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HomeMy WebLinkAbout12-30 , Resolution No. 12-30 RESOLUTION AUTHORIZING EXECUTION OF AN AGREEMENT WITH HOSPITALITY AND GAMING SOLUTIONS FOR CONDUCTING A MARKET DEMAND STUDY REGARDING A MULTI-PURPOSE FACILITY AND ENTERTAINMENT COMPLEX BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS, that pursuant to Elgin Municipal Code Section 5.02.020B(9)the City Council hereby finds that an exception to the requirements of the procurement ordinance is necessary and in the best interest of the city; and BE IT FURTHER RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS, that Sean R. Stegall, City Manager, and Kimberly A. Dewis, City Clerk, be and are hereby authorized and directed to execute an Agreement with Hospitality and Gaming Solutions on behalf of the City of Elgin for conducting a market demand study regarding a multi-purpose facility and entertainment complex,a copy of which is attached hereto and made a part hereof by reference. s/David J. Kaptain David J. Kaptain, Mayor Presented: February 8, 2012 Adopted: February 8, 2012 Omnibus Vote: Yeas: 6 Nays: 0 Attest: s/Kimberly Dewis Kimberly Dewis, City Clerk r AGREEMENT THIS AGREEMENT is made and entered into this 8th day of February 2012, by and between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter referred to as "CITY") and Hospitality and Gaming Solutions, a sole proprietorship (hereinafter referred to as "CONSULTANT'). WHEREAS, the CITY desires to engage the CONSULTANT to furnish certain professional services in connection with the proposed market demand study for a multi- purpose facility and entertainment complex (hereinafter referred to as the PROJECT); and WHEREAS, the CONSULTANT represents that it has the necessary expertise and experience to furnish such services upon the terms and conditions set forth herein below. NOW, THEREFORE, it is hereby agreed by and between the CITY and the CONSULTANT that the CITY does hereby retain the CONSULTANT for and in consideration of the mutual promises and covenants contained herein, the sufficiency of which is hereby acknowledged to perform the services relating to the PROJECT as described herein, subject to the following terms and conditions and stipulations, to-wit: 1. SCOPE OF SERVICES A. CONSULTANT shall perform the services for the PROJECT as outlined in CONSULTANTS letter of agreement dated December 27, 2011, a copy of which is attached hereto as Exhibit 1. B. All work hereunder shall be performed under the direction of the City Manager of the CITY, hereinafter referred to as the "DIRECTOR". 2. SCHEDULE CONSULTANT shall commence with the services to be provided pursuant to this agreement upon entry into and execution of this agreement and shall complete such services as soon as is reasonably practicable. 3. WORK PRODUCTS All work products prepared by the CONSULTANT pursuant hereto including, but not limited to, reports, plans, designs, calculations, work drawings, studies, photographs, models and recommendations shall be the property of the CITY and shall be delivered to the CITY upon request of the DIRECTOR provided, however, that the CONSULTANT may retain copies of such work products for its records. Such work products are not intended or represented to be suitable for reuse by the CITY on any extension to the PROJECT or on any other project, and such reuse shall be at the sole risk of the CITY without liability or legal exposure to the CONSULTANT. ' 4. PAYMENTS TO THE CONSULTANT A. The CONSULTANT shall be paid in accordance with the "Fees and Schedule" section of Exhibit 1 . B. The CITY shall make periodic payments to the CONSULTANT based upon actual progress within thirty (30) days after receipt and approval of invoice. 5. INVOICES A. The CONSULTANT shall submit invoices in a format approved by the CITY. Progress reports will be included with all payment requests. B. The CONSULTANT shall maintain records showing actual time devoted and cost incurred. The CONSULTANT shall permit the authorized representative of the CITY to inspect and audit all data and records of the CONSULTANT for work done under this Agreement. The CONSULTANT shall make these records available at reasonable times during the Agreement period, and for a year after termination of this Agreement. 6. TERMINATION OF AGREEMENT Notwithstanding any other provision hereof, the CITY may terminate this Agreement at any time upon fifteen (15) days prior written notice to the CONSULTANT. In the event that this Agreement is so terminated, the CONSULTANT shall be paid for services actually performed and reimbursable expenses actually incurred prior to termination, except that reimbursement shall not exceed the amount set forth under Paragraph 4 above. 7. TERM This Agreement shall become effective as of the date the CONSULTANT is given a notice to proceed and, unless terminated for cause or pursuant to paragraph 6, shall be deemed concluded on the date the CITY determines that all of the CONSULTANT'S work under this Agreement is completed. A determination of completion shall not constitute a waiver of any rights or claims which the CITY may have or thereafter acquire with respect to any term or provision of the Agreement. 8. NOTICE OF CLAIM If the CONSULTANT wishes to make a claim for additional compensation as a result of action taken by the CITY, the CONSULTANT shall give written notice of his claim within 15 days after occurrence of such action. No claim for additional compensation shall be valid unless so made. Any changes in the CONSULTANT'S fee shall be valid only to the extent that such changes are included in writing signed by the CITY and the CONSULTANT. Regardless of the decision of the DIRECTOR relative to a claim submitted by the CONSULTANT, all work required under this Agreement as determined by the DIRECTOR shall proceed without interruption. 2 9. BREACH OF CONTRACT If either party violates or breaches any term of this Agreement, such violation or breach shall be deemed to constitute a default, and the other party has the right to seek such administrative, contractual or legal remedies as may be suitable to the violation or breach; and, in addition, if either party, by reason of any default, fails within fifteen (15) days after notice thereof by the other party to comply with the conditions of the Agreement, the other party may terminate this Agreement. Notwithstanding the foregoing, or anything else to the contrary in this Agreement, with the sole exception of an action to recover the monies the CITY has agreed to pay to the CONSULTANT pursuant to paragraph 4 hereof, no action shall be commenced by the CONSULTANT against the CITY for monetary damages. 10. INDEMNIFICATION To the fullest extent permitted by law, CONSULTANT agrees to and shall indemnify, defend and hold harmless the CITY, its officers, employees, agents, boards and commissions from and against any and all claims, suits, judgments, costs, attorneys fees, damages or other relief, including but not limited to workers compensation claims, in any way resulting from or arising out of negligent actions or omissions of the CONSULTANT in connection herewith, including negligence or omissions of employees or agents of the CONSULTANT arising out of the performance of this Agreement. In the event of any action against the CITY, its officers, employees, agents, boards or commissions, covered by the foregoing duty to indemnify, defend and hold harmless such action shall be defended by legal counsel of the CITY'S choosing. The provisions of this paragraph shall survive any expiration, completion and/or termination of this Agreement. 11. NO PERSONAL LIABILITY No official, director, officer, agent or employee of the CITY shall be charged personally or held contractually liable under any term or provision of this Agreement or because of their execution, approval or attempted execution of this Agreement. 12. INSURANCE A. Comprehensive Liability. The CONSULTANT shall provide, pay for and maintain in effect, during the term of this Agreement, a policy of comprehensive general liability insurance with limits of at least $1,000,000 aggregate for bodily injury and $1,000,000 aggregate for property damage. The CONSULTANT shall deliver to the DIRECTOR a Certification of Insurance naming the CITY as additional insured. The policy shall not be modified or terminated without thirty (30) days prior written notice to the DIRECTOR. The Certificate of Insurance which shall include Contractual obligation assumed by the CONSULTANT under Article 10 entitled "Indemnification" shall be provided. 3 This insurance shall apply as primary insurance with respect to any other insurance or self-insurance programs afforded to the CITY. There shall be no endorsement or modification of this insurance to make it excess over other available insurance, alternatively, if the insurance states that it is excess or prorated, it shall be endorsed to be primary with respect to the CITY. B. Comprehensive Automobile Liability. Comprehensive Automobile Liability Insurance covering all owned, non-owned and hired motor vehicles with limits of not less than $500,000 per occurrence for damage to property. C. Combined Single Limit Policy. The requirements for insurance coverage for the general liability and auto exposures may be met with a combined single limit of $1,000,000 per occurrence subject to a $1,000,000 aggregate. D. Professional Liability. The CONSULTANT shall carry CONSULTANT'S Professional Liability Insurance Covering claims resulting from error, omissions or negligent acts with a combined single limit of not less than $1,000,000 per occurrence. A Certificate of Insurance shall be submitted to the DIRECTOR as evidence of insurance protection. The policy shall not be modified or terminated without thirty (30) days prior written notice to the DIRECTOR. 13. NONDISCRIMINATION In all hiring or employment made possible or resulting from this Agreement, there shall be no discrimination against any employee or applicant for employment because of sex, age, race, color, creed, national origin, marital status, of the presence of any sensory, mental or physical handicap, unless based upon a bona fide occupational qualification, and this requirement shall apply to, but not be limited to, the following: employment advertising, layoff or termination, rates of pay or other forms of compensation and selection for training, including apprenticeship. No person shall be denied or subjected to discrimination in receipt of the benefit of any services or activities made possible by or resulting from this Agreement on the grounds of sex, race, color, creed, national origin, age except minimum age and retirement provisions, marital status or the presence of any sensory, mental or physical handicap. Any violation of this provision shall be considered a violation of a material provision of this Agreement and shall be grounds for cancellation, termination or suspension, in whole or in part, of the Agreement by the CITY. 14. ASSIGNMENT AND SUCCESSORS This Agreement and each and every portion thereof shall be binding upon the successors and the assigns of the parties hereto; provided, however, that no assignment shall be made without the prior written consent of the CITY. 15. DELEGATIONS AND SUBCONTRACTORS Any assignment, delegation or subcontracting shall be subject to all the terms, conditions and other provisions of this Agreement and the CONSULTANT shall remain liable to the CITY with respect to each and every item, condition and other 4 provision hereof to the same extent that the CONSULTANT would have been obligated if it had done the work itself and no assignment, delegation or subcontract had been made. Any proposed subcontractor shall require the CITY'S advanced written approval. 