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HomeMy WebLinkAbout10-200 Resolution No. 10-200 RESOLUTION AUTHORIZING ACCEPTANCE OF ILLINOIS DEPARTMENT OF TRANSPORTATION HIGHWAY SAFETY PROJECT GRANT AGREEMENT (SUSTAINED TRAFFIC ENFORCEMENT PROGRAM) BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN,ILLINOIS,that the City of Elgin, Illinois hereby accepts the Illinois Department of Transportation Highway Safety Project grant agreement in the amount of$105,370 for Sustained Traffic Enforcement Program (STEP), a copy of which is attached hereto and made a part hereof by reference. BE IT FURTHER RESOLVED that Sean R. Stegall,City Manager,is hereby authorized and directed to execute all documents necessary in conjunction with the subject grant program. s/Ed Schock Ed Schock, Mayor Presented: October 27, 2010 Adopted: October 27, 2010 Omnibus Vote: Yeas: 7 Nays: 0 Attest: s/Diane Robertson Diane Robertson, City Clerk • IllinoisHighway Safety Project Agreement, Department Conditions 8 Certifications of Transportation Sustained Traffic Enforcement Program (STEP) 1A. GRANTEE: Elgin Police Department 2A. Project Title: FFY 2011 STEP Grant 1B. Address: 151 Douglas Ave. 2B. Project Number: 2C. PSP Task Number(s): Elgin, IL 60120 OP1-1720-246 04-06 2D. CFDA Number(s): 2E.#of Years of Funding by IDOT: 20.600 6 1C. TIN/FEIN 36-6005862 3. Starting Date: October 1,2010 1D. County: Kane/Cook 1E. Population: 106,000 4. Expiration Date: September 30,2011 5. Project Description Summary: These funds will allow the agency to conduct special enforcement for impaired driving mobilizations and/or occupant protection mobilizations during six or more of the following campaigns: 1. Thanksgiving Campaign,2.Christmas/New Years'Campaign,3.Super Bowl Campaign,4.St. Patrick's Day Campaign,5.Cinco de Mayo Campaign,6.Memorial Day Campaign,7.July 4th Campaign,8.Labor Day Campaign,9.Additional Impaired Driving Enforcement and 10.Additional Occupant Protection Enforcement. 5G. Proposed Project Personal Services Budget Occupant Protection Enforcement Impaired Driving Enforcement Thanksgiving Campaign(Mandatory) $17,040.00 $3,300.00 Christmas and New Year's Campaign(Mandatory) $8,400.00 $3,300.00 Super Bowl Campaign(Optional) $0.00 $1,200.00 St. Patrick's Day Campaign(Mandatory) $0.00 $1,200.00 Cinco de Mayo Campaign(Optional) $0.00 $2,400.00 Memorial Day Campaign(Mandatory) $17,040.00 $3,300.00 Independence Day Campaign(Mandatory) $8,400.00 $6,600.00 Labor Day Campaign(Mandatory) $17,040.00 $4,500.00 Additional Impaired Driving Enforcement(Opt.) N/A $8,700.00 Additional Occupant Protection Enforcement(Opt.) $0.00 N/A Sub Totals Personal Services $67,920.00 $34,500.00 Mileage $1,650.00 $1,300.00 Equipment(include separate justification) Sub Totals by Fund $69,570.00 $35,800.00 Grand Total All Funds $105,370.00 6A. It is understood and agreed by the undersigned GRANTEE that this project is subject to all attached Highway Safety Project Agreement Conditions and Certifications in Section 8,9 and 10 and any other attachments as required. 6B. Obligation of the State of Illinois and the Illinois Department of Transportation shall cease immediately,without penalty or further payment required if,in any fiscal year,the Illinois General Assembly or federal funding source fails to appropriate or otherwise make available funds for this agreement. 6C. By signing this Highway Safety Project Agreement,the undersigned affirms that he or she is authorized by the Grantee to legally bind the Grantee to each and every term in the Highway Safety Project Agreement,Conditions and Certifications and has read and will comply with and assures continued compliance with each of the attached conditions and certifications,that the required responses and communications with the DEPARTMENT are true and correct and that the signatures below constitute an endorsement and execution of each condition and certification and assurance as though each was individually signed. 7A. GRANTEE Project Director: 7B. GRANTEE Authorizing Representative: Name: Leigh Rawson Name: Sean Stegall Title: S a t/Traffic Title: City Manager Address: 151 Douglas Ave., Elgin IL 60120 Address: 150 Dexter Ct., Elgin IL 60120 Phone: 847 289-2661 Fax: 847 289-2950 Phone: ;.7 931-5614 Fax: 847 931-5610 E-mail: rawson Irl ofel� E-m.'I`#gall_s@cityofel•i�. // •�� �-pe ��/�� i ice/ . .i 10/27/10 / - n Date P Signature / Date 7C. Illinois Department of Transportation: Michael R.Stout, Director,Division of Traffic Safety Date Printed 9/14/10 Page 1 of 37 TS 08 STEP(08/18/10) • Sustained Traffic Enforcement Program(STEP) Requirements&Objectives STEP requires participation in the Thanksgiving, Christmas/New Years', St. Patrick's Day,Memorial Day,July 4th and Labor Day Campaigns. This creates a sustained, year-long emphasis on DTS' highest enforcement priorities: impaired driving and nighttime safety belt usage. While each mandatory campaign has the following enforcement emphasis, Thanksgiving (Safety Belts),Christmas/New Years' (Impaired Driving),St. Patrick's Day (Impaired Driving), Memorial Day(Safety Belts),July 4th(Impaired Driving)and Labor Day(Impaired Driving), agencies are encouraged to undertake a combination of both enforcement types. The chart below explains the reasons DTS has begun to place an even greater emphasis on nighttime enforcement, especially regarding safety belt use in relation to alcohol-involved crashes. Looking at the 9 pm to 6 am timeframe, more people die in motor vehicle crashes during this time than any other time of day, and more people die during this time in alcohol-involved and un-belted crashes as well. Therefore, to create more traffic law enforcement presence at times when alcohol-involved crashes are highest and safety belt use is lowest, STEP requires grant-funded patrol hours for the Thanksgiving and Memorial Day Holiday Campaigns have a minimum of 50 percent of the enforcement be conducted between 11 pm and 6 am. Safety belt patrol hours for all optional campaigns must be 100 percent between 11 pm and 6 am. And,all impaired driving patrol hours(RSC's, Flexible RSC's and Roving Saturation Patrols)must occur between 11 pm and 6 am. Illinois Motor Vehicle Fatalities with Alcohol Involvement*and Safety Belt use(2005-2008) Time of Day Total Fatalities Percent Involving Percent Properly Alcohol Restrained Midnight—2:59 am 760 67% 27% 3:00 am—5:59 am 508 57% 27% 6:00 am—8:59 am 454 17% 50% 9:00 am— 11:59 am 454 10% 59% Noon—2:59 pm 603 15% 60% 3:00 pm—5:59 pm 713 18% 50% 6:00 pm—8:59 pm 679 37% 41% 9:00 pm— 11:59 pm 732 48% 32% * Died in crash involving at least one driver who had a BAC of 0.01 or greater Printed 9/14/10 Page 2 of 37 TS 08 STEP(08/18/10) With the STEP program, agencies are also given the opportunity to receive funding for additional Roadside Safety Checks (RSCs); Safety Belt Enforcement Zones(SBEZs); impaired driving roving saturation patrols; or safety belt roving saturation patrols equal to a maximum of the number of hours they utilize for the Labor Day Campaign or Memorial Day Campaign, whichever is greater. Schedules for these additional RSC's/Saturation Patrols shall be provided to the assigned Law Enforcement Liaison(LEL)as soon as possible. These additional enforcement details are subject to the following timeframe requirements: Safety belt patrols must be conducted between 11 pm and 6 am; all impaired driving patrols (RSC's, Flexible RSC's and Roving Saturation Patrols)must occur between 11 pm and 6 am. STEP grantees'enforcement efforts must be accompanied by an earned media effort(explained in the Project Objectives section). Detailed Campaign Dates are listed on the FFY 2011 Campaign Dates attached to this application. The Super Bowl Campaign is optional; agencies are not required to participate in this campaign. The Cinco de Mayo is optional; agencies are not required to participate in this campaign. The Cinco de Mayo mobilization also requires specific information documenting a significant Hispanic population, a special celebration or event in or near your jurisdiction, or last year's holiday statistics demonstrating a need for extra patrols. This information will be reviewed by the Division of Traffic Safety before funding will be granted for Cinco de Mayo. Project Objectives The purpose of the Sustained Traffic Enforcement Program (STEP) is to reduce the incidence of motor vehicle crashes, and the resulting injuries and fatalities, through increased highly visible enforcement of occupant restraint, impaired driving,speed, pedestrian safety and motorcycle licensing and registration laws during the national and state enforcement campaigns. In order to achieve this purpose, the following goals have been defined: 1. To reduce the number of Type"A" severe injury and fatal traffic crashes. 2. To increase enforcement of occupant restraint, impaired driving, speed laws and motorcycle safety laws. 3. To achieve a higher use of safety belts, child safety seats, booster seats and motorcycle helmets. 4. To achieve a lower incidence of impaired driving involved injuries and fatalities. 5. To reduce the statewide motorcycle fatalities from the 2004 level of 157 to 123 by December 31, 2011. Enforcement performance objectives which will assist with meeting the program goals are as follows: For a project which encompasses a population of less than 2,5004-0 30 to 40 hours per enforcement campaign Day(6 am— 11 pm) Occupant Protection Only Night(11 pm—6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30) percent of all citations must be for occupant 2. Thirty(30)percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours the Child Passenger Protection Act. The Illinois Child of actual patrol. Passenger Protection Act requires child safety seat or 4. A DUI processing rate of no more than two(2) hours booster seat usage up to age 8. The law further per arrest. requires all children up to age 16 driven by an adult to be restrained by a safety belt in both front and rear seating positions. Printed 9/14/10 Page 3 of 37 TS 08 STEP(08/18/10) For projects which encompass a population of 2,501- 10,0004->40 to 50 hours per enforcement campaign Day(6 am- 11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one (1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30)percent of all citations must be for occupant 2. Thirty (30) percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two(2)hours per arrest. Fora project which encompasses a population of 10,001-25,000 4-> 50 to 70 hours per enforcement campaign Day(6 am- 11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty (30) percent of all citations must be for occupant 2. Thirty (30) percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two (2) hours per arrest. For projects which encompass a population of 25,001-50,0004-> 70 to 120 hours per enforcement campaign Day(6 am- 11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30) percent of all citations must be for occupant 2. Thirty(30) percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two(2)hours per arrest. For a project which encompasses a population over 50,0004-> 130 to 150 hours per enforcement campaign Day(6 am- 11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30) percent of all citations must be for occupant 2. Thirty(30) percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two (2)hours per arrest. Printed 9/14/10 Page 4 of 37 TS 08 STEP(08/18/10) Restrictions&Procedures Flexible Roadside Safety Checks "Flexible Roadside Safety Checks"will again be offered during the alcohol-related campaigns. The intent of this option is to create the illusion of a Roadside Safety Check without the staffing commitment of an actual Roadside Safety Check. This tactic has successfully affected the public perception in other parts of the country. Advance public notice is not required. The following requirements must be met to conduct this detail, sometimes referred to as a"Phantom RSC". It is important to remember that this is not an actual RSC detail. • Must be conducted on a date when a Roadside Safety check is being conducted within ten miles of the intended area for the Flexible RSC. The regularly scheduled RSC does not have to be conducted by the agency planning the Flexible RSC. • One or two officers only. • Three hours in duration overlapping the regularly scheduled RSC. • Must move at least once for a minimum of two locations during the three hours. • Must prominently display RSC signs where they can be seen by the public. • Overhead rotating squad car lights must be operating during the detail to attract attention and provide for safety. • Traffic should not be impeded or blocked. • No cars are to be checked or stopped unless officers observe a violation that would warrant enforcement action under normal patrol conditions. • Consider supplementing the detail with regular patrol units to stop drivers who violate traffic laws avoiding the detail location. Methods of Procedure Conduct at least six and up to ten enforcement campaigns with special emphasis on increased enforcement of impaired driving, and secondary enforcement of speed and occupant protection laws for the RSC's and impaired driving saturation patrols, and special emphasis on increased enforcement of occupant restraint for the SBEZ's and safety belt saturation patrols. Additional RSC's and SBEZ's and all saturation patrols allowed should follow the same guidelines. The increased activity conducted by the local agency will coincide with the established timetable. 1. The enforcement campaigns must follow a five-step schedule that consists of the following: 1 Steps Activity 1 Begin press releases to promote enforcement activity. 2 Begin Pre-enforcement activities. Examples: letters to editors, local newspapers, TV interviews, media event, community education, etc. Begin campaign activities. Conduct the enforcement campaign for a minimum of 3 specified overtime hours. Patrols must be spread out over the enforcement campaign period during the times of high crash incidence (i.e. weekends, holidays from 11:00 pm—6:00 am). 4 Begin Post-enforcement media releases to highlight campaign effectiveness. Examples: number of citations written, hours patrolled, etc. Obtain and collect data from campaign. Report this information on the appropriate 5 form. The forms are due for collection on the date listed for the specific campaign on the attached calendar. For additional campaigns the report is due by the 10 th day following the enforcement. Printed 9/14/10 Page 5 of 37 TS 08 STEP(08/18/10) 2. At the beginning of the grant enforcement campaign, information outlining all phases of the program shall be given to police department personnel, news media, and court(prosecutors and judges) personnel. 3. Daily instructions shall be given at roll call outlining program goals. 4. Local agencies shall utilize only Illinois Law Enforcement Training and Standards Board (ILETSB)certified police officers or deputies for the overtime enforcement. Personnel must also be trained in DUI enforcement techniques and standard field sobriety tests. 5. All personnel participating in alcohol-related grant activities must be trained in the Standardized Field Sobriety Tests. Approved training in this area consists of the 24-hour NHTSA, DWI Detection and Standardized Field Sobriety Testing course(24-hour course)or the IDOT-DTS created 8-hour refresher. Those personnel attending an ILETSB accredited academy or a 24-hour course provided by one of the MTUs within two years of the start of the grant year have satisfied this requirement(any SFST course shorter than 24 hours will not qualify for this requirement). Those personnel who have not taken the 24-hour course or the 8-hour refresher within two years of October 1, may satisfy the requirement by attending either the 24-hour course or the 8-hour refresher created by IDOT-DTS. These courses must be taught by certified SFST instructors. 6. Conduct a minimum of four(4) nights of enforcement on four(4)separate dates of the National Enforcement Crackdown associated with the Labor Day Holiday Campaign. 7. Provide overtime traffic enforcement for the specified hours spread throughout the enforcement period with an emphasis on impaired driving and occupant restraint laws. 8. Officers will be permitted, and encouraged, to issue multiple citations to drivers who have committed several violations; such as, DUI,other alcohol related, and failure to wear safety belt. 9. IDOT will reimburse expenditures for personal services and operation of automotive equipment by hire-back officers conducting overtime enforcement. 10. IDOT will provide, upon request, materials to assist the local agency in preparing public information campaigns and media releases. 11. The applicant agency must be prepared to participate in Public Hearings and promotional events at the request of DTS. 12. Cost records and accounts pertaining to the work covered by this agreement shall be kept available for inspection for a period of three(3)years following the date of final payment. Copies of such records shall be made available, upon request, to IDOT representatives. 13. Complete all DTS required forms and submit in a timely manner. Reporting 1. A progress report must be submitted to IDOT after each enforcement campaign. The report is due by the date listed for the specific campaign on the attached current year calendar, and shall consist of: • Completed TS 205 form for all campaigns. • Copies of public information and education campaign materials, media releases, articles, etc., that were published. 2. The final report is due no later than November 1 and should be accompanied by the final claim for reimbursement. The final report should include: • County-wide or city-wide fatal crash data for the project year. • County-wide or city-wide injury crash data for the project year. The reported crash data MUST be separated into two periods: 6:01 a.m. —10:59 p.m.and 11 p.m.