chathia Johnson,Secretary'11 New Store Planner,Claire's The Board of Directors respectfully requests that you Huntley,IL contact them at:Community Crisis Center ' P.O.Box 1390 • Elgin,IL 60121-1390 Marios Karayannis Treasurer'10 847-742-4088 Attorney St.Charles,IL Jodi Martin,Past President'11 Community Leader Elgin,IL Mariana Barriga'11 Youth&Young Adult Ministries Church of the Brethren General Board Bartlett,IL • Keith Brill,'11 Comptroller,Innovative Mfg.Solutions Elgin,IL • Scott Goodman'10 Banker,National City Bank • Elgin,IL Debbie Hudgens'12 community Leader 2.1gin,IL Mission Statement: We provide Shelter,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in Elgin,the Fox Valley Region and Illinois. 07-02-08 Attachment E COMMLErt[tY Air al CRISIS CENTER_ hope George Van De Voorde Place PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis line: 847-697-2380 Fax:847-742.4182 TTY:847-742-4057 www.crisiscenter.org December 15, 2009 City of Elgin • CDBG Program 150 Dexter Court Elgin, IL 60120 To Whom It May Concern: I, Lisa West, President of the Board of Directors do hereby grant permission for Gretchen S. Vapnar, Executive Director to submit the following project on behalf of the Community Crisis Center. • The Crisis Center is requesting$36,850 for the following capital projects to benefit the facility. • • Renovations/improvements to the following: • Shelter Kitchen • Shelter Laundry room& %bath • Shelter 2Pd floor bathrooms • Facility Entrance • Facility Sprinkler Room • Architectural specs Persons authorized to negotiate for and contractually bind the agency: Lisa West,President Board of Directors Gretchen S. Vapnar, Executive Director 37 S. Geneva Street 37 S. Geneva Street Elgin, IL 60120 Elgin,IL 60120 (847) 742-4088 (847) 742-4088 Sincerely, bap_ 6(.),Eli-..7 Lisa West President Board of Directors COMMUNITY CRISIS CENTER,INC MISSION: We provide Safety.Hope,Advocacy,Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. Ara et4y10 i F Community Crisis Center,Inc.Organizational Chart Executive Committee Pres.,VP,Sec.Tres.,Past Prey Board of Directors Exeadive Director Director Clierd 1 , Business Manager Services I Shift Supervisors 1 SIP Prog Manger Info Sys Cow I l I Case Managers BP C16ucal Sup Tech Support I Data Entry Inhnrs BIF'Gip Ldrs • Chad Prop I Sp pry _Administrative Assistant Coon lY Cow Boold leper - CaseManager -I SA Counselor '" PayPayroll&Grant Monitor I• - Chicken's Counselor - SA CourtAdvormte • t -{ Interns - SA Comm Ed Cow Resource Dev Facilities Manager SA Gip Ldrs - HospitalAdv. - Data Entry - Interns --I Grant Writer DV Prog Cow EC H Facility Coordinator I Prop Cow -Housekeeper - DV Legal Adv RecepaonM HMaintenance I - DV Counselors I&R,Econ.Crisis CM -I Comm Ed TLP Adull/Youth CM -t Hospital Adv Adult Outreach CM y Grp Ldrs H Youth Ouacaoh CM - •-{ Interns - Financial CM Cow Hotline &DF Sery Res j _ Events Coordnata . • 11/23/2009 Executive Director/Chief Program Administrator Attachment G GRETCHEN S.VAPNAR Personal Information Address: 72 Sherwood Road Elgin,IL 60120 Telephone: (847)695-5645 Education January 1965 Northern Illinois University,DeKalb,IL.Graduated with a Bachelors of Science in Education,Sociology Field of concentration. January 1961 Steinmetz High School,Chicago,IL.National Honor Society. Work Experience Nov.1980-Present Community Crisis Center,Elgin,IL.Executive Director Nov 1978-Oct 1980 Regional Director,Technical Assistance Center,Region V,HHS Action Grant 137-0106/1 July 1978-July 1980 Community Crisis Center,Elgin,IL.Assistant Director July 1977-June 1978 Community Crisis Center,Elgin,IL.Administrative Assistant July 1975-June 1977 Community Crisis Center,Elgin,IL.Volunteer Coordinator Sept.1967-Sept1968 School District U-46,Elgin,IL.Permanent substitute teacher,grades 1-6 Sept.1966-Sept.1967 School District U-46,Elgin,IL.Teacher,gifted program. Jan 1965-June 1966 School District U-46,Elgin,IL.Teacher,Coleman School 10 grade Honors and Memberships 1977 Nominee,Elgin Junior Woman's Club Outstanding Young , Woman of the Year 1986 Recipient,Marie Grouch Leadership Award for Leadership 1 • in Social Services.Presented by YWCA 1996 Recipient,Human Dignity Award_Presented by Illinois Coalition Against Domestic Violence 1976- 1977 Member,City of Elgin Beautification Committee 1976- 1985 Member,Elgin Chamber of Commerce,Woman's Council, Chair of the Community Improvement Committee 1977- 1978 Member,School District U-46 Desegregation Committee 1985- 1990 Member,Altrusa International 1987- 1999 Member,Board of Directors,Prairie State Legal Services 1988- 1991 Member,Board of Directors,First Trust Non-Risk Charitable Trust Insurance Company 1990- Present Member,Fox Valley Kiwanis 1992- 1993 Member,Riverboat Committee,appointed George • Van De Voorde,Mayor.of Elgin Volunteer Experience 1973 Founder,F-astside Neighbors Community Action Organization 1973- 1976 Girl Scouts of America,Sybaquay Council.Troop organizer,orientation leader,seminar organizer and leader 1974- 1978 President,Eastside Neighbors Community Action Organization 1977- 1978 President,Charming Elementary School PTA 1977- 1978 Concern,Inc.,fund raising auxiliary for Community Crisis Center- Executive Director/Chief Program Administrator Attachment G 1978- 1979 Chairperson,City Government Committee,Fastside Neighbors Involvement-Domestic Violence Sr Sexual Assault Movement 1975- Present 1,550 presentations to clubs,organizations,agencies,other service providers,teachers,law enforcement,medical personnel,etc. 1976- 1977 Author,editor,"The Shelter Experience," a manual of shelter organization and management for groups working against domestic violence. 1976- 1978 Trainer,Volunteer Advocate Workshop,Crawfordsville, Indiana. Presenter,Women s Advocate Seminar,Indianapolis Trainer,Volunteer Workshop,Hobart,IN Trainer,presenter,Eau Claire,Wisconsin 1977-- Founding member,ICADV* 1978- 1979 Member,ICADV Executive Committee,Vice-President and Personnel Committee 1979- 1980 Chair,ICADV Personnel Committee 1980- 1985 Member,ICADV Contracts Review Committee Presenter,ICADV Workshop on Team Building and Management 1985- 1987 Chair,ICADV Contracts Review Committee Presenter,ICASA**Workshop,Long-range Planning for Growth • 1987- 1990 Member,ICADV negotiating team 1988 Presenter,ICADV,New Director Training Presenter,ICADV,New Director Training 1989- Present Member,Fox Valley EAS(Employee Assistance Service) Consortium 1990- 1993 Member,ICADV Executive Board Presenter,ICADV,New Director Training Presenter,ICADV,New Director Training 1992- 1994 Member,ICADV Strategies Planning Committee 1992- Present Member,DVAC Domestic Violence Advisory Council,Services Committee Presenter,"Multi-service Organizations",Marie Caleel Conference,Osteopathic College,Chicago 1994- Present Member,IVPC(Illinois Council for the Prevention of Violence), Networking Committee 1994 Member,United Way of Elgin,Steering Committee 1996- Present Chair,ICADV,Public Policy Committee 1996- Present Chair,United Way Elgin Networking Committee 1997- 1999 Member,ICASA,Finance Committee 1999- 2001 Member,Kane-Kendall-DeKalb Counties,Workforce Investment Board 2000- 2001 Steering Committee,Kane-Kendall-DeKalb Counties,Domestic Violence Coordinating Council 2001- 2002 Member,Northwest Philanthropy Center Board of Directors 2002- Present Member,Board of Directors,Greater Elgin Family Care Center * ICADV Illinois Coalition Against Domestic Violence ** ICASA Illinois Coalition Against Sexual Assault Chief Fiscal Officer Attachment G Susan R.Travis 10N791 Newport Ct. f t • Elgin,II, 60123 847/697-2380 susantravaaol.com Education 0 Elgin Community College o 4 courses in Computers and Management 0 University of Wisconsin, Whitewater o BA in Business Education,broad field business major. Dean's List. 0 Maine Township High School West,Des Plaines,Illinois o National.Honor Society; graduated in top 7% Work Experience 0 1/79—present Community Crisis Center,Elgin IL o Human Resources Management o Responsible for budgeting,general accounting,payroll,taxes, insurance, grant management, data entry, administrative administration,agency audit,United Way employee campaign o Supervise 5 employees o Participate in Board Personnel Committee,Finance Committee,Executive Board Committee • o United Way of Elgin,Personnel Committee • 0 8/75—6/76 Richard E.Travis,Attorney at Law,Elgin, H., o General secretarial duties for law office o Maintained accounting system for law office 0 9/69—6/70 Harvey Devine Foods,Inc.,Des Plaines, IL o Organized office system for new business,general secretarial duties 0 6/61 —6/74 Brown's Department Store,Des Plaines, II, o General sales in clothing store,window decoration,mass mailing,advertising layout 0 1/68—6/68 Delavan-Darien High School,Delavan, WI o Business Education teacher. Taught office practice, typing, and shorthand.. 