HomeMy WebLinkAbout11-203 • b
•
Resolution No. 11-203
RESOLUTION
AUTHORIZING THE EXECUTION OF A GRANT AGREEMENT
FROM THE ILLINOIS EMERGENCY MANAGEMENT AGENCY
FOR THE CITIZEN CORPS PROGRAM
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS,that
David J. Kaptain, be and is hereby authorized and directed to execute a grant agreement with the
Illinois Emergency Management Agency for the Citizen Corps Program, a copy of which is attached
hereto and made a part hereof by reference.
s/ David J. Kaptain
David J. Kaptain, Mayor
Presented: December 7, 2011
Adopted: December 7, 2011
Vote: Yeas: 6 Nays: 0
Attest:
s/Kimberly Dewis
Kimberly Dewis, City Clerk
lEmA
Illinois Emergency Management Agency Jonathon E. Monken, Director
December 16, 2011
Karen Flanagan
City of Elgin
151 Douglas Avenue
Elgin, Illinois 60120
Dear Grantee:
Enclosed with this letter is your fully executed grant agreement. Please retain the enclosed copy
for your files.
If you have any questions or need additional information, please feel free to contact me at 217-
557-4758.
Sincerely,
Michelle Hanneken
Illinois Terrorism Task Force
Attachment
6#.1144P ea)
2200 S. Dirksen Parkway •Springfield, Illinois • 62703 'Telephone (217) 782-7860 •http://www.iema.illinois.gov
Printed hy the authario (Idle State of Illinois on Re,velear Paper
Iilint*:>tt'm rgency Management Agency ,Jonathon E.Monken;;°l)irector
NOTICE OF GRANT AGREEMENT
PART I- Notice of Grant Award to Elgin
This Grant Agreement is made and entered into by and between the Illinois Emergency Management Agency
(Grantor), 2200 South Dirksen Parkway, Springfield, Illinois 62703, and Elgin (Grantee), 151 Douglas
Avenue, Elgin, Illinois 60120.
WHEREAS this Grant is to utilize funds from the Department of Homeland Security (DHS), Federal Fiscal
Year 2010 Homeland Security Grant Program, Citizen Corps Grant Program, CFDA#97.067.
THEREFORE, the Grantor is hereby making available to the Grantee the amount not exceeding $4,500.00
for the period from January 1, 2011, to December 31, 2011. The Grantee hereby agrees to use the funds
provided under the agreement for the purposes set forth herein and agrees to comply with all terms and
conditions of this agreement and applicable grant guidance. This period of award may be amended by the
Grantee if there is a delay in the release of these funds from the Federal Government or reasonable delays in
the completion of the activities outlined in Part III—Scope of Work.
It is agreed between the parties that the agreement, as written, is the full and complete agreement between the
parties and that there are no oral agreements or understanding between the parties other than what has been
reduced to writing herein.
This Grant Agreement and attachments constitute the entire agreement between the parties.
PART II -Term
The term of this Grant Agreement shall be from January 1,2011, to December 31, 2011.
PART III- Scope of Work
During the grant period,funds received by the Grantee will be utilized by the Grantee to administer the
Citizen Corps Program.
2200 S.Dirksen Parkway•Springfield, Illinois•62703 •Telephone (217).782-7860•http://www.lemaillinoiS,00ii".
Printed by the authority of the Slate of lilinois.or+Recycled:gager
The Budget Detail Worksheet, provided in Attachment A, outlines the costs required by the Grantee to
complete the Scope of Work (Part III) for this project and expenditures for which the Grantee will seek
reimbursement. The Grantor will only reimburse those expenditures that are specifically listed in the Budget
Detail Worksheet. Each Budget Detail Worksheet submitted by the Grantee and approved by the Grantor
shall be considered an authorized budget and an attachment of this Grant Agreement.
The Discipline Allocation Worksheet, provided in Attachment B, outlines the discipline specific expenditure
allocation classification listed in the Scope of Work (Part III). The Grantee must submit to the Grantor the
updated Discipline Allocation Worksheet with each revised Budget Detail Worksheet and as outlined in Part
V—Reports.
The Project Implementation Worksheet, provided in Attachment C, provides a detailed description of the
scope of work to be performed using funds received through this Agreement, including a list of specific
sequential milestones that will be accomplished by the Grantee. These milestones will allow the Grantor to
measure progress of the Grantee in achieving the goal of the project. For Agreements with a compensation
amount equal to or greater than $25,000.00, the Grantee shall provide a quarterly update of the Project
Implementation Worksheet to the Grantor within fifteen (15) business days after March 31, June 30,
September 30, and December 31 throughout the performance period of the agreement.
PART IV-Compensation Amount
The total compensation and reimbursement payable by the Grantor to the Grantee shall not exceed the sum of
$4,500.00.
PART V-Terms and Conditions
All of the requirements listed in this section apply to the federally funded project. The Grantee agrees to
include these requirements in each contract and subcontract financed in whole or in part with Federal
assistance.
STANDARD ASSURANCES: The Grantee assures that all allocations and use of funds will be in
accordance with applicable grant guidance and application kits. The Grantee assures that it will comply with
all applicable federal statutes, regulations, executive orders, and other federal requirements in carrying out any
project supported by federal funds. The Grantee recognizes that federal laws, regulations, policies, and
administrative practices may be modified from time to time and those modifications may affect project
implementation. The Grantee agrees that the most recent federal requirements will apply to the project.