—6:00 a.m. Printed 9/14/10 Page 6 of 37 TS 08 STEP(08/18/10) Incentive Programs FY 2011 enforcement grantees will automatically be enrolled in the Holiday Mobilizations Enforcement Incentive Productivity Program (this is separate from the Memorial Day incentive productivity program). This program makes agencies eligible for valuable enforcement equipment drawings held after the following major holiday enforcement mobilizations: Memorial Day, July 4th, Labor Day, Thanksgiving and Christmas/New Years. Requirements of this program are simple: Conduct alcohol and/or safety belt enforcement during specified holiday timeframes AND return your completed TS 205 form to DTS by the specified date. Failure to complete and submit the reporting form by the specified time means your agency will NOT be eligible for the drawing. Reimbursement Highway Safety Projects are funded on a reimbursement basis. The law enforcement agency pays the cost for program operation using local funds. The agency then submits after each enforcement campaign a form TS 500, Highway Safety Project Claim for Reimbursement SEP, IMaGE, MAP and Mobilizations. This form is available on IDOT's website at http://www.dot.it.gov.trafficsafety/tsforms.html. Procedures for completing the claim for reimbursement are also available on the website. Any expenditure made prior to the agreement approval date is the responsibility of the local agency. The only line items eligible for reimbursement in the STEP program are hire back Personal Services, Mileage and Equipment. Funding for equipment is severely limited and needs to be accompanied by a separate document justifying the purchase of the equipment. Claims for Reimbursement will not be processed until required reports have been submitted. Failures to submit the final claim and reports by the November 1s`due date will significantly delay payment as it may need to be processed through the Illinois Court of Claims. Please mail your original completed Highway Safety Project Agreement, Conditions and Certification and any required attachments to: Grants Process Coordinator Illinois Department of Transportation Division of Traffic Safety 1340 North 9th Street P.O. Box 19245 Springfield, IL 62794-9245 Monitoring IDOT law enforcement liaisons may conduct on-site visits to observe project activities and progress toward completion of stated goals, as well as to provide assistance as needed. Failure to maintain operation of the project at the level agreed upon in the approved Highway Safety Project Agreement may result in the termination of funding. Revisions No revisions and/or alterations to the approved Highway Safety Project are to be made in the Agreement or Enforcement Plan of Activity without prior approval by DTS. Any revision must be requested in writing as stated in the"Agreement Conditions and Certifications". Typical reasons for a request for revision could be a revised patrol schedule, timetable, operational change or a budget revision. Justification must be furnished at the time of the request. The Project Director should not implement the alteration until a written response from the Division is received. Printed 9/14/10 Page 7 of 37 TS 08 STEP(08/18/10) Thanksgiving Holiday Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 3 #of Officers \ (per detail) 6 \ #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation I Night Time(11 pm 6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 I #of Officers N (per detail) \,\ 5 #of Hours 1 Total Hours Average (per detail) (officers x hours x details) X Overtime Rate _ TOTAL 2 140 $60.00 I $8,400.00 #of Details / (total for campaign) 14 / 1 Estimated Mileage 200 I X$0.50= $100.00 Total Mileage - - - J L 1 ThankGRAND TOTAL OF ALL PATROL TYPES GRAND TOTAL TOTAL The grand total should be the total of the 2"total"boxes above. $17,040.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 8 of 37 TS 08 STEP(08/18/10) Thanksgiving Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers N (per detail) 7 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate c 5 35 $60.00 $2,100.00 #of Details / (total for campaign) / 1 ✓ Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply"" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average I TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate c 5 20 $60.00 $1,200.00 #of Details (total for campaign) V 1 Estimated Mileage 200 X$0.50= $100.0.0 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Thanksgiving GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3,300.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 9 of 37 TS 08 STEP(08/18/10) • Christmas&New Year's Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 2,500 X$0.50 = $1,250.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Christmas&New Year s GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $8,400.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 10 of 37 TS 08 STEP(08/18/10) • Christmas& New Year's Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate c 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply`* (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers \ (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Christmas&New Year's GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3,300.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 11 of 37 TS 08 STEP(08/18/10) Super Bowl Campaign—Optional Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day lime Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers \\ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Estimated Mileage 0 X$0.50= $0.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Super Bowl GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0 .00 This will be your requested amount for this campaign. Printed 9/14/10 Page 12 of 37 TS 08 STEP(08/18/10) Super Bowl Holiday Campaign—Optional Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 0 0 0 #of Officers �. (per detail) \ 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details / (total for campaign) 0 / RovingSaturation Patrols Indicate how many of the following Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers N (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 / Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Super Bowl GRAND TOTAL The grand total should be the total of the 3"total" boxes above. $1,200.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 13 of 37 TS 08 STEP(08/18/10) St. Patrick's Day Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time ' Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 L 0 #of Officers N (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers N (per detail) 0 #of Hours Total Hours Average I TOTAL (per detail) (officers x hours x details) Overtime Rate __ I 0 0 x $0.00 $0.00 #of Details (total for campaign) 0 / I— Estimated Mileage 0 X$0.50= $0.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES St. Patrick's Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 14 of 37 TS 08 STEP(08/18/10) St. Patrick's Day Holiday Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 0 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency ""Restrictions Apply"" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES St. Patrick's Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $1,200.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 15 of 37 TS 08 STEP(08/18/10) Cinco de Mayo Campaign—Optional Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 I 0 #of Officers \ (per detail) 0 #of Hours 1 Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details / (total for campaign) / 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 0 0 $0.00 $0.00 #of Details (total for campaign) / 0 / Estimated Mileage 0 X$0.50= _$0.00 _ Total Mileage GRAND TOTAL OF ALL PATROL TYPES Cinco de Mayo GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 16 of 37 TS 08 STEP(08/18/10) Cinco de Mayo Holiday Campaign-Optional Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Atone Joint with Agency Joint with ISP 1 6-7 Officers 6-7 Officers 1-6 Officers 0 0 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers N (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 / Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers \ (per detail) 4 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate o TOTAL 5 40 $60.00 $2,400.00 #of Details / (total for campaign) 2 / Estimated Mileage 400 _ 1 X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Cinco de Mayo GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $2,400.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 17 of 37 TS 08 STEP(08/18/10) Memorial Day Holiday Campaign-Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 � 3 #of Officers (per detail) 6 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Memorial Day GRAND TOTAL The grand total should be the total of the 2 "total"boxes above. $17,040.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 18 of 37 TS 08 STEP(08/18/10) Memorial Day Holiday Campaign-Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average I TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency **Restrictions Apply** (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers \ (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 L $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Memorial Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3,300.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 19 of 37 TS 08 STEP(08/18/10) Independence Day Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) _ (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average (per detail) (officers x hours x details) X Overtime Rate TOTAL 2 140 $60.00 $8,400.00 #of Details \ (total for campaign) 14 I I Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Independence Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $8A00.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 20 of 37 TS 08 STEP(08/18/10) Independence Day Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 2 0 0 #of Officers \ (per detail) 7 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 70 $60.00 $4,200.00 #of Details (total for campaign) 2 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency **Restrictions Apply'" (not#of officers). 0 #of Officers f\ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate c 0 0 $0.00 $0.00 #of Details (total for campaign) 0 / Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers \ (per detail) detail) 4 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 5 40 $60.00 $2,400.00 #of Details / (total for campaign) / 2 Estimated Mileage 400 _ X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Independence Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $6,600.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 21 of 37 TS 08 STEP(08/18/10) Labor Day Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 3 #of Officers (per detail) 6 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 X$0.50= $100.00 _ Total Mileage GRAND TOTAL OF ALL PATROL TYPES Labor Day GRAND TOTAL The grand total should be the total of the 2 "total"boxes above. $17,040.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 22 of 37 TS 08 STEP(08/18/10) Labor Day Holiday Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers \ (per detail) 7 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details / (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers (per detail) 4 N #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 40 $60.00 $2,400.00 #of Details / (total for campaign) / 2 r- -- Estimated Mileage 400 _ X$0.50 = $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES GRANDLabr Day TOTAL The grand total should be the total of the 3"total"boxes above. $4,500.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 23 of 37 TS 08 STEP(08/18/10) Additional Occupant Protection Enforcement—Optional Participation Dates to be Determined by the Local Agency Indicate the number of Night Time SBEZ's your agency will conduct(not#of officers). Dates of SBEZ's must be approved by the assigned DTS LEL in advance of the detail. The number of hours utilized for these enforcement zones cannot exceed the number of hours utilized for the Memorial Day Campaign. Night Time(11 pm-6am) Safety Belt Enforcement Zone(s) 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 0 0 $0.00 $0.00 #of Details / (total for campaign) 0 Estimated Mileage 0 _ X$0.50= $0.00 _ Total Mileage GRAND TOTAL OF ALL PATROL TYPES Additional Enforcement GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 24 of 37 TS 08 STEP(08/18/10) Additional Impaired Driving Enforcement-Optional Participation Dates to be Determined by the Local Agency Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 2 1 0 #of Officers \ (per detail) 7 \\ #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 105 $60.00 $6,300.00 #of Details / (total for campaign) / 3 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply** (not#of officers). 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details j (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers \\ (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 40 $60.00 $2,400.00 #of Details / (total for campaign) 2 Estimated Mileage 400 X$0.50= ' $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Additional Enforcement GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $8 70000 This will be your requested amount for this campaign. Printed 9/14/10 Page 25 of 37 TS 08 STEP(08/18/10) FFY 2011 Campaign Consolidation Dates Paid Potential Kickoff Data Collection Campaign Post Enforcement Form Due Campaign Advertising Press Release Enforcement Media Release (Required for Emphasis Campaign Dates Incentive Program) Thanksgiving Safety Belt Yes November 11-23, November 12-28, November 29- * December 6, 2010 Holiday Campaign Enforcement 2010 2010 December 5, 2010 Christmas& New December 16-23, December 17, 2010 Impaired Driving Yes January 3-9, 2011 *January 10, 2011 Year's Campaign 2010 -January 2, 2011 Super Bowl Holiday January 28- Campaign Impaired Driving No February 1-5, 2011 February 6, 2011 February 7- 13, 2011 February 14, 2011 (Optional) St. Patrick's Day Impaired Driving No March 11-17, 2011 March 11 -20, 2011 March 21 -27, 2011 March 28, 2011 Holiday Campaign Cinco de Mayo April 28-May 5, April 29-May 8, Holiday Campaign Impaired Driving No 2011 2011 May 9- 15, 2011 May 16, 2011 (Optional) Memorial Day Safety Belt Yes May 12-26, 2011 May 13-30, 2011 May 31 -June 5, *June 6, 2011 Holiday Campaign Enforcement 2011 July 4th Holiday Impaired Driving Yes June 16-30, 2011 June 17-July 4, July 5- 10, 2011 *July 11, 2011 Campaign 2011 August 18- August 19- September 6-11, *September 12, 2011 Labor Day Holiday Impaired Driving Yes Campaign September 1, 2011 September 5, 2011 2011 Additional Roadside Submit to LEL in Within 10 days of Safety Checks Impaired Driving No advance for Submit to LEL in Submit to LEL in completion of (Optional) approval advance for approval advance for approval enforcement Additional Safety Submit to LEL in Within 10 days of Belt Enforcement Safety Belt Submit to LEL in Submit to LEL in Zones Enforcement No advance for advance for approval advance for approval completion of (Optional) approval enforcement Printed 9/14/2010 Page 26 of 37 TS 08 STEP(08/18/10) 8. Highway Safety Project Agreement Conditions and Certifications The following certifications, assurances, general conditions of approval and procedural guidelines constitute a part of the Highway Safety Project Agreement. Signatories of the Highway Safety Project Agreement Conditions and Certifications agree that these conditions and procedures will be adhered to unless amended in writing. Any State or Federal statute, administrative rule, regulation or other publication referred to in this agreement may not contain the complete language. The official published text,which is incorporated herein by reference, shall be the controlling authority for this agreement. State of Illinois Certifications, Assurances and Conditions of Approval A. Laws of Illinois. The Highway Safety Project Agreement("AGREEMENT") between the Applicant Agency ("GRANTEE")and the Illinois Department of Transportation ("DEPARTMENT")shall be governed in all respects by the laws of the State of Illinois. B. Agreement Alterations or Modifications. All alterations or modifications to the AGREEMENT provisions, conditions or certifications must be requested in writing and must be approved by the DEPARTMENT in writing, before work is started, to become effective and part of the AGREEMENT. No oral understanding or agreement shall be binding upon either party. C. Procurement Procedures. All procurement transactions for Contractual Services, Commodities and Equipment shall be conducted in a manner that provides maximum open and free competition. The GRANTEE shall also meet the following minimum procedural requirements. 1. Subcontracting. Subcontracting, assignment or transfer of all or part of the interests of the GRANTEE concerning any of the obligations covered by this Agreement is prohibited without prior written consent of the DEPARTMENT. 2. Procurement of Goods or Services—Federal Funds. For purchases of products or services with any Federal funds that cost more than $3,000.00 but less than the simplified acquisition threshold fixed at 41 U.S.C. 403(11), (currently set at$100,000.00)the GRANTEE shall obtain price or rate quotations from an adequate number(at least three)of qualified sources. Procurement of products or services with any Federal funds that are in excess of the simplified acquisition threshold fixed at 41 U.S.C. 403(11), (currently set at $100,000.00)will require the GRANTEE to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GRANTEE, the procedures of the DEPARTMENT will be used, provided that the procurement procedures conform to the provisions in Condition H.10 below. The GRANTEE may only procure products or services from one source with any Federal funds if: (1)the products or services are available only from a single source; or(2)the DEPARTMENT authorizes such a procedure; or, (3) after solicitation of a number of sources, competition is determined inadequate. 3. Procurement of Goods or Services—State Funds. For purchases of products or services with any State of Illinois funds that cost more than$10,000.00, ($5,000.00 for professional and artistic services) but less than the small purchase amount set by the Illinois Procurement Code Rules, (currently set at$31,300.00 and $20,000.00 for professional and artistic services)the GRANTEE shall obtain price or rate quotations from an adequate number(at least three)of qualified sources. Procurement of products or services with any State of Illinois funds in excess of the small purchase amount(currently set at$31,300.00 for goods and services and $20,000.00 for professional and artistic services)will require the GRANTEE to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GRANTEE, the procedures of the DEPARTMENT will be used. The GRANTEE may only procure products or services from one source with any State of Illinois funds if: (1)the products or services are available only from a single source; or(2)the DEPARTMENT authorizes such a procedure; or, (3)after solicitation of a number of sources, competition is determined inadequate. The GRANTEE shall include a requirement in all contracts with third parties that the contractor or consultant will comply with the requirements of this Agreement in performing such contract, and that the contract is subject to the terms and conditions of this Agreement. 4. Employment of DEPARTMENT Personnel. GRANTEE will not employ any person or persons currently employed by the DEPARTMENT for any work required by the terms of this Agreement. Printed 9/14/2010 Page 27 of 37 TS 08 STEP(08/18/10) 5. The GRANTEE shall maintain records sufficient to detail the significant history of procurement. These records shall include, but are not necessarily limited to: information pertinent to rationale for the method of procurement, selection of contract type, contractor selection or rejection and basis for the cost or price. 6. No DEPARTMENT employee shall participate in the procurement of products or services if a conflict of interest, real or apparent, would be involved. No employee shall solicit or accept anything of monetary value from bidders or suppliers. D. Cost Principles. The cost principles of this Agreement are governed by the cost principles found in Title 49, Code of Federal Regulations, Part 18.22, and OMB Circular A-87, State, local or Indian tribal government or OMB A-122, Private nonprofit organization other than (1) institution of higher education, (2) hospital, or(3) organization named in OMB Circular A-122 as not subject to that circular or OMB Circular A-21, Educational institutions as appropriate; and all costs included in this Agreement are allowable under Title 49, Code of Federal Regulations, Part 18.22 and OMB Circular A-87, State, local or Indian tribal government or OMB A-122, Private nonprofit organization other than (1)institution of higher education, (2) hospital, or(3)organization named in OMB Circular A-122 as not subject to that circular or OMB Circular A-21, Educational institutions as appropriate. E. Requirements for Consultant Contracts and Subcontracts. After a consultant and/or subcontractor is selected in accordance with all requirements of this AGREEMENT including the Sections titled Procurement Procedures and Cost Principles, as detailed herein, the consultant contract or subcontract shall be submitted to the DEPARTMENT for approval prior to execution. The GRANTEE and consultant and/or subcontractor are subject to all conditions and certifications of this AGREEMENT and 49 CFR Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Government or 49 CFR Part 19 Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations, whichever is applicable. F. Travel Out of State. All out of state travel requires specific approval from the DEPARTMENT on a case by case basis. To allow adequate time for approval, out of state travel must be submitted for approval at least 30 days prior to the planned trip. G. Method of Payment. Funds shall not be advanced to the GRANTEE but rather reimbursed for actual expenditures upon submission of proper supportive documentation. Copies of the original source records which evidence all expenditures shall be submitted with claims for reimbursement of costs. Only those costs incurred within the approved project period and budget are eligible for reimbursement. 