16. NO CO-PARTNERSHIP OR AGENCY This Agreement shall not be construed so as to create a partnership, joint venture, employment or other agency relationship between the parties hereto. 17. SEVERABILITY The parties intend and agreed that, if any paragraph, sub-paragraph, phrase, clause or other provision of this Agreement, or any portion thereof, shall be held to be void or otherwise unenforceable, all other portions of this Agreement shall remain in full force and effect. 18. HEADINGS The headings of the several paragraphs of this Agreement are inserted only as a matter of convenience and for reference and in no way are they intended to define, limit or describe the scope of intent of any provision of this Agreement, nor shall they be construed to affect in any manner the terms and provisions hereof or the interpretation or construction thereof. 19. MODIFICATION OR AMENDMENT This Agreement and its attachments constitutes the entire Agreement of the parties on the subject matter hereof and may not be changed, modified, discharged or extended except by written amendment duly executed by the parties. Each party agrees that no representations or warranties shall be binding upon the other party unless expressed in writing herein or in a duly executed amendment hereof, or change order as herein provided. 20. APPLICABLE LAW This Agreement shall be deemed to have been made in, and shall be construed in accordance with the laws of the State of Illinois. Venue for the resolution of any disputes or the enforcement of any rights pursuant to this Agreement shall be in the Circuit Court of Kane County, Illinois. 21. NEWS RELEASES The CONSULTANT may not issue any news releases without prior approval from the DIRECTOR, nor will the CONSULTANT make public proposals developed under this Agreement without prior written approval from the DIRECTOR prior to said documentation becoming matters of public record. 22. COOPERATION WITH OTHER CONSULTANTS The CONSULTANT shall cooperate with any other consultants in the CITY'S employ or any work associated with the PROJECT. 5 , • ' 23. INTERFERENCE WITH PUBLIC CONTRACTING The CONSULTANT certifies hereby that it is not barred from bidding on this contract as a result of a violation of 720 ILCS 5/33E et seq. or any similar state or federal statute regarding bid rigging. 24. SEXUAL HARASSMENT As a condition of this contract, the CONSULTANT shall have written sexual harassment policies that include, at a minimum, the following information: A. the illegality of sexual harassment; B. the definition of sexual harassment under state law; C. a description of sexual harassment, utilizing examples; D. the vendor's internal complaint process including penalties; E. the legal recourse, investigative and complaint process available through the Illinois Department of Human Rights, and the Illinois Human Rights Commission; F. directions on how to contact the department and commission; G. protection against retaliation as provided by Section 6-101 of the Human Rights Act. A copy of the policies shall be provided by CONSULTANT to the Department of Human Rights upon request 775 ILCS 5/2-105. 25. SUBSTANCE ABUSE PROGRAM. As a condition of this agreement, CONSULTANT shall have in place a written substance abuse prevention program which meets or exceeds the program requirements in the Substance Abuse Prevention Public Works Project Act at 820 ILCS 265/1 et seq. A copy of such policy shall be provided to the DIRECTOR prior to the entry into and execution of this agreement. 26. WRITTEN COMMUNICATIONS All recommendations and other communications by the CONSULTANT to the DIRECTOR and to other participants which may affect cost or time of completion, shall be made or confirmed in writing. The DIRECTOR may also require other recommendations and communications by the CONSULTANT be made or confirmed in writing. 27. NOTICES All notices, reports and documents required under this Agreement shall be in writing and shall be mailed by First Class Mail, postage prepaid, addressed as follows: 6 A. As to CITY: William A. Cogley Corporation Counsel City of Elgin 150 Dexter Court Elgin, Illinois 60120-5555 B. As to CONSULTANT: John J. Repa President Hospitality and Gaming Solutions 1050 Suntan Lane Palm Springs, CA 92264 28. COMPLIANCE WITH LAWS Notwithstanding any other provision of this AGREEMENT it is expressly agreed and understood that in connection with the performance of this AGREEMENT that the CONSULTANT shall comply with all applicable Federal, State, City and other requirements of law, including, but not limited to, any applicable requirements regarding prevailing wages, minimum wage, workplace safety and legal status of employees. Without limiting the foregoing, CONSULTANT hereby certifies, represents and warrants to the CITY that all CONSULTANT'S employees and/or agents who will be providing products and/or services with respect to this AGREEMENT shall be legal residents of the United States. CONSULTANT shall also at its expense secure all permits and licenses, pay all charges and fees and give all notices necessary and incident to the due and lawful prosecution of the work, and/or the products and/or services to be provided for in this AGREEMENT. The CITY shall have the right to audit any records in the possession or control of the CONSULTANT to determine CONSULTANT'S compliance with the provisions of this section. In the event the CITY proceeds with such an audit the CONSULTANT shall make available to the CITY the CONSULTANT'S relevant records at no cost to the CITY. IN WITNESS WHEREOF, the parties hereto have entered into and executed this agreement effective as of the date and year first written above. FOR THE CITY. FOR THE CONSULTANT: By / - �.�#4fa. iCir / j s: 7 8 :1-sad . , . CITY OF ELGI GRAND VICTORIA RIVERB * AT CASINO rt-ifgw- „ 41 , . . . . 0 4 * i I 1 • ...,•..,. .,- ..--,-.- . ,..- ....-, . -4-.4-0,.!-',4 4 ,4 iri aT•trpi.. .‘"I'''' 01 -'---".7 _1'. ;li.Skurf ctill :.,7*. 4 - -1:fiA.,.4`* :ii'4"35!14 ' • .4 •...,-.11, :4.1, ''s ."-• '`'.. ....-rN . It , ,..,064,.--.:-;;.. • - , fr. ... '• '','S ,.:' 4:1 ‘ ' '.. I 11 . , s . • It - .. t - .. E 77,....,.. ''-',' ' ,r, ,,,,:,-. 41/4.4,J, i ' '?..",1 :•'''''' ' -''. . '• 'VI"' ' "'' - ' - 11Jr0 Z ... '.A.: ,,,,. i:.7 - - ,.• VA.'"I'- Mt?-44:t* •.T. '...nA'' ``. ,• - - - : zix MARKET DEMAND FOR A M. LTI-PURPOSE FACILITY AND ENTERTAINM : NT COMPLEX PROPOSAL DECEMBER 2011 For questions about this proposal, please contact Real Estate & Hospitality Advisory Services 1050 E. Suntan Lane Palm Springs, California 92264 Telephone: (760) 992-5349 Fax: (760) 992-5223 Cellular: (612) 251-1343 Entail. • . ..... 1 � December 27, 2011 Mr. Sean Stegall City 'danger Cit\ of Elgin 150 Dexter Court Elgin, Illinois 60120 Dear Mr.Stegall: Hospitality and Gaming Solutions appreciates the opportunity to propose on performing a market demand study for a multi-purpose facility and entertainment complex to be located at the Festival Park site in downtown Elgin, Illinois. Hospitality and Gaming Solutions is committed to provide both the City of Elgin and Grand Victoria Casino with a highly qualified professional with the necessary entertainment, hospitality, gaming and financial analysis experience. We believe that our previous industry experience, specifically as it pertains to multi-purpose facilities, entertainment centers and gaming will help to ensure that our services and recommendations are flexible and practical enough to meet your needs and objectives. We look forward to working with you. If you have questions about our proposal or need additional information about our firm, please feel free to contact me directly at either(760) 992-5349 or (612) 251-1343. 1 ours truly, Hospitality and Gaming Solutions John J. Repo Presii1c :t Exhibit 1 1 The City of Elgin currently owns and operates the Hemmens Cultural Center that is a venue for rental events, including serving as the performance home of the award-winning Elgin Symphony Orchestra.. The facility also annually serves several community theater groups. dance recitals and graduation ceremonies. The 1 1,340 square-foot Exhibition 1-tall located in the lower level of the Hemmens offers a fully equipped banquet kitchen, art gallery and meeting rooms for wedding receptions, trade shows and exhibits. The Hemmens Cultural Center is located on Riverwalk and is part of Elgin's growing arts community. Since its opening in 1969 names as B B. King, Bob Newhart, Phil Vassar, The Ides of March, Blue Oyster Cult and many more. The Grand Victoria Casino has been an economic catalyst for the City of Elgin. The property has recently experienced a decline in revenue. due to the opening of the Rivers Casino in Des Plaines. Casino management is exploring the viability of building an entertainment center, which would house Gilley's. Gilley's is a country western entertainment facility, with locations currently in Dallas and Las Vegas. The City of Elgin and the Grand Victoria Casino are both seeking market demand studies regarding the proposed facilities. This would forge another public/private partnership as the subject facilities would be built in tandem and be immediately adjacent to the Grand Victoria Casino, to he located at what is now known as Festival Park The proposed new multi-purpose facility and entertainment center could host a variety of entertainment activities for community residents and visitors. Potential event activity includes the Elgin Symphony, other events, concerts/festivals, and other civic events. Prior to starting this engagement, we would request the following information from the City of Elgin and Grand Victoria Casino Management: • Previous market studies performed for the I Iemmens Center: • Architectural study regarding the Hemmens Center estimate renovation costs; • Historical financial statement for Hemmens center for 20(18- 201 I: • Hemmens Center's 2010 and 2011 marketing plans and budgets: • A list of department heads and management personnel at Hemmens Center: • A list of recent capital improvements ( 2008 through 201 1) and budgeted capital expenditures for 2012 and 2013; • Profit and loss analysis for individual events(i.e. previous headline entertainment); and • Zip Code analysis for calendar years 2010 and 2011 for the Grand Victoria's player club data base. The issues associated with market onnortunities. local and regional competition changing economics user needs/remrirements dictate an ever-evolving set of onerating conditions and annroaches_ Our nroiect team utilizes a methodology that Provides ohiective_ research-based information to assist the City in making an informed decision regarding the nronosed new facility. We nronose an interactive anproach to our services which nrovides an onnortunity to engage annronriale stakeholders and obtain their nersnectives on the nronosed new multi-nurnose facility and entertainment center early in the study process which can he valuable in building consensus for the project should it be deemed viable from a market demand perspective. 