FISCAL FUNDING: The Grantor's obligations hereunder shall cease immediately, without penalty or further
payment being required, in any year for which the General Assembly of the State of Illinois fails to make an
appropriation sufficient to pay such obligation or the U.S. Department of Homeland Security, Federal
Emergency Management Agency, Grants Programs Directorate (DHS FEMA GPD) fails to provide the funds.
The Grantor shall give Grantee notice of such termination for funding as soon as practicable after Grantor
becomes aware of the failure of funding. Grantee's obligation to perform work shall cease upon notice by
Grantor of lack of appropriated funds.
2010 Grant Agreement—Elgin
l OCCPELGIN
Page 2 of 12
,.
EQUIPMENT: Grantor reserves the right to reclaim or otherwise invoke the Illinois Grant Funds Recovery
Act on any and all equipment purchased by grantee with grant funds if said equipment has fallen into neglect
or misuse according to the standards and policies of the Grantor. Additionally, Grantee may not substitute,
exchange or sell any equipment purchased with grant funds unless Grantee has the express written consent of
the Grantor. The Grantee agrees that, when practicable, any equipment purchased with grant funding shall be
prominently marked as follows: "Purchased with funds provided by the U.S. Department of Homeland
Security."
METHOD OF COMPENSATION: The Grantee will submit to the Grantor a vendor invoice or computer
generated report with description of costs, including statement of payment for personnel costs and affirmation
or evidence of delivery and property identification numbers for property subject to Grantor policies and procedures, in
order to receive compensation through this agreement. The method of compensation shall be reimbursement
in accordance with the invoice voucher procedures of the Office of the State of Illinois Comptroller. The
Grantee agrees to maintain appropriate records of actual costs incurred and to submit expenditure information
to the Grantor. No costs eligible under this Grant Agreement shall be incurred after December 31, 2011. The
Grantee must submit a final Budget Detail Worksheet, Discipline Allocation Worksheet, and Project
Implementation Worksheet to the Grantor within 30 days after the expiration of the Grant Agreement. The
Grantee also agrees that funds received under this award will be used to supplement, but not supplant, state or
local funds for the same purposes.
ACCOUNTING REQUIREMENTS: The Grantee shall maintain effective control and accountability over all
funds, equipment, property, and other assets under this Grant Agreement as required by the Grantor. The
Grantee shall keep records sufficient to permit the tracing of funds to ensure that expenditures are made in
accordance with this Grant Agreement. The Grantee must follow the retention and access requirements for
records [44 CFR part 13.42 (b) and 2 CFR 215.531]. All records must be maintained for three years after
submission of the final expenditure report; or if any litigation, claim or audit is started before the expiration of
the three-year period, the records shall be retained until all litigation, claims, or audit findings involving the
records have been resolved and final action taken. All sub-grants issued by the Grantee to this Agreement in
excess of $25,000.00 must be approved by the Grantor. The Grantee shall assure sub-grants are in
compliance with 44CFR Part 13.37.
The Grantee shall comply with the most recent version of the Administrative Requirements and Cost
Principles, as applicable. A non-exclusive list of regulations commonly applicable to the DHS FEMA GPD
grants are listed below:
A. Administrative Requirements
1. 44 CFR Part 13, Uniform Administrative Requirements for Grants and Cooperative
Agreements to State and Local Governments
2. 2 CFR Part 215, Uniform Administrative Requirements for Grants and Agreements with
Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations (OMB
Circular A-110)
B. Cost Principles
1. 2 CFR Part 225, Cost Principles for State, Local ard Indian Tribal Governments (OMB
Circular A-87)
2010 Grant Agreement—Elgin
IOCCPELGIN
Page 3 of 12
2. 2 CFR Part 220,Cost Principles for Educational Institutions(OMB Circular A-21)
3. 2 CFR Part 230, Cost Principles for Non-Profit Organizations(OMB Circular A-122)
4. Federal Acquisition Regulations (FAR), Part 31.2 Contract Cost Principles and Procedures,
Contracts with Commercial Organizations
Funds received by the Grantee must be placed in an interest-bearing account and are subject to the rules
outlined in 6 CFR Part 9, Restrictions Upon Lobbying, 44 CFR Part 13, Uniform Administrative
Requirements for Grants and Cooperative Agreements to State and Local Governments; and 2 CFR Part 215,
Uniform Administrative Requirements for Grants and Agreements (Including Subawards) with Institutions of
Higher Education, Hospitals and other Non-profit Organizations.
DUPLICATION OF BENEFITS: The Grantee may not duplicate any Federal assistance, per 2 CFR Part 225,
Basic Guidelines Section C.3 (c), which states: Any cost allocable to a particular Federal award or cost
objective under the principles provided for in this Authority may not be charged to other Federal awards to
overcome fund deficiencies, to avoid restrictions imposed by law or terms of the Federal awards, or for other
reasons. However, this prohibition would not preclude the Grantee from shifting costs that are allowable
under two or more awards in accordance with existing program agreements. Non-governmental entities are
subject to this prohibition per 2 CFR Parts 220 and 230 and FAR Part 31.2.
REPORTS: The Grantee shall submit to the Grantor throughout the stated performance period documentation
to following documentation: (1) amount of funding received, obligated and expended for activities outlined in
the Scope of Work and (2) Budget Detail Worksheet and Discipline Allocation Worksheet(Attachment A and
B described in Part III — Scope of Work). The Grantee further agrees to provide to the Grantor, upon the
request, other project information for which funding is received through this Agreement to support the
completion of other federal and state reporting requirements. The documentation is due within 15 days after
the end of the reporting period (July 15 for the reporting period of January 1 through June 30 and January 15
for the reporting period of July 1 through December 31).The Grantee will submit to the Grantor, evidence the
Grantee has complied with DHS FEMA GPD documentation and reporting requirements as outlined in the
appropriate grant guidance and policies of the Grantor that govern the use of training and/or exercise funds.