1. Because the DEPARTMENT is responsible for obtaining federal reimbursement for project expenditures, it is necessary that the DEPARTMENT monitor all procedures and documents which will be used to claim and support project related expenditures. Original documentation to verify the amounts, uses and recipients of all disbursements of funds shall be retained in accordance with 49 CFR Part 18, Subpart A, Section 18.42 and shall be available for audit at any time during the project and retention period. 2. Proper supportive documentation required for costs incurred is described in the guidelines entitled, "Procedures for Submittal of Claims for Reimbursement", incorporated herein by reference and which shall be furnished by the DEPARTMENT to the GRANTEE. A copy of this document is also available on the Departments website. 3. Claims for reimbursement shall be in accordance with the rates established in the Project Budget established in this AGREEMENT and shall be submitted on a monthly or quarterly basis. All claims shall be signed by both the Project Director and the GRANTEE'S Authorizing Representative. The final claim for reimbursement must be received by the DEPARTMENT by November 1st or within 30 days following the expiration of the grant, whichever is earlier, to receive payment. Failure by GRANTEE to present such invoices prior to said date may require GRANTEE to seek payment of such invoices through the Illinois Court of Claims and the Illinois General Assembly. No payments will be made for services performed prior to the effective date of this Agreement. 4. Claims for reimbursement by the GRANTEE to the DEPARTMENT pursuant to this AGREEMENT shall be sent to your assigned Department contact. Printed 9/14/2010 Page 28 of 37 TS 08 STEP(08/18/10) H. Allocation of Grant Funds. 1. The GRANTEE may spend only those funds which are eligible for reimbursement by the DEPARTMENT. This grant authorizes the GRANTEE to request reimbursement for no more than the limits established by the Proposed Project Budget. 2. Prior approval from the DEPARTMENT is required for all fund transfers between cost categories of the Proposed Project Budget. The GRANTEE must submit a written request to the DEPARTMENT detailing the amount of transfer, the cost categories from and to which the transfer is to be made, and the rationale for the transfer. I. Termination or Cancellation of the Highway Safety Project Agreement. No termination or cancellation of the AGREEMENT shall be effective unless the following conditions are met. 1. The obligation of the State of Illinois and the DEPARTMENT shall cease immediately without penalty or further payment being required if, in any fiscal year, the Illinois General Assembly or Federal funding source fails to appropriate or otherwise make available funds for the agreement. 2. This AGREEMENT may be terminated or cancelled by either party upon thirty(30)days written notice. 3. Failure to carry out the conditions set forth herein shall constitute a breach of the AGREEMENT and may result in termination of the AGREEMENT or such remedy as appropriate. Upon termination, the GRANTEE will be paid for work satisfactorily completed prior to the date of termination. J. Project Monitoring. 1. GRANTEE shall consult with and keep the DEPARTMENT fully informed as to the progress of all matters covered by this Grant. 2. The GRANTEE agrees to submit a report monthly or as otherwise stipulated in the AGREEMENT of all safety activities related to the grant and/or contract using the template provided by the DEPARTMENT. Additionally the GRANTEE must inform the DEPARTMENT as soon as possible of any issues/events that may have significant impact on grant activity or accomplishment. Dependent on the Department's needs to accurately and timely report project milestones, a supplemental approval of less frequent reporting may be considered by the Department. 3. The GRANTEE agrees to attend progress meetings upon request of the DEPARTMENT to provide information and discuss the accomplishments and expectations of the Highway Safety Project. 4. The DEPARTMENT may conduct periodic on-site reviews of all ongoing highway safety projects to monitor adherence to the AGREEMENT and to review progress, procedures and claims for reimbursement. The Department's representative shall have access to GRANTEE'S work and applicable records whenever it is in preparation or progress, and GRANTEE shall provide for such access and inspection. 5. The final report shall be submitted to the DEPARTMENT within 30 days after the expiration date of the project or as stipulated in this AGREEMENT. 6. GRANTEE will obtain prior approval from the DEPARTMENT with respect to all enforcement locations. K. Prior Approval of Media and Ownership of Data and Creative Material. 1. All articles, publications, news releases, exhibits, video, audio materials, reports and all other work products produced by the GRANTEE under this grant and/or contract shall be submitted to the DEPARTMENT for approval prior to development and shall become and remain the property of the DEPARTMENT. 2. All articles, publications, news releases, exhibits, video or audio materials prepared by the GRANTEE shall use the DEPARTMENT'S logo and shall identify the DEPARTMENT as the funding source by including the statement: "This project is funded by the Illinois Department of Transportation, Division of Traffic Safety". Printed 9/14/2010 Page 29 of 37 TS 08 STEP(08/18/10) • 3. The DEPARTMENT reserves a royalty-free, nonexclusive and irrevocable license to reproduce, publish or otherwise use, and to authorize others to use, for State or Federal government purposes: (a)the copyright in any work developed under a grant, subgrant, or contract under a grant or subgrant; and (b)any rights of copyright to which a GRANTEE, subgrantee, or a contractor purchases ownership with grant support. 4. TDD. All printed, visual and auditory materials, which contain a phone number, must also contain a TDD number. The Ameritech relay number(800)526-0844 (TDD only) may be used to fulfill this requirement. 5. Closed Captioning. All public service announcements funded, in whole or in part, through this Federal highway safety program must be closed-captioned for the hearing impaired. 6. GRANTEE will invite members of the DEPARTMENT to attend media events. 7. GRANTEE will coordinate with the DEPARTMENT to arrange photographic opportunities for major events. L. Equal Employment Opportunities—Affirmative Action Sexual Harassment— Illinois Human Rights Act. GRANTEE complies with the Illinois Department of Human Rights Act and rules applicable to public GRANTS, including equal employment opportunity, refraining from unlawful discrimination, and having written sexual harassment policies(775 ILCS 5/2-105). M. Safety Belt Use Requirements. 1. In accordance with the Illinois Mandatory Seat Belt Law(625 ILCS 5/12-603.1) the GRANTEE shall establish a safety belt use policy requiring employees to use the appropriate occupant restraint protection devices as provided in the vehicle being driven while on official business. 2. A copy of the safety belt policy shall be provided to the Department and also retained locally in the project file and available for review. N. Indemnification. Unless prohibited by State law, the GRANTEE agrees to hold harmless and indemnify the DEPARTMENT,and its officials, employees, and agents, from any and all losses, expenses, damages (including loss of use), suits, demands and claims arising out of any work or services performed by the GRANTEE and/or the GRANTEE'S employees, officials, agents, contractors and subcontractors in connection with this Agreement and shall defend any suit or action, whether at law or in equity, based on any alleged injury or damage of any type arising from the actions or inactions of the GRANTEE and/or the GRANTEE'S employees, officials, agents, contractors and subcontractors, and shall pay all damages,judgments, costs, expenses, and fees, including attorney's fees, incurred by the DEPARTMENT and its officials, employees and agents in connection therewith. 0. Illinois Grant Funds Recovery Act. Grant Funds are available for expenditure or obligation by the GRANTEE for the period of time set out in block 3, page 1, of this agreement. All funds remaining at the end of the grant agreement or at the expiration of the period of time grant funds are available for expenditures or obligation by the GRANTEE must be returned to the State within 45 days. Any grant funds which have been misspent or are being improperly held are subject to recovery in accordance with the"Illinois Grant Funds Recovery Act". (30 ILCS 705). P. Educational Loan Default Act. The GRANTEE certifies that he/she is not in default on an education loan as provided in the Educational Loan Default Act. (5 ILCS 385/0.01 et seq.) Q. Property and Equipment. 1. The GRANTEE shall maintain and inventory all property and equipment purchased under this AGREEMENT. The requirements relative to equipment inventory, use and disposition are detailed in the publication"Property Management Standards" furnished upon request by the DEPARTMENT. Printed 9/14/2010 Page 30 of 37 TS 08 STEP(08/18/10) 2. The property and equipment purchased under this grant must be utilized by the GRANTEE for the sole purpose of furthering the safety project as defined in the project description for its entire useful life. 3. The DEPARTMENT and National Highway Traffic Safety Administration (NHTSA) retain title interest in all property and equipment purchased under this grant. In the event that the GRANTEE fails or refuses to comply with the provisions or terminates this AGREEMENT, the DEPARTMENT, at its discretion, may take either of the following actions: (a) Require the GRANTEE to purchase the property or equipment at fair market value or other mutually agreed upon amount; or(b) require the GRANTEE to transfer the property or equipment and title, if any, to the DEPARTMENT, or to another party, as directed by the DEPARTMENT. 4. Nonexpendable property, defined as property having an acquisition cost of$5,000.00 or more with a life expectancy of more than one year is subject to periodic inspection by the DEPARTMENT. Non-expendable property purchased under this AGREEMENT shall not be sold,traded, or disposed of in any manner without the express written permission of the DEPARTMENT. R. Official Misconduct and Interference with Public Contracting. The GRANTEE certifies that he/she has not been convicted of Official Misconduct under Section 720 ILCS 5/33-1 for bribery or attempting to bribe an officer or employee of the State of Illinois, nor has the GRANTEE made an admission of guilt of such conduct which is a matter of record, nor has an official, agent or employee of the GRANTEE been so convicted nor made an admission of bribery. Further, the GRANTEE certifies that he/she is not barred from contracting as a penalty for Interference with Public Contracting under Section 720 ILCS 5/33-e-1, et seq. S. Equal Pay Act of 2003. No employer may discriminate between employees on the basis of sex by paying wages to an employee at a rate less than the rate at which the employer pays wages to another employee of the opposite sex for the same or substantially similar work on jobs the performance of which requires equal skill, effort, and responsibility, and which are performed under similar working conditions subject to exceptions under Section 820 ILCS 112 as implemented by 56 III. Admin. Code Part 320. T. Debt Certification. GRANTEE and its affiliates are not delinquent in the payment of any debt to the State(or if delinquent has entered into a deferred payment plan to pay the debt), and GRANTEE and its affiliates acknowledge the DEPARTMENT may declare the contract void if this certification is false(30 ILCS 500/50-11)or if GRANTEE or an affiliate later becomes delinquent and has not entered into a deferred payment plan to pay off the debt. (30 ILCS 500/50-60.) U. Traffic Stop Statistical Study. If the GRANTEE is a law enforcement agency required to participate in the Traffic Stop Statistical Study, the GRANTEE certifies their compliance with all requirements in accordance with 625 ILCS 5/11-212 and the procedures adopted by the DEPARTMENT. V. Confidentiality Clause. Any documents, data, records, or other information given to or prepared by GRANTEE pursuant to this Agreement shall not be made available to any individual or organization without prior written approval by the DEPARTMENT. All information secured by GRANTEE from the DEPARTMENT in connection with the performance of services pursuant to this Agreement shall be kept confidential unless disclosure of such information is approved in writing by the DEPARTMENT. W. Ownership of Documents. All documents, data and records produced by GRANTEE in carrying out GRANTEE'S obligations and services hereunder,without limitation and whether preliminary or final, shall become and remain the property of the DEPARTMENT and GRANTEE. The DEPARTMENT shall have the right to use all such documents, data and records without restriction or limitation and without additional compensation to GRANTEE. All documents, data and records utilized in performing research shall be available for examination by the DEPARTMENT upon request. Upon completion of the services hereunder or at the termination of this Agreement, all such documents, data and records shall, at the option of the DEPARTMENT, be appropriately arranged, indexed and delivered to the DEPARTMENT by GRANTEE. X. Audits. The records and supportive documentation for all completed projects are subject to an on-site audit by the Illinois Department of Transportation, Bureau of Budget and Fiscal Management's Audits Section. The DEPARTMENT reserves the right to inspect and review, during normal working hours, the work papers of the independent auditor in support of their audit report. Printed 9/14/2010 Page 31 of 37 TS 08 STEP(08/18/10) 9. Federal Certifications, Assurances and Conditions of Approval The GRANTEE assures that in carrying out any project supported by federal funds it will comply with all applicable federal statutes, regulations, executive orders, National Highway Traffic Safety Administration (NHTSA)guidelines, Federal Transit Administration (FTA)Circulars, Office of Management and Budget(OMB) Circulars and other federal requirements as referenced in the NHTSA Highway Safety Grant Management Manual available at: http://www.n htsa.dot.gov/n htsa/wh atsu p/tea21/G rantMa n/HTM L/00_Man l_Contents 1_01.htm l This Grant is funded by federal funds. The Catalog of Federal Domestic Assistance number for the funds supporting this grant is listed on the signature page of this agreement. Further information can be found at http://12.46.245.173/cfda/cfda.html The GRANTEE recognizes that federal laws, regulations, policies, and administrative practices may be modified from time to time and those modifications may affect project implementation. The GRANTEE agrees that the most recent federal requirements will apply to the project. A. BUY AMERICA Provisions. The GRANTEE will comply with the provisions of the Buy America Provisions (23 USC 313)which contains the following requirements. Only steel, iron and manufactured products produced in the United States may be purchased with Federal funds unless the Secretary of Transportation determines that such domestic purchases would be inconsistent with the public interest; that such materials are not reasonably available and of a satisfactory quality; or that inclusion of domestic materials will increase the cost of the overall project contract by more than 25 percent. Clear justification for the purchase of non-domestic items must be in the form of a waiver request submitted to and approved by the Secretary of Transportation. B. Disadvantaged Business Enterprises Program Participation Assurance. In accordance with 49 CFR 26.13, as amended, the GRANTEE assures that it shall not discriminate on the basis of race, color, national origin, or sex in the implementation of the project. The GRANTEE further assures it shall take all necessary and reasonable steps as set forth in 49 CFR Part 26 as amended, to ensure nondiscrimination in the award and administration of all third party contracts and subagreements. Implementation of the Disadvantaged Business Enterprise(DBE) program is a legal obligation of the DEPARTMENT, and failure by the GRANTEE to carry out the applicable requirements of 49 CFR Part 26 as amended and any requirements of the DEPARTMENT'S DBE program shall be treated as a material breach of this AGREEMENT which may result in the termination of this AGREEMENT or such other remedy as the DEPARTMENT deems appropriate. C. Document Retention and Access. The GRANTEE certifies that it will comply with the retention and access requirements for records established by 49 CFR Part 18, Subpart A, Section 18.42. The required records and documentation relating to the grant and/or contract shall be retained for a minimum of three years after the starting date of the retention period as defined in Section 18.42. The DEPARTMENT or their authorized representative shall have the right of access to any books, documents, papers, or other records of grantees, subgrantees, contractors and subcontractors which are pertinent to the grant and/or contract, in order to make audits, examinations,excerpts and transcripts. The right of access is not limited by the required retention period and shall last as long as the records are retained. D. Control of Property. GRANTEE certifies that the control, utilization and disposition of property or equipment acquired using federal funds is maintained according to the provisions of OMB Circular A-102 Grants and Administrative Requirements for State and Local Governments or OMB Circular A-110 Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, whichever is applicable. E. Certification Regarding Lobbying—Certification for Contracts, Grants, Loans and Cooperative Agreements. 