4 ' Based on our understanding of the project, we propose the following scope of services to assist the City and Grand Victoria Casino Management with its evaluation of this important project. We can refine our scope to ensure that it is fully responsive to your needs. t' . it is our understanding that the City and Grand Victoria Casino Management seeks to better understand the benefits. onnortunities. and challenges nosed by the nronosed new multi-nurnose facility and entertainment center in Elgin Conducting a market demand analysis study is an imnortant element in evaluating the merits of the nronosed new multi-purpose facility and entertainment center. Our work steps are as follows: We \yill conduct a kickoff meetin,T with the appropriate City representatives and Grand Victoria management to establish direct lines of communication, develop an understanding of the background, history and key issues related to the study; confirm the study scope and objectives: review existing data you have related to the project; discuss the project schedule. and tour potential site location. During our initial site visit, we also plan to hold meetings with area stakeholders, An important. factor in assessing notential market demand is obtaining a thorough understanding of the market within which the nronosed new multi-nurnose facility and entertainment comnlex would overate The location of the facility is tonically important in the decision-making process for both event nroducers and attendees In addition demogranhic and economic characteristics help identify. in general terms neonle who would attend events at the proposed new facility. As such, the following characteristics will be analyzed for the region: • Trends and projections in population, age distribution. and income • Lmployntent base - Accessibility • f ourism'visitor statistics A Existing and planned amenities andior development projects that could impact future demand for the proposed new multi-purpose facility or entertainment center in this task we will conduct an e‘,ahiation of regional facilities Snecific-aIle• we will summarize existing and planned facilities in terms of their physical characteristics (e „ size, specific building components. amenities. narking spaces etc 1. usage characteristics (e.g.. number of events and attendance mix of business- etc 1 and general financial onerations operating revenues. onerating exnenses etc 1 to assess how the nronosed new facilities could comnete with or complement these facilities Our recent work on other related studies provides us with a solid understanding of the industry that will prove beneficial for this task. An imnortant Hart of the market analysis will he to meet with various stakeholders throughout the study nrocess to understand their nersnectiyes on the strengths challenges and onnortunities associated with the nronosed new facilities their- innut can he an important factor in formulating conclusions and to the nroiect's overall nlannino efforts Stakeholders to he interviewed include hut are not limited to. representatives from area governments and related agencies the Elgin Convention and Visitors Bureau_ and potentially other business community lea leaders identified throughout the study process a Input will he received from these moons through direct interviews_ either individually as well , as from phone or email surveys. Our extensive exnerience with similar Projects will be beneficial as we have established relationshins with renresentatives of a variety of raaniz at ions/not en t i a 1 user groans The innut obtained from area stakeholders and other notential users will help identify market SLIDDOIL refine facility reauirements as well as uuantity the notential type and number of events and attendance that could potentially occur at the nronosed new multi-purpose center and entertainment center. Groups to be contacted include, but are not limited to, representatives from the following: • Flemmens Center current Management • Representative from the Elgin Symphony • Concert promoters • Family show promoters • Ctillev's corporate office • ('laritas Market Research regarding Consumer Behavior Patterns • Gilley's management in Las Vegas and Dallas • Others as appropriate in this task. we will analy7e, data from a select number of comparable facilities to the nronosed new multi- nurnose facility and entertainment center in similar neer markets to Elgin. Specific 'actors to be analyzed in the comparable facility analysis include: Market characteristics fe g.. population, income, age, accessibility, location) • Physical characteristics or the venues (i e . stand-alone versus part ofa complex, seating capacity, patron amenities, parking and other related infrastructure, etc.) 4 Management approach (e.g , public, private) • Usage characteristics (e.g.., event mix, number of events and attendance by type) O Financial operating data (e.g., operating revenues and expenses) O Specific nuisances and associated costs in connection with a Gilley's franchise We will seek to obtain the tnaioritv of information through direct interviews with management at these facilities as well as through other secondary resources including our comprehensive database of similar venues for both the multi-purnose facility and the entertainment center. Hosnitalitv and Gaming Solutions currently has active engagements in both Las Vegas and Dallas. the cities which currently have the Gillev's onerations. It is our intent to make first-hand observations at both of these facilities. Our comnarable analysis can assist in identifying the facility program narameters for the nronosed facilities as well as nrovidinu an understanding of potential performance in terms of patronage levels and financial operations. • Z!16 lt is assumed that a primary goal of any new facility is to increase and diversify the event activity available to both local residents and out-of-town attendees that generate economic activity to the community. In this task, we will develop an estimate of utilization for the proposed multi-purpose facility and the entertainment center which will be based on the research conducted previously as well as the assumptions set forth in the report. The demand estimate will summarize the number ofevents, average attendance and total attendance by major type such as: • Elgin Symphony • Concerts Family shows Community and civic/special events • Others as appropriate This estimate of utilization will serve as the basis for the financial pro forma for the multi-purpose facility as well as the entertainment center. . . Based on the research and analysis conducted in previous tasks including, but not limited to, input from stakeholders. historical operating, information, information on competitive and comparable facilities, as well as the estimate of potential usage. we will develop a financial pro forma for the proposed new multi-purpose facility and entertainment center.. The financial pro forma will be dependent on a number of assumptions regarding. the facility and its operations which will be discussed in the report. For instance, assumptions will he made regarding various tiers of ticket Prices depending. upon the event, management approach, staffing reauirements, rental rates. etc. Facility-related operating. re‘CEILICS and operating expenses to be forecasted include, but are not limited to, the following. Operating Revenues Operatin2 Expenses • Facility rental/admission • Salaries/wages and • Ticket sales benefits * Event services • Contracted services Premium seating fir Utilities applicable) • Insurance • Parking * Repairs and maintenance • Other revenues as • General administrative appropriate costs • Marketin.g/promotion * Capital reserves • Other expenses as appropriate . . - There will be two operating financial pro formas, one specifically for the multi-purpose facility and the other for the entertainment center which will provide an estimate of net operating income for the first five years of operation. Some of the expenses will be common to both pro formas and these expenses shall be allocated based on utilization of the combined facilities. In addition, we can provide you with a consolidated pro forma reflecting the revenues and expenses of the proposed project in a holistic manner as well. We will the address whether the Hemmens Facility has outlived its useful life as a multi-purpose facility. We will utilize information and analyses previously performed on the l-lemmens Center regarding the cost of updating the existing structure. Our comments ‘yill include existing building infrastructure concerns as well as the advantages and disadvantage of potentially moving the location to Festival Park While we understand that the components within the expansion are being considered as a stand-alone enterprise, we will comment on any potential impact on gaming revenue that may result at the Grand Victoria Casino in Elgin_ This will be based on our experience in other jurisdictions_ which have added similar amenities to their existing gaining operations. Upon completion of all research tasks, we will prepare a draft report which summarizes our findings and conclusions. Once the appropriate City Elgin and Grand Victoria Casino representatives have reviewed the dratreport, we will make any appropriate refinements and issue the final report. We also plan to conduct a work session with the City Elgin and Grand Victoria Casino as well as others deemed appropriate to discuss the report ' ^ ~~°,,.~-, {}! 