Grantees must submit via Web-Forms to the Grantor, within 30 days after attendance in training, all training
not provided by DHS FEMA GPD, but supported with federal preparedness funds. Exercises conducted with
federal grant funds must be National Incident Management System (NIMS) compliant and be managed and
executed in accordance with the Homeland Security Exercise and Evaluation Program (HSEEP) and policies
of the Grantor. Additionally, the Grantee must submit to the Grantor within 45 days of the exercise a final
After Action Report/Improvement Plan.
LOBBYING: The Grantee certifies to the best of his or her knowledge and belief that for each contract for
federal assistance exceeding$100,000:
(a) No federally appropriated funds have been or will be paid by or on behalf of the Grantee to any person
to influence or attempt to influence an officer or employee of any federal agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress regarding the
award of federal assistance or the extension continuation, renewal, or amendment, of federal
assistance, or the extension, continuation, renewal, amendment, or modification of any federal
assistance agreement;and
2010 Grant Agreement—Elgin -
10CCPELGIN
Page 4 of 12
•
(b) If any funds other than federally appropriated funds have been or will be paid to any person to
influence or attempt to influence an officer or employee of any federal agency, a Member of Congress,
an officer or employee of Congress, or an employee of a Member of Congress in connection with any
application for federal assistance, the Grantee assures that it will complete and submit Standard Form-
LLL, "Disclosure Form to Report Lobbying,"
(c) The language of this certification shall be included in the award documents for all subawards at all
tiers (including subcontracts, sub grants, and contracts under grants, loans, and cooperative
agreements).
AUDITS AND INSPECTIONS: The Grantee will, as often as deemed necessary by the Grantor, DHS FEMA
GPD or any of their duly authorized representatives, permit the Grantor, DHS FEMA GPD or any of their
duly authorized representatives to have full access to and the right to examine any pertinent books,
documents, papers and records of the Grantee involving transactions related to this grant agreement for three
years from the date of submission of the final Budget Detail Worksheet or until related audit findings have
been resolved, whichever is later. The Grantee certifies that all audits submitted under the provisions of OMB
Circulars A-133, Audits of States, Local Governments, and Non-Profit Organizations, have been approved by
the Grantor. The Grantee acknowledges that these are federal pass-through funds that must be accounted for
in the jurisdiction's Single Audit under the Single Audit Act of 1996, if required.
MODIFICATION AND AMENDMENT OF THE GRANT: This grant agreement is subject to revision as
follows:
A. Modifications may be required because of changes in State or Federal laws, regulations, or Federal
grant guidance as determined by the Grantor. Any such required modification shall be incorporated
into and will be part of this Agreement. The Grantor shall notify the Grantee of any pending
implementation of or proposed amendment to such regulations before a modification is made to the
Agreement.
B. Modifications may be made upon written agreement of both Grantor and Grantee.
TERMINATION FOR CONVENIENCE: This agreement may be terminated in whole or in part by the
Grantor for its convenience, provided that, prior to termination, the Grantee is given: 1) not less than ten (10)
calendar days written notice by certified mail, return receipt requested, of the Grantor's intent to terminate,
and 2) an opportunity for consultation with the Grantor prior to termination. In the event of partial or
complete termination of this agreement pursuant to this paragraph, an equitable adjustment of costs shall be
paid to the Grantee for expenses incurred under this agreement prior to termination.
TERMINATION FOR BREACH OR OTHER CAUSE: The Grantor may terminate this agreement without
penalty to the Grantor or further payment required in the event of:
A. Any breach of this agreement that, if it is, susceptible of being cured, is not cured within 15 calendar
days after receipt of the Grantor's notice of breach to the Grantee.
B. Material misrepresentation or falsificationof any information provided by the Grantee in the course of
any dealing between the parties or between the Grantee and any State Agency.
2010 Grant Agreement—Elgin
I OCCPELGIN
Page 5 of 12
•
Grantee's failure to comply with any one of the terms of this Grant Agreement shall be cause for the Grantor
to seek recovery of all or part of the grant proceeds.
RETENTION OF PROPERTY RECORDS: Grantee agrees to maintain records for equipment, non-
expendable personal property, and real property. If any litigation, claim, or audit is started before the
expiration of the three-year period, the records shall be retained until all litigation, claims, or audit findings
involving the records have been resolved.
NON-DISCRIMINATION: In carrying out the program, the Grantee will comply with all applicable Federal
Statutes relating to nondiscrimination including, but not limited to:
• Title VI of the Civil Rights Act, 42 U.S.C. 2000d, which prohibits discrimination on the basis of
race, color, or national origin;
• Title IX of the Education Amendments of 1972, as amended, 20 U.S.C. 1681 through 1683, and
1685 through 1687, and U.S. DOT regulations, "Nondiscrimination on the Basis of Sex in
Education Programs or Activities Receiving Federal Financial Assistance", 49 CFR Part 25, which
prohibit discrimination on the basis of sex;
• Section 504 of the Rehabilitation Act of 1973, as amended, 29 U.S.C. 794, which prohibits
discrimination on the basis of handicap;
• The Age Discrimination Act of 1975, as amended 42 U.S.C. 6101 through 6107, which prohibits
discrimination on the basis of age;
• The Drug Abuse Office and Treatment Act of 1972, Pub. L. 92-255, March 21, 1972, and
amendments thereto, 21 U.S.C. 1174 et seq. relating to nondiscrimination on the basis of drug
abuse;
• The Comprehensive Alcohol Abuse and Alcoholism Prevention Act of 1970, Pub. L. 91-616, Dec.