1. The GRANTEE shall not use any funds appropriate under this AGREEMENT for any activity specifically designed to urge or influence a State or local legislator to favor or oppose the adoption of any specific legislative proposal pending before any State or local legislative body. Such activities include both direct and indirect(e.g., "grassroots") lobbying activities. Printed 9/14/2010 Page 32 of 37 TS 08 STEP(08/18/10) 2. As required by the United States Department of Transportation (USDOT) regulations, "New Restrictions on Lobbying", at 49 CFR 20.110, the GRANTEE'S authorized representative certifies to the best of his or her knowledge and belief that for each agreement for federal assistance exceeding $100,000.00: a. No federal appropriated funds have been or will be paid, by or on behalf of the GRANTEE, to any person for influencing or attempting to influence an officer or employee of any agency, a member of Congress, or an employee of a member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement or the extension, continuation, renewal, amendment or modification of any federal contract, grant, loan or cooperative agreement. b. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant, loan or cooperative agreement, the GRANTEE shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with instructions. c. The GRANTEE shall require the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants and contracts under grant, loans and cooperative agreements)and that all subrecipients shall certify and disclose accordingly. The GRANTEE understands that this certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31 U.S.C. 1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000.00 and not more than $100,000.00 for each such failure. F. Certification Regarding Debarment and Suspension. GRANTEE shall comply with Debarment provisions as contained in 49 CFR Part 29, including Appendices A and B as amended. GRANTEE certifies that to the best of its knowledge and belief, GRANTEE and GRANTEE'S principals: 1. Are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. 2. Within a three-year period preceding this AGREEMENT have not been convicted of or had a civil judgment rendered against it for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain or performing a public(federal, state or local)transaction or contract under a public transaction, violation of federal or state anti-trust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements or receiving stolen property. 3. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity(federal, state or local)with commission of any of the offenses enumerated in subsection (1)above. 4. Have not within a three-year period preceding this AGREEMENT had one or more public transactions (federal, state or local)terminated for cause or default. The inability of a prospective GRANTEE to certify to the certification in this section will not necessarily result in denial of participation in this AGREEMENT. The prospective GRANTEE shall submit an explanation of why it cannot provide the certification in this section. This certification is a material representation of fact upon which reliance was placed when the Department determined whether to enter into this transaction. If it is later determined that GRANTEE knowingly rendered an erroneous certification, in addition to other remedies available to the federal government, the Department may terminate this Agreement for cause. The GRANTEE shall provide immediate written notice to the Department if at any time the GRANTEE learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. The terms"covered transaction", "debarred", "suspended", "ineligible", "lower tier covered transaction", "participant", "person", "primary covered transaction", "principal", "proposal", and"voluntarily excluded", as used in this Part shall have the meaning set out in the Definitions and Coverage sections of the rules implementing Executive Order 12549. Printed 9/14/2010 Page 33 of 37 TS 08 STEP(08/18/10) The GRANTEE aggress that it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible or voluntarily excluded from participation in this covered transaction, unless authorized, in writing, by the Department. The GRANTEE agrees that it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered Transaction", provided by the Department, without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. The GRANTEE may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible or voluntarily excluded from the covered transaction, unless GRANTEE knows the certification is erroneous. GRANTEE may decide the method and frequency by which it determines the eligibility of its principals. Each GRANTEE may, but is not required to, check the Nonprocurement List. If a GRANTEE knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible or voluntarily excluded from participation, in addition to other remedies available to the federal government, the DEPARTMENT may terminate this AGREEMENT for cause or default. Nothing contained in this section shall be construed to require establishment of a system of records in order to render in good faith the certification required by this section. The knowledge and information of a GRANTEE is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. G. Drug Free Workplace Act of 1988—Certification for Drug-Free Workplace. The GRANTEE certifies that it will comply with 49 CFR 32 Subpart B to provide a drug-free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the GRANTEE'S workplace and specifying the actions that will be taken against employees for violation of such prohibition. 2. Establish a drug-free awareness program to inform employee about the dangers of drug abuse, the GRANTEE'S policy of maintaining a drug-free workplace, available employee assistance programs and penalties for violating the policy. 3. Abiding by the notification provisions regarding any criminal drug statute convictions for a violation occurring in the workplace. H. Single Audit Act Certification. The Illinois Department of Transportation is the agency responsible for administering Illinois'federal highway safety funds on behalf of the Governor. Federal funds are provided for this project by the United States Department of Transportation. This program is listed in the Catalog of Federal Domestic Assistance(CFDA)as"State and Community Highway Safety 20.600-605". The records and supportive documentation for all completed projects are subject to an on-site audit and the DEPARTMENT reserves the right to inspect and review during normal working hours the work product of any independent auditor in support of their audit. The GRANTEE certifies that it will comply with The Single Audit Act of 1984(31 U.S.C. 7501 et seq.), as amended, which requires the following: 1. State or local governments that receive$500,000.00 or more a year in federal financial assistance shall have an audit made in accordance with the Office of Management and Budget(OMB) Circular No. A-133. 2. State or local governments that receive less than $500,000.00 a year shall be exempt from compliance with the Act and other federal audit requirements. 3. Nothing in this paragraph exempts State or local governments from maintaining records of federal financial assistance or from providing access to such records to Federal Agencies, as provided for in federal law or in Circular A-133"Audits of States, Local Governments and Non-Profit Organizations". 4. A copy of the audit report must be submitted to the DEPARTMENT within 30 days after completion of the audit, but no later than one year after the end of the local government's fiscal year. 5. One copy of the audit report shall also be sent to: Bureau of Census, Single Audit Clearing House, 1201 East 10th Street, Jefferson, IN 47132. Printed 9/14/2010 Page 34 of 37 TS 08 STEP(08/18/10) • I. Davis-Bacon Act Certification. To the extent applicable, the GRANTEE will comply with the Davis-Bacon Act, as amended, 40 U.S.C. 3141 et seq., the Copeland"Anti-Kickback"Act, as amended, 18 U.S.C. 874, and the Contract Work Hours and Safety Standards Act, as amended,40 U.S.C. 3701 et seq., regarding labor standards for federally assisted sub agreements. J. Certifications and Assurances Required by the U.S.Office of Management and Budget(OMB)(SF-424B and SF-424D). As required by OMB, the GRANTEE certifies that it: 1. Has the legal authority and the institutional, managerial, and financial capability (including funds sufficient to pay the non-federal share of project cost)to ensure proper planning, management, and completion of the project; 2. Will give the U.S. Secretary of Transportation, the Comptroller General of the United States, and, if appropriate, the state, through any authorized representative,access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives; 3. Will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest or personal gain; 4. Will initiate and complete the work within the applicable project time periods; 5. Non-Discrimination and Equal Opportunity Assurances in Federally Assisted Programs. The GRANTEE hereby assures to observe and comply with all provisions of Federal and State Constitutions, statutes and implementing regulations pertaining to non-discrimination and equal employment opportunity during the period in which federal assistance is extended to the project, or the project property is used for a purpose for which the federal assistance is extended or for another purpose involving the provision of similar services or benefits, or as long as the GRANTEE retains ownership or possession of the project property, whichever is longer. These assurances of nondiscrimination include but are not limited to: • Title VI of the Civil Rights Act of 1964. (42 U.S.C. 2000d et seq. as amended). Prohibition against exclusion from participation in, denial of benefits of, and discrimination under federally assisted programs on ground of race, color, or national origin. Implemented by 49 CFR Part 21, Nondiscrimination in Federally-Assisted Programs of the Department of Transportation—Effectuation of Title VI of the Civil Rights Act of 1964. • Non-Discrimination in Employment and Business Opportunities. (49 U.S.C. 5332 as amended). A person may not be excluded from participating in, denied a benefit of, or discriminated against under, a project, program, or activity receiving financial assistance under this chapter because of race, color, creed, national origin, sex, or age. If a person does not comply with the nondiscrimination provision within a reasonable time after receiving notice the DEPARTMENT can withhold further financial assistance, refer the matter to the Attorney General and proceed under Title VI. This section is in addition to Title VI. • Title IX of the Educational Amendments of 1972. (20 U.S.C. 1681 et seq. as amended). No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance. Implemented by 49 CFR Part 25, Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance. • Americans with Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973. (29 U.S.C. 794 as amended). No otherwise qualified individual with a disability in the United States, as defined in Section 705(20)of this title, shall, solely by reason of his or her disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance. Implemented by 49 CFR Part 27, Nondiscrimination on the Basis of Disability in Programs or Activities Receiving Federal Financial Assistance. Printed 9/14/2010 Page 35 of 37 TS 08 STEP(08/18/10) • • Age Discrimination Act of 1975. (42 U.S.C. 6101-6107 as amended). No person in the United States shall, on the basis of age, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under, any program or activity receiving federal financial assistance. • The Drug Abuse, Prevention, Treatment and Rehabilitation Treatment Act, (21 U.S.C. 1101 et seq., as amended). Relating to nondiscrimination on the basis of drug abuse and treatment. • Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970. [(P.L. 91-616); 42 CFR 4541 et seq. as amended)]. Relating to nondiscrimination on the basis of alcohol abuse. • The Public Health Service Act of 1912. (42 U.S.C. 290dd-2, as amended). Relating to nondiscrimination on the basis of substance abuse and the confidentiality of records. • Title VIII of the Civil Rights Act of 1968. (42 U.S.C. 3601 et seq. as amended). Relating to nondiscrimination in the sale, rental or financing of housing. • Each project will be conducted, property acquisitions will be undertaken, and project facilities will be operated in accordance with all applicable requirements of 49 U.S.C. 5332 and 49 CFR Part 21, and understand that this assurance extends to its entire facility and to facilities operated in connection with the project. • It will promptly take the necessary actions to effectuate this assurance, including notifying the public that complaints of discrimination in the provision of transportation-related services or benefits may be filled with U.S. DOT. Upon request by U.S. DOT, the GRANTEE assures that it will submit the required information pertaining to its compliance with these requirements. • It will include in each subagreement, property transfer agreement, third party contract, third party subcontract, or participation agreement adequate provisions to extend the requirements of 49 U.S.C. 5332 and 49 CFR Part 21 to other parties involved therein including any subrecipient, transferee, third party contractor, third party subcontractor at any level, successor in interest, or any other participant in the project. • Should it transfer real property, structures, or improvements financed with federal assistance to another party, any deeds and instruments recording the transfer of that property shall contain a covenant running with the land assuring nondiscrimination for the period during which the property is used for a purpose for which the federal assistance is extended or for another purpose involving the provision of similar services or benefits. • The United States has a right to seek judicial enforcement with regard to any matter arising under the Act, regulations, and this assurance. • It will make any changes in its 49 U.S.C. 5332 and Title VI implementing procedures as U.S. DOT may request. • Any other nondiscrimination statute(s)that may apply to the project. All of the requirements listed in Section 9, Federal Certifications, Assurances and Conditions of Approval apply to this federally funded project. The GRANTEE agrees to include these requirements in each contract and subcontract financed in whole or in part with federal assistance. Printed 9/14/2010 Page 36 of 37 TS 08 STEP(08/18/10) • # r 10. Federal Taxpayer Identification Number. For individuals and sole proprietors, list Social Security Number. For other entities, list Employer Identification Number. Federal Employer Identification Number(FEIN) must NOT be used for sole proprietorships. Under penalties of perjury, the GRANTEE certifies that 36-6005862 is its correct Federal Taxpayer Identification Number. The GRANTEE is doing business as (please check one): ❑ Individual ❑ Estate Trust ❑ Sole Proprietorship ❑ Governmental ❑ Tax Exempt ❑ Non-resident Alien ❑ Pharmacy(non corporate) 0 Partnership/Legal Corporation 0 Pharmacy/Funeral/Home/- Cemetery(Corp.) ❑ Corporation providing or billing El Corporation NOT providing or Cl Other medical and/or health care billing medical and/or health services care services ❑ Limited Liability Company(select applicable tax classification) ❑ D= Disregarded entity ❑ C = Corporation ❑ P= Partnership If you fail to furnish your correct taxpayer identification number to the DEPARTMENT, you are subject to an IRS penalty of $50.00 for each such failure unless such failure is due to reasonable cause and not to willful neglect. Willfully falsifying certifications or affirmations may subject you to criminal penalties,fines and/or imprisonment. Printed 9/14/2010 Page 37 of 37 TS 08 STEP(08/18/10) �t Agreement Award Notification REQUIRED FOR ALL PROJECTS Does this project receive Federal funds? ❑ Yes ❑ No Amount of Federal funds: Federal Project Number: CFDA Number*: *For CFDA(Catalog of Federal Domestic Assistance)Number, refer to original Federal Award/Grant Agreement. ANNUAL CERTIFICATION FOR COMPLIANCE WITH FEDERAL OMB-CIRCULAR A-133 NOTICE • Do not submit this certification to the department with your signed contract. • This certification applies ONLY to governmental agencies, local units of government and non-profit agencies expending federal funds for this project. It does not apply to for-profit public or private entities. • If OMB Circular A-133 applies to your organization, this certification or a copy of your OMB A-133 single audit must be submitted to the department at the end of your fiscal year for any fiscal year in which you expended any federal funds related to this contract. NOTE:ANNUAL COMPLIANCE WITH THIS REQUIREMENT IS MANDATORY FOR EVERY YEAR IN WHICH FEDERAL FUNDS ARE EXPENDED FOR THIS PROJECT BY ANY STATES, LOCAL GOVERNMENTS OR NONPROFIT ORGANIZATIONS. FAILURE TO COMPLY WITH THE ANNUAL CERTIFICATION TO THE DEPARTMENT WILL RESULT IN THE SUSPENSION OF PAYMENTS TO REIMBURSE PROJECT COSTS. In accordance with OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, such non- federal entities that expend $500,000 or more in federal awards in a year are required to have a single audit performed in accordance with OMB Circular A-133. The Illinois Department of Transportation (IDOT) is required by federal law to obtain and review the single audit of all entities that had any federally participating funds pass through it, irrespective of the amount provided by IDOT. It is the responsibility of the agencies expending federal funds to comply with the requirements of OMB Circular A-133 and determine whether they are required to have a single audit performed. In order to comply with this requirement, your agency must provide the following information to the department on an annual basis for every year in which you expended funds for costs associated with this project: 1. If your agency expended$500,000(or the current OMB Circular A-133 qualifying amount) or more in federal awards from all sources, including other agencies, in a year, you are required to have a single audit performed in accordance with OMB Circular A-133 and submit a copy of the report to the department within the earlier of 30 days after completion of the single audit or no more than nine months after the end of your fiscal year end. E___ This is an annual requirement for every year in which you expended funds for this project. Printed 9/14/2010 Page 1 of 3 TS 08 STEP(08/18/10) 2. If your agency did not expend $500,000 (or the current OMB Circular A-133 qualifying amount)or more in federal awards from all sources, including other agencies, in any fiscal year for which you expended funds for project costs and were not required to conduct a single audit, you must complete and return the certification statement on the following page. This is an annual requirement for every year in which you expended funds for this project. 3. If your agency receives multiple awards from the department, only one annual submittal of this information is required. Please submit a copy of your OMB Circular A-133 single audit or the Single Audit Not Required Certification to: Illinois Department of Transportation Audit Section, Rm. 126 Attn: Julie Brooks 2300 South Dirksen Parkway Springfield, IL 62764 The single audit must be comprised of four parts. You have the option of including the four parts in one report or a combination of reports. The four parts are commonly known as: 1. Comprehensive Annual Financial Report(Financial Statements). 2. Schedule of Expenditures of Federal Awards and Independent Auditor's Report thereon. 3. Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance and other matters based on an Audit of Financial Statements performed in accordance with Government Auditing Standards. 