HomeMy WebLinkAbout08-202 Resolution No. 08-202
RESOLUTION
AUTHORIZING EXECUTION OF A DEVELOPMENT AGREEMENT WITH ARTSPACE
PROJECTS,INC. FOR PHASE I FEASIBILITY STUDY AND PHASE II
PRECONSTRUCTION SERVICES
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN,ILLINOIS,that
pursuant to Elgin Municipal Code Section 5.02.020B(9) the City Council hereby finds that an
exception to the requirements of the procurement ordinance is necessary and in the best interest of
the city; and
BE IT FURTHER RESOLVED that Ed Schock,Mayor,and Diane Robertson,City Clerk,be
and are hereby authorized and directed to execute a development agreement on behalf of the City of
Elgin with Artspace Projects, Inc. for Phase I Feasibility Study and Phase II Preconstruction
Services, a copy of which is attached hereto and made a part hereof by reference.
s/Ed Schock
Ed Schock, Mayor
Presented: August 27, 2008
Adopted: August 27,2008
Omnibus Vote: Yeas: 4 Nays: 0
Attest:
s/Diane Robertson
Diane Robertson, City Clerk
t
AGREEMENT
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THIS AGREEMENT is made and entered into this I y day of $+ 2008,
by and between the City of Elgin, an Illinois municipal corporation(hereinafter ferred to as the
"City") and Artspace Projects, Inc., a Minnesota 501(c)(3) not-for-profit corporation, authorized
to do business in the State of Illinois (hereinafter referred to as "Artspace").
WHEREAS, the City and Artspace have previously entered into an agreement dated May
of 2008 wherein the City engaged Artspace to furnish certain services in connection with an
individual artist survey in the City of Elgin and the neighboring Chicago metropolitan area; and
WHEREAS, Artspace's mission is to create, foster and preserve affordable space for
artists and arts organizations; and
WHEREAS, the City desires to create a major, new, affordable live/workspace for
artistically creative individuals and their families to live and work in the City of Elgin in or near
downtown Elgin(hereinafter referred to as the "Project"); and
WHEREAS, a four phased process is anticipated for the creation of the Proejct, such
phases to include a Phase I Feasibility Study, Phase II Preconstruction, Phase III Construction,
and Phase IV Lease Up/Operations; and
WHEREAS, the City through this agreement authorizes Artspace to provide services
pertaining to the Phase I Feasibility Study and the Phase II Preconstruction phase; and
WHEREAS, Artspace will provide such services and collect the fees for such services
more specifically described in this agreement.
NOW, THEREFORE, for and in consideration of the mutual undertakings as set forth
herein, and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledge,the parties hereto agree as follows:
1. Phase I Feasibility Study and Phase II Preconstruction Services. Artspace
shall perform the Phase I Feasibility Study and Phase II Preconstruction Services (collectively
the "Services") for the Project outlined in this Section 1. Artspace shall begin performing the
Services within seven (7) days of the execution of this agreement by both parties hereto and upon
Artspace's receipt of a payment from the City in the amount of$150,000 as outlined in Section 4
hereof. The Services as outlined below, are intended as a description of the outline of such
Services to be performed by Artspace pursuant to this agreement and are not intended as an
exhaustive description of the Phase I Feasibility Study or Phase II Preconstruction scope of
work:
a. Site Selection and Analysis (Phase I Feasibility Study)
i. Investigate the identified priority sites in addition to any new sites
or buildings. The existing six identified priority sites are depicted
in the map entitled "Center City Map" prepared by the City of
Elgin Department of Community Development attached hereto as
Exhibit 1. Review existing studies as available and relating to site
conditions including soil and hydrology studies, ALTA land
surveys, title reports environmental phase I/II, and zoning
requirements. Order updated or new studies, for the primary
priority site as necessary to comply with Project's funding
application requirements and to determine feasibility.