31, 1970, and amendments thereto, 42 U.S.C. 4581 et seq. relating to nondiscrimination on the
basis of alcohol abuse or alcoholism;
• The Public Health Service Act of 1912, as amended, 42 U.S.C. 290dd-3 and 290ee-3, related to
confidentiality of alcohol and drug abuse patient records;
• Title VIII of the Civil Rights Act, 42 U.S.C. 3601 et seq., relating to nondiscrimination in the sale,
rental, or financing of housing;
• The Americans with Disabilities Act of 1990,as amended and 42 U.S.C. 12101 et seq.;
• Any other nondiscrimination provisions in the specific statutes under which Federal assistance for
the project may be provided including, but not limited, to 49 U.S.C. 5332, which prohibits
discrimination on the basis of race, color, creed, national origin, sex, or age, and prohibits
discrimination in employment or business opportunity, and Section 1101(b) of the Transportation
Equity Act for the 21st Century, 23 U.S.C. 101 note, which provides for participation of
disadvantaged business enterprises in FTA programs; and
• Any other nondiscrimination statute(s)that may apply to the project.
The Grantee shall take affirmative action to ensure that applicants for employment are employed, and that
employees are treated during employment, without regard to their race, color, religion, sex, national origin,
ancestry, age, physical or mental handicap unrelated to ability, marital, status, or unfavorable discharge from
military service. Such action shall include, but not be limited to, the following: employment, upgrading,
demotion,or transfer; recruitment or recruitment advertising; layoff or Termination; rates of pay or other forms
of compensation; and selection for training including apprenticeship. The Grantee shall post in conspicuous
2010 Grant Agreement—Elgin
I OCCPELGIN
Page 6 of 12
places, available to employees and applicants for employment, notices to be provided by the Government
setting forth the provisions of this non-discrimination clause.
SEVERABILITY CLAUSE: If any provision under the Grant Agreement or its application to any person of
circumstance is held invalid by any court of competent jurisdiction, this invalidity does not affect any other
provision or its application of the Grant Agreement which can be given effect without the invalid provision or
application.
DEBARMENT: The Grantee shall comply with Debarment provisions as contained in 49 Code of Federal
Regulations, Part 29, including Appendices A and B as amended. The Grantee certifies that to the best of its
knowledge and belief, Grantee and Grantee's principals: a) are not presently debarred, suspended, proposed
for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal Agency or
agency; b) within a three-year period preceding this Agreement have: not been convicted of or had a civil
judgment rendered against it for commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain or performing a public (federal, state or local) transaction or contract under a public
transaction, violation of federal or state antitrust statutes or commission of embezzlement, theft, forgery,
bribery, falsification or destruction of records making false statements receiving stolen property; c) are not
presently indicted for or otherwise criminally or civilly charged by a governmental entity (federal, state, or
local)with commission of any of the offences enumerated in subsection(b), above; d) have not within a three-
year period preceding this Agreement had one or more public transactions (federal, state, or local) terminated
for cause or default.
The inability of the Grantee to certify to the certification in this section will not necessarily result in denial of
participation in the Agreement. The Grantee shall submit an explanation of why it cannot provide the
certification in this section. This certification is a material representation of fact upon which reliance was
placed when the Grantor determined whether to enter into this transaction. If it is later determined that
Grantee knowingly rendered an erroneous certification, in addition to other remedies available to the federal
government, the Grantor may terminate this Agreement for cause. The Grantee shall provide immediate
written notice to the Grantor if at any time the Grantee learns that its certification was erroneous when
submitted or has become erroneous by reason of changed circumstances. The terms "covered transaction,"
"debarred," "suspended," "ineligible," "lower tier covered transaction," "participant," "person," "primary
covered transaction," "principal," "proposal," and "voluntarily excluded," as used in this section shall have
the meaning set out in the Definitions and Coverage sections of the, rules implementing Executive Order
12549.
The Grantee agrees that it shall not knowingly enter into any lower tier covered transaction with a person who
is debarred, suspended, declared ineligible or voluntarily excluded from participation in this covered
transaction, unless authorized, in writing, by the Grantor. The Grantee agrees that it will include the clause
titled "Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion-Lower Tier
Covered Transaction" provided by the Grantor, without modification. in all lower tier covered transactions
and in all solicitations for lower tier covered transactions. The Gran:ee may rely upon a certification of a
prospective participant in a lower tier covered transaction, unless Grantee knows the certification is erroneous.
Grantee may decide the method and frequency by which it determines the eligibility of its principals. The
Grantee may, but is not required to, check the Non-procurement List. If a Grantee knowingly enters into a
lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded
from participation, in addition to other remedies available to the federal government, the Grantor may
terminate this Contract for cause or default.