'I lit This section addresses the Project Team. With a commitment to servicing clients throuchout North America, FIGS emphasizes hmxds-on, client-oriented consulting, based on our firindin principles of integrity, accuracy and respect. My goal is to provide cost-effective solutions in order to maximize vu|uu, while respecting the individual cncho�our n� /clients. needs ofunique � s. Our comprehensive approach ensures accountability through direc ` absolute and exclusive involvement in each project, including meetingsmarket research, analysis, report writing and presentation. I perform comprehensive marki research as afoundation for all of our feasibility stdk:� focusing oo he demographic characteristics, tourism patterns, transportation infrastructure and other elements affecting the ability of a projectmoUroctdrmund. I ork to develop facility recommendations that match the identified needs of the market and the goals of the project developers. Due to my extensive experience with a broad array of leisure industry projects, I need not rely solely on published information in p 'ccting future financial prr6r/nance. My pjections are based upon }eam of experience working with leisure industry projects of all types and sizes thahas given us access to operating and market data not available to the general public HGS emphasizes hands-on, client-oriented consulting, based on our Ibunding principles0[inti y` accuracy and respect. My comprehensive approach ensures accountability through the direct, absolute and my exclusive involvement of the principals in each project, including meetings, market research, analysis report writing and presentation. Iwill attend not only introductory and sales meetings, but all meetings necessary for the successful completion of each project. My hands-on, client-oriented practice doesn't stop there. As the President of HGS, I will remain in constant contact with the City of Elgin and Grand Victoria Casino management, accessible to answer any questions that may arise during my involvement in the project. In addition to the initial meeting, I will conduct all site v isits, market research and fieldwork, thus ensuring a complete understanding of the unique parameters of each project and the competitive environment in which it will operate. With over 28 years of experience in the hospitality and gaming industries, I will also conduct all analyses for each individual project, thrther guaranteeing a comprehensive approach to analytical process. My analyses are based on, not only published data, hut detailed comparisons to the actual financial statements of numerous existing hospitality operations throughout the country, which we have obtained on a confidential and proprietary basis while working directly with the operations. After thorough analysis, I will prepare a comprehensive written report, suitable for the unique requirements of each project, whether it he for financing, government submissions and/or public relations. The final work product is readily accepted by lending institutions, developers and government agencies, hotel and gaming companies. Upon completion of each and every project, I am available for, and strongly encourage, a follow up meeting. to present their findings, recommendations and conclusions for the project and to answer any questions the client may have. In addition I have attended numerous press conferences, as well as provided expert witness testimony for a vast array of hospitality-related concerns. It is our policy to estimate fees that are competitive, yet enable us to provide responsive services of high quality. With HGS, you can expect superior, on-time service delivery that provides value beyond the numbers and can lead to assisting in enhancing your overall strategic plan for the City of Elgin as well as the Grand Victoria Casino. Upon your authorization to proceed, we will begin the assignment. We anticipate our findings will be available in 6 to 8 weeks, depending on the level of cooperation with the various data sources. Our professional fees for this engagement are S45,000. In addition to our professional fees, we are reimbursed for all travel, accommodations. stenographic, administrative and such other out-of-pocket expenses incurred in connection with the engagement. These costs will not exceed 15% of the moressional fees. Progress bills rendered during the course of our work are due and payable upon your receipt of our invoices. All outstanding bills must be paid prior to the issuance of our final report. It is our practice to receive a retainer prior to initiating work on a study. We are prepared to start work immediately upon receiving your approval of these arrangements and a retainer in the amount of$15,000. It is understood in accepting this proposal that neither our fees nor payment thereof is contingent upon the results of our efforts These fees represent a significant discount from our standard rates, and we are pleased to extend this cost-saving feature to you in recognition of the importance of the City of Elgin and the Grand Victoria Casino as a client of the Firm, if you require us to attend meetings and make presentations beyond our scope of services, we will obtain your approval and charge you separately for our actual hours of professional time incurred in preparing for and attending such meetings. Our professional time will be billed at our standard hourly rates plus travel and incidental expenses_ 1)1 For engagements of this nature there are certain additional limitino, conditions and requirements promulgated by Industry Standards and our Firm, which are delineated as follows. Arty reports or analysis prepared by IIGS in connection with this assignment may not he referred to or quoted, in whole or in part, in any registration statement. prospectus, public tiling, sales and marketing brochure, loan documents, or any other agreements or documents, without our prior review and our prior written consent. which will not he unreasonably withheld Any analysis of financial projections in connection with this assignment will not constitute an examination or any form of assurance by JIGS, therefore in connection with this assignment we will not express an opinion or any other form of assurance on the projections and budgets. There will usually he differences between projected and actual results, because events and circumstances frequently do not occur as expected, and those differences may be material. Prior to issuing our report in connection with this assignment, we will require the City of Elgin and Grand Victoria Casino sign this engagement letter in the space provided below, acknowledging the terms of our arrangement and their responsibility for payment of our fees. In the event HGS is requested pursuant to subpoena or other legal process to produce its documents relating to this engagement tbr the City of Elgin and Grand Victoria Casino or testify in judicial or administrative proceedings to which HGS is not a party, The City of Elgin and Grand Victoria Casino shall reimburse HGS at standard billing rates for its professional time and expenses, including reasonable attorney's fees, incurred in responding to such requests. All information obtained by FIGS during the course of this engagement shall be used exclusively for purposes of this engagement. !Carly person or entity requests or subpoenas any information or materials relating to this engagement that is in the custody or control of HGS or its agents or representatives, FIGS shall inform the Client of the request as soon as is practicable. If the Client requires FIGS to take any legal action to seek protection against the requested disclosure, Client shall either retain counsel to represent HGS in those proceedings suitable to FIGS, or allow HGS to defend itself, and shall indemnify FIGS for its reasonable costs and expenses, including attorney's fees, incurred in the action. Nothing in this Agreement shall prohibit or limit either party's use of information (including. but not limited to. ideas, concepts, know how. techniques, and methodologies) (a) previously known to it, (b) independently developed by it, (c) acquired by it from a third party which was not under any obligation to the Disclosing Party not to disclose such information, or(d) which is or becomes publicly available through no breach of this Agreement by the Recipient. We will have no responsibility to update our report for events and circumstances occurring after the date of our report. It is understood in accepting this proposal that neither our fees nor payment thereof is contingent upon the results of the study. We are enthusiastic about this opportunity to work with you and the other members of your management team We believe that you are committed to a decision to move the City of Elgin and Grand Victoria Casino to the next level of growth. Beginning this evolution with a documented market demand study is a necessary first step to a successful end result and we commend you on your foresight. We are convinced that this relatively minor investment up front will more than pay for itself in the long term If you have any questions regarding this engagement, please contact me directly at either(760) 992-5349 or (612) 251-1343. Very truly yours, John 1. Repii President Accepted by: Title: Date: I _ _ • _________ . . it � Y ^ ' ' ` � THE CITY IN THE SUBURBS AGENDA ITEM: K� MEETING DATE: January 25, 2012 ITEM: Grand Victoria Casino Market Demand Study for Multi-Purpose Facility and Entertainment Complex (No Direct Cost to the City) OBJECTIVE: Hire a consultant to perform a market demand study to determine the feasibility of expanding the Grand Victoria Casino with a multi-purpose facility and entertainment complex. RECOMMENDATION: Approve the professional services agreement with Hospitality and Gaming Solutions to conduct a market demand study for a multi-purpose facility and entertainment complex at the Grand Victoria Casino. BACKGROUND In the past, the city and the Grand Victoria Casino have separately commissioned market de- rnand studies for expanding their respective entertainment facilities or creating new facilities. The opening of the Rivers Casino in Des Plaines has caused the Grand Victoria Casino to experi- ence a decline in revenue and the casino management is exploring the viability of building a multi-purpose entertainment facility at the Grand Victoria Casino. The city has previously iden- tified the need for critical capital improvements at the Hemmens Cultural Center to maintain that facility's competitiveness in the market but cost constraints have prohibited the city from fully addressing those needs. The Grand Victoria Casino has proposed partnering with the city in conducting a market de- mand analysis to explore the feasibility of constructing a new multi-purpose facility and enter- tainment center for the Grand Victoria Casino. Potential event activity at this new facility would include the Elgin Symphony Orchestra, concerts, festivals and civic events. OPERATIONAL ANALYSIS The Grand Victoria Casino has identified "Hospitality and Gaming Solutions" as its preferred consultant to perform the market demand study. Hospitality and Gaming Solutions has exten- sive experience pertaining