4. Independent Auditor's Report on Compliance with Requirements Applicable to each Major Program and on Internal Control over Compliance in accordance with OMB Circular A-133. Additional information which should be submitted: 1. Corrective Action Plan(s), if applicable. 2. Management Letter, if applicable. 3. Status of Prior Year Findings, is applicable. For your convenience, you may also submit the information via email to Julie Brooks at Julie.Brooks(c,illinois.gov or via fax at(217)785-7624. If you have any questions, please contact Julie Brooks or Ron McKechan at(217) 782-5148. Printed 9/14/2010 Page 2 of 3 TS 08 STEP(08/18/10) NOTICE • Do not submit this certification to the department with your signed contract. • This certification applies ONLY to governmental agencies, local units of government and non-profit agencies expending federal funds for this project. It does not apply.to for-profit public or private entities. • If OMB Circular A-133 applies to your organization, this certification or a copy of your OMB A-133 single audit must be submitted to the department at the end of your fiscal year for any fiscal year in which you expended any federal funds related to this contract. Single Audit Not Required I certify that did not expend $500,000 or more in federal awards in our fiscal year and was not required to have a single audit conducted. Signature Title Subrecipient Contact Information Subrecipient: Contact Person: Title: Address: Phone No. Fax No. Fiscal Year End: Email address: Printed 9/14/10 Page 3 of 3 TS 08 STEP(08/18/10) µ _3C E LGIN --- �- -'.�,�_�,�"��--; �:} ?`JtLP�1rF�S OF � -Y CCU!'JCL _- ------- --- THE CITY IN THE SUBURBS MEETING DATE: October 13, 2010 INITIATIVE G: Illinois Department of Transportation Sustained Traffic Enforcement Program Grant for Traffic Safety Enforcement COMMUNITY GOAL • A Safe Community:To create a safe community through a variety of traffic enforcement activities OBJECTIVE • Undertake initiatives to reduce the city's cost of doing business PURPOSE • Partner with the Illinois Department of Transportation to continue making the roadways safer by providing a high level of traffic enforcement RECOMMENDATION • Approve agreement with the Illinois Department of Transportation to accept the grant award providing funds for seatbelt and impaired driving traffic enforcement in the amount of$105,370 BACKGROUND Safeguarding Elgin from driving practices that endanger travelers on the roadways is a continuous mission of the police department. The seriousness of the impact of traffic crashes and the need to dedicate the department to enforcement efforts can be highlighted by the following 2009 Illinois crash statistics (see attachment A): • 292,106 total traffic crashes • $5.3 billion in traffic crash expenses • 2 persons killed per day • $1.3 million expenses per fatality • 800 traffic accidents per day • 10 persons injured per day r When viewing the staggering statistics for the entire state, Elgin can take pride in statistics that 41111) reflect strong enforcement initiatives. A single traffic crash or fatality is one more than the city would like to see. That being said, a consistent downward trend in crashes and fatalities has been in place since 2006, as reflected in Elgin's traffic crash statistics, below: Elgin Traffic Crash Data 2001—2010* Elgin Traffic Crash Statistics 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010* Crashes 4,836 5,239 5,011 5,582 5,421 5,662 5,314 5,188 4,625 3,067 Fatal Crashes 4 6 6 1 8 12 6 5 1 1 Fatalities from Crashes 4 6 6 1 8 15 6 5 1 1 *through 9/27/2010 Each year as part of a nationwide campaign, the US Department of Transportation, National Highway Traffic Safety Administration, provides funding to the Illinois Department of Transportation (IDOT)to promote traffic safety on highways. IDOT, in turn, extends the funding opportunities to law enforcement agencies in Illinois. One program that is funded through this initiative is the Sustained Traffic Enforcement Program (STEP) (see attachment B). This grant program provides for participation in special enforcement campaigns; such as, "Click It or Ticket" and "You Drink and Drive. You Lose." This program includes up to 10 enforcement periods, six of which are mandatory. Elgin has utilized this grant initiative, as well as others, in an effort to reduce incidents relating to impaired driving and increase seatbelt deployment by drivers and passengers. The department has applied for and received STEP grant funding from IDOT for the state of Illinois' 2011 fiscal year. The amount awarded to Elgin is$105,370. OPERATIONAL ANALYSIS The STEP grant will provide the necessary funding for a variety of enforcement activities, such as roadside safety checks and special impaired driving enforcement details. By accepting this grant, seatbelt and impaired driving enforcement will be required of the department for the following program campaigns: 2010/2011 STEP Grant Campaigns Mandatory Campaigns Optional Campaigns Thanksgiving Super Bowl Christmas and New Year's Cinco de Mayo St.Patrick's Day Additional impaired Driving Enforcement Memorial Day Additional Seatbelt Enforcement Independence Day Labor Day The funding provides for the reimbursement of officer salaries, as well as vehicle mileage, during the campaign programs supported by this grant opportunity. INTERESTED PERSONS CONTACTED The department has been engaged with IDOT to ensure that goals set forth in grant applications are attained, past grant compliance has occurred and results achieved are noted by IDOT. The Kane County DUI Task Force and Illinois State Police have also been contacted in an effort to seek opportunities for partnering so that funding awarded will be maximized. FINANCIAL ANALYSIS The Illinois Department of Transportation has awarded the City of Elgin a grant in the amount of $105,370. Funding commences on October 1, 2010 and continues through September 30, 2011. The grant will fund a seatbelt enforcement program ($69,570) and an impaired driving enforcement program ($35,800). Participation in these programs will necessitate the incurrence of overtime by those public safety officers assigned to these efforts. The city is not required to contribute matching funds but will need to upfront the costs of the programs and subsequently request reimbursement. Therefore, sufficient funds will need to be appropriated in the 2011 traffic division overtime budget to accommodate for the overtime to be incurred from January 1, 2011 through September 30, 2011. BUDGET IMPACT FUND(S) ACCOUNT(S) PROJECT#(S) AMOUNT AMOUNT BUDGETED AVAILABLE General 010-2308-731.01-02 039851 $828,200.00 $189.766.69 230129 IDOT requires that the expenditures related to each program be reported independently and therefore each has been assigned a distinct project number. LEGAL IMPACT None. ALTERNATIVE COURSES OF ACTION The council may choose not to accept this grant opportunity, at which time the department would need to reduce the current level of targeted impaired driver and seatbelt enforcement efforts unless other funding is identified. r NEXT STEPS Ai) 1. Finalize the grant acceptance with IDOT 2. Oversee and supervise the FY2011 STEP grant activities 3. Provide the necessary grant reporting to IDOT Prepared by: Kristie Hilton, Management Analyst Glenn Theriault, Lieutenant James Genz,Traffic Division Senior Patrol Officer Reviewed by: Jeffrey Swoboda, Chief of Police Reviewed by: Colleen Lavery, Chief Financial Officer Reviewed by: William A. Cogley, Corporation Counsel/Chief Development Officer Final Review by: Richard G. Kozal,Assistant City Manager/Chief Operating Officer Approved by: . (7 ‘telA&. � Sean R. Stegall, City Mana ATTACHMENTS A: Excerpt from 2009 Illinois Traffic Crash Study B: Excerpt from Weblink with information about the Sustained Traffic Enforcement Program grant C: Grant award notification from the Illinois Department of Transportation IDOT STEP Grant-Attachment A r A Message Dear Reader: from Governor In 2009,the state of Illinois became a safer place to travel in an automobile as a result of our Quinn successful efforts to improve traffic safety. Illinois finished the year with 911 fatalities—the lowest number of people killed in auto crashes since 1921 —and fewer than 89,100 injuries.Motorists wearing safety belts in 2009 reached an all-time high,with a 91.7 percent usage rate,and then increased even more to a record-breaking 92.6 percent in subsequent months. Illinois'primary safety belt law was signed in 2003, and our efforts to increase traffic safety since then are saving lives and preventing injuries.For example,in 2003 just over 76 percent of drivers rib* were wearing their safety belts.At that time, Illinois saw 1,454 fatalities and more than 131,000 injuries. By doing everything we can to get people to fasten their safety belts and by educating the public about driving responsibly,we are making travel on Illinois roadways safer. With your help,we continue to save more lives and keep even more drivers safe. Please, remember to buckle up and drive responsibly Pat Quinn,Governor every trip,every time. Sincerely, ?at LAA:wn) Pat Quinn Governor 4) Dear Reader: A The Illinois Department of Transportation(IDOT)is Message committed to providing a safe travel environment for from motorists traveling Illinois roadways. Programs such as Operation Teen Safe Driving and public Secretary awareness campaigns about driving responsibly, using safety belts and child restraint seats have been effective in reducing the occurrence and severity of Hannig motor vehicle crashes. Safety belt usage in Illinois increased to a record high • � �, '' • z of 92.6 percent in 2010—a substantial increase when _ compared to 76.2 percent observed in 2003 when the �� 1'' primary safety belt law was passed and fatalities . numbered 1,454. In 2009, Illinois ended the year with 911 fatalities,the lowest number of traffic-related ; deaths since 1921. Injuries declined in 2009 as well, with fewer than 89,100 reported. Another noticeable decline,in property damage only r 0 4 1 crashes,may have been influenced by IDOT's safety efforts.However,part of the decline is attributable to a change in the crash reporting threshold that became effective January 1,2009. 1::711*:3 y `may The"2009 Illinois Crash Facts&Statistics"includes data that illustrate Illinois'safety accomplishments and provides information about traffic safety programs and key events in the history of traffic- ''_ safety related legislation. F ; IDOT will continue its efforts to reduce the occurrence Gary Hannig,Secretary and severity of crashes on Illinois roadways.With your help,we can make travel safer for everyone. Sincerely, GI'l.kiel . Gary Hannig Secretary rib* Acknowledgments The Division of Traffic Safety would like to express its appreciation to the local,county,and state law enforcement agencies for their assistance in investigating and reporting traffic crashes and to the County Coroners and the Medical Examiner of Cook County for providing pertinent information.Without their efforts and cooperation,this publication would not r. have been possible. GlIftd4 " 4/4,444,,/e 1 Gary Hannig Michael R.Stout Secretary of Transportation Director of Traffic Safety Compiled by:Illinois Department of Transportation Division of Traffic Safety Crash Information Staff Crash Records Staff r 2009 Quick Facts GENERAL • 911 persons died in crashes in Illinois during 2009. • An additional 89,090 persons were injured in crashes. • Travel increased by.09 percent compared to the previous year. • The mileage death rate decreased by 13.1 percent from 2008 to 2009. ECONOMIC COSTS* • The total estimated cost of crashes in Illinois for 2009 was$5.3 billion. • Each fatality was estimated to cost$1,300,000. • An incapacitating injury("A"injury)was estimated to cost$66,900. • A nonincapacitating evident injury("B"injury)was estimated to cost$21,700. • A possible injury("C"injury)was estimated to cost$12,300. • A property damage crash was estimated to cost$8,300. FATAL • 911 persons were killed in 832 fatal crashes in 2009. 41111) • There was an average of 1.1 deaths per fatal crash. • 25.7 percent of the fatal crashes occurred at intersections. • 77.2 percent of the fatal crashes occurred on dry roadways. • 48.3 percent of the fatal crashes occurred during daylight hours. • 56.4 percent of the fatal crashes occurred on urban roadways. • 31.7 percent of the fatal crashes involved a collision with a fixed object. ALCOHOL • 41.2 percent of all fatally injured drivers who were tested had a positive Blood Alcohol Concentration(BAC). • 35.8 percent of the fatally injured drivers 16-20 years of age who were tested had a positive BAC. PEDESTRIAN • 111 pedestrians were killed in 2009. • An additional 5,231 pedestrians were injured in crashes. • Approximately 5 percent of the pedestrians killed were under 15 years of age. • Almost 21 percent of the pedestrians killed were 65 years of age or older. • Of the fatally injured pedestrians who were tested with known BAC test results,43.2 percent had a positive BAC. •Based on estimates made by the National Safety Council for 2009.The estimated costs are a measure of the dollars spent and income not received because of crashes,injuries,and fatalities.The 2009 estimated cost of crashes in Illinois was calculated by using injury severity and costs for those particular injuries. 6 2009 Illinois Crash Facts&Statistics 2009 Quick Facts PEDALCYCLE • Riders under the age of 15 accounted for 20.0 percent of the pedalcyclist deaths and 21.1 percent of pedalcyclist injuries. MOTORCYCLE • There were 3,846 motorcycle crashes in the year 2009. • The number of motorcyclists killed decreased by 3.7 percent from the previous year. SCHOOL BUS • No school-age passengers were killed in a school bus in 2009,although 133 were injured. • No school bus drivers were killed in school buses;78 were injured. TRACTOR-TRAILER + • 64 persons were killed in tractor-trailer crashes. • 3 of the persons killed were occupants of the tractor-trailer,while 55 were occupants of another type of vehicle. TRAIN • 25.0 percent of the fatal train crashes occurred at crossings with gates. • 75.0 percent of the fatal train crashes occurred at crossings with types of traffic control other than gates,stop sign/flashers, or warning signs. WORK ZONE • There were 31 fatal crashes in work zones in 2009,in which 31 people were killed. • Five of the persons killed were roadway construction workers. DEER • There were 18,831 crashes involving deer in 2009. • Six deer crashes involved a fatality. r 2009 Illinois Crash Facts&Statistics 7 A, IMPORTANT NOTE The law regarding the reporting threshold for property damage only crashes was amended, effective January 1,2009,as follows: When all drivers involved in a crash are insured,the amount of damage to any one person's property that must be reported increased from$500 to$1,500. If any driver does not have insurance,the threshold remains at$500.The change did not affect the reporting of injury or fatal crashes. The noticeable decline in property damage crashes may have been influenced by IDOT's safety efforts;however, part of the decline is attributable to this change in the crash reporting threshold. There were 122,556 crashes reported in 2009 for which damage to any one person's property totaled between$501 and$1,500. 8 2009 Illinois Crash Facts&Statistics IDOT STEP Grant—Attachment B (111.1.4 r Grants 2011 -Microsoft Internet Explorer provided by City Of Elgin - .. iII J� lire. Uaffksafetygrarns.*nols.orglGrants_20l l.esp+srEa .,�31 f i f—._.__._-_ �...j Sustained Traffic Enforcement Program(STEP) flail _i Sustained Traffic Enforcement grants are designed to ncrease safety belt/chid safety seat usage and to reduce impaired driving through hie back enforcement.This grant program provides for particpation n special enforcement campaigns such as Ckdc it or Ticket and You Drink&Prim.You Lose.Grants are available for up to 8 Hoiday Tme Periods.Partidpation m the Thanksgiving,Christmas/New Years, Saint Patrick's Day,Memorial Day,Fourth of July and labor Day Campaigns is mandatory to partidpate in this program.Addt onal SBEZ's and RSC's hours can be'earned'equal to the number of hours utized for the Memorial and Labor Day Campaigns.Participation it the Super Bowl and Cnco De Mayo Campaigns is optional. The STEP grant program has replaced the IMaGE,MAP and Holiday Moblization Pk*programs that were offered n FFY 2010.Those programs are not avafable in FFY 2011. In order to apply for this program the Highway Safety Project Application and Specifications–STEP form must be downloaded and completed. Grant applications will be accepted through February 1,2010. TS 65 Highway Safety Project Application and Specifications STEP a i The other forms listed below are used for the administration of the grant once t Is awarded. Understanding the Data Collection Forms TS 500:Clam for Reird7ursement rpt TS 205:Data Cokectorn Form Ilknois Department Highway Safety Project Agreement, Of T IOn Conditions & Certifications 15pOf Sustained Traffic Enforcement Program (STEP) 1A. GRANTEE: Elgin Police Department 2A. Project Title: FFY 2011 STEP Grant 1B. Address: 151 Douglas Ave. 2B. Project Number: 2C. PSP Task Number(s): Elgin,IL 60120 OP1-1720-246 04-06 2D. CFDA Number(s): 2E.#of Years of Funding by IDOT: 20.600 6 1C. TIN/FEIN 36-6005862 3. Starting Date: October 1,2010 1 D. County: Kane/Cook 1E. Population: 106,000 4. Expiration Date: September 30,2011 5. Project Description Summary: These funds will allow the agency to conduct special enforcement for impaired driving mobilizations and/or occupant protection mobilizations during six or more of the following campaigns: 1. Thanksgiving Campaign,2.ChristmaslNew Years'Campaign,3.Super Bowl Campaign,4.St Patrick's Day Campaign,5.Cinco de Mayo Campaign,8.Memorial Day Campaign,7.July 4"'Campaign,8.Labor Day Campaign,9.Additional Impaired Driving Enforcement and 10.Additional Occupant Protection Enforcement 5G. Proposed Project Personal Services Budget Occupant Protection Enforcement Impaired Driving Enforcement Thanksgiving Campaign(Mandatory) $17,040.00 $3,300.00 Christmas and New Year's Campaign(Mandatory) $8,400.00 $3,300.00 Super Bowl Campaign(Optional) $0.00 $1,200.00 St. Patrick's Day Campaign(Mandatory) $0.00 $1,200.00 Cinco de Mayo Campaign(Optional) $0.00 $2,400.00 Memorial Day Campaign(Mandatory) $17,040.00 $3,300.00 Independence Day Campaign(Mandatory) $8,400.00 $6,600.00 Labor Day Campaign(Mandatory) $17,040.00 $4,500.00 Additional Impaired Driving Enforcement(Opt) N/A $8,700.00 Additional Occupant Protection Enforcement(Opt) $0.00 N/A Sub Totals Personal Services $67,920.00 $34,500.00 Mileage $1,650.00 $1,300.00 Equipment(include separate justification) Sub Totals by Fund $69,570.00 $35,800.00 Grand Total All Funds $105,370.00 6A. It is understood and agreed by the undersigned GRANTEE that this project is subject to all attached Highway Safety Project Agreement Conditions and Certifications in Section 8,9 and 10 and any other attachments as required. 6B. Obligation of the State of Illinois and the Illinois Department of Transportation shall cease immediately,without penalty or further payment required if,in any fiscal year,the Illinois General Assembly or federal funding source fails to appropriate or otherwise make available funds for this agreement. 6C. By signing this Highway Safety Project Agreement,the undersigned affirms that he or she is authorized by the Grantee to legally bind the Grantee to each and every term in the Highway Safety Project Agreement,Conditions and Certifications and has read and will comply with and assures continued compliance with each of the attached conditions and certifications,that the required responses and communications with the DEPARTMENT are true and correct and that the signatures below constitute an endorsement and execution of each condition and certification and assurance as though each was individually signed. 