HomeMy WebLinkAbout03-117 Resolution No. 03-117
RESOLUTION
AUTHORIZING EXECUTION OF A PURCHASE OF SERVICE AGREEMENT WITH
NEIGHBORHOOD HOUSING SERVICES OF ELGIN, INC. FOR THE
FIRST TIME HOMEBUYERS PROGRAM
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN,
ILLINOIS, that David M. Dorgan, City Manager, and Dolonna Mecum,
City Clerk, be and are hereby authorized and directed to execute
a Purchase of Service Agreement on behalf of the City of Elgin
with Neighborhood Housing Services of Elgin, Inc . for the First
Time Homebuyers Program, a copy of which is attached hereto and
made a part hereof by reference .
s/ Ed Schock
Ed Schock, Mayor
Presented: April 23 , 2003
Adopted: April 23 , 2003
Omnibus Vote: Yeas : 6 Nays : 0
Attest :
s/ Dolonna Mecum
Dolonna Mecum, City Clerk
PURCHASE OF SERVICE AGREEMENT BETWEEN
NEIGHBORHOOD HOUSING SERVICES OF ELGIN, INC .
AND THE CITY OF ELGIN REGARDING
FIRST TIME HOMEBUYERS PROGRAM
THIS AGREEMENT is made and entered into this ?Z day of
, 2003 , by and between the City of Elgin, Illinois, a
municip l corporation, (hereinafter referred to as "City" ) and
Neighborhood Housing Services of Elgin, Inc . , an Illinois not-for-
profit corporation (hereinafter referred to as "NHS" ) .
WHEREAS, the City has previously established a First Time
Homebuyers Down Payment Assistant Program which provides City of
Elgin residents with a greater opportunity to become homeowners by
providing eligible homeowners with forgivable loans to be used for
a housing down payment and closing costs (hereinafter referred to
as the "First Time Homebuyers Assistance Program" ) ; and
WHEREAS, the City has determined that it is in the best
interests of the City to enter into an agreement with NHS whereby
NHS shall provide certain services in connection with the
administration and implementation of the First Time Home Buyers
Assistance Program.
NOW, THEREFORE, for and in consideration of the mutual
promises and covenants contained herein, and other good and
valuable consideration, the receipt and sufficiency of which is
hereby acknowledged, the parties hereto hereby agree as follows :
1 . The City shall pay to NHS the amount not to exceed
$75, 000 for the administration and implementation of the First Time
Homebuyers Assistance Program. A summary description of the First
Time Homebuyers Assistance Program is attached hereto as Exhibit A.
In the event of any conflict between the terms of this Agreement
and the terms of Exhibit A the terms of this Agreement shall
control .
2 . NHS shall utilize the aforementioned $75, 000 solely and
only for the administration and implementation of the First Time
Homebuyers Assistance Program to provide assistance to low and
moderate income persons, whose income falls at or below 80% of the
Median Family Income limits established by the United States
Department of Housing and Urban Development (hereinafter referred
to as "HUD" ) purchasing their first home, condominium, and/or
townhome, located within the corporate boundaries of the City of
Elgin, Illinois, pursuant to the terms and conditions provided
herein and by the HUD Income Guidelines promulgated February 2003 ,
a copy of said guidelines is attached here to as Exhibit B.
3 . NHS shall receive up to or an amount not to exceed 10%
($7, 500) of the program budget to cover NHS administrative expenses
in connection with the First Time Homebuyers Assistance Program
including staff time for processing applications of qualified
homebuyers, establishing and recording second mortgage lien
documents, conducting homebuyer education classes, developing
marketing strategies and for office overhead, supplies and program
advertising. Reimbursement for administrative expenses shall be
paid as described in paragraph 4 hereof .
4 . NHS shall perform the services in connection with the
First Time Homebuyers Assistance Program as described in Exhibit A
attached hereto and as further described as follows :
a. Provide five year forgivable mortgages for
one-half of the qualified applicant' s combined
down-payment and closing costs, not to exceed
2% of the purchase price of the home, in no
event however shall this forgivable mortgage
exceed $4, 000 .
b. Establish a Revolving Loan Fund account for
the deposit of all applicant fees;
c . Set-up and maintain all account records on an
internal "Notesmith" loan accounting system;
d. Market the program to Elgin residents through:
(1) Press releases to all local media
including the Courier News, Daily Herald, and
the Neighborhood Voice; and (2) Written
program material for local lenders and real
estate offices;
e . Process homebuyer assistance applications
using established underwriting standards .