0 8/65 — 1/68 University of Wisconsin, Whitewater,WI o Student Assistant to the Dean of the Business Education Department at the University of Wisconsin, Whitewater. Graded papers,designed tests, monitored the administration of tests. Resume of Susan R. Travis Volunteer Experience 0 Elgin Junior Service Board,6 years * Vice-President,2 years * Clothing Center Chairman, 1 year * Yearbook Chairman, 1 year * Follies Talent co-Chairman 0 First Congregational Church of Elgin * Women's Fellowship,President 2 years/Vice-President 2 years/Rummage sale co-chairwoman. * .Board of Christian Education,2 years * Board of Ministry, 3 years; Chairman of Worship Committee,2 years. 0 Highland School * Room Mother, 12 years 0 Larkin High School * Parent Teacher Council,3 years • • • • COMMUNITY CRISIS CENTER fCtftEiLi t Revenue Expense Statement November 30,2009 Oct I Nov 1 Year to I Proposed Revised I Rev Bgt %Revis€,-- i ; Date j Budget Budget to Date Budget I Revenue I i ! I Public Funds United-Way $13,266 $13,658 $65,8541 $184,200 $155,500 $64,792 42.35% Donations $40,896 $5,4651 $85,699 $165,684 $149,084 $62,118 57.48% Fundraising $3,527 $16,3721 $59,851 $209,900 $213,741 $89,059 28.00% Total Public Funds $57,689 $35,495 $211,404 $559,784 $518,325 $215,969 40.79% Federal/State Grants Federal Grants $8,903 $8,038 $91,585 $157,138 $198,262 $82,609 46.19% State Grants $24,261 $42,386 $274,379 $1,233,734 $1,139,362 $474,734 24.08% Local Grants $62,640 $16,310 $97,934 $107,479 $155,970 $64,9881 62.79% Total Federal/State Grants $95,804 $66,734 $463,898_ $1,498,351 $1,493,594 $622,331 31.06% Other Income: I Other Grants $0 $30,000 $62,750 $56,453 $62,750 $26,146 100.00% Other Contracts $208 $208 $1,040 $2,500 $2,500 $1,042 41.60% Group Fees $8,205 $14,044 $55,666 $145,000 $145,000. $60,417 38.39% Reruns $0 $0 - $0 $15,000 $10,000 $4,167 0.00% Miscellaneous $5,151 $5,536 $11,452 $13,150 $16,050 $6,688 71.35% Total Other Income $13,564 $49,788 $130,908 $232,103 $236,300 $98,458 55.40% Total Revenue $167,057 $152,017 $806,210 $2,290,238 $2,248,219 $936,758 35.86% -Expense Personnel Expenses ary Expense $115,020 $113,329 $527,185 $1,435,743 $1,407.938 $586,641 37.44% 1ges $26,141- $2,440 $91,057] $289,126 $288,189 $120,079 31. ..,;al Personnel Expenses $141,161 $115,769 $618,242 $1,724,869 $1,696,127 $706,720 36.46. Occupancy Expenses $11,424 $13,684 $48,846 $107,500 $138,000 $57,500 35.40% General Expenses $7,323 $5,269 $31,734 $106,849 $104,599 $43,583 30.34% Travel Expenses $2,386 $319 $5,705 $19,000 $21,500 $8,958 26.53% Program Expenses $6,737 $3,200 $23,868 $77,632 $84,292 $35,122 28.32% Miscellaneous Expenses $801 $11 $3,929 $7,500 $7,500 $3,125 52.39% Fundraising Expenses $0 $4,221 $7,0961 $44,600 $51,562 $21,484 13.76% Client Assistance $18,048 $25,235 $63,6301 $202,288 $144,639 $60,266 43.99% I Total Expenses $187,880 $167,708 $803,050 $2,290,238 $2,248,219 $936,7581 35.72% Net Profit(Loss) 1 -$20,8231 -$15,691. $3,160t I $0 $01 $01 A-7C- IMEJT / • COMMUNITY CRISIS CENTER,INC. FINANCIAL STATEM ENTS FOR TAW YEAR ENDED JUKE 30,2009 • CONTENTS Basic Financial Statements Independent Auditor's Report 1-2 Statement of Financial Position 3 Statement of Activities and Changes in Net Assets 4 Statement of Functional Expenses 5 Statement of Cash Flows 6 Notes to Financial Statements • 7-13 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing.Standards 14-15 Independent Auditor's Report on Compliance with Requirements Applicable to.Each Major Federal Program and on Internal Control over Compliance in Accordance with OMB Circular A-133 16-17 Schedule of Expenditures of Federal Awards 18 Notes to Schedule of Expenditures of Federal Awards 19 Schedule of Findings and Questioned Costs Part I—Summary of Auditor's Results Section 20 Part II—Financial Statement Findings Section 21 Part III—Federal Award Findings and Questioned Costs Section 21 • • Supplementary Information Schedule of.Illinois Department of Human Services Grant Revenue and Expenditures 22 Schedule of Attorney General Grant Revenue and Expenditures 23 Schedule of Illinois Coalition Against Sexual Assault Grant Revenue and Expenditures 24 Schedule of Illinois Coalition Against Domestic Violence Grant Revenue and Expenditures 25 • TIGHE,KRESS&ORR INDEPENDENT AUDITOR'S REPORT To the Board of Directors Community Crisis Center,Inc. Elgin,Illinois • We have audited the accompanying statement of financial position of Community Crisis Center, Inc. (a nonprofit organization) as of June 30, 2009, and the related statements of activities and changes in net assets, functional expenses and cash flows for the year then ended. These financial statements are the responsibility of the Organization's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States.Those standards require that we plan and perform. the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the-amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation.We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Community Crisis Center,Inc. as of June 30, 2009, and the changes in its net assets and its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated October 28, 2009, on our consideration of Community Crisis Center, Inc.'s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters.The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. -1- • 1595 WELD D ROAE1•SUITE 9•Fl FIN,IL 60123•P:847.6952703•F:847.62748•W WW.TKOCFA.COM Our audit was conducted for the purpose of forming an opinion on the basic financial statements of Community Crisis Center, Inc. taken as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A-133,Audits of States, Local Governments, and Non-Profit Organizations, and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and,in our opinion,is fairly stated,in all material respects,in relation to the financial statements taken as a whole. The accompanying supplementary information consisting of schedules of revenues and expenditures by grant are presented for purposes of additional analysis and is not a required part of the basic financial statement. Such information has been subjected to auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole. G\fk K (.1 •S '4 Dc, Pc Elgin,Illinois October 28,2009 • • • • -2- Com rnmity Crisis Center,Inc. Statement of Financial Position June 30,2009 Assets June 30, 2009 Current Assets: Cash and cash equivalents(Note 1) $ 169,642 Investments(Note 9) 100,314 Grants receivable(Note 1) 153,438 Prepaid expenses 6,669 Total current assets 430,063 Fixed Assets(Note 2): Land 15,000 Building 60,000 Building improvements 3,312,754 Furniture and equipment 465,275 Less accumulated depreciation (1,401,311) Total fixed assets 2,451,718 Total Assets $ 2,881,781 Liabilities and Net Assets Current Liabilities: Accounts payable • $ 11,768 Accrued expenses(Note 4) 86,573 Current portion of long-term debt(Nate 3) 9,238 Total current liabilities 107,579 Long-Term Liabilities: Long-teann loans and notes payable(Note 3) 546,623 Total long-term assets 546,623 Net Assets: Unrestricted • 2,111,702 Temporarily restricted(Note 6) 115,877 Permanently restricted - Total net assets 2,227,579 Total Liabilities and Nets Assets $ 2,881,781 The accompanying notes are an integral part of the financial statements. -3- Community Crisis Center, Inc. Statement of Activities and Changes in Net Assets Year ended June 30,2009 . June 30,2009--- Temporarily Unrestricted Restricted Total Public support United Way $ 206,273 13,148 $ 219,421 Fundraising,net expenses of$52,841 287,869 - 287,869 Donations 143,481 10,373 153,854 In-kind contributions 186,757 - 186,757 Illinois Coalition Against Domestic Violence - 54,230 54,230 EFSP - 92,521 92,521 Illinois Department of Human Services - 859,301 859,301 Illinois Coalition Against Sexual Assault - 278,013 278,013 DCEO 13,148 - 13,148 Attorney General - 24,975 24,975 Kane County 35,853 - 35,853 Hon sing and Urban Development - 97,977 97,977 Elgin Township 16,250 - 16,250 Hanover Township - 58,525 58,525 Other grants and contracts 105,460 - 105,460 Total public support 995,091 1,489,063 2,484,154 Other income Unrealized gain/(loss)on investments • (765) (242) (1,007) Telephone contracts 2,080 - 2,080 Miscellaneous 21,048 - 21,048 Store income/(loss),net expenses of$48,588 (8,178) - (8,178) Interest and dividend income 1,582 2,526 4,108 Group fees 144,374 - 144,374 Total other income 160,141 2,284 162,425 Net assets release from restrictions- - satisfaction of program restrictions 1,474,754 (1,474,754) - Total public support and other income 2,629,986 16,593 2,646,579 Community Crisis Center,Inc. Statement of Activities and Changes in Net Assets s=- Year enc1Pd June 30,2009 --- -----June 30,2009------------- • Temporarily Unrestricted Restricted Total Expenses • Program services: Domestic violence 1,255,456 - 1,255,456 Sexual assault 374,530 - 374,530 Economic crisis 576,601 - 576,601. Total program services 2,206,587 - 2,206,587 Supporting services: General and administrative 346,185 - 346,185 Total supporting services 346,185 - 346,185 Total expenses k 2,552,772 - 2,552,772 C3 ange in net assets 77,214 16,593 93,807 Net assets,beginning of year 2,034,488 99,284 2,133,772 Net assets, end of year $ 2,111,702 115,877 $ 2,227,579 The accompanying notes are an integral part of the financial statements. -4- Community Crisis Center,Inc. Statement of Functional Expenses Year Ended June 30,2009 I. Domestic Sexual Economic Total General and Total Expenses Expenses: Violence Assault Crisis Program Administrative June 30,2009 Personnel Salaries $ 787,234 225,600 235,755 1,248,589 256,329 $ 1,504,918 Payroll taxes 51,851 14,890 15,584 82,325 17,174 99,499 Employee insurance 92,106 22,478 27,522 142,106 33,864 175,970 In-lid contributions 111,774 31,935 33,710 177,419 9,338 186,757 Agency consulting fees 15,295 3,765 4,471 23,531 4,455 27,986 Travel and workshops 9,838 7,570 4,062 21,470 2,114 23,5$4 Rent 2,410 298 354 3,062 - 3,062 Utilities 18,401 4,529 5,379 28,309 3,970 32,279 Insurance 12,732 3,134 3,722 19,588 3,621 23,209 Repairs and maintenance 19,743 4,860 5,790 30,393 4,259 34,652 Equipment leases 10,597 2,608 • 3,098 16,303 3,013 19,316 Computerization 3,163 778 924 4,865 859 5,724 Interest expense 21,413 5,271 6,259 32,943 - 32,943 Postage 2,463 1,550 612 4,625 947 5,572 Advertising 1,819. 448 532 2,799 146 2,945 Dues and membership 3,654 1,706 244 5,604 280 5,884 • Telephone 9,312 3,415 4,062 16,789 2,963 19,752 i Printing 295 3,279 75 3,649 - 3,649 Food and household supplies , 3,765 598 3,114 7,477 394 7,871 Client assistance 1,155 91 193,170 194,416 - 194,416 Toy.giveaway - - 5,950 5,950 - 5,950 Program supplies 908 16,680 - 17,588 - 17,588 Office supplies 5,517 1,675. 1,687 8,879 1,884 10,763 General supplies 3,458 850 1,038 5,346 281 5,627 Miscellaneous l 3,520 1,006 1,062 5,588 294 5,882 Depredation and amortization 63,033 15,516 18,425 96,974 - 96,974 Total Expenses $ 1,255,456 37� 576,601 2,206,587 346,185 $ - 2,552,772 • The accompanying notes are an integral part of the financial statements. -5- Community Crisis Center Statement of Cash Flows Year Ended June 30,2009 Jim-30,2009 Cash flow from operating activities: Change in net assets $ 93,807 Add items not requiring an outlay of cash: Depreciation and amortization 96,974 Donated investment (10,373) Unrealized(gain)/loss 1,007 (Increase)decrease in current assets: Grants receivable 7,702 Prepaid expenses (137) Increase(decrease)in current liabilities: Accounts payable (12,747) Accrued expenses (52,640) Net cash provided by(used in)operating activities 123,593 Cash flow from investing activities: Capital expenditures Furniture and equipment (31,531) Net cash provider;by(nst-A in)investing activities (31,531) Cash flow from financing activities: Proceeds from long-term debt 121,109 Payments on long-term debt (126,832) Net cash provided by(used in)financing activities (5,723) Increase(decrease)in cash 86,339 Cash and cash equivalents balance,beginning of year 83,303 Cash and cash equivalents balance,end of year $ 169,642 Interest expense $ 32,943 The accompanying notes are an integral part of the financial statements. -6- Community Crisis Center,Inc. f Notes to Financial Statements June 30,2009 Note 1 —Summary of Significant Accounting Policies Nature of Activities:The Community Crisis Center,Inc.,a not-for-profit,located in Elgin,Illinois, was founded to help those in crisis due to domestic violence, sexual assault, or economic circumstances. The Organization offers the following services: a 24-hour crisis hotline for information and referral; emergency shelter; individnal and group counseling; medical, legal and welfare advocacy; emergency assistance with food, clothing, rent and utilities; and transitional housing. Except for the Batterer Intervention program, all services are provided at no cost to the Organization's clients. Community Crisis Center, Inc. is functionally organized under the following three major programs,defined as follows: Domestic Violence: The philosophy of the domestic violence program is that every person has a right to live in a safe environment and to make their own decisions about their life. The Organization's role is to support the client, to provide information about resources that will help the client move forward,to advocate for the client,when systems are blocking the clients progress, and to provide a safe place for the client to stay when home is not safe. The Organization provides: a 24-hour crisis hotline, group counseling,legal advocacy, and service for information and referrals. (. Sexual Assault: The Community Crisis Center, works to help victims of sexual assault/abuse regain control of their lives, explore their options and choices, and deal with the effects of the trauma. The Organization strives to empower survivors and help them move through the crisis to develop and pursue their own goals. The Organization provides; individual, family and group counseling,medical and legal advocacy,and prevention educations services. Economic Crisis: The Community Crisis Center, Inc.recognizes a need for assistance within the community for individuals and family having economic crisis. The Organization provides emergency assistance with food, clothing,rent and utilities. The following is a summary of significant accounting policies of Community Crisis Center,Inc. applied by management in the preparation of the