7A. GRANTEE Project Director: 7B. GRANTEE Authorizing Representative: Name: Leigh Rawson Name: Sean Stegall Title: Sergeant/Traffic Title: City Manager Address: 151 Douglas Ave.,Elgin IL 60120 Address: 150 Dexter Ct.,Elgin IL 60120 Phone: 847 289-2661 Fax: 847 289-2950 Phone: 847 931-5614 Fax: 847 931-5610 E-mail: rawson_l@cityofelgon.org E-mail: stegall_s@cityofelgin.org Signature Date Signature Date 7C. Illinois Department of Transportation: I Michael R.Stout,Director,Division of Traffic Safety Date Printed 9/14/10 Page 1 of 37 TS 08 STEP(08/18/10) Sustained Traffic Enforcement Program(STEP) Requirements&Objectives STEP requires participation in the Thanksgiving,Christmas/New Years',St.Patrick's Day,Memorial Day,July 4th and Labor Day Campaigns. This creates a sustained,year-long emphasis on DTS' highest enforcement priorities: impaired driving and nighttime safety belt usage. While eachmandatory campaign has the following enforcement emphasis,Thanksgiving(Safety Belts),Christmas/New Years' (Impaired Driving),St.Patrick's Day(Impaired Driving),Memorial Day(Safety Belts),July 4'"(Impaired Driving)and Labor Day(Impaired Driving), agencies are encouraged to undertake a combination of both enforcement types. The chart below explains the reasons DTS has begun to place an even greater emphasis on nighttime enforcement, especially regarding safety belt use in relation to alcohol-involved crashes. Looking at the 9 pm to 6 am timeframe, more people die in motor vehicle crashes during this time than any other time of day,and more people die during this time in alcohol-involved and un-belted crashes as well. Therefore, to create more traffic law enforcement presence at times when alcohol-involved crashes are highest and safety belt use is lowest, STEP requires grant-funded patrol hours for the Thanksgiving and Memorial Day Holiday Campaigns have a minimum of 50 percent of the enforcement be conducted between 11 pm and 6 am. Safety belt patrol hours for all optional campaigns must be 100 percent between 11 pm and 6 am. And,all impaired driving patrol hours(RSC's,Flexible RSC's and Roving Saturation Patrols)must occur between 11 pm and 6 am. Illinois Motor Vehicle Fatalities with Alcohol Involvement*and Safety Belt use(2005-2008) Time of Day Total Fatalities Percent Involving Percent Properly elk Alcohol Restrained Midnight-2:59 am 760 67% 27% 3:00 am-5:59 am 508 57% 27% 6:00 am-8:59 am 454 17% 50% 9:00 am-11:59 am 454 10% 59% Noon-2:59 pm 603 15% _ 60% 3:00 pm-5:59 pm 713 18% 50% 6:00 pm-8:59 pm 679 37% 41% 9:00 pm- 11:59 pm 732 48% 32% ` Died in crash involving at least one driver who had a BAC of 0.01 or greater Printed 9/14/10 Page 2 of 37 TS 08 STEP(08/18/10) With the STEP program, agencies are also given the opportunity to receive funding for additional Roadside Safety Checks (RSCS); Safety Belt Enforcement Zones(SBEZs); impaired driving roving saturation patrols; or safety belt roving saturation patrols equal to a maximum of the number of hours they utilize for the Labor Day Campaign or Memorial Day 401) Campaign, whichever is greater. Schedules for these additional RSC's/Saturation Patrols shall be provided to the assigned Law Enforcement Liaison(LEL)as soon as possible. These additional enforcement details are subject to the following timeframe requirements:Safety belt patrols must be conducted between 11 pm and 6 am; all impaired driving patrols(RSC's, Flexible RSC's and Roving Saturation Patrols)must occur between 11 pm and 6 am. STEP grantees'enforcement efforts must be accompanied by an earned media effort(explained in the Project Objectives section). Detailed Campaign Dates are listed on the FFY 2011 Campaign Dates attached to this application. The Super Bowl Campaign is optional;agencies are not required to participate in this campaign. The Cinco de Mayo is optional; agencies are not required to participate in this campaign. The Cinco de Mayo mobilization also requires specific information documenting a significant Hispanic population, a special celebration or event in or near your jurisdiction, or last year's holiday statistics demonstrating a need for extra patrols. This information will be reviewed by the Division of Traffic Safety before funding will be granted for Cinco de Mayo. Project Objectives The purpose of the Sustained Traffic Enforcement Program(STEP)is to reduce the incidence of motor vehicle crashes, and the resulting injuries and fatalities, through increased highly visible enforcement of occupant restraint,impaired driving,speed,pedestrian safety and motorcycle licensing and registration laws during the national and state enforcement campaigns. In order to achieve this purpose,the following goals have been defined: 1. To reduce the number of Type"A"severe injury and fatal traffic crashes. 2. To increase enforcement of occupant restraint, impaired driving,speed laws and motorcycle safety laws. 3. To achieve a higher use of safety belts,child safety seats, booster seats and motorcycle helmets. 4. To achieve a lower incidence of impaired driving involved injuries and fatalities. 5. To reduce the statewide motorcycle fatalities from the 2004 level of 157 to 123 by December 31, 2011. Enforcement performance objectives which will assist with meeting the program goals are as follows: For a project which encompasses a population of less than 2,500 30 to 40 hours per enforcement campaign Day(6 am— 11 pm) Occupant Protection Only Night(11 pm—6 am) 1. A minimum of one(1)motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30) percent of all citations must be for occupant 2. Thirty(30)percent of all citations must be for occupant protection violations. protection violations. 3. One(1)percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten(10) hours the Child Passenger Protection Act. The Illinois Child of actual patrol. Passenger Protection Act requires child safety seat or 4. A DUI processing rate of no more than two(2)hours booster seat usage up to age 8. The law further per arrest. requires all children up to age 16 driven by an adult to be restrained by a safety belt in both front and rear seating positions. I Printed 9/14/10 Page 3 of 37 TS 08 STEP(08/18/10) For projects which encompass a population of 2,501- 10,0004-,40 to 50 hours per enforcement campaign Day(6 am-11 pm) Occupant Protection Only Night(11 pm-6 am) riL 1. A minimum of one(1)motorist contact(citations only) 1. A minimum of one(1)motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30)percent of all citations must be for occupant 2. Thirty(30)percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two(2)hours per arrest. For a project which encompasses a population of 10,001-25,0004-, 50 to 70 hours per enforcement campaign Day(6 am-11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1)motorist contact(citations only) 1. A minimum of one(1)motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30)percent of all citations must be for occupant 2. Thirty(30)percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two(2) hours per arrest. or projects which encompass a population of 25,001-50,0004-, 70 to 120 hours per enforcement campaign Day(6 am-11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1) motorist contact(citations only) 1. A minimum of one(1)motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty(30) percent of all citations must be for occupant 2. Thirty(30)percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten(10) hours of the Child Passenger Protection Act actual patrol. 4. A DUI processing rate of no more than two(2) hours per arrest. For a project which encompasses a population over 50,0004-0 130 to 150 hours per enforcement campaign Day(6 am-11 pm) Occupant Protection Only Night(11 pm-6 am) 1. A minimum of one(1)motorist contact(citations only) 1. A minimum of one(1) motorist contact(citations only) for every 60 minutes of patrol. for every 90 minutes of patrol. 2. Thirty (30) percent of all citations must be for occupant 2. Thirty(30) percent of all citations must be for occupant protection violations. protection violations. 3. One(1) percent of all citations must be for violations of 3. A minimum of one DUI arrest for every ten (10) hours of the Child Passenger Protection Act. actual patrol. 4. A DUI processing rate of no more than two (2) hours per arrest. ribk Printed 9/14/10 Page 4 of 37 TS 08 STEP(08/18/10) Restrictions&Procedures Flexible Roadside Safety Checks "Flexible Roadside Safety Checks"will again be offered during the alcohol-related campaigns. The intent of this option is to create the illusion of a Roadside Safety Check without the staffing commitment of an actual Roadside Safety Check. This tactic has successfully affected the public perception in other parts of the country. Advance public notice is not required. The following requirements must be met to conduct this detail, sometimes referred to as a"Phantom RSC". It is important to remember that this is not an actual RSC detail. • Must be conducted on a date when a Roadside Safety check is being conducted within ten miles of the intended area for the Flexible RSC. The regularly scheduled RSC does not have to be conducted by the agency planning the Flexible RSC. • One or two officers only. • Three hours in duration overlapping the regularly scheduled RSC. • Must move at least once for a minimum of two locations during the three hours. • Must prominently display RSC signs where they can be seen by the public. • Overhead rotating squad car lights must be operating during the detail to attract attention and provide for safety. • -Traffic should not be impeded or blocked. • No cars are to be checked or stopped unless officers observe a violation that would warrant enforcement action under normal patrol conditions. • Consider supplementing the detail with regular patrol units to stop drivers who violate traffic laws avoiding the detail location. Methods of Procedure Conduct at least six and up to ten enforcement campaigns with special emphasis on increased enforcement of impaired driving, and secondary enforcement of speed and occupant protection laws for the RSC's and impaired driving saturation patrols, and special emphasis on increased enforcement of occupant restraint for the SBEZ's and safety belt saturation patrols. Additional RSC's and SBEZ's and all saturation patrols allowed should follow the same guidelines. The increased activity conducted by the local agency will coincide with the established timetable. 1. The enforcement campaigns must follow a five-step schedule that consists of the following: Steps Activity 1 , Begin press releases to promote enforcement activity. 2 Begin Pre-enforcement activities. Examples: letters to editors, local newspapers, TV interviews, media event, community education, etc. Begin campaign activities. Conduct the enforcement campaign for a minimum of 3 specified overtime hours. Patrols must be spread out over the enforcement campaign period during the times of high crash incidence (i.e.weekends, holidays from 11:00 pm—6:00 am). 4 Begin Post-enforcement media releases to highlight campaign effectiveness. Examples: number of citations written, hours patrolled, etc. Obtain and collect data from campaign. Report this information on the appropriate 5 form. The forms are due for collection on the date listed for the specific campaign on the attached calendar. For additional campaigns the report is due by the 10 th day following the enforcement. Printed 9/14/10 Page 5 of 37 TS 08 STEP(08/18/10) 2. At the beginning of the grant enforcement campaign, information outlining all phases of the program shall be given to police department personnel, news media, and court(prosecutors and judges)personnel. 3. Daily instructions shall be given at roll call outlining program goals. ('k. Local agencies shall utilize only Illinois Law Enforcement Training and Standards Board (ILETSB)certified police officers or deputies for the overtime enforcement. Personnel must also be trained in DUI enforcement techniques and standard field sobriety tests. 5. All personnel participating in alcohol-related grant activities must be trained in the Standardized Field Sobriety Tests. Approved training in this area consists of the 24-hour NHTSA, DWI Detection and Standardized Field Sobriety Testing course(24-hour course)or the IDOT-DTS created 8-hour refresher. Those personnel attending an ILETSB accredited academy or a 24-hour course provided by one of the MTUs within two years of the start of the grant year have satisfied this requirement(any SFST course shorter than 24 hours will not qualify for this requirement). Those personnel who have not taken the 24-hour course or the 8-hour refresher within two years of October 1, may satisfy the requirement by attending either the 24-hour course or the 8-hour refresher created by IDOT-DTS. These courses must be taught by certified SFST instructors. 6. Conduct a minimum of four(4)nights of enforcement on four(4)separate dates of the National Enforcement Crackdown associated with the Labor Day Holiday Campaign. 7. Provide overtime traffic enforcement for the specified hours spread throughout the enforcement period with an emphasis on impaired driving and occupant restraint laws. 8. Officers will be permitted, and encouraged, to issue multiple citations to drivers who have committed several violations; such as, DUI,other alcohol related, and failure to wear safety belt. 9. IDOT will reimburse expenditures for personal services and operation of automotive equipment by hire-back officers conducting overtime enforcement. 10. IDOT will provide, upon request, materials to assist the local agency in preparing public information campaigns and media releases. 1. The applicant agency must be prepared to participate in Public Hearings and promotional events at the request of robl DTS. 12. Cost records and accounts pertaining to the work covered by this agreement shall be kept available for inspection for a period of three(3)years following the date of final payment. Copies of such records shall be made available, upon request, to IDOT representatives. 13. Complete all DTS required forms and submit in a timely manner. Reporting 1. A progress report must be submitted to IDOT after each enforcement campaign. The report is due by the date listed for the specific campaign on the attached current year calendar, and shall consist of: • Completed TS 205 form for all campaigns. • Copies of public information and education campaign materials, media releases, articles, etc., that were published. 2. The final report is due no later than November 1 and should be accompanied by the final claim for reimbursement. The final report should include: • County-wide or city-wide fatal crash data for the project year. • County-wide or city-wide injury crash data for the project year. The reported crash data MUST be separated into two periods: 6:01 a.m. —10:59 p.m.and 11 p.m.—6:00 a.m. rbk Printed 9/14/10 Page 6 of 37 TS 08 STEP(08/18/10) Incentive Programs FY 2011 enforcement grantees will automatically be enrolled in the Holiday Mobilizations Enforcement Incentive Productivity Program(this is separate from the Memorial Day incentive productivity program). This program makes agencies eligible for valuable enforcement equipment drawings held after the following major holiday enforcement mobilizations: Memorial Day,July 4th, Labor Day,Thanksgiving and Christmas/New Years. Requirements of this program are simple: Conduct alcohol and/or safety belt enforcement during specified holiday timeframes AND return your completed TS 205 form to DTS by the specified date. Failure to complete and submit the reporting form by the specified time means your agency will NOT be eligible for the drawing. Reimbursement Highway Safety Projects are funded on a reimbursement basis. The law enforcement agency pays the cost for program operation using local funds. The agency then submits after each enforcement campaign a form TS 500, Highway Safety Project Claim for Reimbursement SEP, IMaGE, MAP and Mobilizations. This form is available on IDOT's website at http://www.dot.il.gov.trafficsafety/tsforms.html. Procedures for completing the claim for reimbursement are also available on the website. Any expenditure made prior to the agreement approval date is the responsibility of the local agency. The only line items eligible for reimbursement in the STEP program are hire back Personal Services, Mileage and Equipment. Funding for equipment is severely limited and needs to be accompanied by a separate document justifying the purchase of the equipment. Claims for Reimbursement will not be processed until required reports have been submitted. Failures to submit the final claim and reports by the November 1st due date will significantly delay payment as it may need to be processed through the Illinois Court of Claims. Please mail your original completed Highway Safety Project Agreement, Conditions and Certification and any required attachments to: Grants Process Coordinator 411) Illinois Department of Transportation Division of Traffic Safety 1340 North 9th Street P.O. Box 19245 Springfield, IL 62794-9245 Monitoring IDOT law enforcement liaisons may conduct on-site visits to observe project activities and progress toward completion of stated goals, as well as to provide assistance as needed. Failure to maintain operation of the project at the level agreed upon in the approved Highway Safety Project Agreement may result in the termination of funding. Revisions No revisions and/or alterations to the approved Highway Safety Project are to be made in the Agreement or Enforcement Plan of Activity without prior approval by DTS. Any revision must be requested in writing as stated in the"Agreement Conditions and Certifications". Typical reasons for a request for revision could be a revised patrol schedule,timetable, operational change or a budget revision. Justification must be furnished at the time of the request. The Project Director should not implement the alteration until a written response from the Division is received. Printed 9/14/10 Page 7 of 37 TS 08 STEP(08/18/10) Thanksgiving Holiday Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Tirrie Night Time(1 1 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 3 #of Officers (per detail) 6 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average _ TOTAL (per detail) _ (officers x hours x details) X Overtime Rate _ 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 X$0.50= $100.00 _ Total Mileage GRAND TOTAL OF ALL PATROL TYPES Thanksgiving GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $17,040.00 This will be your requested amount for this campaign. r Printed 9/14/10 Page 8 of 37 TS 08 STEP(08/18/10) Thanksgiving Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Awe Joint with Agency Joint will ISP 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average (per detail) — _ (officers x hours x details) x Overtime Rate = TOTAL 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate o TOTAL 0 0 $0.00 $0.00 #of Details 4111) (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Thanksgiving GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3,300.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 9 of 37 TS 08 STEP(08/18/10) Christmas&New Year's Campaign-Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum SO%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 1 Estimated Mileage 2,500 X$0.50= $1,250.