Notwithstanding the foregoing or anything to the contrary in this
agreement, the selection of a primary priority site, and/or the final
selection of any site for the Project shall be subject to the approval
of the city council of the City of Elgin.
ii. Work with the property owner of the primary priority site to create
a plan for site control and acquisition. Work in good faith toward
the goal of establishing site control. Both parties acknowledge that
obtaining site control is not a guaranteed deliverable under this
Paragraph l a scope of work.
iii. Integrate the individual artist market information and community
goals to inform the residential portion of the project and any
shared-use spaces. Determine the optimal mix of residential and
community space based upon Project site, non-residential concept
plan, artist market survey results, community goals and financial
modeling. Notwithstanding the foregoing or anything to the
contrary in this agreement, the final determination of the mix of
residential, community space and non-residential shall be subject
to the approval of the city council of the City of Elgin.
Deliverables: new and/or updated site reports, summary of
Project status
b. Design and Financial Analysis (Phase II Preconstruction Services)
Engage an architectural firm to create conceptual plans (site,
floorplans, elevations) and schematic designs complying with
funding application requirements. The selection of an architectural
firm shall be subject to the approval of the City.
ii. Create and refine sources and uses development budget.
iii.. Complete financial modeling for priority site.
iv. Engage cost estimator/contractor. The selection of the cost
estimator/contractor shall be subject to the approval of the City.
Deliverables: conceptual plans, schematic designs, sources and
uses spreadsheet/finance model,summary of Project status
c. Financing and Fundraising (Phase I Feasibility Study and Phase II
Preconstruction Services, and Ongoing)
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i. Identify public, private and philanthropic funding sources
including LIHTC (9% or 4%), gap financing, HOME and CDBG
funds.
ii. Secure letters of interest and/or funding commitments for gap and
primary funding sources to include in the LIHTC (9% or 4%)
application.
iii. Engage an architectural firm for the preparation of construction
plans sufficient for the Illinois Housing Development Authority
(IHDA) LIHTC submission. The selection of an architectural firm
shall be subject to the approval of the City.
iv. Complete due diligence necessary for submission of fmancing
applications e.g.: housing market study, identifying property
management company, affirmative fair housing marketing plan.
v. Submission of financing applications for identified funding
sources.
Deliverables: letter of interest/funding commitments,
construction plans (as defined in Paragraph iii. of this section),
completed IHDA application for low income housing tax
credits (9% or 4%),summary of Project status
2. Additional Scope of Work. The parties hereto understand and agree that the
scope of work for the Phase I Feasibility Study and the Phase II Preconstruction Services as
outlined in the preceding Section 1 is not meant to be exhaustive, but rather indicative of the
work foreseen as necessary to determine feasibility of the residential portion of the Project.
Artspace shall perform such additional ancillary work for the Project as part of this agreement
and as part of the fees and expenses provided for in Section 4 hereof. The parties further agree to
submit a complete application to the Illinois Housing Development Authority no earlier than
April 2009.
3. Schedule. Artspace shall complete the Phase I Feasibility Study no later than
twelve (12) months following the entry into this agreement. Artspace shall complete the Phase II
Preconstruction Services no later than eighteen (18) months following the entry into this
agreement.
4. Payment for Phase I Feasibility Study and Phase II Preconstruction Services.
The City agrees to pay Artspace total fees and expenses of$725,000 for Artspace's fees and out-
of-pocket costs and expenses related to the Phase I Feasibility Study and the Phase II
Preconstruction Services outlined in Section 1 of this agreement. Artspace's current estimate of
its pre-development expenses for the Project is attached hereto as Exhibit 2. Such fees and
expenses shall be paid by the City to Artspace as follows:
a. Within seven(7) days of the execution of this agreement by the City and Artspace
the City will pay Artspace $150,000 of its total fee for the Phase I Feasibility
Study and Phase II Preconstruction Services.
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b. The City will pay Artspace $350,000 upon Artspace's establishing site control and
prior to Artspace commencing the Services outlined in Section lb of this
agreement.
c. The City will pay Artspace $225,000 upon Artspace's submission of deliverables
as outlined in Section 1 c of this agreement.
Notwithstanding anything to the contrary in this agreement, any funds advanced by the City for
prepaid third party vendor costs that are reimbursed by other construction or permanent sources
of fmancing for the Project will be reimbursed to the City. Funds advanced by the City to
Artspace to pay for Artspace related overhead and travel expenses will not be reimbursed by
other sources of permanent or construction fmancing for the Project and will not be returned to
the City.