accompanying financial statements. Basis of Accounting: The accompanying financial statements of Community Crisis Center, Inc. have been prepared on the accrual basis of accounting and accordingly reflect all significant receivables, payables, and other liabilities. Contributions received and unconditional promises of support are measured at their fair values and are reported as increases in net assets. Expenses are recorded when incurred. -7- Community Crisis Center,Inc. Notes to Financial Statements June 30,2009 Note 1 --Summary of Significant Accounting Policies (continued) Basis of Presentation: Financial statement presentation follows the recommendations of the Financial Accounting Standards Board in its Statement of Financial Accounting Standards (SFAS) No 117, Financial Statements of Not-for-Profit Organizations. Under SFAS No 117, the Organization is required to report information regarding its financial position and activities according to three classes of net assets: unrestricted net assets, temporarily restricted net assets, and permanently restricted net assets. Temporarily restricted net assets represent net assets subject to donor imposed restrictions which will either be met by the organization's actions or the passage of time. Temporarily restricted net assets are reclassified to unrestricted net assets when the restrictions are met or have expired. These reclassifications are reported in the statement of activities as net assets released from restrictions. At the year ended June 30, 2009 Community Crisis Center, Inc. had temporarily restricted net assets of$115,877. Permanently restricted net assets represent funds subject to the restrictions of gift instruments requiring the principal to be maintained intact. Investment income may be used for operation and therefore is recorded as unrestricted revenue. Community Crisis Center, Inc. does not have permanently restricted net assets as of June 30,2009. Cash and Cash Equivalents: Community Crisis Center, Inc., defines cash for the purposes of reporting cash flows, as cash on hand, amounts held at financial institutions,and short-term highly liquid investments that are readily convertible to known amounts of cash. Investments with an original maturity of three months or less are considered short-term for these purposes. Cash and cash equivalents are held in checking and savings accounts. Accounts are maintained at a local bank where deposits are insured up to$250,000.by the FDIC.The Organization did not exceed the limit anytime during the year. Use of Estimates: In preparing financial statements in conformity with United States Generally Accepted Accounting Principles, management makes estimates and assumptions:affecting the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities as of the date- of the financial statements, as well as the reported amounts of revenue and expenses during the reporting period.Actual results could differ from those estimates. Functional Expenses: The Organization classifies expenses into functional programs and supporting services (administration and development). The program service function includes all expenses directly related to the organization's objective described in the nature of activities. Expenses directly identified with the programs are charged to that program and where those expenses affect more than one program or supporting service, they are allocated on the basis of estimates by management. -8- Community Crisis Center,Inc. { Notes to Financial Statements June 30,2009 Note 1—Summary of Significant Accounting Policies(continued) Grants Receivable: Grants receivable are stated at the amount management expects to collect from outstanding balance. Management provides,for probable uncollectible amounts through a provision for bad debt expense based on its assessment of the current status of individual receivables. Balances that are still outstanding after management has used reasonable collections efforts are written off to bad debt expense. There were no bad debt write-offs or accounts deemed uncollectible for the year ended June 30,2009 Property and Equipment Property and equipment are recorded at cost,if purchased, or if donated, at fair market value at the date of receipt.Deprecation is provided on a straight-line basis over the estimated useful lives of the respective assets. Expenditures for major renewals and betterments that extend the useful lives of assets are capitalized in excess of$500.During the year ended June 30,2009 depreciation expense was$96,974. Income Taxes: Community Crisis Center, Inc.is a not-for-profit organizations that is exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and is classified by the Internal Revenue Service as other than a private foundation. Accordingly, a provision for income taxes has not been made on the financial statements. Subsequent Events: Subsequent events have been evaluated through the date of this report In-kind contributions and expenses: In-kind donations are recognized as contributions in accordance with SFAS No. 116,Accounting for Contributions Received and Contributions Made, if the:services either a) create or enhance nonfinancial assets or b) require special skills, and are performed by people witli those skills,and would otherwise be purchased by the Center. Donated items are reflected in the financial statement based on the value supplied by the donor or at their estimated fair market values. Investments: The Organization carries investments in marketable securities with readily determinable fair values based on quoted prices in active markets (all Level 1 measurements) in the Statement of Financial Position. Unrealized gains and losses are included in the change in net assets:in the accompanying Statement of Activities and Changes in Net Assets. The financial statements reflect the adoption of Statement on Financial Accounting Standards No. 157 (SFAS No. 157),Fair Value Measurements. SFAS No. 157 is effective for financial statements issued for fiscal'years beginning after November 17, 2007. SFAS No. 157 established a single authorative definition of fair value sets a framework for measuring fair value and requires additional disclosures about fair value measurement. -9- Community Crisis Center,Inc. Notes to Financial Statements June 30,2009 Note 1 —Summary of Significant Accounting Policies (continued) Investments(continued) There has been no effect of the adoption of SFAS No. 157 on the value of the Or 'gatnzahon s investments. In accordance with SFAS No. 157,the Organization classifies its investments into Level 1,which refers to securities traded in an active market,Level 2, which refers to securities no traded on an active market but for which observable market inputs are readily available or Level 1 securities where there is a contractual restriction, and Level 3, which refers to securities not traded in an active market and for which no significant observable market inputs are available. As required by SFAS No. 157; at June 30, 2009, the Organization's portfolio investments were classified as follows, based on fair values: Fair Valve • Ltvel1 $ 100,314 Level 2 - L.evel3 Total portfolio investments $ 100,314 Advertising: Advertising expenses are charged as incurred. Advertising expenses for June 30, 2009 were$2,945. Note 2—Land,Building and Equipment Land,building and equipment consisted of the following at June 30,2009: Cost Cost July 1,2008 Acquisitions June 30,2009 Non-depreciable: Land $ 15,000 $ - $ 15,000 Deeprecirabl: Building Improvements 3,311,254 1,500 3,312,754 Building 60,000 - 60,000 Ftuviture and Equiptreffi 435,244 30,031 465,275 3,821,498 $ 31,531 3,853,029 I itcs acci,r►nlatpA depreciation (1,304,358) (1,401,311) Total