to multi-purpose facilities, entertainment centers and gaming. Hos- pitality and Gaming Solutions utilizes a methodology that provides objective, research-based information to assist the city and casino in making an informed decision regarding any pro- ' posed new facility. It is also proposing an interactive approach to its analysis that will provide an opportunity to engage community stakeholders and obtain their perspectives on the pro- posed new multi-purpose facility. As part of its market demand analysis, Hospitality and Gam- ing Solutions will: • Conduct a kickoff meeting and gather data • Analyze demographic and economic characteristics • Analyze existing and planned facilities in the region • Conduct interviews and surveys with area stakeholders and potential user groups • Analyze data from comparable facilities • Develop estimate of the potential usage event activity and capture rates • Develop a financial pro forma • Analyze the functional obsolescence of the Hemmens Cultural Center • Determine the incremental impact on gaming revenue • Prepare a written report and conduct a work session The city and the Grand Victoria Casino will then use the information in the Hospitality and Gam- ing Solutions market demand study to explore viable options for a new multi-purpose facility. INTERESTED PERSONS CONTACTED The Grand Victoria Casino was consulted regarding the proposed market demand study. FINANCIAL ANALYSIS Hospitality and Gaming Solutions is proposing to perform the market demand study for$45,000 plus travel and out-of-pocket expenses. The Grand Victoria Casino has agreed to reimburse the city for its costs in hiring Hospitality and Gaming Solutions to conduct the market demand study. As a result of this reimbursement there will be no net cost to the city to conduct this study. BUDGET IMPACT FUND(S) ACCOUNT(S) PROJECT#(S) AMOUNT AMOUNT BUDGETED AVAILABLE General 010-6902-719.30-99 N/A $200,000 $200,000 LEGAL IMPACT None. 4.4) h 2 ALTERNATIVES • The city may choose not to participate in the market demand study being conducted by Hospi- tality and Gaming Solutions for the Grand Victoria Casino. NEXT STEPS Execute the proposed professional services agreement with Hospitality and Gaming Solutions. Originators: Richard G. Kozal, Assistant City Manager Final Review: Colleen Lavery, Chief Financial Officer William A. Cogley, Corporation Counsel/Chief Development Officer Richard G. Kozal, Assistant City Manager/Chief Operating Officer Sean R. Stegall, City Manager ATTACHMENTS ("14 A: Professional Services Agreement r 3 AGREEMENT THIS AGREEMENT is made and entered into this 8th day of February 2012, by and between the CITY OF ELGIN, an Illinois municipal corporation (hereinafter referred to as "CITY")and Hospitality and Gaming Solutions, a sole proprietorship(hereinafter referred to as "CONSULTANT"). WHEREAS, the CITY desires to engage the CONSULTANT to furnish certain professional services in connection with the proposed market demand study for a multi- purpose facility and entertainment complex (hereinafter referred to as the PROJECT); and WHEREAS, the CONSULTANT represents that it has the necessary expertise and experience to furnish such services upon the terms and conditions set forth herein below. NOW,THEREFORE, it is hereby agreed by and between the CITY and the CONSULTANT that the CITY does hereby retain the CONSULTANT for and in consideration of the mutual promises and covenants contained herein,the sufficiency of which is hereby acknowledged to perform the services relating to the PROJECT as described herein, subject to the following terms and conditions and stipulations, to-wit: 1. SCOPE OF SERVICES A. CONSULTANT shall perform the services for the PROJECT as outlined in CONSULTANT'S letter of agreement dated December 27, 2011, a copy of which is attached hereto as Exhibit 1. B. All work hereunder shall be performed under the direction of the City Manager of the CITY, hereinafter referred to as the "DIRECTOR". 2. SCHEDULE CONSULTANT shall commence with the services to be provided pursuant to this agreement upon entry into and execution of this agreement and shall complete such services as soon as is reasonably practicable. 3. WORK PRODUCTS All work products prepared by the CONSULTANT pursuant hereto including, but not limited to, reports, plans, designs, calculations,work drawings, studies, photographs, models and recommendations shall be the property of the CITY and shall be delivered to the CITY upon request of the DIRECTOR provided, however, that the CONSULTANT may retain copies of such work products for its records. Such work products are not intended or represented to be suitable for reuse by the CITY on any extension to the PROJECT or on any other project, and such reuse shall be at the sole risk of the CITY without liability or legal exposure to the CONSULTANT. 4) 4. PAYMENTS TO THE CONSULTANT A. The CONSULTANT shall be paid in accordance with the "Fees and Schedule" section of Exhibit 1. B. The CITY shall make periodic payments to the CONSULTANT based upon actual progress within thirty (30) days after receipt and approval of invoice. 5. INVOICES A. The CONSULTANT shall submit invoices in a format approved by the CITY. Progress reports will be included with all payment requests. B. The CONSULTANT shall maintain records showing actual time devoted and cost incurred. The CONSULTANT shall permit the authorized representative of the CITY to inspect and audit all data and records of the CONSULTANT for work done under this Agreement. The CONSULTANT shall make these records available at reasonable times during the Agreement period, and for a year after termination of this Agreement. 6. TERMINATION OF AGREEMENT Notwithstanding any other provision hereof, the CITY may terminate this Agreement at any time upon fifteen (15) days prior written notice to the CONSULTANT. In the event that this Agreement is so terminated, the CONSULTANT shall be paid for services actually performed and reimbursable expenses actually incurred prior to termination, except that reimbursement shall not exceed the amount set forth under Paragraph 4 above. 7. TERM This Agreement shall become effective as of the date the CONSULTANT is given a notice to proceed and, unless terminated for cause or pursuant to paragraph 6, shall be deemed concluded on the date the CITY determines that all of the CONSULTANT'S work under this Agreement is completed. A determination of completion shall not constitute a waiver of any rights or claims which the CITY may have or thereafter acquire with respect to any term or provision of the Agreement. 8. NOTICE OF CLAIM If the CONSULTANT wishes to make a claim for additional compensation as a result of action taken by the CITY,the CONSULTANT shall give written notice of his claim within 15 days after occurrence of such action. No claim for additional compensation shall be valid unless so made. Any changes in the CONSULTANT'S fee shall be valid only to the extent that such changes are included in writing signed by the CITY and the CONSULTANT. Regardless of the decision of the DIRECTOR relative to a claim submitted by the CONSULTANT, all work required under this Agreement as determined by the DIRECTOR shall proceed without interruption. (1.4 2 9. BREACH OF CONTRACT If either party violates or breaches any term of this Agreement, such violation or breach shall be deemed to constitute a default, and the other party has the right to seek such administrative, contractual or legal remedies as may be suitable to the violation or breach; and, in addition, if either party, by reason of any default, fails within fifteen (15) days after notice thereof by the other party to comply with the conditions of the Agreement, the other party may terminate this Agreement. Notwithstanding the foregoing, or anything else to the contrary in this Agreement,with the sole exception of an action to recover the monies the CITY has agreed to pay to the CONSULTANT pursuant to paragraph 4 hereof, no action shall be commenced by the CONSULTANT against the CITY for monetary damages. 10. INDEMNIFICATION To the fullest extent permitted by law, CONSULTANT agrees to and shall indemnify, defend and hold harmless the CITY, its officers, employees, agents, boards and commissions from and against any and all claims, suits, judgments, costs, attorneys fees, damages or other relief, including but not limited to workers compensation claims, in any way resulting from or arising out of negligent actions or omissions of the CONSULTANT in connection herewith, including negligence or omissions of employees or agents of the CONSULTANT arising out of the performance of this Agreement. In the event of any action against the CITY, its officers, employees, agents, boards or commissions, covered by the foregoing duty to indemnify, defend and hold harmless such action shall be defended by legal counsel of the CITY'S choosing. The provisions of this paragraph shall survive any expiration, completion and/or termination of this Agreement. 41111) 11. NO PERSONAL LIABILITY No official, director, officer, agent or employee of the CITY shall be charged personally or held contractually liable under any term or provision of this Agreement or because of their execution, approval or attempted execution of this Agreement. 12. INSURANCE A. Comprehensive Liability. The CONSULTANT shall provide, pay for and maintain in effect, during the term of this Agreement, a policy of comprehensive general liability insurance with limits of at least $1,000,000 aggregate for bodily injury and $1,000,000 aggregate for property damage. The CONSULTANT shall deliver to the DIRECTOR a Certification of Insurance naming the CITY as additional insured. The policy shall not be modified or terminated without thirty (30) days prior written notice to the DIRECTOR. The Certificate of Insurance which shall include Contractual obligation assumed by the CONSULTANT under Article 10 entitled "Indemnification" shall be provided. This insurance shall apply as primary insurance with respect to any other insurance or self-insurance programs afforded to the CITY. There shall be no endorsement or modification of this insurance to make it excess over other 3 available insurance, alternatively, if the insurance states that it is excess or prorated, it shall be endorsed to be primary with respect to the CITY. B. Comprehensive Automobile Liability. Comprehensive Automobile Liability Insurance covering all owned, non-owned and hired motor vehicles with limits of not less than $500,000 per occurrence for damage to property. C. Combined Single Limit Policy. The requirements for insurance coverage for the general liability and auto exposures may be met with a combined single limit of $1 ,000,000 per occurrence subject to a $1,000,000 aggregate. D. Professional Liability. The CONSULTANT shall carry CONSULTANT'S Professional Liability Insurance Covering claims resulting from error, omissions or negligent acts with a combined single limit of not less than $1 ,000,000 per occurrence. A Certificate of Insurance shall be submitted to the DIRECTOR as evidence of insurance protection. The policy shall not be modified or terminated without thirty (30) days prior written notice to the DIRECTOR. 