5. Additional Phases of Development. The parties acknowledge and agree that
each of the above Phase I and Phase II scopes of work may lead to the Project's continued
progression to a point of financial closing, acquisition and construction readiness or it may result
in the Project being deemed infeasible. Upon successful completion of Phase I Feasibility Study
and Phase II Preconstruction Services as outlined in Section 1 above, Artspace will continue into
Phase III Construction and Phase IV Lease-Up/Operations. In the event that Artspace seeks any
financial contributions from the City for such additional phases any such fmancial contributions
will be at the discretion of the City and will require a separate written agreement entered into
between Artspace and the City.
6. Invoices. Artspace shall submit invoices in a format approved by the City.
Progress reports will be included with all payment requests. Artspace shall maintain records
showing actual time devoted and costs incurred. Artspace shall permit the authorized
representative of the City to inspect and audit all data and records of Artspace for work done
under this agreement. Artspace shall make these records available to the City at no costs and at
reasonable times during the pendency of this agreement, and for a year after termination or
completion of this agreement.
7. Term. This agreement shall become effective as of the date the parties have
executed this agreement and, unless terminated, shall be deemed concluded on the date the City
determines that all of Artspace work under this agreement is completed. A determination of
completion shall not constitute a waiver of any rights or claims which the City may have or
thereafter acquire with respect to any term or provision of this agreement.
8. Work Products. All work products prepared by Artspace or any of its sub-
consultants pursuant hereto including, but not limited to, reports, designs, calculations,
architectural rendings, work drawings, studies, photographs, models, fmancial statements or
other recommendations, shall be the property of the City and shall be delivered to the City upon
request provided, however, Artspace may retain copies of such work products for its records and
Artspace may use such work products for the Project.
9. Termination. Notwithstanding any other provision hereof, either party may
terminate this agreement upon thirty(30) days written notice to the other party if such other party
has failed to perform according to the terms of this agreement. The party receiving the notice of
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termination shall have a period of thirty (30) days from the date of such notice to correct such
default, or, if such failure cannot reasonably be cured within such 30-day period, such additional
reasonable period to cure such default as the other party may, in its discretion, grant, provided
that the defaulting party has initiated reasonable corrective actions to cure such default during the
30-day period referenced herein. In addition, either party may terminate the Phase I Feasibility
Study or the Phase II Preconstruction Services if, during the course of Artspace conducting such
Services, either party reasonably determines in good faith that the Project is not feasible. In the
event of termination pursuant to this section, Artspace will be entitled to payment for its out-of-
pocket costs, time and expenses and for its services on a pro rata basis. In no event shall any
monies paid to Artspace with respect to services it has completed be refunded.
10. Relationship of the Parties. The parties acknowledge and agree that Artspace is
an independent contractor with respect to the City, and the parties to this agreement do not intend
and this agreement shall not be construed to create a joint venture, partnership, employment or
other agency relationship between and among the parties, nor is the city obtaining any interest in
or to Artspace.
11. No Personal Liability. No official, director, officer, agent or employer of the
City or Artspace shall be charged personally or held contractually liable under any term or
provision of this agreement or because of their execution, approval or attempted execution of this
agreement.
12. Non-Discrimination. In all hiring or employment made possible or resulting
from this Agreement, there shall be no discrimination against any employee or applicant for
employment because of sex, age, race, color, creed, national origin, marital status, of the
presence of any sensory, mental or physical handicap, unless based upon a bona fide
occupational qualification, and this requirement shall apply to, but not be limited to, the
following: employment advertising, layoff or termination, rates of pay or other forms of
compensation and selection for training, including apprenticeship.
No person shall be denied or subjected to discrimination in receipt of the benefit of any
services or activities made possible by or resulting from this Agreement on the grounds of sex,
race, color, creed, national origin, age except minimum age and retirement provisions, marital
status or the presence of any sensory, mental or physical handicap. Any violation of this
provision shall be considered a violation of a material provision of this Agreement and shall be
grounds for cancellation, termination or suspension, in whole or in part, of the Agreement by the
City.