net assets $ 2,517,140 $ 2,451,718 Depreciation expense for the year ended June 30,2009 was$96,974. -10- Community Crisis Center,Inc. Notes to Financial Statements June 30,2009 Note 3—Mortgages and Notes Payable Mortgages and notes payable consisted of.the following at June 30,2009: Mortgage,secured by the property on Geneva Street,Elgin,Illinois.The Mortgage requires monthly payments of$3,637,with a balance due on January 21,2012.Interest rate of 6%based on a twenty-five year amortization schedule.The balance at June 30, 2009 was$555,861. The Organization has a margin account with their investment broker. The interest rate and approved credit amount are variable. The Organization has not used the margin account during the year ended June 30,2009. • Principal payments due on long-term debt during each of the next five years are as follows: 2010 $ 9,238 2011 10,443 2012 536.180 Total loans and notes payable $ 55.86� Total interest expenses for the period ending June 30,2009 was$32,943. Note 4—Accrued Expenses Accrued expenses include the following at June 30,2009: June 30,2009 Accrued wages $ 10,113 Accrued vacation 75,494 Accrued sales taxes • 280 Accrued retirement benefits 686 Total accrued expenses $ 86,573 E , Note 5—Concentrations Approximately 34% of the Organization's total support and revenues for the year ended June 30, 2009, came from Illinois Department of Human Services. Any substantial loss in grants from the Illinois Department of Human Services could significantly affect the range of services provided by Community Crisis Center,Inc. -11- Community Crisis Center,Inc. Notes to Financial Statements June 30, 2009 Note 6—Temporarily Restricted Net Assets Temporarily restricted net assets at June 30,2009, consisted of the following. Program and other restrictions— Donor designated gift 89,134 Specific program 26,743 Total temporarily restricted net assets $• 115,877 Net assets were released from restrictions by incurring expenses satisfying the time restrictions specified by the donors. Restrictions satisfied in 2009 amounted to$1,474,754. Note 7—Operating Leases In July 2007, Community Crisis Center,Inc. entered into a 60 month lease agreement with a non- related party for a copier.The monthly lease payments are$494. In September 2005,Community Crisis Center, Inc. entered into a 22 quarter lease agreement with a non-related party for a postage meter.The quarterly lease payments are$243. In March 2008, Community Crisis Center, Inc. entered into a 60 month lease agreement with a non-related party for the store.The monthly lease payments are$2,026. The lease expense included in operations under these lease agreements totaled$6,900 and the rent expense of $24,312 is included in the expenses netted against store revenues for the year ended June 30,2009. The aggregate future minimum lease commitment on these leases as of June 30, 2009 is as follows: 2010 0 $ 31,212 2011 30,969 2012 30,240 2013 16.208 Total future minimum lease payments $ ,108.830 Note 8—Reruns Thrift Shop: As part of its overall mission, the Organization has a thrift shop for the sale of donated used household goods. The shop is run by volunteers and has normally been self-sufficient. Any proceeds in excess of expenses (rent, utilities, etc.) revert back to the Organization's unrestricted • funds.For the year ended June 30,2009 the shop incurred a loss of$8,178. -12- Community Crisis Center,Inc. Notes to Financial Statements June 30,2009 Note 9—Investments Investments consisted of the following at June 30, 2009: Temporarily Unrestricted Restricted Total June 30,2009 June 30,2009 June 30,2009 Common stock at fair market value $ 19,942 80,372 $ 100,314 Cost of investment $ 18,094 88,830 $ 106,924 Unrealized appreciation(depreciation) 1,848 (8,458) (6,610) Carrying value $ 19,942 80,372. $ 100,314 • Income from investments consisted of the following for the year ended June 30,2009: Unrestricted Restricted Total t June 30,2009 June 30,2009 June 30,2009 Dividend income $ 1,582 2,526 $ 4,108 Net unrealized gains/(bsses) (765) (242) (1,007) Total investarnt income $ 817 (242) $ 3,101 Note 10-Contingencies: The Organization received significant financial assistance from several governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with terms and conditions specified in the grant agreements and is subject to audit by grantor agencies. Any disallowed claims resulting from such audits could become a liability to the Organization. However, management believes that any such disallowed claims would not have a material effect on the financial statements or the overall financial position of the Center as of June 30,2009. -13- TIGHE,KRESS&ORR Correa 1 Public o� To the Board of Directors • Community Crisis Center,Inc. P.O.Box 1390 Elgin,IL 60121 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards We have audited the financial statements of Community Crisis Center, Inc. (a nonprofit organization) as of and for the year ended June 30, 2009, and have issued our report thereon dated October 28, 2009_ We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit,we considered Community Crisis Center's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Community Crisis Center, Inc. internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Organi7ation's internal control dyer financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the organization's ability to initiate, authorize,record,process, -or report financial data reliably in accordance with generally accepted accounting principles, such that there is more than a remote likelihood that a misstatement of the organization's financial statements that is more than inconsequential will not be prevented or detected by the organization's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies,that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the organization's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. -14- • 1595 WELD ROAD•SUITE 9•EL GIN,IL 60123•P:847.695.2700•F:847:695.Z748•W W W.TKOCPA.COM Compliance and Other Matters As part of obtaining reasonable assurance about whether Community Crisis Center's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of the audit committee, management, others within the o bgami7ation, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Elgin,Illinois October 28,2009 • • • • • • -15- • TIGHE,KRESS&ORR cPublu-Aatnamner To the Board of Directors Community Crisis Center,Inc. P.O.-Box 1390 Elgin,IL 60121 Independent Auditor's Report on Compliance with Requirements Applicable to Each Major Program and on Internal Control over Compliance in Accordance With OMB Circular A-133 Compliance We have audited the compliance of Community Crisis Center, Inc. (a nonprofit organization) with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended June 30, 2009. Community Crisis Center's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is responsibility of Community Crisis Center's management. Our responsibility is to express an opinion on the Community Crisis Center's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United.States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133,Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Community Crisis Center's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination of Community Crisis Center's compliance with those requirements. In our opinion, Community Crisis Center, Inc. complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended June 30, 2009. -16- 1595 WELD ROAD•SUITE 9•F1r1N,IL 60123•P:847.6952700•F:847.5a52748•WWW.YKOCPA.COM • Internal Control Over Compliance The management of Community Crisis Center, Inc. is responsible. for establishing and maintaining effective internal control over compliance