13. NONDISCRIMINATION In all hiring or employment made possible or resulting from this Agreement, there shall be no discrimination against any employee or applicant for employment because of sex, age, race, color, creed, national origin, marital status, of the presence of any sensory, mental or physical handicap, unless based upon a bona fide occupational qualification, and this requirement shall apply to, but not be limited to, the following: employment advertising, layoff or termination, rates of pay or other forms of compensation and selection for training, including apprenticeship. No person shall be denied or subjected to discrimination in receipt of the benefit of any services or activities made possible by or resulting from this Agreement on the grounds of sex, race, color, creed, national origin, age except minimum age and retirement provisions, marital status or the presence of any sensory, mental or physical handicap. Any violation of this provision shall be considered a violation of a material provision of this Agreement and shall be grounds for cancellation, termination or suspension, in whole or in part, of the Agreement by the CITY. 14. ASSIGNMENT AND SUCCESSORS This Agreement and each and every portion thereof shall be binding upon the successors and the assigns of the parties hereto; provided, however, that no assignment shall be made without the prior written consent of the CITY. 15. DELEGATIONS AND SUBCONTRACTORS Any assignment, delegation or subcontracting shall be subject to all the terms, conditions and other provisions of this Agreement and the CONSULTANT shall remain liable to the CITY with respect to each and every item, condition and other provision hereof to the same extent that the CONSULTANT would have been obligated if it had done the work itself and no assignment, delegation or subcontract had been made. Any proposed subcontractor shall require the CITY'S advanced written approval. r 4 A")16. NO CO-PARTNERSHIP OR AGENCY This Agreement shall not be construed so as to create a partnership, joint venture, employment or other agency relationship between the parties hereto. 17. SEVERABILITY The parties intend and agreed that, if any paragraph, sub-paragraph, phrase,clause or other provision of this Agreement, or any portion thereof, shall be held to be void or otherwise unenforceable, all other portions of this Agreement shall remain in full force and effect. 18. HEADINGS The headings of the several paragraphs of this Agreement are inserted only as a matter of convenience and for reference and in no way are they intended to define, limit or describe the scope of intent of any provision of this Agreement, nor shall they be construed to affect in any manner the terms and provisions hereof or the interpretation or construction thereof. 19. MODIFICATION OR AMENDMENT This Agreement and its attachments constitutes the entire Agreement of the parties on the subject matter hereof and may not be changed, modified, discharged or extended except by written amendment duly executed by the parties. Each party agrees that no representations or warranties shall be binding upon the other party unless expressed in writing herein or in a duly executed amendment hereof, or change order as herein provided. 20. APPLICABLE LAW This Agreement shall be deemed to have been made in, and shall be construed in accordance with the laws of the State of Illinois. Venue for the resolution of any disputes or the enforcement of any rights pursuant to this Agreement shall be in the Circuit Court of Kane County, Illinois. 21. NEWS RELEASES The CONSULTANT may not issue any news releases without prior approval from the DIRECTOR, nor will the CONSULTANT make public proposals developed under this Agreement without prior written approval from the DIRECTOR prior to said documentation becoming matters of public record. 22. COOPERATION WITH OTHER CONSULTANTS The CONSULTANT shall cooperate with any other consultants in the CITY'S employ or any work associated with the PROJECT. 23. INTERFERENCE WITH PUBLIC CONTRACTING The CONSULTANT certifies hereby that it is not barred from bidding on this contract as a result of a violation of 720 ILCS 5/33E et seq. or any similar state or federal statute regarding bid rigging. 5 24. SEXUAL HARASSMENT As a condition of this contract, the CONSULTANT shall have written sexual harassment policies that include, at a minimum, the following information: A. the illegality of sexual harassment; B. the definition of sexual harassment under state law; C. a description of sexual harassment, utilizing examples; D. the vendor's internal complaint process including penalties; E. the legal recourse, investigative and complaint process available through the Illinois Department of Human Rights, and the Illinois Human Rights Commission; F. directions on how to contact the department and commission; G. protection against retaliation as provided by Section 6-101 of the Human Rights Act. A copy of the policies shall be provided by CONSULTANT to the Department of Human Rights upon request 775 ILCS 5/2-105. 25. SUBSTANCE ABUSE PROGRAM. As a condition of this agreement, CONSULTANT shall have in place a written substance abuse prevention program which meets or exceeds the program requirements in the Substance Abuse Prevention Public Works Project Act at 820 ILCS 265/1 et seq. A copy of such policy shall be provided to the DIRECTOR prior to the entry into and execution of this agreement. 26. WRITTEN COMMUNICATIONS All recommendations and other communications by the CONSULTANT to the DIRECTOR and to other participants which may affect cost or time of completion, shall be made or confirmed in writing. The DIRECTOR may also require other recommendations and communications by the CONSULTANT be made or confirmed in writing. 27. NOTICES All notices, reports and documents required under this Agreement shall be in writing and shall be mailed by First Class Mail, postage prepaid, addressed as follows: r 6 • 41111) A. As to CITY: William A. Cogley Corporation Counsel City of Elgin 150 Dexter Court Elgin, Illinois 60120-5555 B. As to CONSULTANT: John J. Repa President Hospitality and Gaming Solutions 1050 Suntan Lane Palm Springs, CA 92264 28. COMPLIANCE WITH LAWS Notwithstanding any other provision of this AGREEMENT it is expressly agreed and understood that in connection with the performance of this AGREEMENT that the CONSULTANT shall comply with all applicable Federal, State, City and other requirements of law, including, but not limited to, any applicable requirements regarding prevailing wages, minimum wage, workplace safety and legal status of employees. Without limiting the foregoing, CONSULTANT hereby certifies, represents and warrants to the CITY that all CONSULTANT'S employees and/or agents who will be providing products and/or services with respect to this AGREEMENT shall be legal residents of the United States. CONSULTANT shall also at its expense secure all permits and licenses, pay all charges and fees and give all notices necessary and incident to the due and lawful prosecution of the work, and/or the products and/or services to be provided for in this AGREEMENT. The CITY shall have the right to audit any records in the possession or control of the CONSULTANT to determine CONSULTANT'S compliance with the provisions of this section. In the event the CITY proceeds with such an audit the CONSULTANT shall make available to the CITY the CONSULTANT'S relevant records at no cost to the CITY. IN WITNESS WHEREOF, the parties hereto have entered into and executed this agreement effective as of the date and year first written above. 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',,,,,'---.-.. - ,4% t.77%-'15%,--'44---',-:t.' •''-'44;-;%,..,- ',' ,"-., ' ... ----i '4'.'‘.. --..:-.-,,:',-...:, '•:,A. ,..,,-.4--;.-.*: :--4,43.--4.44'w---,,-4-,,•;-,,-,."..,,r.-;,,,:-,..-,,s . i-,:l-344,:u.,,....,.'.,'.7;":.•,,,:.,,,,--!-.,-,-.;,::eil .,4t,v..,,,,f',:z:fr.,....t• 7.-,71-....,-1---;:-...,,,_-•: ,,,:,,... 2,..,.::',77.-.: `fz,,r,rl LW, I: .1 ' - '-',,A1',,, iLiTY AND i.77.7NTr-'--RTAft4MEFAIT CO!'irisAcp, LEX PROPOSAL ,. D,=(-;EMR --R 2011 r 47) For questions about this proposal, please contact: John J. Repa P.resident Real Estate & Hospitality Advisory Services HTALTY 41\17 r:iA,MiNiz SOIC )NS 1050 E. Suntan Lane Palm Springs, Caiifomia 92264 Telephone: (760) 992-5349 Fax: (760) 992-5223 Cellular: (612) 251-1343 Email: iolm741mnitdihandif,ailuTi<2solimons com December 27, 2011 Mr. Sean Stegall City Manger City of EIgin 150 Dexter Court Elgin, Illinois 60120 Dear Mr. Stegall: Hospitality and Gaming Solutions appreciates the opportunity to propose on performing a market demand study for a multi-purpose facility and entertainment complex to be located at the Festival Park site in downtown Elgin, Illinois. Hospitality and Gaming Solutions is committed to provide both the City of Elgin and Grand Victoria Casino with a highly qualified professional with the necessary entertainment,hospitality, gaming and financial analysis experience. We believe that our previous industry experience,specifically as it pertains to multi-purpose facilities, entertainment centers and gaming will help to ensure that our services and recommendations are flexible and practical enough to meet your needs and objectives. We look forward to working with you. If you have questions about our proposal or need additional information about our firm,please feel free to contact me directly at either (760) 992-5349 or(612)251-1343. Yours truly, Hospitality and Gaming Solutions 17111L John J. Repa President r The city of Elgin currently owns and operates the Hemmens Cultural Center that is a venue for rental events, including serving as the performance home of the award-winning Elgin Symjhony Orchestra. The facility also annually serves several community theater groups, dance recitals and graduation ceremonies. The 11,340 square-foot Exhibition Hall located in the kiwer level of the Hemmens offers a fully equipped banquet kitchen, art gallery and meeting rooms for wedding receptions, trade shows and exhibits. The Hemmens Cultural Center is located on Riverwalk and is part of Elgin's growing arts comMunity. Since its opening in 1969 names as B. B. King, Bob Newhart, Phil Vassar, The Ides Of March, Blue Oyster Cult and many more. The Grand Victoria Casino has been an economic catalyst for the City of Elgin. The Propcim, has recently experienced a decline in revenue, due to the opening of the Rivers Casino in Des Plaines. Casino management is exploring the