13. Assignment and Successors. This Agreement and each and every portion
thereof shall be binding upon the successors and the assigns of the parties hereto; provided,
however,that no assignment shall be made without the prior written consent of the City.
14. Delegations and Subcontractors. Any assignment, delegation or subcontracting
shall be subject to all the terms, conditions and other provisions of this Agreement and Artspace
shall remain liable to the City with respect to each and every item, condition and other provision
hereof to the same extent that Artspace would have been obligated if it had done the work itself
and no assignment, delegation or subcontract had been made. Any proposed subcontractor shall
require the City's advanced written approval.
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15. Severability. The parties intend and agreed that, if any paragraph, sub-paragraph,
phrase, clause or other provision of this Agreement, or any portion thereof, shall be held to be
void or otherwise unenforceable, all other portions of this Agreement shall remain in full force
and effect.
16. Headings. The headings of the several paragraphs of this Agreement are inserted
only as a matter of convenience and for reference and in no way are they intended to define, limit
or describe the scope of intent of any provision of this Agreement, nor shall they be construed to
affect in any manner the terms and provisions hereof or the interpretation or construction thereof.
17. Modification or Amendment. This Agreement and its attachments constitutes
the entire Agreement of the parties on the subject matter hereof and may not be changed,
modified, discharged or extended except by written amendment duly executed by the parties.
Each party agrees that no representations or warranties shall be binding upon the other party
unless expressed in writing herein or in a duly executed amendment hereof, or change order as
herein provided.
18. Applicable Law. This agreement shall be deemed to have been made in, and
shall be construed in accordance with the laws of the State of Illinois.Venue for the resolution of
any disputes or the enforcement of any rights pursuant to this agreement shall be only in the
Circuit Court of Kane County, Illinois. Notwithstanding anything else to the contrary in this
agreement, with the sole exception of an action to recover the monies the City has agreed to pay
to Artspace pursuant to Section 4 of this agreement, no action shall be commenced by Artspace
against the City for monetary damages.
19. News Release. Artspace may not issue any news releases about the Project
without prior approval from the City, nor will Artspace make public proposals developed under
this agreement without prior written approval from the City prior to said documentation
becoming matters of public record.
20. Cooperation With Other Consultants. Artspace shall cooperate with any other
Consultants in the City's employ or any work associated with the Project.
21. Interference With Public Contracting. Artspace certifies hereby that it is not
barred from bidding on this contract as a result of a violation of 720 ILCS 5/33E et seq. or any
similar state or federal statute regarding bid rigging.
22. Sexual Harassment. As a condition of this agreement, Artspace shall have
written sexual harassment policies that include, at a minimum,the following information:
A. the illegality of sexual harassment;
B. the defmition of sexual harassment under state law;
C. a description of sexual harassment, utilizing examples;
D. the vendor's internal complaint process including penalties;
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E. the legal recourse, investigative and complaint process available through the
Illinois Department of Human Rights, and the Illinois Human Rights
Commission;
F. directions on how to contact the department and commission;
G. protection against retaliation as provided by Section 6-101 of the Human Rights
Act.
A copy of the policies shall be provided by Artspace to the Department of Human Rights
upon request 775 ILCS 5/2-105.
23. Substance Abuse Program. As a condition of this agreement, Artspace shall
have in place a written substance abuse prevention program which meets or exceeds the program
requirements in the Substance Abuse Prevention Public Works Project Act at 820 ILCS 265/1 et
seq. A copy of such policy shall be provided to the City's Assistant City Manager prior to the
entry into and execution of this agreement.
24. City's Project Manager and Written Communications. The City's Project
Manager for the Project shall be the City's Assistant City Manager. All recommendations and
other communications by Artspace to the Assistant City Manager and to other participants which
may affect cost or time of completion, shall be made or confirmed in writing. The Assistant City
Manager may also require other recommendations and communications by Artspace be made or
confirmed in writing. Confirmed electronic mail communications shall be deemed to be in
writing.
25. Notices. All notices, reports and documents required under this Agreement shall
be in writing and shall be mailed by First Class Mail, postage prepaid, addressed as follows:
A. As to City:
Sean R. Stegall
Assistant City Manager
City of Elgin
150 Dexter Court
Elgin, Illinois 60120-5555
With a copy to:
Cherie Murphy, Marketing Officer
City of Elgin
150 Dexter Court
Elgin, Illinois 60120-5555
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B. As to Artspace:
Wendy Holmes, Vice President, Consulting and Resource Development
Artspace Projects, Inc.