2010 Grant Agreement— Elgin
I OCCPELGIN
Page 7 of 12
WORKER'S COMPENSATION INSURANCE, SOCIAL SECURITY, RETIREMENT AND HEALTH
INSURANCE BENEFITS, AND TAXES: The Grantee shall provide worker's compensation insurance where
the same is required, and shall accept full responsibility for the payment of unemployment insurance,
premiums for worker's compensation, social security and retirement and health insurance benefits, as well as
all income tax deductions and any other taxes or payroll deductions required by law for employees of the
Grantee who are performing services specified by the grant agreement.
WAIVERS: No waiver of any condition of this Agreement may be effective unless in writing from the
Director of the Grantor.
BOYCO Fl: The Grantee certifies that neither it nor any substantially-owned affiliated company is
participating or shall participate in an international boycott in violation of the provisions of the U.S. Export
Administration Act of 1979 or the regulations of the U.S. Department of Commerce promulgated under that
Act.
WORK PRODUCT: The Grantee acknowledges DHS FEMA GPD and State of Illinois reserve a royalty-
free, non exclusive, and irrevocable license to reproduce, publish, or otherwise use, and authorize others to
use, for Federal and State purposes: (1) the copyright in any work developed under an award or sub-award;
and (2) any rights of copyright to which a recipient or sub-recipient purchases ownership with Federal
support. The Grantee agrees to consult with DHS FEMA GPD, through the Grantor, regarding the allocation
of any patent rights that arise from, or are purchased with, this funding.
All publications created through this grant agreement shall prominently contain the following statement: "This
document was prepared under a grant from the Federal Emergency Management Agency's Grant Program
Directorate (FEMA/GPD) within the U.S. Department of Homeland Security. Points of view or opinions
expressed in this document are those of the authors and do not necessarily represent the official position or
policies of FEMA/GPD, the U.S. Department of Homeland Security or the State of Illinois."
MAINTENANCE AND REVIEW OF EQUIPMENT: The Grantor reserves the right to reallocate or
repossess all equipment procured by the Grantee under this grant agreement if the property is not properly
maintained by the Grantee according to the manufacturer's guidelines and Grantor's requirements. All
equipment procured by the Grantee through this grant agreement shall be made available for review by the
Grantor upon request.
POSSESSION OF EQUIPMENT: Title to equipment acquired by a non-Federal entity with Federal awards
vests with the Grantee. Equipment means tangible nonexpendable property, including exempt property,
charged directly to the award having a useful life of more than one year and an acquisition cost of$5,000 or
more per unit. However, consistent with a non-Federal entity's policy, lower limits may be established. A
Grantee shall use, manage, and dispose of equipment acquired under a Federal grant in accordance with
Federal and State laws,procedures and policies. All equipment purchased with funding received through this
Agreement shall be used, for the entire useful life of the equipment, in accordance with the purpose stated in
PART III—Scope of Work. Any variation to the intended use of the equipment outlined in PART III —Scope
of Work by the Grantee must be approved in writing by the Grantor.
LIABILITY: The Grantor assumes rio liability for actions of the Grantee under this agreement, including, but
not limited to, the negligent acts and omissions of Grantee's agents, employees, and subcontractors in their
2010 Grant Agreement—Elgin
l OCCPELGIN
Page 8 of 12
performance of the Grantee's duties as described under this agreement. In addition, the Grantor makes no
representations, or warrantees, expressed or implied, as to fitness for use, condition of, or suitability of said
equipment purchased pursuant to this agreement, except as those representations are made by the
manufacturer of said equipment. As to nature and condition of said equipment, in the use of said equipment,
the Grantee agrees to hold the Grantor harmless for any defects or misapplications. To the extent allowed by
law, the Grantee agrees to hold harmless the Grantor against any and all liability, loss, damage, cost or
expenses, including attorney's fees, arising from the intentional torts, negligence, or breach of the agreement
by the Grantee, with the exception of acts performed in conformance with an explicit, written directive of the
Grantor.
ENVIRONMENTAL AND HISTORIC PRESERVATION (EHP) COMPLIANCE: The Grantee shall not
undertake any project having the potential to impact Environmental or Historical Preservation (EHP)
resources without the prior approval of DHS FEMA GPD, including but not limited to communications
towers, physical security enhancements, new construction, and modifications to buildings, structures and
objects that are 50 years old or greater. The Grantee must comply with all conditions placed on the project as
the result of the EHP review. Any change to the approved project scope of work will require re-evaluation for
compliance with these EHP requirements. If ground disturbing activities occur during project
implementation, the Grantee must ensure monitoring of ground disturbance, and if any potential archeological
resources are discovered, the Grantee will immediately cease construction in that area and notify DHS FEMA
GPD and the appropriate State Historic Preservation Office. Any construction activities that have been
initiated without the necessary EHP review and approval will result in the non-compliance finding and will
not be eligible for DHS FEMA GPD funding.
PART VI—Assurances
The Grantee assures that no official or employee of the Grantee who is authorized in the Grantee's official
capacity to negotiate, make, accept, or approve, or to take part in such decisions regarding a contract for
acquisition/development of property in connection with this agreement, shall have any financial or other
personal interest in any such contract for the acquisition/development.
The Grantee shall permit the Grantor, the Auditor General, or the Attorney General to inspect and audit any
books, records, or papers related to the program, project, or use for which grant funds were provided.
The Grantee certifies under oath that all information in the grant agreement is true and correct to the best of
the Grantee's knowledge, information, and belief; that the funds shall be used only for the purposes described
in the Agreement; and that the award of grant funds is conditioned upon such certification.
The Grantee will comply, as applicable, with provisions of the Hatch Act (5 U.S.C. §§1501-1508 and 7324-
7328), which limit the political activities of employees whose principal employment activities are funded in
whole or in part with federal funds.