with the requirements of laws,regulations,contracts, and grants applicable to federal programs. In.planning and performing our audit, we considered Community Crisis Center's internal control over compliance with the requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly,*we do not express an opinion on the effectiveness of Community Crisis Center's internal control over compliance. A control deficiency in an entity's internal control over compliance exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect noncompliance with a type of compliance requirement of a federal program on a timely basis. A significant deficiency is a control deficiency,or combination of control deficiencies, that adversely affects the entity's ability to administer a federal program such that there is more than a 'emote likelihood that noncompliance with a type of compliance requirement of a federal program that is more than inconsequential will not be prevented or detected by the entity's internal control. A material weakness is a significant deficiency,or combination of significant deficiencies, that results in more than a remote likelihood that material noncompliance with a type of compliance requirement of a federal program will not be prevented or detected by.the entity's internal control. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of.this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. 'We did not identify any deficiencies in internal control over compliance that wejconsider to be material weaknesses,as defined above. Community ;Crisis Center's responses to the findings identified in our audit are described in the accompanying schedule of findings and questioned costs. We did not audit Community Crisis Center's response and, accordingly,we a*press no opinion on it. This report is intended solely for the information and use of the management,others within the entity,the Board of Directors, and federal awarding agencies and pass-through entities is not intended to be and should not be used by anyone other than these specified parties: Elgin,Illinois October 28,2009 • • • -17- Community Crisis Center,Inc, Schedule of Expenditures of Federal Awards For the Year Ended June 30,2009 Federal Pass-through Disbursements CFDA Contract or Federal Grantor/Pass-Throuoh Grantor/Program Title Number Number Expenditures U.S. Department of Housing and Urban Development Direct Assistance for Supportive Housing Program: Transitional Living(CHANGES) 14.235 $ 47,861 Outreach(REACH) 14.235 23,338 Total U.S. Department of Housing and Urban Development 71,199 U.S. Department of Health and Human Services Pass-through the Illinois Department of Human Services TANF 93.558 10CK002519 359,397 Title XX Block Grant 93.667 10CK002519 42,400 Title XX Block Grant 93.667 10CK002519 1,255,178 Family Violence Prevention 93.671 10CK002519 70,600 Total U.S. Department of Health and Human Services 1,727,575 Federal Emergency Management Agency Emergency Food and Shelter Program Phase 26 97.024 26,222 Phase 27 97.024 35,800 Total Federal Emergency Management Agency 62,022 U.S.Department of Justice Pass-through the Illinois Coalition Against Domestic Violence Legal Advocacy 16.575 2088001-LEG 22,619 Child Basic Services 16.575 208001-BASIC 3,726 Child Therapy Reimbursement Services 16.575 208001-CT 859 One time grant 16.575 607001-STOP 27,025 Pass-through the Illinois Coalition Against Sexual Assault VAWA Prevention Services 16.575 40,740 VOCA Advocacy and Counseling Services 16.575 36,201 VOCA one time grant 16.575 1,713 General Services 16.575 194,820 Member travel 16.575 2,051 Total U.S. Department of Justice 329,754 Total Expenditures of Federal Awards $ 2,190,550 See accompanying notes to the Schedule of Federal Awards. -18- Community Crisis Center,Inc. Notes to Schedule of Federal Awards June 30,2009 Note 1 —Basis of Presentation The accompanying schedule of expenditures of federal awards includes the federal grant activity of Community Crisis Center, Inc. for the year ended June 30, 2009 and is presented on the GAAP basis of accounting. The information in this schedule is presented in accordance with requirements of OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the financial statements. Note 2-Grants to Subrecipients Community Crisis Center,Inc.did not provide any Federal awards to sub-recipients during the year ended June 30,2009. Note 3—Non-Cash Awards Community Crisis Center,Inc. did not have any outstanding Federal loans or loan guarantees or insurance at June 30, 2009,and did not receive any Federal non-cash awards during the year ended June 30,2009. . r • • • • -19- Comoimity Crisis Center,Inc. Schedule of Findings and Questioned Costs - Year Ended June 30,2009 Part I- Summary of Auditor's Results Section nuncio].Statements Type of Auditors Report Issued: Unqualified Internal Control Over Fmancial Reporting: Material Weaknesses Identified? Yes X No Reportable Conditions Identified That Are Not Considered To Be Material Weaknesses? Yes*X No Noncompliance Material To Financial Statements Noted? Yes X No Federal Awards Internal Control Over Major Programs: Material Weaknesses Identified? Yes X No Reportable Conditions Identified That Are _.._ Not Considered To Be Material Weaknesses? Yes'X No Type of Auditor's Report Issued: Unqualified Any Audit Findings Disclosed That Are Required To Be Reported In Accordance With Section 510(a)of Circular A-133 X Yes No Identification of Major Programs: CFDA No. Name of Federal Program 93.558 Domestic Violence Prevention and Intervention The threshold for distinguishing Types A and B programs were $ 300,000 Auditee Qualified as Low-Risk Auditee? X Yes No -20- Community Crisis Center,Inc. Schedule of Findings and Questioned Costs(continued) For the Year Ended June 30,2009 Part II-Financial Statement Findings Section Preparation of Financial Statements in Accordance with GAAP Criteria_Under Statement of Auditing Standards 112, Communication internal Control Related Matters Identified in an Audit, a control deficiency exists when the design or operation of a control does not allow management or employees,in the normal course of performing assigned functions, to prevent or detect misstatement on a timely basis. A significant deficiency is a control deficiency that adversely affects the entity's ability to report financial data reliably in accordance with GAAP such that these is more than a remote likelihood that misstatement of the entity's financial statements will not be prevented or detected through control procedures of the organization. Condition: During the audit, the auditors made twenty-one'adjusting journal entries, of which five were above tolerable misstatement ($29,000). The adjusting journal entries were made to adjust various.balance sheet accounts to the correct ending balance under generally accepted accounting principles. Cause: The internal control structure of the Organization has focused primarily on the objective of effectiveness.and efficiency of operations (i.e., performance and mission goals and safeguarding of resources). The internal control structure of the Organization over the objectives of reliability of financial reporting under GAAAP contains certain deficiencies, for example not recording grant receivable or in-kind revenue throughout the year. Effect: The monthly interim financial statements are not comparable to the year end audited financial statements that are distributed to outside users. Since the auditors made significant adjustments, there is a potential that a misstatement of the Organization's financial statement that is more than inconsequential but less than material could occur and not be prevented or detected by the Organization's internal control over