250 Third Ave.N, Suite 500
Minneapolis, MN 55401
26. City Sponsorship. The City of Elgin shall be recognized as a sponsor of the
Project and to receive the benefits of sponsorship consistent with the level of support provided in
this agreement. At a minimum, the City's support shall be acknowledged on all printed materials
promoting the Project and in all press releases and advertising regarding the Project through the
following mandatory funding identification statement: "Funding for the Project is provided in
part through the City of Elgin". Three samples of this acknowledgement shall be provided to the
City. A logo provided by the City to Artspace shall be used for this purpose.
27. Compliance With Laws. Notwithstanding any other provision of this agreement
it is expressly agreed and understood that in connection with the performance of this agreement
that Artspace shall comply with all applicable Federal, State, City and other requirements of law,
including, but not limited to, any applicable requirements regarding prevailing wages, minimum
wage, workplace safety and legal status of employees. Without limiting the foregoing, Artspace
hereby certifies, represents and warrants to the City that all Artspace's employees and/or agents
who will be providing products and/or services with respect to this agreement shall be legal
residents of the United States. Artspace shall also at its expense secure all permits and licenses,
pay all charges and fees and give all notices necessary and incident to the due and lawful
prosecution of the work, and/or the products and/or services to be provided for in this agreement.
The City shall have the right to audit any records in the possession or control of the Artspace to
determine Artspace's compliance with the provisions of this section. In the event the City
proceeds with such an audit Artspace shall make available to the City Artspace's relevant records
at no cost to the City.
IN WITNESS WHEREOF, the parties hereto have entered into and executed this
agreement as of the date and year first written above.
FOR THE CITY: FOR ARTSP• CE PROJECTS, INC.
B By A /LA
Mayor V.P. Co g and Resource
Develop•
Atte
City Clerk
F:\Legal Dept\Agreement\Artspace Projects,Inc.-Phase I&Phase II-clean 7-7-08.doc
8
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August 7, 2008 + 1'
NIIIiii wa y
TO: Mayor and Members of the City Council —_ =-
FROM: Olufemi Folarin, City Manager c'"""
Cherie Murphy, Marketing Officer
SUBJECT: Pre-development Agreement with Artspace
PURPOSE
The purpose of this memorandum is to provide information to the Mayor and members of
City Council to enter into a Pre-development Agreement for $725,000 with Artspace
Projects, Inc. to provide services pertaining to a Phase I Feasibility Study and Phase II
Preconstruction Phase for the development of an affordable live/work space for artists in
Elgin's Center City area.
RECOMMENDATION
It is recommended that the City Council approve the Pre-development Agreement with
Artspace for the amount of$725,000, to be phased over a two year period, with$150,000
payable in the 2008 budget year, and the remaining two payments totaling $575,000
payable in 2009 budget year.
BACKGROUND
Artspace, the nations leading nonprofit real estate developer for the arts, is based in
Minneapolis, Minnesota. As a 501(c)(3) organization, their mission is to create, foster
and preserve affordable space for artists and arts organizations. Since beginning in 1979,
Artspace has completed twenty-one projects in cities across the United States, providing
a mix of live/work units, studio space, and office and performance space. In many of
their projects,retail space is often provided on the ground level.
The driving force behind the success of Artspace projects is a notable community and
economic impact. Market research conducted by ERA (attachment A), outlines the
positive impact Artspace projects have had on other communities,including:
• Provide reasonably priced housing for artists 1
• Spur new residential and retail development
• Improve property values through increased homeownership and investment in the
surrounding neighborhoods (an average median home value increase of 77%)
Pre-development Agreement with Artspace
August 7, 2008
Page 2
• Transform underutilized historic buildings
• Enliven economically depressed areas (average per capital income increase of
33%)
The impact of Artspace projects outlined in the ERA report reflect many of the specific
goals set forth by the Elgin City Council in the Center City Master Plan adopted on May
28, 2000, including bringing more residential population to the Center City, creating
more daytime work population, and attracting more retail/restaurants to the downtown.