The Grantee assures that no federal employees will receive funds under this award. Federal employee are
prohibited from serving in any capacity (paid or unpaid) on any proposal submitted under this program.
The Grantee shall not use any federal funds, either directly or indirectly, in support of the enactment, repeal,
modification or adoption of ary law, regulation or policy, at any level of government, with out the express
prior written approval of the Grantor.
20 i 0 Grant Agreement—Elgin
l OCCPELGIN
Page 9 of 12
•
The Grantee may not be delinquent in the repayment of any federal debt, including but not limited to
delinquent payroll or other taxes, audit disallowances, and benefit overpayments.
The Grantee assures that any public works project supported with funds received through Agreement employ
at least 90 percent Illinois' laborers on such project during periods cf excessive unemployment in Illinois.
"Public works" is defined as any fixed work construction or improvement for the State of Illinois, or any
political subdivision of the State funded or financed in whole or in part with State funds or funds administered
by the State of Illinois. "Period of excessive unemployment" is defined as any month immediately following
two consecutive calendar months during which the level of unemployment in the State of Illinois has
exceeded five percent.
The Grantee will comply with grant program guidance applicable to this agreement and all applicable
requirements of all other State and Federal laws, executive orders, regulations governing this program, and
policies and procedures promulgated by the Illinois Terrorism Task Force prior to or during the performance
period of this agreement.
If applicable, Grantee assures that all cost sharing or matching funds claimed against FEMA meet the
requirements of the program guidance and/or program regulations, 44 CFR 13 and 2 CFR 225. Costs must
first be reasonable, allowable, allocable, and necessary, and every item must be verifiable (i.e. tracked and
documented). Except as provided by federal statute, a cost sharing or matching requirement may not be met
by costs borne by another federal grant.
The Grantee agrees that funds utilized to establish or enhance state and local fusion centers must support the
development of a statewide fusion process that corresponds with the Global. Justice/Homeland Security
Advisory Council (HSAC) Fusion Center Guidelines and achievement of a baseline level of capability as
defined by the Fusion Capability Planning Tool.
PART VII-Certification
The Grantee certifies that it has fully implemented all current National Incident Management System
compliance activities in accordance with Homeland Security Presidential Directive 5 (HSPD-5),Management
of Domestic Incidents and related compliance documentation provided by the Secretary of Homeland Security
and State of Illinois. The Grantee further certifies that all required compliance documentation is on file with
the appropriate Federal and State entity as required by the State of Illir ois throughout the performance period
of this agreement.
The Grantee certifies that it has not been convicted of bribery or attempting to bribe an officer or employee of
the State of Illinois, nor has any official, agent, or employee of the Grantee committed bribery or attempted
bribery on behalf of the Grantee and pursuant to the direction or authorization of a responsible official of the
Grantee.
The Grantee hereby certifies that it. has not been barred from bidding on or receiving State or local
government contracts as a result of illegal bid rigging or bid rotating as defined in the Criminal Code of 1961
(720 ILCS 5/33E-3 and 33E-4).
The Grantee certifies that it will comply with all applicable State and Federal laws and regulations.
2010 Grant Agreement—Elgin
I OCCPELGIN
Page 10 of 12
The Grantee certifies that to the extent applicable, grantee will comply with the Davis-Bacon Act, as
amended, 40 U.S.C. 3141 et seq., the Copeland "Anti-Kickback" Act, as amended, 18 U.S.C. 874, and the
Contract Work Hours and Safety Standards Act, as amended, 40 U.S.C. 3701 et seq., regarding labor
standards for federally assisted sub agreements.
The Grantee certifies that it will return to the Grantor all State or Federal grant funds that are not expended or
received from the Grantor in error. The Grantee agrees that all funds remaining at the expiration of the period
of time the funds are available for expenditure or obligation by the Grantee shall be returned to the Grantor
within 45 days, if applicable. The Grantor may recapture those funds in accordance with State and Federal
laws and regulations. The Grantee further certifies that its failure to comply with any one of the terms of this
Grant Agreement shall be cause for the Grantor to seek recovery of all or part of the grant proceeds.
The Grantee certifies that it will establish safeguards to prohibit employees, contractors, and subcontractors
from using their positions for a purpose that constitutes or presents the appearance of personal or
organizational conflict of interest, or personal gain.
Under penalties of perjury, I certify that 36-6005862 is my correct Federal Taxpayer Identification Number
and that IRS Instructions have been provided for proper completion of this certification. I am doing business
as a(please check one):
_Individual Real Estate Agent
Sole Proprietorship X Governmental Entity
Partnership Tax Exempt Organization
Corporation ( IRC 501(a) only)
_Medical and Health Care Trust or Estate
Services Provider Corporation
Part VIII-Drug Free Certification
This certification is required by the Drug Free Workplace Act(30 ILCS 580). The Drug Free Workplace Act,
effective January 1, 1992, requires that no Grantor or contractor shall receive a grant or be considered for the
purposes of being awarded a contract for the procurement of any property or services from the State unless
that Grantor or contractor has certified to the State that the Grantor or contractor will provide a drug free
workplace. False certification or violation of the certification may result in sanctions including, but not
limited to, suspension of contract or grant payments, termination of tin contractor or grant and debarment of
contracting or grant opportunities with the State for at least one (1)year but not more than five(5)years.