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Christmas 1 New Year s GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $8,400.00 This will be your requested amount for this campaign. r Printed 9/14/10 Page 10 of 37 TS 08 STEP(08/18/10) Christmas&New Year's Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Wild Alone- Jontt with Agency Joint with ISP 4111) 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 • #of Officers (per detail) 7 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Fble RSC Checks will be administered by your agency Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details 441) (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Christmas&New Year s GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3,300.00 4111) This will be your requested amount for this campaign. Printed 9/14/10 Page 11 of 37 TS 08 STEP(08/18/10) Super Bowl Campaign-Optional Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate C 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Estimated Mileage 0 X$0.50= $0.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Super Bowl GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $000 This will be your requested amount for this campaign. (111k Printed 9/14/10 Page 12 of 37 TS 08 STEP(08/18/10) Super Bowl Holiday Campaign—Optional Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone Joint with Agency Joint with ISP 6-7 Officet„s 6-7 Otter: 1-6 Officers 0 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate c TOTAL 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety Flexible RSC • Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage owl GRAND TOTAL OF ALL PATROL TYPES Su GRAND Super TOTAL The grand total should be the total of the 3"total"boxes above. $1,200.004111141) This will be your requested amount for this campaign. Printed 9/14110 Page 13 of 37 TS 06 STEP(06116/10) St.Patrick's Day Campaign—Mandatory Participation Safety Belt Enforcement Zones(SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate c 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) _ (officers x hours x details) x Overtime Rate 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Estimated Mileage 0 X$0.50= $0.00 _ Total Mileage GRAND TOTAL OF ALL PATROL TYPES St Patrick's Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0.00 This will be your requested amount for this campaign. r Printed 9/14/10 Page 14 of 37 TS 08 STEP(08/18/10) St. Patrick's Day Holiday Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Sta" d Maine `Joiptwith, ency Joint with ISP 6-7 Officers '6-7 Officers 1-6 Officers 0 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "'Restrictions Apply""' (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate 0 0 $0.00 $0.00 #of Details '411) (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage _200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES St Patrick's Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $1200.00 This will be your requested amount for this campaign. Printed 9114110 Page 15 of 37 TS 08 STEP(08/18/10) Cinco de Mayo Campaign—Optional Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers \ (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) Overtime Rate 0 0 x $0.00 $0.00 #of Details (total for campaign) 0 Estimated Mileage 0 X$0.50= $0.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Claw de Mayo GRAND TOTAL The grand total should be the total of the 2"total"boxes above. MOO This will be your requested amount for this campaign. Printed 9/14/10 Page 16 of 37 TS 08 STEP(08/18/10) Cinco de Mayo Holiday Campaign—Optional Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stand Alone l' Joint with Agerioy Joint with ISP 6-7 Officers 6-7 Officers 1-6 Officers 0 0 0 #of Officers (per detail) 0 • #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Flexible Roadside Safety moble RSC Checks will be administered by your agency ""Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details 4.411) (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 40 $60.00 $2,400.00 #of Details (total for campaign) 2 Estimated Mileage 400 X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Cinco de Mayo GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $2,400.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 17 of 37 TS 08 STEP(08/18/10) Memorial Day Holiday Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day lime Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 3 #of Officers (per detail) 6 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate n 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate c 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 X$0.50= $100.00 Total Mileage • GRAND TOTAL OF ALL PATROL TYPES Memorial Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $17,040.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 18 of 37 TS 08 STEP(08/18/10) Memorial Day Holiday Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). 411) Stand Alone Joint with Agency Joint with tSP 6-7 Office, 6-7 Officers 1-6(hers 1 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate o TOTAL 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency '"*Restrictions Apply** (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 1 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 20 $60.00 $1,200.00 #of Details (total for campaign) 1 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Memorial Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $3.300.004") This will be your requested amount for this campaign. Printed 9/14/10 Page 19 of 37 TS 08 STEP(08118/10) Independence Day Campaign—Mandatory Participation (Pik Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 0 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate a 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 (11.' #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) _ (officers x hours x details) x Overtime Rate 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 _ X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Independence Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $8,400.00 This will be your requested amount for this campaign. C Printed 9/14/10 Page 20 of 37 TS 08 STEP(08/18/10) Independence Day Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). 14111) Stand 4loint with Agen ,cy )oirrt with ISP 6-7Officers 64 Officers ° 1-6 Officers 2 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate 5 70 $60.00 $4,200.00 #of Details (total for campaign) 2 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency *"Restrictions Apply"" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 40 $60.00 $2,400.00 #of Details (total for campaign) 2 Estimated Mileage 400 X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Independence Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $6,600.00 This will be your requested amount for this campaign. Printed 9/14/10 Page 21 of 37 TS 08 STEP(08/18/10) Labor Day Campaign—Mandatory Participation Safety Belt Enforcement Zones (SBEZ's) Indicate the number of Night Time or Day Time SBEZ's your agency will conduct(not#of officers). Day Time Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) Safety Belt Enforcement Zone(s)-(minimum 50%) 9 3 #of Officers (per detail) 6 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 2 144 $60.00 $8,640.00 #of Details (total for campaign) 12 Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 14 #of Officers (per detail) 5 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) X Overtime Rate 2 140 $60.00 $8,400.00 #of Details (total for campaign) 14 Estimated Mileage 200 X$0.50= $100.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Labor Day GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $17,040.00 This will be your requested amount for this campaign. r Printed 9/14/10 Page 22 of 37 TS 08 STEP(08/18/10) Labor Day Holiday Campaign—Mandatory Participation Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). Stall'Alone JointWith Agency Joints th ISP 4111) 6-7 Officers 6-7 Officers 1-6 Officers 1 0 0 #of Officers (per detail) 7 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 5 35 $60.00 $2,100.00 #of Details (total for campaign) 1 Indicate how many of the following Flexible Roadside Safety Flexible RSC Checks will be administered by your agency "Restrictions Apply" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 5 40 $60.00 $2,400.00 #of Details (total for campaign) 2 Estimated Mileage 400 X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Labor Day GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $4,500.00 *41111) This will be your requested amount for this campaign. Printed 9/14/10 Page 23 of 37 TS 08 STEP(08/18/10) Additional Occupant Protection Enforcement—Optional Participation Dates to be Determined by the Local Agency Indicate the number of Night Time SBEZ's your agency will conduct(not#of officers). Dates of SBEZ's must be approved by the assigned DTS LEL in advance of the detail. The number of hours utilized for these enforcement zones cannot exceed the number of hours utilized for the Memorial Day Campaign. Night Time(11 pm-6 am) Safety Belt Enforcement Zone(s) 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate = 0 0 $0.00 $0.00 #of Details (total for campaign) 0 r Indicate how many of the following Roving Saturation Night Time(11 pm-6 am) Patrols will be administered by your agency Roving Saturation Patrols (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate 0 0 $0.00 $0.00 #of Details (total for campaign) 0 Estimated Mileage 0 X$0.50= $0.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Additional Enforcement GRAND TOTAL The grand total should be the total of the 2"total"boxes above. $0.00 This will be your requested amount for this campaign. (Mk Printed 9/14/10 Page 24 of 37 TS 08 STEP(08/18/10) Additional Impaired Driving Enforcement—Optional Participation Dates to be Determined by the Local Agency Roadside Safety Checks Indicate how many of the following Roadside Safety Checks will be administered by your agency(not#of officers). 11) Stand A• Jpint with Agency Joh with ISP 6-7 et 6-7 Officers 1-6 Officers 2 1 0 #of Officers (per detail) 7 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 5 105 $60.00 $6,300.00 #of Details (total for campaign) 3 Indicate how many of the following Flexible Roadside Safety flexible RSC Checks will be administered by your agency "Restrictions Apply'" (not#of officers). 0 #of Officers (per detail) 0 #of Hours Total Hours Average (per detail) (officers x hours x details) x Overtime Rate = TOTAL 0 0 $0.00 $0.004411) #of Details (total for campaign) 0 Indicate how many of the following Roving Saturation Patrols Roving Saturation Patrols will be administered by your agency(not#of officers). 2 #of Officers (per detail) 4 #of Hours Total Hours Average TOTAL (per detail) (officers x hours x details) x Overtime Rate 5 40 $60.00 $2,400.00 #of Details (total for campaign) 2 Estimated Mileage 400 X$0.50= $200.00 Total Mileage GRAND TOTAL OF ALL PATROL TYPES Additional Enforcement GRAND TOTAL The grand total should be the total of the 3"total"boxes above. $8,700.00 AI) This will be your requested amount for this campaign. Printed 9/14/10 Page 25 of 37 TS 08 STEP(08/18/10) " FFY 2011 Campaign Consolidation Dates Data Collection Paid Potential Kickoff Campaign Post Enforcement Form Due Campaign Advertising Press Release Enforcement Media Release *(Required for Emphasis Campaign Dates Incentive Program) Thanksgiving Safety Belt Yes November 11-23, November 12-28, November 29- * December 6, 2010 Holiday Campaign Enforcement 2010 2010 December 5, 2010 Christmas& New December 16-23, December 17, 2010 Year's Campaign Impaired Driving Yes 2010 -January 2, 2011 January 3-9, 2011 *January 10, 2011 Super Bowl Holiday January 28- Campaign Impaired Driving No February 1-5, 2011 February 6, 2011 February 7-13, 2011 February 14, 2011 (Optional) St. Patrick's Day Impaired Driving No March 11-17, 2011 March 11 -20, 2011 March 21 -27, 2011 March 28, 2011 Holiday Campaign Cinco de Mayo April 28-May 5, April 29-May 8, May 9- 15, 2011 May 16, 2011 Holiday Campaign Impaired Driving No 2011 2011 (Optional) Memorial Day Safety Belt Yes May 12-26, 2011 May 13-30, 2011 May 31 -June 5, *June 6, 2011 Holiday Campaign Enforcement 2011 July 4th Holiday Impaired Driving Yes June 16-30, 2011 June 17-July 4, July 5- 10, 2011 *July 11, 2011 Campaign 2011 August 18- August 19- September 6- 11, *September 12, 2011 Labor Day Holiday Impaired Driving Yes Campaign September 1, 2011 September 5, 2011 2011 Additional Roadside Submit to LEL in Within 10 days of Submit to LEL in Submit to LEL in Safety Checks Impaired Driving No advance for completion of advance for approval advance for approval (Optional) approval enforcement Additional Safety Submit to LEL in Within 10 days of Belt Enforcement Safety Belt Submit to LEL in Submit to LEL in Zones Enforcement No advance for advance for approval advance for approval completion of (Optional) approval enforcement Printed 9/14/2010 Page 26 of 37 TS 08 STEP(08/18/10) 8. Highway Safety Project Agreement Conditions and Certifications The following certifications, assurances, general conditions of approval and procedural guidelines constitute a part of the Highway Safety Project Agreement Signatories of the Highway Safety Project Agreement Conditions and Certifications Al agree that these conditions and procedures will be adhered to unless amended in writing. Any State or Federal statute, administrative rule, regulation or other publication referred to in this agreement may not contain the complete language. The official published text, which is incorporated herein by reference, shall be the controlling authority for this agreement. State of Illinois Certifications,Assurances and Conditions of Approval A. Laws of Illinois. The Highway Safety Project Agreement("AGREEMENT")between the Applicant Agency ("GRANTEE")and the Illinois Department of Transportation("DEPARTMENT")shall be governed in all respects by the laws of the State of Illinois. B. Agreement Alterations or Modifications. All alterations or modifications to the AGREEMENT provisions, conditions or certifications must be requested in writing and must be approved by the DEPARTMENT in writing, before work is started,to become effective and part of the AGREEMENT. No oral understanding or agreement shall be binding upon either party. C. Procurement Procedures. All procurement transactions for Contractual Services, Commodities and Equipment shall be conducted in a manner that provides maximum open and free competition. The GRANTEE shall also meet the following minimum procedural requirements. 1. Subcontracting. Subcontracting,assignment or transfer of all or part of the interests of the GRANTEE concerning any of the obligations covered by this Agreement is prohibited without prior written consent of the DEPARTMENT. 2. Procurement of Goods or Services—Federal Funds. For purchases of products or services with any Federal funds that cost more than$3,000.00 but less than the simplified acquisition threshold fixed at 41 U.S.C. 403(11), (currently set at$100,000.00)the GRANTEE shall obtain price or rate quotations from an adequate number(at least three)of qualified sources. Procurement of products or services with any Federal funds that are in excess of the simplified acquisition threshold fixed at 41 U.S.C.403(11), (currently set at $100,000.00)will require the GRANTEE to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GRANTEE,the procedures of the DEPARTMENT will be used, provided that the procurement procedures conform to the provisions in Condition H.10 below. The GRANTEE may only procure products or services from one source with any Federal funds if: (1)the products or services are available only from a single source; or(2)the DEPARTMENT authorizes such a procedure; or, (3) after solicitation of a number of sources, competition is determined inadequate. 3. Procurement of Goods or Services—State Funds. For purchases of products or services with any State of Illinois funds that cost more than$10,000.00,($5,000.00 for professional and artistic services) but less than the small purchase amount set by the Illinois Procurement Code Rules, (currently set at$31,300.00 and $20,000.00 for professional and artistic services)the GRANTEE shall obtain price or rate quotations from an adequate number(at least three)of qualified sources. Procurement of products or services with any State of Illinois funds in excess of the small purchase amount(currently set at$31,300.00 for goods and services and $20,000.00 for professional and artistic services)will require the GRANTEE to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GRANTEE, the procedures of the DEPARTMENT will be used. The GRANTEE may only procure products or services from one source with any State of Illinois funds if: (1)the products or services are available only from a single source; or(2)the DEPARTMENT authorizes such a procedure; or, (3)after solicitation of a number of sources, competition is determined inadequate. The GRANTEE shall include a requirement in all contracts with third parties that the contractor or consultant will comply with the requirements of this Agreement in performing such contract, and that the contract is subject to the terms and conditions of this Agreement. 4. Employment of DEPARTMENT Personnel. GRANTEE will not employ any person or persons currently employed by the DEPARTMENT for any work required by the terms of this Agreement. I Printed 9/14/2010 Page 27 of 37 TS 08 STEP(08/18/10) 5. The GRANTEE shall maintain records sufficient to detail the significant history of procurement. These records shall include, but are not necessarily limited to: information pertinent to rationale for the method of procurement, selection of contract type,contractor selection or rejection and basis for the cost or price. 6. No DEPARTMENT employee shall participate in the procurement of products or services if a conflict of interest, real or apparent,would be involved. No employee shall solicit or accept anything of monetary value from bidders or suppliers. D. Cost Principles. The cost principles of this Agreement are governed by the cost principles found in Title 49, Code of Federal Regulations, Part 18.22,and OMB Circular A-87, State, local or Indian tribal government or OMB A-122, Private nonprofit organization other than (1) institution of higher education, (2)hospital, or(3) organization named in OMB Circular A-122 as not subject to that circular or OMB Circular A-21, Educational institutions as appropriate; and all costs included in this Agreement are allowable under Title 49,Code of Federal Regulations, Part 18.22 and OMB Circular A-87, State, local or Indian tribal government or OMB A-122, Private nonprofit organization other than(1)institution of higher education, (2) hospital, or(3) organization named in OMB Circular A-122 as not subject to that circular or OMB Circular A-21, Educational institutions as appropriate. E. Requirements for Consultant Contracts and Subcontracts. After a consultant and/or subcontractor is selected in accordance with all requirements of this AGREEMENT including the Sections titled Procurement Procedures and Cost Principles, as detailed herein,the consultant contract or subcontract shall be submitted to the DEPARTMENT for approval prior to execution. The GRANTEE and consultant and/or subcontractor are subject to all conditions and certifications of this AGREEMENT and 49 CFR Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Government or 49 CFR Part 19 Uniform Administrative Requirements for Grants'and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations,whichever is applicable. F. Travel Out of State. All out of state travel requires specific approval from the DEPARTMENT on a case by case basis. To allow adequate time for approval, out of state travel must be submitted for approval at least 30 days prior to the planned trip. G. Method of Payment. Funds shall not be advanced to the GRANTEE but rather reimbursed for actual expenditures upon submission of proper supportive documentation. Copies of the original source records which evidence all expenditures shall be submitted with claims for reimbursement of costs. Only those costs incurred within the approved project period and budget are eligible for reimbursement. 