financial reporting. Management's Response: The monthly statements are prepared on a cash basis so that management and the Board can see the operating results in the method they prefer. In the past,management has relied on the auditors to assist the Business Manager in converting to accrual basis through their audit procedures. However, in the future the Business Manager will make the required adjustment to accrual at year end before the audit starts. Part III-Financial Award Findings and Questioned Costs Section No reportable conditions, material weaknesses, or material instances of noncompliance were noted during our audit of the financial statements of Community Crisis Center,Inc. for the year ended June 30,2009. -21- Community Crisis Center,Inc. Schedule of Illinois Department of Human Services Grant Revenue and Expenditures For the Year Ended June 30, 2009 Domestic Partner • Violence Abuse Youth EFS Prevention Total Revenue: Grant revenue $ 592,000 57,400 68,083 53,399 89,100 $ 859,982 Match revenue 97,716 14,285 - 13,964 - 125,965 Total revenue 689,716 71,685 68,083 67,363 89,100 985,947 Expenditures • Personnel/hinge 648,311 71,685 51,683 65,455 8,910 846,044 Contractual 32,405 - 16,400 408 - 49,213 Travel 5,000 - - - - 5,000 Supplies 4,000 - - 1,500 - 5,500 Client assistance • - - - 80,190 80,190 Equipment - - - - - Total expenditures 689,716 71,685 68,083 67,363 89,100 985,947 Excess $ - - - - - $ _ -22- Community Crisis Center,Inc. Schedule of Attorney General ( Grant Revenue and Expenditures For the Year Ended June 30,2009 June 30,2009 Revenue: Grant income $ 24,975 Expenditures: Personnel 23,211 Fringes 1,764 Total expenditures 24,975 Excess $ - • - j -23- Community Crisis Center,Inc. Schedule of Illinois Coalition Against Sexual Assault Grant Revenue and Expenditures ' For the Year Ended June 30,2009 General. VOCA Member Services VAWA Advocacy One-Time Travel Total Revenue: Grant income $ 194,820 40,740 36,201 1,713 2,051 $ 275,525 Expenditures Personnel 144,122 28,638 33,542 - - 206,302 Fringes 33,736 2,854 2,565 - - 39,155 Contractual 5,934 - - - - 5,934 Travel/Conference 1,525 462 94 - 2,051 4,132 Supplies 8,096 7,895 - 1,713 - 17,704 Equipment 1,407 891 - - - 2,298 Total expenditures 194,820 40,740 36,201 1,713 2,051 275,525 • Excess $ - - - -. - $ - , I -24- Community Crisis Center,Inc. Schedule of Illinois Coalition Against Domestic Violence Grant Revenue and Expenditures For the Year Ended June 30,2009 Children's Legal Children's Services Advocacy STOP Therapy Total Revenue: Grant revenue $ 3,726 22,619 27,025 859 $ 54,229 Match revenue 931 5, 504 9 009_ 215 15,659 Total revenue 4,657 28,123 36,034 1,074 69,888 Expenditures: Personnel 4,293 21,444 27,564. 1,074 54,375 Fringes 289 5,960 7,320 - 13,569 Consultant - . - - - - Travel. - 719 1,150 - 1,869 Program Total expenditures 4,582 28,123 36,034 1,074 69,813 Excess $ 75 - - - $ 75 -25- COMMLIEItty CRISIS CENTER. hop:. George Van De Voorde Place PO Box 1390 Elgin IL 60121-1390 Bus Line: 847-742-4088 Crisis Line: 847-697-2380 Fax:847-742-4182 TTY:847-742-4057 www.crisiscenter.org December 16, 2009 • Mr. Matthew Fitzgibbon,Planning Manager City of Elgin Community Development Block Grant Program 150 Dexter Court Elgin, IL 60120 Dear Matt: The Community Crisis Center at George Van De Voorde Place appreciates the opportunity to submit a request for funding from the City of Elgin's CDBG Program in the amount of $36,850 for capital improvement projects to our 1891 facility that provides 24-hour emergency services to individuals dealing with domestic violence,homelessness,sexual assault and other life crises. Our services include shelter for 40 women and children; 24-hour crisis hotline; individual and group counseling; legal, medical & welfare advocacy transitional living program; information & referral; • and community education. Each year our 64 employees provide more than 44,000 hours of services to r 6,800 women,men and children in crisis in Kane and Far Northwest Suburban Cook Counties. s, Thank you for your consideration and please let me know if you need additional information. Sincerely, Gretchen S. Vapnar of Executive Director COMMUNITY CRISIS CENTER,INC MISSION: We provide Safety,Hope,Advocacy,Respite and Education for those impacted by crisis and violence in the Fox Valley Region and Illinois. EXHIBIT B ASSURANCES The SUB-RECIPIENT hereby warrants and represents that it will comply with the regulations, policies, guidelines and requirements with respect to the acceptance and use of CDBG funds in accordance with the ACT and the City of Elgin policies. Also, the SUB-RECIPIENT certifies with respect to the grant that: 1. It possesses legal authority to make a grant submission to the City and to execute a community development and housing program; 2. Its governing body has duly adopted or passed as an official act, a resolution,motion or similar action authorizing the person identified as the official representative of the SUB-RECIPIENT to execute the Agreement, all understandings and assurances contained herein, and directing the authorization of the person identified as the official representative of the SUB-RECIPIENT to act in connection with the execution of the Agreement and to provide such additional information as may be required. 3. Prior to submission of its application to the City,the SUB-RECIPIENT has: (A) Met the citizen participation requirements of 570.301(b)and has provided citizens with: (1) The estimate of the amount of CDBG funds proposed to be used for activities that will benefit persons of low and moderate income;and (2) Its plan for minimizing displacement of persons as a result of activities assisted with CDBG funds and to assist persons actually displaced as a result of such activities; (B) Prepared its application in accordance with the policies of the City of Elgin and made the application available to the public; 4. The grant will be conducted and administered in compliance with: (A) Title VI of the Civil Rights Act of 1964(Pub. L. 88-352 42 U.S.C. Sec 2000d et seq.)and implementing regulations issued at 24 CFR Part I; (B) Title VIII of the Civil Rights Act of 1968 (Pub. L. 90-208), as amended; and that the SUB-GRANTEE will administer all programs and activities related to housing and community development in a manner to affirmatively further fair housing; (C) Section 109 of the Housing and Community Development Act of 1974, as amended; and the regulations issued pursuant hereto; (D) Section 3 of the Housing and Urban Development Act of 1968,as amended; (E) Executive Order 11246-Equal Opportunity, as amended by Executive Orders 11375 and 12086, and implementing regulations issued at 41 CFR Chapter 60; 15 (F) Executive Order 11063-Equal Opportunity in Housing, as amended by Executive Order 12259,and implementing regulations at 24 CFR Part 107; (G) Section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112), as amended, and implementing regulations when published in effect; (H) The Age Discrimination Act of 1975 (Pub. L. 94-135), as amended, and implementing regulations when published for effect; (I) The relocation requirements of Title II and the acquisition requirements of Title III of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended,and the implementing regulations at 24 CFR Part 42,as required under 24 CFR 570.606; (J) The labor standards requirements as set forth in 24 CFR Part 570, Subpart K and HUD regulations issues to implement such requirements; (K) Executive Order 11988 relating to the evaluation of flood hazards and Executive Order 11738 relating to the prevention,control and abatement of water pollution; (L) The flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973 (Pub. L. 93-234); (M) The Fair Housing Act(42 U.S.C. 3601-20); 5. Its notification, inspection, testing and abatement procedures concerning lead-based paint will comply with 570.608; and 6. When a grant is in excess of $100,000 it will comply with all applicable standards, orders, or requirements issued under Section 308 of the Clean Air Act (42 U.S.C. 1857(h), Section 508 of the Clean Water Act (33 U.S.C. 1368), Executive Order 11738, and Environmental Protection Agency regulation(40 CFR Part 15), which prohibit the use under nonexempt Federal contracts, grants or loans, of facilities included on the EPA list of Violating Facilities. The provision shall require reporting of violations to the County, HUD, and to the AESOP Assistant Administrator for Enforcement(EN-329). 