On March 6 and 7, 2008, the City of Elgin hosted focus groups and a public meeting to
introduce Artspace to the Elgin community as well as local and regional arts groups.
With over 130 local artists attending the public meeting on March 7th (the largest
attendance Artspace has ever had for a public meeting), the results confirmed that Elgin
and its arts community could support an Artspace project.
In order to gather more specific information, the City Council authorized Artspace to
conduct a market need and sustainability survey. Through this research, Artspace will be
able to gather more definitive information to help determine the number and size of units
that would be needed, as well as additional information necessary to customize the
project to fit the needs of the Elgin arts community.
City staff compiled a list of over 5,700 visual and performing artists who were invited to
participate in this survey, which was kicked off by Artspace at a public meeting held in
Elgin on July 24th. As of July 30, 108 artists have already replied to the survey, with 62
responding that they would move to Elgin to a live/work project, and 69 artists who
would rent studio space.
Site visits have been made to several Artspace facilities, including the original Artspace
facility in St. Paul, Minnesota; the newest site which recently opened in Buffalo, New
York; as well as the facility at Garfield Park in Chicago, which has been in operation
approximately three years. Each facility was customized to accommodate the market
needs for the local artist community and as a result, occupancy rates remain very high
while tenant turn-over rates are consistently low.
City staff members, working with Artspace, have toured numerous buildings and sites in
the downtown Elgin area and have established a priority list of properties (attachment B)
that appear to have the greatest potential as an Artspace facility.
In order for Artspace to move forward with determining the feasibility of any of these
sites, it is necessary to enter into a pre-development agreement that would cover a Phase I
Feasibility Study and Phase II Preconstruction Services, as well as simultaneous
Financing and Fundraising efforts.
Pre-development Agreement with Artspace
August 7, 2008
Page 3
The pre-development agreement (attachment C) includes the following key points:
Phase I Feasibility Study
1. The review of environmental and site conditions of the priority site, as necessary,
to comply with the project's funding application requirements and to determine
feasibility.
2. Work with the current property owner to establish site control.
3. Integrate the market survey information and community goals to determine the
optimal mix of residential and community space.
Phase II Preconstruction Services
1. Engage an architectural firm to create conceptual and schematic plans.
2. Create and refine budget.
3. Complete financial modeling for priority site.
4. Engage cost estimator/contractor.
Financing and Fundraising ( Ongoing throughout Phase I Feasibility Study and
Phase II Preconstruction Services)
1. Indentify public, private and philanthropic funding sources, securing letters of
interest and/or funding commitments for gap and primary funding sources.
2. Engage an architectural firm for the preparation of construction plans sufficient
for Illinois Housing Development Authority LIHTC submission.
3. Complete due diligence for submission of financing application and submit
financing applications for identified funding sources.
Payment
The $725,000 costs will be divided into three payments:
1. $150,000 within seven (7) days of the execution of the agreement(2008 budget)
2. $350,000 payable upon establishing site control (2009 budget)
3. $225,000 upon submission of deliverables outlined in Phase II (2009 budget)
Pre-development Agreement with Artspace
August 7, 2008
Page 4
COMMUNITY GROUPS/INTERESTED PERSONS CONTACTED
None
FINANCIAL IMPACT
The cost of this agreement totals $725,000 and is based upon a payment schedule phased
over two years and based on deliverables outlined in the contract. The first payment of
$150,000 would be made in 2008, within seven days of the execution of the agreement.
This project was not budgeted in 2008 or within the 2008-2012 Financial Plan. The initial
$150,000 could be funded through additional property taxes generated through the
Central Area Tax Increment Financing Fund where$3.7 million was budgeted and$4.1 is
levied to be received. In order to pay the remaining obligation of $575,000 an already
existing funded project will need to be eliminated or postponed.
LEGAL IMPACT
None
ALTERNATIVES
1. The City Council may choose to approve the agreement with Artspace in the
amount of$725,000.
2. The City Council may choose not to enter into the agreement with Artspace in the
amount of$725,000.
Respectfully submitted for Council consideration.
CLM
Attachment