f . Obtain a mortgage application from program
applicants .
g. Obtain a copy of all applicable lead-based
paint disclosures if applicant is pursuing FHA
financing;
h. Conduct homebuyer education classes for
applicants prior to fund distribution;
i . Provide two written reports detailing the
disbursement of all City funds utilized
hereunder. These reports shall describe the
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number of applicants processed, and education
classes conducted. Reports shall include
client household size, income information, and
grant allocation levels . Expenditure reports
shall also be submitted to detail the costs
incurred by NHS . These reports shall be
provided to the City Council by May 31 , 2003 ,
and December 31, 2003 , and shall include all
program activity. These reports shall be
submitted to the City Manager' s Office, City
Hall, 150 Dexter Court, Elgin, IL, 60120 ;
j . Notify the City of any early re-payments .
Deposit all re-payments in the Revolving Loan
Fund account for distribution to additional
qualified applicants .
5 . Payments from the City to NHS for the First Time
Homebuyers Assistance Program will be processed in the following
manner:
a. NHS shall submit a Request for Payment form
monthly for NHS to be reimbursed for
administering the First Time Homebuyers
Assistance Program with such requests for
payment for reimbursement to include :
1 . A time study for staff salaries to
include the percentage of work on specific
activities, hours worked, and gross amount
earned during a set time period.
2 . Copies of receipts if reimbursing that
month for supplies.
b. Request for Funds for Forgivable Loans
described in Section 4 (a) hereof for each
program applicant will be processed in the
following manner;
1 . NHS will submit a request for each
individual program applicant .
2 . The request will not exceed 2% of the
purchase price of the home up to a maximum of
$4 , 000 .
3 . The request will include the Income
Certification form which indicates purchase
price, grant amount, total household size and
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income . All income documentation will
provided such as current tax returns and pay
stubs .
4 . All requests will have to be received
three weeks prior to the closing date for
review and processing.
5 . The request will be processed for the
approved amount and the check will be written
to the title company performing the closing.
6 . NHS shall establish a separate fund for the funds
provided for herein. The fund is to be accounted for separately in
the annual NHS audit . NHS shall not borrow from such fund for
operations or otherwise obligate the fund for purposes other than
for the First Time Homebuyers Assistance Program.
7 . This Agreement shall be effective April 23 , 2003 and
shall terminate December 31, 2003 . Unless otherwise terminated as
provided herein, this Agreement shall terminate December 31, 2003 .
8 . This Agreement may be terminated by City upon fifteen
(15) days written notice to NHS for any or no reason at the City' s
sole discretion.
9 . NHS shall provide the City with financial statements
relative to the organization' s total operations . These statements
shall be provided on or before July 31, 2003 and December 31, 2003 .
10 . The terms and provisions of this Agreement shall be
severable . In the event that any portion of this Agreement is
deemed to be void or otherwise unenforceable for any reason, the
remainder of this Agreement shall remain in full force and effect .
11 . This Agreement shall be subject to and governed by the
laws of the State of Illinois . Venue for the resolution of any
disputes or the enforcement of any rights pursuant to this
agreement shall be in the Circuit Court of Kane County, Illinois .
12 . This Agreement shall not be deemed or construed to create
an employment, joint venture, partnership or other agency
relationship between the parties hereto.
13 . In the event the program for which the City funds
provided herein are to be applied is discontinued or NHS ceases its
operations prior to December 31, 2003 , NHS shall refund to the City
on a pro rata basis the funds paid hereunder for the portion of the
year remaining after any such termination or for the portion of the
year such programs or NHS operations were not conducted.
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14 . The City shall be recognized as sponsor of NHS and shall
receive the benefits of sponsorship consistent with the level of
support provided. At a minimum, the city support shall be
acknowledged in the Annual Report of NHS and any "Web" page
information. Samples of this acknowledgement shall be provided to
the City.
15 . To the fullest extent permitted by law, NHS agrees to
indemnify, defend and hold harmless the City, its officers,
employees, boards and commissions from and against any and all
claims, suits, judgments, costs, attorney' s fees, damages or other
relief arising out of or resulting from or through or alleged to
arise out of any reckless or negligent acts or omissions of NHS ' s
officers, employees or agents in the performance of this agreement .
In the event of any action against the City, its officers,
employees, agents, boards or commissions covered by the foregoing
duty to indemnify, defend and hold harmless, such action shall be
defended by legal counsel of the City' s choosing. The provisions
of this paragraph shall survive any termination and/or expiration
of this Agreement .