For the purpose of this certification, "Grantor" or "contractor" means a corporation, partnership, or other
entity with twenty-five (25) or more employees at the time of issuing the grant, or a department, division, or
other unit thereof, directly responsible for the specific performance under a contract or grant of $5,000 or
more from the State.
The contractor/Grantor certifies and agrees that it:will provide a drug free workplace by:
(a) Publishing a statement:
(1) Notifying employees that the unlawful manufacture, distribution, dispensing, possession or use
2010 Grant Agreement—Elgin
I OCCPELGIN
Page 11 of 12
of a controlled substance, including cannabis, is prohibited in the Grantor's or contractor's i.
workplace.
(2) Specifying the actions that will be taken against employees for violations of such prohibition.
(3) Notifying the employee that, as a condition of employment on such contract or grant, the
employee will:
(A) Abide by the terms of the statement; and
(B) Notify the employer of any criminal drug statute conviction for a violation occurring in
the workplace no later than five(5) days after such conviction.
(b) Establishing a drug free awareness program to inform employees about:
(1) the dangers of drug abuse in the workplace;
(2) the Grantor's or contractor's policy of maintaining a drug free workplace;
(3) any available drug counseling,rehabilitation,and employee assistance programs; and
(4) the penalties that may be imposed upon an employee for drug violations
(c) Providing a copy of the statement required by subparagraph (a) to each employee engaged in the
contract or grant and to post the statement in a prominent place in the workplace.
(d) Notifying the Grantor within ten (10) days after receiving notice under part (B) of paragraph (3) of
subsection(a)above from an employee or otherwise receiving actual notice of such conviction.
(e) Imposing a sanction on or requiring the satisfactory partici.?ation in a drug abuse assistance or
rehabilitation program by any employee who is so convicted, as required by section 5 of the Drug Free
Workplace Act.
(f) Assisting employees in selecting a course of action in the event drug counseling, treatment, and
rehabilitation are required and ineicating that a trained referral team is in place.
(g) Making a good faith effort to continue to maintain a drug free workplace through implementation of
the Drug Free Workplace Act.
IN WITNESS WHEREOF,the parties hereto have caused this contract to be executed by their duly authorized
representatives.
Grantor: IL rgency anagement Agency Grantee: E .'n
By: By: /1//'
l / .
.1",(24,001-"KE. Monken,Director David J. Kap 1./.1, Mayor
•
By: m 1tS,--ec..L, DATE: December 7. 2011
Lisa M I esai,Assistant to the Director
DATE: /42/0l#
IOCCPELGIN
2010 Grant Agreement—Elgin
1 OCCPELGIN
Page 12 of 12
2010 Homeland Security Grant Program - Citizen Corps Grant Program
Attachment A: Grantee Contact Information
Jurisdiction City of Elgin
FEIN 36-6005862 DUNS # N/A
Individual Not-for-profit Corporation X Governmental Entity
Sole Proprietorship Medical and Health Care —Tax Exempt Organization
Check Box As Certified
with IRS (877/829-5500) Partnership _Services Provider Corporation ( IRC 501(a) only)
Corporation Real Estate Agent Trust or Estate
Programmatic Contact for the Grant Grantee's Legal Authorized Representative
Point of Contact Karen Flanagan Signatory Authority Dave Kaptain
Title Office of Emergency Management CERT Coordina Title Mayor
Office Phone 847 289 2533 Office Phone 847 931 5592
Fax Number 847 289 2750 Fax Number 847 931 5610
Email Address flanagan k(a�cityofelgin.orq Email Address mayors cityofelgin.orq
Address for Grant Correspondence Address for Reimbursements(if different than Grant Address)
Grant Street Address 151 Douglas Ave. Police Department Remittance Address
Same
Grant City Elgin Remittance City Same
Grant StateIL Remittance State Same
Grant Zip Code 60120 Remittance Zip Code Same
2010 Grantee Contact Information(5/21/10)
2010 Homeland Security Grant Program - Citizen Corps Grant Program
Attachment A: Budget Detail Worksheet
Jurisdiction Date
Line Investment Category Description of Product/Services EHP Quantity Unit Price Total Cost
1 #8 Equipment AEL Number: 21GN-00-CCEQ N 10 $ 152.50 $ 1,525.00
2 #8 AEL Title: Equipment, Citizen Corps -All weather coats $ - $ -
3 #8 $ - $ -
4 #8 Equipment AEL Number: 21GN-00-CCEQ N 10 $ 223.50 $ 2,235.00
5 #8 AEL Title: Equipment, Citizen Corps -All weather pants $ - $ -
6 #8 Equipment AEL Number: 21GN-00-CCEQ N 25 $ 25.00 $ 625.00
7 #8 AEL Title: Equipment, Citizen Corps - Uniform Shirts $ -
8 #8 Equipment AEL Number: 21 GN-00-CCEQ N $ -
9 #8 AEL Title: Equipment, Citizen Corps- Rolling Cart 1 $ 115.00 $ 115.00
10 #8 N 0
11 #8 0 $ - $ -
12 #8 N
13 #8 $ - $ -
14 #8 $ - $ -
$ 4,500.00
Category Legend
Planning AEL Website
Equipment (Provide AEL Item #) https://www.rkb.us/mel.cfm?filter=filter&subtypeid=549&CCP=1
Training Please use this direct link as it is already filtered specifically for the Citizen Corps Program.