viability of building an entertainment center, which would house Gilley's. Gilley's is a country western enterainment facility, with locations currently in Dallas and Las Vegas. The city of Elgin and the Grand Victoria Casino are both seeking market demand studies regarding the proposed facilities. This would forge another public/private partnership as the sdbiect facilities would be built in tandem and be immediately adiacent to the Grand Victoria Casino, to be located at what is now known as Festival Park. 1 The proposed new multi-purpose facility and entertainment center could host a variety of entertainment activities for community residents and visitors. Potential event activity includes the Elgin Symphony, other events, concerts/festivals, and other civic events. Prior io starting this engagement,we would request the following information from the City of Ellin and Grand Victoria Casino Management: • Previous market studies performed for the Hemmens Center; • Architectural study regarding the Hemmens Center estimate renovation costs; • Historical financial statement for Hemmens center for 2008- 201 1; • Hemmens Center's 2010 and 2011 marketing plans and budgets; • A list of department heads and management personnel at Hemmens Center; • A list of recent capital improvements ( 2008 through 2011) and budgeted capital expenditures for 2012 and 2013; • Profit and loss analysis for individual events(i.e. previous headline entertainment); and • Zip Code analysis for calendar years 2010 and 2011 for the Grand Victoria's player club data base. The issues associated with market onnortunities. local and regional comnetition. changing econoinics user needs/re,ouirements dictate an ever-evolving set of onerating conditions and annroaches Our nroiect team utilizes a methodology that provides objective. research-based information to assist the City in making an informed decision regarding the nronosed new facility. We nronose an interactive annroach to our services which nrovides an onnortunity to eng.age annronriate stakeholders and obtain their ners-nectives on the nronosed new multi-pumose facility and entertainment center early in the study nrocess which can he valual*in building consensus for the project should it be deemed viable from a market demand perspective. Based on our understanding of the nrojecn we propose the following scope or services to assist the City and Grand Victoria Casino Management with its evaluation of this important project. • We can refine our scope to ensure that it is fully responsive to your needs. S - V.L,.T ..E_ DE`,_:x" 17:z Ti is din understanding that the City and Grand Victoria Casino Management seeks to better undetistand the benefits. onnortunities_ and challenges nosed by the nronosed new multinurnose facility and entertainment center in Elgin Conducting a market demand analysis studviis an imnortant element in evaluating the merits of the nronosed new multi-purpose facilitjy and entertainment center. Our work steps are as follows: We will conduct a kickoff meeting,with the appropriate City representatives and Grand Victoria management to establish direct lines of communication; develop an understanding of the background, history and key issues related to the study; confirm the study scope and obieccives; review existing data you have related to the project; discuss the project schedule: and tour potential site location. During our initial site visit,we also plan to hold meetings with area stakeholders. L.'4ir, i - ;ncir e fk ;.Lt<"L:phi :nu Ec,-111{.',`1:ii' _'hart . _rivIice".4' An important factor in assessing not ential market demand is obtaining a thorough understanding of the market within which the nronosed new multi-nurnose facility and entertainment comniex would operate. The location of the facility is tonically important in the decisihn-making nrocess for both event nroducers and attendees in addition demographic and economic characteristics help identify. in general terms_ neonle who would attend events at the propotaed new facility_ As such, the following characteristics will be analyzed for the region: • Trends and projections in population, age distribution, and ingome • Eniiplovment base • Accessibility • Tottrismlyisitor statistics • Existing and planned amenities and?'or development projects that could impact future demand for the proposed new multi-purpose facility or entertainment center in this task_ we will conduct an evaluation of regional facilities Snecifically_ we will summarize existing and nlanned facilities in terms of their physical characteristics (e g . size, snecific building conmonents_ amenities_ narking spaces_ etc 1_ usage characteristics (e.g. number of events and attendance_ mix of business. etc.) and general financial operations (e g., onerat}ng revenues. onerating expenses. etc)to assess how the nronosed new facilities could compete with or complement these facilities. Our recent work on other related studies provides us with a solid understanding of the industry that will prove beneficial for this task. 7'a_rol� -.v i%ilc:< !ji'_ "+`.."*i°. .':`w. ,{n. #ice°zi:>tdc .. _..•°i,1 An impI orta.nt nart of the market analysis will be to meet with various stakeholders throughout the study nrocess to understand their nersnectives on the strengths challenges and onnortunities rik associated with the proposed new facilities. Their innut can be an important factor in formuliating conclusions and to the nroiect's overall planning efforts Stakeholders to he interviewed include. hut are not limited to. representatives from area governments and related agencies. the Elgin Convention and Visitors Bureau, and potentially other business community lea leaders identified throughout the study process. Input will he received from these groups through direct interviews_ either individually as well . as from phone or email surveys. Our extensive experience with similar nroiects will be beneficial as we have established relationships with representatives of a variety of oreanizationst'notential user groups_ The input obtained from area stakeholders and other noterrtial users will hell) identify market support_ refine facility reauirements as well as ouantify the Potential type and number of events and attendance that could potentially occur at the nronosed new multi-nurnose center and entertainment center. Groups to be contacted include, but are not limited to, representatives from the following: • Hemmens Center current Management • Representative from the Elgin Symphony • Concert promoters • Family show promoters • Gilley's corporate office • Claritas Market Research regarding Consumer Behavior Patterns 1 • Gilley's management in Las Vegas and Dallas • Others as appropriate A) Ti:i l -Analisze Data:ftwin Comparable Facilities In this task_ we will analyze data from a select number of comnarable facilities to the nronosed new Multi- nurnose facility and entertainment center in similar neer markets to Elgin. Specific factors to be analyzed in the comparable facility analysis include: • Market characteristics (e.g., population, income, age, accessibility, location) • Physical characteristics of the venues(i.e.. stand-alone versus part of a complex, seating capacity, patron amenities, parking and other related infrastructure, etc.) • Management approach (e.g., public, private) • USage characteristics (e.g., event mix, number of events and attendance by type) • Financial operating data (e.g., operating revenues and expenses) • Specific nuisances and associated costs in connection with a Gilley's franchise We will seek to obtain the majority of information through direct interviews with manaaement at thee facilities as well as through other secondary resources including our comnrehensive database of similar venues for both the multi-purpose facility and the entertainment center. Hospitality and Gaming Solutions currently has active engagements in both Las Vegas and Dallas the cities which currently have the Gilley's operations. It is our intent to make first-hand observations at both of these facilities. Our comparable analysis can assist in identifying the facility program narameters for the nronosed facilities as well as providing an understanding of potential performance in terms of patronage levels and financial operations. ::'" . ............ .. . ._. _z._ <.ii�.. .... _.. ., It is assumed that a primary goal of any new facility is to increase and diversify the event activity available to both local residents and out-of-town attendees that generate economic activity to the community. In this task. we will develop an estimate of utilization for the proposed multi-purpose facility and the entertainment center which will be based on the research conducted previously as well as the assumptions set forth in the report. The demand estimate will summarize the number of events, average attendance and total attendance by major type such as: Elgin Symphony * Cpncerts • Family shows * Community and civic/special events * Others as appropriate This estimate of utilization will serve as the basis for the financial pro forma for the multipurpose facility as well as the entertainment center. Based on the research and analysis conducted in previous tasks including. but not limited to, input[from stakeholders. historical operating information. information on competitive and comparable facilities. as well as the estimate of potential usage. we will develop a financial pro forma for the proposed new multi-purpose facility and entertainment center.. The financial pro forma will be dependent on a number of assumptions regarding the facility and its operations which will be discussed in the report. For instance. assumptions will be made regarding varioiks tiers of ticket prices depending upon the event, management approach. staffing reauitements. rental rates. etc. Facility-related operating revenues and operating expenses to be foriecasted include, but are not limited to,the following: Operating Revenues Operating Expenses • Facility rental/admission • Salaries/wages and • Tpcket sales benefits • Eluent services * Contracted services • Premium seating (if * Utilities applicable) * Insurance • Parking • Repairs and maintenance • Other revenues as • General administrative appropriate costs * Marketing/promotion * Capital reserves • Other expenses as appropriate • There will be two operating financial pro formas, one specifically for the multi-purpose facility and the other for the entertainment center which will provide an estimate of net operating income for the first five years of operation. Some of the expenses will be common to both pro formas and these expenses shall be allocated based on utilization of the combined facilities. In additiOn, we can provide you with a consolidated pro forma reflecting the revenues and expenses of the proposed project in a holistic manner as well. f' We will the address whether