16 . This Agreement and each and every portion thereof shall
be binding upon the successors and the assigns of the parties
hereto, provided, however, that no assignment shall be made by NHS
without the prior written consent of the CITY.
17 . This Agreement, the documents it incorporates and its
attachments, if any, constitutes the entire Agreement of the
parties on the subject matter hereof and may not be changed,
modified, discharged or extended except by written amendment duly
executed by the parties . Each party agrees that no representations
or warranties shall be binding upon the other party unless
expressed in writing herein or in a duly executed amendment hereof .
CITY OF ELGIN NEIGHBORHOOD HOUSING SERVICES OF
ELGIN, INC.
YtiJY�
City Manager Nitctotrv1 Scott //)1'e
Board Presidenp
Attest : /
kN/OL.4,'� /
City Clerk
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PROPOSAL
FIRST TIME HOMEBUYERS DOWNPAYMENT ASSISTANCE PROGRAM
GUIDELINES
Neighborhood Housing Services of Elgin will act as administrator for the City of
Elgin First Time Homebuyers Assistance Program.
Eligibility Requirements:
- Applicants must be current residents of Elgin (for the twelve month period
prior to application) and must meet federal first time homebuyer and low to
moderate income guidelines.
- Applicants must have an accepted sales contract to purchase a home
within the City of Elgin, and must have a first mortgage commitment.
- Applicants should demonstrate a financial need for assistance (no more
than the equivalent of four month's mortgage payments available in
savings).
- Applicants must complete a homebuyer education program administered
by NHS prior to funding.
Application Processing:
Applicants will complete a 1003 mortgage application with NHS, or
provide a copy to NHS from their first mortgage financer. If the applicant is
obtaining FHA financing, NHS will be provided with a copy of all applicable lead
based paint disclosures. If the applicant is obtaining conventional financing, NHS
staff will be responsible for performing applicable lead based paint Inspection
services. All applications will be approved by the NHS Loan Committee using
existing NHS underwriting standards. Once approved, applicants will schedule a
homebuyer education class with NHS staff. It is anticipated that participants will
be required to attend a class from two to four hours in length using materials from
Neighborhood Reinvestment Corporation and Fannie Mae. Upon successful
completion of the homebuyer education class, applicants will receive a certificate
• to be included in their first mortgage and NHS loan files. _
Three days prior-to closing,applicants-will execute documents with_NIBS. The
loan proceeds check will be made payable to the title company whenever
possible,•or to the pplicants;directly to exchange for a bank check to be
presented at closing.
Program Guidelines: . • - -
Program will be administered by NHS of Elgin to.comply with ail federal
• guidelines noted under the City of Elgin's CDSG program application.
EXHIBIT A
Applicants will be eligible to receive a grant of up to a maximum of$4,000 to
make up a total of 2% of down payment funds needed to close. Applicants must
provide proof of providing a minimum of 3% of their own funds, meeting FHA
standard underwriting criteria. Loan will be forgiven if the applicants stay in the
property for a period of five years. If the property is sold prior to the end of the
five year period, the loan would be repaid at a rate of 20% for each year
remaining up to the fifth year. NHS will record a second mortgage on each
property with the applicable county recorder's office.
NHS will maintain all account records on the internal Notesmith loan accounting
system. A separate bank account will be established for program funds. All fees
will be deposited to the NHS Revolving Loan Fund account. NHS will provide
monthly reports to the City until all funds are exhausted. The City will be notified
of any early repayments. Funds may then be used by NHS for any other first time
homebuyer applicants.
Marketing:
NHS will market program availability through the following sources: press
releases to all local media, including the Courier News, Elgin Herald, Chicago
Tribune and The Neighborhood Voice. Written program material will be sent to
local lenders and real estate offices by NHS.
Administrative Costs:
NHS will receive 10% ($7,500) of the program budget to cover administrative
expenses. Included in these administrative expenses are the following:
application processing costs including recording of second mortgage lien
documents and credit report costs, homebuyer education course and materials,
bank account establishment, staff costs, office expenses and overhead and
marketing expenses.