Exercises
EHP Note
Yes=if there is green box on the equipment item chosen in the AEL
No=if there is NOT a green box on the equipment item chosen in the AEL
2010 Citizen Coros Proaram-Budget Narrative
Elgin established the Citizen Corps Council / CERT in 2004. Since then, over 550 citizens have completed CERT training and 75 of those
participants make up the advanced "CERT II" team. CERT II members are available for call out by police, fire, and neighboring
communities. They have been deployed to assist during severe weather at intersections with downed power lines and trees, train derailments,
missing persons,flood evacuations and more. Because they are often called out during severe weather, I would like to use the funds from the
grant to purchase all weather gear to ensure their safety.
END END END END END END End of Narrative Area END END END END END
2010 Homeland Security Grant Program: Citizen Corps Program submission date:
Attachment B: Discipline Allocation Worksheet
Grant Name: Discipline(1) Discipline(2) Discipline(3)
Jurisdiction Name: City of Elgin Emergency Emergency Emergency Total
Management Management Management
Planning
Developing hazard/threat-specific annexes that incorporate
the range of prevention,protection,response,and recovery $ - $ - $ - $ -
activities
Developing and implementing homeland security support $ $ $ $
programs and adopting ongoing DHS national initiatives
Developing related terrorism prevention activities $ - $ - $ -
Developing and enhancing plans and protocols $ - $ -
Developing or conducting assessments $ - $ -
Hiring of full-or part-time staff or contractors/consultants to $ $ $ $
assist with planning activities
Conferences to facilitate planning activities $ - $ - $ -
Materials required to conduct planning activities $ - $ -
Travel/per diem related to planning activities $ - $ - $ -
Overtime and backfill costs(lAW operational Cost Guidance) $ -
Other Project Areas with Prior Approval from FEMA $ -
Planning Sub-total $ - $ - $ - $ -
Equipment(AEL List Found at https:l/www.rkb.us)
Personal Protective Equipment(PPE) $ - $ - $ -
CBRNE Operational Search and Rescue Equipment $ - $ - $ - $ -
Information Technology $ - $ - $ - $ -
Cyber Security Enhancement Equipment $ - $ - $ - $ -
Interoperable Communications Equipment $ - $ - $ -
Medical $ - $ -
Power $ - $ - $ - $ -
CBRNE Logistical Support Equipment $ - $ - $ - $ -
Other Authorized Equipment $ 4,500.00 $ - $ - $ 4,500.00
Equipment Sub-total $ 4,500.00 $ - $ - $ 4,500.00
Training
Overtime and backfill for emergency preparedness and
response personnel attending FEMA-sponsored and S - S - $ -
approved training classes
Overtime and backfill expenses for part-time and volunteer
emergency response personnel participating in FEMA $ - $ - $ - $ -
training
Training Workshops and Conferences $ - $ - $ -
Full-or part-time staff or contractors/consultants S - $ - S _ $ -
Travel $ - $ - $ - $ -
Supplies $ - $ - $ -
Tuition for higher education S - $ - $ - $ -
Other Items S - $ - $ - $ -
Training Sub-total $ - $ - $ - $ -
Exercises
Design,Develop,Conduct and Evaluate an Exercise - - $ - $ -
Exercise Planning Workshops 5 - $ - $ -
Full-or part-time contractors/consultants $ - $ -
Overtime and backfill costs,including expenses for part-time
and volunteer emergency response personnel partici atin in
FEMA exercises $ - $ - $ - $ -
Implementation of HSEEP $ - $ - $ - $ -
Travel $ - $ - $ - $ -
Supplies $ - $ - $ - $ -
Other Items $ - $ - $ - $ -
Exercises Sub-total
Grand Total $ 4,500.00 $ - $ - $ 4,500.00
Disciplines Legend(must use in columns B,C,&D)
Agriculture
Cyber Security
Emergency Management
Emergency Medical Services(Non-Fire)
Emergency Medical Services(Fire)
Fire Service
Govern ment/Administration
Health Care
HAZMAT
Law Enforcement
Not-for-Profit Organizations
Public Health
Public Safety Communications
Public Works
Regional Transit
None
Helpful Hints:This information is always based on your most current and approved budget detail worksheet in Attachment A.Only answer the questions in the
section that you allocated funds to in your budget detail worksheet.The total has to add up to the total amount in your budget detail worksheet.This is budget
information only,not how much you have expended!
2010 CCP Discipline Allocation Worksheet(May 17,2010)
2010 Homeland Security Grant Program: Citizen Corps Program
Attachment C: Project Implementation Worksheet
Grantee Name City of Elgin
Project Name Elgin Citizen Corps Council Date 1/18/2011
Narrative Description of Project
In the box below,provide a detailed description of the project(Scope of Work),including a maximum of four specific,measurable outcomes(outputs)that will be achieved at the
conclusion of the period of performance.
High visibility ANSI all weather coats and pants will provide safety for CERT members while assisting during blizzard conditions, severe storms and
flooding.
Outcome#2
Outcome #3
Outcome #4
Project Milestones
In the boxes below,provide a maximum of six, sequential milestones to support the Outcomes that will be achieved throughout the project. Estimated Milestone
Completion Date
Milestone #1
Milestone #2
Milestone #3
Milestone#4
Milestone#5
Milestone#6
Quarterly Update (for grants valued at$25,000 or greater)
For grant agreements exceeding$25,000,provide a quarterly update on the Outcomes listed(including changes in the Milestones. Quarterly updates shall be provided within
fifteen days after March 31,June 30,September 30,and December 31 throughout the project performance period.
Scope of Work Worksheet(August 30,2010)