the Hemmens Facility has outlived its useful life as a multi-purpose facility. We will utilize infoimation and analyses previously performed on the Hemnhens Center regarding the cost of updating the existing structure. Our comments will include existing building infrastructure concerns as well as the advantages and disadvantage of potentiially moving the location to Festival Park. TarA, $ -- rernental impact on Gamin° Revvrtue While we understand that the components within the expansion are being considered as a stand-alone enterprise, we will comment on any potential impact on gaming revenue that may result at the Grand Victoria Casino in Elgin. This will be based on our experience in other jurisdibtions, which have added similar amenities to their existing gaming operations. Task Prepare a Written Report and Conduct a Work Session Upon icompletion of all research tasks, we will prepare a draft report which summarizes our findings.and conclusions. Once the appropriate City Elgin and Grand Victoria Casino representatives have reviewed the draft report, we will make any appropriate refinements and issue the final report. We also plan to conduct a work session with the City Elgin and Grand Victoria Casino as well as others deemed appropriate to discuss the report _;r �FUA ��r.E i(.7.; i S This section addresses the Project Team. Pyr fTeam — Repa With a icommitment to servicing clients throughout North America, HGS emphasizes hands-on, client-Oriented consulting, based on our founding principles of integrity, accuracy and respect. My goal is to provide cost-effective solutions in order to maximize value, while respecting the individual needs Of each of our unique clients. Our comprehensive approach ensures accountability through direct, absolute and exclusive involvement in each project, including meetings,market research, analysis, report writing and presentation. 1 perforim comprehensive market research as a foundation for all of our feasibility studies, focusing on key demographic characteristics, tourism patterns, transportation infrastructure and other elements affecting the ability of a project to attract demand. I work to develop facility recommendations that match the identified needs of the market and the goals of the project developers. Due to my extensive experience with a broad array of leisure industry projects, I need not rely solely on published information in projecting future financial performance. My projections are based upon years of experience working with leisure industry projects of all types and sizes that has given us access tlo operating and market data not available to the general public. HGS emphasizes hands-on, client-oriented consulting, based on our founding principles of integrity, accuracy and respect.My comprehensive approach ensures accountability through the direct, absolute and my!exclusive involvement of the principals in each project, including meetings, market research, analysis, report writing and presentation. • • .- MV P.:ROCESS I will attend not only introductory and sales meetings, but all meetings necessary for the successful completion of each project.My hands-on, client-oriented practice doesn't stop there. As the President of fiG$. I will remain in constant contact with the City of Elgin and Grand Victoria Casino management, accessible to answer any questions that may arise during my involvement in the project. arkeji7 Research: In addition to the initial meeting, I will conduct all site visits, market research and fieldwork. thus ensuring a complete understanding, of the unique parameters of each project and the competitive environment in which it will operate. Analvss: With oVer 28 years of experience in the hospitality and gaming industries, I will also conduct all analyses for each individual project, further guaranteeing- a comprehensive approach to analytical process. My analyses are based on, not only published data, but detailed comparisons to the actual financial statements of numerous existing hospitality operations throughout the country, which we have ohtained on a confidential and proprietary basis while working directly with the operations. Reporti Writinz: After thorough analysis, I will prepare a comprehensive wiitten report, suitable for the unique requireMents of each project, whether it be for financing, government submissions and/or public relatioti. The final work product is readily accepted by lending institutions, developers and goverment agencies, hotel and gaming companies. P resentation: Upon cOmpletion of each and every project, I am available for, and strongly encouraue, a follow up meeting,to present their findings,recommendations and conclusions for the project and to answer any questions the client may have. In addition I have attended numerous press conferences, as well as provided expert witness testimony for a vast array of hospitality-related concerns. • . r qY' FL'E 4 It is our policy to estimate fees that are competitive, yet enable us to provide responsive services of high quality. With HGS, you can expect superior, on-time service delivery that provides value beyond the numbers and can lead to assisting in enhancing your overall strategic plan for the City of Ei<uib as well as the Grand Victoria Casino. Upon your authorization to proceed, we will begin the assignment. We anticipate our findings will be available in 6 to 8 weeks, depending on the level of cooperation with the various data sources. Our professional fees for this engagement are $45,000. In addition to our professional fees, we are reimbursed for all travel, accommodations, stenographic, administrative and such other out-of-pocket expenses incurred in connection with the engagement. These costs will not exceed 15% of the professional fees. Progress bills rendered during the course of our work are due and payable upon your receipt of our invoices. All outstanding bills must be paid prior to the issuance of our final report. It is out practice to receive a retainer prior to initiating work on a study. We are prepared to start work immediately upon receiving your approval of these arrangements and a retainer in the amount;of$15,000. (111"" It is understood in accepting this proposal that neither our fees nor payment thereof is contingent upon the results of our efforts. These fees represent a significant discount from our standard rates, and we are pleased to extend this cost-saving feature to you in recognition of the importance of the City of Elgin and the Grand Victoria' Casino as a client of the Firm. If you require us to attend meetings and make presentations beyond our scope of services, we will obtain your approval and charge you separately for our actual hours of professional time incurred in preparing for and attending such meetings. Our professional time will be billed at our standard hourly rates plus travel and incidental expenses. CONTRACTUAL C!'ii r IONS For engagements of this nature there are certain additional limiting conditions and requirements promulgated by Industry Standards and our Firm, which are delineated as follows. Any reports or analysis prepared by JIGS in connection with this assignment may not be referred to or quoted, in whole or in part, in any registration statement, prospectus, public filing, sales and marketing brochure, loan documents, or any other agreements or documents, without our prior review and our prior written consent, which will not be unreasonably withheld. I • Any analysis of financial projections in connection with this assignment will not constitute an examination or any form of assurance by HGS; therefore in connection with this assignment we will not express an opinion or any other form of assurance on the projections and budgets. There will usually be differences between projected and actual results, because events and circumstances frequently do not occur as expected, and those differences may be material. Prior tO issuing our report in connection with this assignment, we will require the City ofElgin and Grand Victoria Casino sign this engagement letter in the space provided below, acknowledging the terms of our arrangement and their responsibility for payment of our fees. In the event HGS is requested pursuant to subpoena or other legal process to produce its documents relating to this engagement for the City of Elgin and Grand Victoria Casino or testify in judicial or administrative proceedings to which HGS is not a party, The City of Elgin and Grand Victoria Casino shall reimburse HGS at standard billing rates for its professional time and expenses, including reasonable attorney's fees, incurred in responding to such requests. All information obtained by HGS during the course of this engagement shall he used exclusively for purposes of this engagement, and except to the extent that law requires disclosure, shall be kept confidential. if any person or entity requests or subpoenas any information or materials relating to 4111) this engagement that is in the custody or control of HGS or its agents or representatives, HGS shall inform the Client of the request as soon as is practicable. if the Client requires HGS to take any legal action to seek protection against the requested disclosure, Client shall either retain counsel to represent HGS in those proceedings suitable to HGS,or allow HGS to defend itself, and shall indemnify HGS for its reasonable costs and expenses, including attorney's fees, incurred in the actiOn. Nothing in this Agreement shall prohibit or limit either party's use of information (including, but not limited to, ideas, concepts, know how, techniques, and methodologies) (a) previously known to it, (b) independently developed by it, (c) acquired by it from a third party which Was not under any obligation to the Disclosing Party not to disclose such information, or(d) which iS or becomes publicly available through no breach of this Agreement by the Recipient. We will have no responsibility to update our report for events and circumstances occurring after the date of our report. It is understood in accepting this proposal that neither our fees nor payment thereof is contingent upon the results of the study. • We are enthusiastic about this opportunity to work with you and the other members of your management team. We believe that you are committed to a decision to move the City of Elgin and Grand Victoria Casino to the next level of growth. Beginning this evolution with a documented market demand study is a necessary first step to a successful end result and we commend you on your foresight. We are convinced that this relatively minor investment up front will mere than pay for itself in the long term. If you have any questions regarding this engagement, please contact me directly at either(760) 992-5349 or (612)251-1343. Very truly yours. T1.A IV!) (Ai/NG NOU • V---cri v John I. r?epa PresidOnt Accept d by: Title: Date: •