Attachments:
NHS Loan Documents
Sample of Homebuyer Education Materials
HUD approval letter for NHS to administer homebuyer programs
HUD Income Guidelines
Effective February 20, 2003
Household Extremely Very Low Other Low Median
Size Low Income Income Income Family
(0-30% MFI) (31-50% MFI) (51-80% MFI) Income
1 $15,850 $26,400 $39,550 $52,800
2 $18,100 $30,150 $45,200 $60,300
3 $20,350 $33,950 $50,850 $67,900
4 $22,600 $37,700 $56,500 $68,700
5 $24,450 $40,700 $61,000 $81,400
6 $26,250 $43,750 $65,550 $87,500
7 $28,050 $46,750 $70,050 $93,500
8 or more $29,850 $49,750 $74,600 $99,500
MFI = Median Family Income
MFI for all household sizes for 2003 is $68,700
EXHIBIT B
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Agenda Item No.
City of Elgin
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April 4 , 2003
N alin4
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QUALITY HOUSING
TO: Mayor and Members of the City Council
FROM: David M. Dorgan, City Manager
Amy Coyne, CDBG Coordinator V
SUBJECT : 2003 Purchase of Service Agreement with Neighborhood
Housing Services of Elgin First Time Homebuyer Program
PURPOSE
The purpose of this memorandum is to provide the Mayor and
members of the City Council with information to consider a
Purchase of Service Agreement with Neighborhood Housing Services
few of Elgin, Inc . , (NHS) for a First Time Homebuyer Program.
BACKGROUND
NHS is chartered through a national, congressionally-chartered
organization; Neighborhood Reinvestment Corporation. The NHS
partnership is a structure fostering involvement and cooperation
from the community, bringing together citizens, financial
institutions and city government . The cooperation is evident in
the NHS budget, which supplements City support by leveraging
contributions from local banks, grants and other fund raising.
During the 2002 program year, NHS has accomplished the
following;
• Eleven First Time Homebuyers have been approved with an
additional one ready to close in March 2003 .
• Expended $40, 692 . 39 with $34 , 307 . 61 remaining which will be
brought over into the 2003 program year. This is due to
the suspension of all services during the middle of the
2002 program year. NHS' s First Time Homebuyer Program was
�I. reinstated in October of 2002 . At this time, NHS does not
have any clients on a waiting list . NHS did have calls for
people to be put on a waiting list but the Interim
2003 Purchase of Service Agreement with NHS
April 4 , 2003
Page 2
Executive Director decided it was in the agency' s best
interest to complete the agency' s reorganization before
initiating a waiting list . Staff does not anticipate
having any difficulty in expending the remaining 2002
funding and the proposed 2003 funding by December of 2003 .
• All recipients completed the First Time Homebuyer education
classes . The certified classes were provided through FHA
or through conventional lenders/banking institutions .
• All other requirements of the 2002 PSA have been fulfilled.
For 2003 , the budget includes $75, 000 for NHS to administer the
second year of the City' s First Time Homebuyer Program. This
program will provide closing costs and down payment assistance
for income eligible First Time Homebuyers . All potential
homebuyers will have to be at or below 80% of the median family
income as established by HUD. NHS shall receive 10% ($7, 500) of
(00P. the program budget to cover administrative expenses .
Due to administrative changes, NHS and the Planning and
Neighborhood Services staff have established new procedural
requirements . The following have already been initiated; (1)
monitoring of each client file for eligibility, (2)
Certification of Income forms indicating family size, closing
date, purchase price, grant amount, and income documentation,
and (3) Request for Payment forms will be a new procedure
implemented in program year 2003 . Instead of a lump sum payment
to NHS of $75, 000, the city will retain these funds and
establish a drawn down system. NHS will be required to submit a
request for payment prior to the clients closing date in order
to process the check in a timely manner. Separate from the
client draw down request , NHS will be submitting monthly
requests for reimbursement associated with administrative
expenses .
COMMUNITY GROUPS/INTERESTED PERSONS CONTACTED
None.
2003 Purchase of Service Agreement with NHS
April 4 , 2003
Page 3
FINANCIAL IMPACT
The First Time Homebuyer Program is funded with $75, 000 from the
2003 budget in the Riverboat Fund, account number 275-0000-
791 . 78-99, project number 079840 . Sufficient funds are
available to enter into this agreement .
I\JOWGAL IMPACT
None .
ALTERNATIVES
1 . Approve the Purchase of Service Agreement .
2 . Do not proceed with the Purchase of Service Agreement at
this time .
rk RECOMMENDATION
It is recommended that the City Council approve the Purchase of
Service Agreement with NHS for the First Time Homebuyer Program.
Respectfully submitted for Council consideration.
AC/sr
Attachment