7. It has developed its application so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight; (the application may also include activities which the SUB-RECIPIENT certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community,and other financial resources are not available); 8. It is following the current City of Elgin Consolidated Plan which has been approved by HUD pursuant to 570.306; and 9. It will not attempt to recover any capital costs of public improvements assisted in whole or in part with funds provided under Section 106 of the ACT or with amount resulting from a guarantee under Section 108 of the ACT by assessing any amount against properties owned and occupied 16 by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements, unless: (1) funds received under Section 106 of the ACT are used to pay the proportion of such fee or assessment that relates to the capital costs of such public improvements that are financed from revenue sources other than under Title I of the ACT; or (2) for purposes of assessing any amount against properties owned and occupied by low and moderate income persons, the SUB-RECIPIENT certifies that it lacks sufficient funds received under Section 106 of the ACT to comply with the requirements of subparagraph(1)above. 10. The SUB-RECIPIENT certifies that it will provide a drug-free workplace by: (A) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the SUB- RECIPIENT'S workplace and specifying the actions that will be taken against employees for violation of such prohibition; (B) Establishing a drug-free awareness program to inform employees about: (1) The dangers of drug abuse in the workplace; (2) The SUB-RECIPIENT'S policy of maintaining a drug-free workplace; (3) Any available drug counseling,rehabilitation,and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace. (C) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph(A); (D) Notifying the employee in the statement required by paragraph(A) that,as a condition of employment under the grant,the employee will: (1) Abide by the terms of the statement; and (2) Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five days after such conviction; (E) Notifying the City of Elgin's Planning and Neighborhood Services Department within ten (10) days after receiving notice under subparagraph (D)(2) from an employee or otherwise receiving actual notice of such conviction; (F) Taking one of the following actions, within 30 days of receiving notice under subparagraph(D)(2),with respect to any employee who is so convicted: (1) Taking appropriate personnel action against such an employee, up to and including termination; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State,or local health,law enforcement,or other appropriate agency; 17 (G) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs(A),(B),(C),(D),(E)and(F). 11. It has adopted and is enforcing a policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in nonviolent civil rights demonstrations. 12. In regards to lobbying,the SUB-RECIPIENT certifies: (A) No Federal appropriated funds have been paid or will be paid, by or on behalf of the SUB-RECIPIENT, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation,renewal, amendment, or modification of any Federal contract,grant,loan,or cooperative agreement. (B) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency,a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying,"in accordance with its instructions. (C) The SUB-RECIPIENT shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub-grants, and contracts under grants,loans, and cooperative agreements) and that all sub-recipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352,title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000 and not more than $100,000 for each such failure. 18 EXHIBIT C EQUAL EMPLOYMENT OPPORTUNITY CERTIFICATION Community Development Block Grant Program City of Elgin The undersigned understands and agrees that it is a SUB-RECIPIENT of the Community Development Block Grant Program of the City of Elgin. The undersigned also agrees there shall be no discrimination against any employee who is employed in carrying out work from the assistance received from the City of Elgin and the Department of Housing and Urban Development, or against any applicant for such employment, because of race, color, religion, sex, age or national origin, including but not limited to employment, upgrading, demotion or transfer; recruitment or recruitment advertising; lay off or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The SUB-RECIPIENT further agrees to the following: (1) It will incorporate or cause to be incorporated into any grant contract, loan, grant insurance or guarantee involving Federally assisted construction work, or modification thereof, which is paid for in whole or in part with funds obtained from the Community Development Block Grant Program,the language contained in HUD Equal Employment Opportunity Regulations at 42 CFR 130.15(b), in Executive Order 11246, as amended by Executive Orders 11375 and 12006, and implementing regulations issued in 41 CFR Chapter 60. (2) It will be bound by said equal opportunity clause with respect to its own employment practices when it participates in any Community Development Block Grant Program construction. (3) It will assist and cooperate actively with the City of Elgin,the Department of Housing and Urban Development and the Secretary of Labor in obtaining the compliance of contractors and subcontractors with the equal opportunity clause and the rules,regulations and relevant orders of the Secretary of Labor. (4) It will furnish the City of Elgin, the Department of Housing and Urban Development and the Secretary of Labor such information as they may require for the supervision of such compliance, and will otherwise assist the City of Elgin and the Department of Housing and Urban Development in the discharge of primary responsibility for securing compliance. (5) It will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from or who has not demonstrated eligibility for government contracts and Federally assisted construction contracts pursuant to the Executive Order. (6) It will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the Secretary of Labor, the City of Elgin or the Department of Housing and Urban Development. (7) In the event that SUB-RECIPIENT fails or refuses to comply with the undertaking, the City of Elgin, or the Department of Housing and Urban Development may take any or all of the following actions: cancel, terminate or suspend, in whole or in part, this grant, refrain from 19 extending any further assistance to the SUB-RECIPIENT until satisfactory assurance of future compliance has been received; and refer the case to the Department of Housing and Urban Development for appropriate legal proceedings. SUB-RECIPIENT: Community Crisis Center 37 South Geneva Street,Elgin,Illinois 60123 BY: Gretchen S.Vapnar,Executive Director DATE: ATTEST: 20