1. Because the DEPARTMENT is responsible for obtaining federal reimbursement for project expenditures, it is necessary that the DEPARTMENT monitor all procedures and documents which will be used to claim and support project related expenditures. Original documentation to verify the amounts, uses and recipients of all disbursements of funds shall be retained in accordance with 49 CFR Part 18, Subpart A, Section 18.42 and shall be available for audit at any time during the project and retention period. 2. Proper supportive documentation required for costs incurred is described in the guidelines entitled, "Procedures for Submittal of Claims for Reimbursement", incorporated herein by reference and which shall be furnished by the DEPARTMENT to the GRANTEE. A copy of this document is also available on the Department's website. 3. Claims for reimbursement shall be in accordance with the rates established in the Project Budget established in this AGREEMENT and shall be submitted on a monthly or quarterly basis. All claims shall be signed by both the Project Director and the GRANTEE'S Authorizing Representative. The final claim for reimbursement must be received by the DEPARTMENT by November 1st or within 30 days following the expiration of the grant, whichever is earlier,to receive payment. Failure by GRANTEE to present such invoices prior to said date may require GRANTEE to seek payment of such invoices through the Illinois Court of Claims and the Illinois General Assembly. No payments will be made for services performed prior to the effective date of this Agreement. 4. Claims for reimbursement by the GRANTEE to the DEPARTMENT pursuant to this AGREEMENT shall be sent to your assigned Department contact. r Printed 9/14/2010 Page 28 of 37 TS 08 STEP(08/18/10) H. Allocation of Grant Funds. 1. The GRANTEE may spend only those funds which are eligible for reimbursement by the DEPARTMENT. This grant authorizes the GRANTEE to request reimbursement for no more than the limits established by the Proposed Project Budget. 2. Prior approval from the DEPARTMENT is required for all fund transfers between cost categories of the Proposed Project Budget. The GRANTEE must submit a written request to the DEPARTMENT detailing the amount of transfer,the cost categories from and to which the transfer is to be made, and the rationale for the transfer. I. Termination or Cancellation of the Highway Safety Project Agreement. No termination or cancellation of the AGREEMENT shall be effective unless the following conditions are met. 1. The obligation of the State of Illinois and the DEPARTMENT shall cease immediately without penalty or further payment being required if, in any fiscal year,the Illinois General Assembly or Federal funding source fails to appropriate or otherwise make available funds for the agreement. 2. This AGREEMENT may be terminated or cancelled by either party upon thirty(30)days written notice. 3. Failure to carry out the conditions set forth herein shall constitute a breach of the AGREEMENT and may result in termination of the AGREEMENT or such remedy as appropriate. Upon termination, the GRANTEE will be paid for work satisfactorily completed prior to the date of termination. J. Project Monitoring. 1. GRANTEE shall consult with and keep the DEPARTMENT fully informed as to the progress of all matters covered by this Grant. 2. The GRANTEE agrees to submit a report monthly or as otherwise stipulated in the AGREEMENT of all safety activities related to the grant and/or contract using the template provided by the DEPARTMENT. Additionally the GRANTEE must inform the DEPARTMENT as soon as possible of any issues/events that may have significant impact on grant activity or accomplishment. Dependent on the Department's needs to accurately and timely report project milestones,a supplemental approval of less frequent reporting may be considered by the Department. 3. The GRANTEE agrees to attend progress meetings upon request of the DEPARTMENT to provide information and discuss the accomplishments and expectations of the Highway Safety Project. 4. The DEPARTMENT may conduct periodic on-site reviews of all ongoing highway safety projects to monitor adherence to the AGREEMENT and to review progress, procedures and claims for reimbursement. The Department's representative shall have access to GRANTEE'S work and applicable records whenever it is in preparation or progress,and GRANTEE shall provide for such access and inspection. 5. The final report shall be submitted to the DEPARTMENT within 30 days after the expiration date of the project or as stipulated in this AGREEMENT. 6. GRANTEE will obtain prior approval from the DEPARTMENT with respect to all enforcement locations. K. Prior Approval of Media and Ownership of Data and Creative Material. 1. All articles, publications, news releases, exhibits,video, audio materials, reports and all other work products produced by the GRANTEE under this grant and/or contract shall be submitted to the DEPARTMENT for approval prior to development and shall become and remain the property of the DEPARTMENT. 2. All articles, publications, news releases, exhibits,video or audio materials prepared by the GRANTEE shall use the DEPARTMENT'S logo and shall identify the DEPARTMENT as the funding source by including the statement: "This project is funded by the Illinois Department of Transportation, Division of Traffic Safety". Printed 9/14/2010 Page 29 of 37 TS 08 STEP(08/18/10) 3. The DEPARTMENT reserves a royalty-free,nonexclusive and irrevocable license to reproduce, publish or otherwise use, and to authorize others to use,for State or Federal government purposes: (a)the copyright in any work developed under a grant, subgrant, or contract under a grant or subgrant; and(b)any rights of copyright to which a GRANTEE,subgrantee,or a contractor purchases ownership with grant support 4. TDD. All printed, visual and auditory materials,which contain a phone number, must also contain a TDD number. The Ameritech relay number(800)526-0844(TDD only)may be used to fulfill this requirement. 5. Closed Captioning. All public service announcements funded, in whole or in part,through this Federal highway safety program must be closed-captioned for the hearing impaired. 6. GRANTEE will invite members of the DEPARTMENT to attend media events. 7. GRANTEE will coordinate with the DEPARTMENT to arrange photographic opportunities for major events. L. Equal Employment Opportunities—Affirmative Action Sexual Harassment—Illinois Human Rights Act. GRANTEE complies with the Illinois Department of Human Rights Act and rules applicable to public GRANTS, including equal employment opportunity, refraining from unlawful discrimination, and having written sexual harassment policies(775 ILCS 5/2-105). M. Safety Belt Use Requirements. 1. In accordance with the Illinois Mandatory Seat Belt Law(625 ILCS 5/12-603.1) the GRANTEE shall establish a safety belt use policy requiring employees to use the appropriate occupant restraint protection devices as provided in the vehicle being driven while on official business. 2. A copy of the safety belt policy shall be provided to the Department and also retained locally in the project file and available for review. N. Indemnification. Unless prohibited by State law,the GRANTEE agrees to hold harmless and indemnify the DEPARTMENT,and its officials,employees, and agents, from any and all losses, expenses, damages(including loss of use), suits, demands and claims arising out of any work or services performed by the GRANTEE and/or the GRANTEE'S employees,officials, agents,contractors and subcontractors in connection with this Agreement and shall defend any suit or action,whether at law or in equity, based on any alleged injury or damage of any type arising from the actions or inactions of the GRANTEE and/or the GRANTEE'S employees, officials, agents, contractors and subcontractors, and shall pay all damages,judgments,costs, expenses, and fees, including attorney's fees, incurred by the DEPARTMENT and its officials, employees and agents in connection therewith. O. Illinois Grant Funds Recovery Act. Grant Funds are available for expenditure or obligation by the GRANTEE for the period of time set out in block 3, page 1, of this agreement. All funds remaining at the end of the grant agreement or at the expiration of the period of time grant funds are available for expenditures or obligation by the GRANTEE must be returned to the State within 45 days. Any grant funds which have been misspent or are being improperly held are subject to recovery in accordance with the"Illinois Grant Funds Recovery Act". (30 ILCS 705). P. Educational Loan Default Act. The GRANTEE certifies that he/she is not in default on an education loan as provided in the Educational Loan Default Act. (5 ILCS 385/0.01 et seq.) Q. Property and Equipment. 1. The GRANTEE shall maintain and inventory all property and equipment purchased under this AGREEMENT. The requirements relative to equipment inventory, use and disposition are detailed in the publication"Property Management Standards"furnished upon request by the DEPARTMENT. Printed 9/14/2010 Page 30 of 37 TS 08 STEP(08/18/10) 2. The property and equipment purchased under this grant must be utilized by the GRANTEE for the sole purpose of furthering the safety project as defined in the project description for its entire useful life. 3. The DEPARTMENT and National Highway Traffic Safety Administration (NHTSA) retain title interest in all property and equipment purchased under this grant. In the event that the GRANTEE fails or refuses to comply with the provisions or terminates this AGREEMENT,the DEPARTMENT,at its discretion, may take either of the following actions: (a) Require the GRANTEE to purchase the property or equipment at fair market value or other mutually agreed upon amount; or(b) require the GRANTEE to transfer the property or equipment and title, if any,to the DEPARTMENT, or to another party, as directed by the DEPARTMENT. 4. Nonexpendable property,defined as property having an acquisition cost of$5,000.00 or more with a life expectancy of more than one year is subject to periodic inspection by the DEPARTMENT. Non-expendable property purchased under this AGREEMENT shall not be sold,traded, or disposed of in any manner without the express written permission of the DEPARTMENT. R. Official Misconduct and Interference with Public Contracting. The GRANTEE certifies that he/she has not been convicted of Official Misconduct under Section 720 ILCS 5/33-1 for bribery or attempting to bribe an officer or employee of the State of Illinois, nor has the GRANTEE made an admission of guilt of such conduct which is a matter of record, nor has an official, agent or employee of the GRANTEE been so convicted nor made an admission of bribery. Further,the GRANTEE certifies that he/she is not barred from contracting as a penalty for Interference with Public Contracting under Section 720 ILCS 5/33-e-1, et seq. S. Equal Pay Act of 2003. No employer may discriminate between employees on the basis of sex by paying wages to an employee at a rate less than the rate at which the employer pays wages to another employee of the opposite sex for the same or substantially similar work on jobs the performance of which requires equal skill, effort, and responsibility, and which are performed under similar working conditions subject to exceptions under Section 820 ILCS 112 as implemented by 56 III. Admin. Code Part 320. T. Debt Certification. GRANTEE and its affiliates are not delinquent in the payment of any debt to the State(or if delinquent has entered into a deferred payment plan to pay the debt), and GRANTEE and its affiliates acknowledge the DEPARTMENT may declare the contract void if this certification is false(30 ILCS 500/50-11)or if GRANTEE or an affiliate later becomes delinquent and has not entered into a deferred payment plan to pay off AIN the debt. (30 ILCS 500/50-60.) U. Traffic Stop Statistical Study. If the GRANTEE is a law enforcement agency required to participate in the Traffic Stop Statistical Study,the GRANTEE certifies their compliance with all requirements in accordance with 625 ILCS 5/11-212 and the procedures adopted by the DEPARTMENT. V. Confidentiality Clause. Any documents, data, records, or other information given to or prepared by GRANTEE pursuant to this Agreement shall not be made available to any individual or organization without prior written approval by the DEPARTMENT. All information secured by GRANTEE from the DEPARTMENT in connection with the performance of services pursuant to this Agreement shall be kept confidential unless disclosure of such information is approved in writing by the DEPARTMENT. W. Ownership of Documents. All documents, data and records produced by GRANTEE in carrying out GRANTEE'S obligations and services hereunder,without limitation and whether preliminary or final, shall become and remain the property of the DEPARTMENT and GRANTEE. The DEPARTMENT shall have the right to use all such documents, data and records without restriction or limitation and without additional compensation to GRANTEE. All documents, data and records utilized in performing research shall be available for examination by the DEPARTMENT upon request., Upon completion of the services hereunder or at the termination of this Agreement, all such documents, data and records shall, at the option of the DEPARTMENT, be appropriately arranged, indexed and delivered to the DEPARTMENT by GRANTEE. X. Audits. The records and supportive documentation for all completed projects are subject to an on-site audit by the Illinois Department of Transportation, Bureau of Budget and Fiscal Management's Audits Section. The DEPARTMENT reserves the right to inspect and review, during normal working hours, the work papers of the independent auditor in support of their audit report. Printed 9/14/2010 Page 31 of 37 TS 08 STEP(08/18/10) • 9. Federal Certifications,Assurances and Conditions of Approval The GRANTEE assures that in carrying out any project supported by federal funds it will comply with all applicable federal statutes, regulations, executive orders, National Highway Traffic Safety Administration (NHTSA)guidelines, Federal Transit Administration(FTA)Circulars, Office of Management and Budget(OMB)Circulars and other federal requirements as referenced in the NHTSA Highway Safety Grant Management Manual available at http://www.nhtsa.dot.gov/nhtsa/whatsup/tea21/GrantMan/HTM000_Manl_Contentsl_01.html This Grant is funded by federal funds. The Catalog of Federal Domestic Assistance number for the funds supporting this grant is listed on the signature page of this agreement. Further information can be found at: http://12.46.245.173/cfda/cfda.html The GRANTEE recognizes that federal laws, regulations, policies, and administrative practices may be modified from time to time and those modifications may affect project implementation. The GRANTEE agrees that the most recent federal requirements will apply to the project. A. BUY AMERICA Provisions. The GRANTEE will comply with the provisions of the Buy America Provisions (23 USC 313)which contains the following requirements. Only steel, iron and manufactured products produced in the United States may be purchased with Federal funds unless the Secretary of Transportation determines that such domestic purchases would be inconsistent with the public interest;that such materials are not reasonably available and of a satisfactory quality; or that inclusion of domestic materials will increase the cost of the overall project contract by more than 25 percent. Clear justification for the purchase of non-domestic items must be in the form of a waiver request submitted to and approved by the Secretary of Transportation. B. Disadvantaged Business Enterprises Program Participation Assurance. In accordance with 49 CFR 26.13, as amended,the GRANTEE assures that it shall not discriminate on the basis of race,color, national origin, or sex in the implementation of the project. The GRANTEE further assures it shall take all necessary and reasonable steps as set forth in 49 CFR Part 26 as amended,to ensure nondiscrimination in the award and administration of all third party contracts and subagreements. Implementation of the Disadvantaged Business Enterprise(DBE) program is a legal obligation of the DEPARTMENT,and failure by the GRANTEE to carry out the applicable requirements of 49 CFR Part 26 as amended and any requirements of the DEPARTMENT'S DBE program shall be treated as a material breach of this AGREEMENT which may result in the termination of this AGREEMENT or such other remedy as the DEPARTMENT deems appropriate. C. Document Retention and Access. The GRANTEE certifies that it will comply with the retention and access requirements for records established by 49 CFR Part 18, Subpart A, Section 18.42. The required records and documentation relating to the grant and/or contract shall be retained for a minimum of three years after the starting date of the retention period as defined in Section 18.42. The DEPARTMENT or their authorized representative shall have the right of access to any books,documents, papers, or other records of grantees, subgrantees, contractors and subcontractors which are pertinent to the grant and/or contract, in order to make audits,examinations,excerpts and transcripts. The right of access is not limited by the required retention period and shall last as long as the records are retained. D. Control of Property. GRANTEE certifies that the control, utilization and disposition of property or equipment acquired using federal funds is maintained according to the provisions of OMB Circular A-102 Grants and Administrative Requirements for State and Local Governments or OMB Circular A-110 Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations,whichever is applicable_ E. Certification Regarding Lobbying—Certification for Contracts,Grants,Loans and Cooperative Agreements. 1. The GRANTEE shall not use any funds appropriate under this AGREEMENT for any activity specifically designed to urge or influence a State or local legislator to favor or oppose the adoption of any specific legislative proposal pending before any State or local legislative body. Such activities include both direct and indirect(e.g., "grassroots") lobbying activities. r Printed 9/14/2010 Page 32 of 37 TS 08 STEP(08/18/10) 2. As required by the United States Department of Transportation (USDOT) regulations,"New Restrictions on Lobbying", at 49 CFR 20.110,the GRANTEE'S authorized representative certifies to the best of his or her knowledge and belief that for each agreement for federal assistance exceeding$100,000.00: a. No federal appropriated funds have been or will be paid, by or on behalf of the GRANTEE, to any person for influencing or attempting to influence an officer or employee of any agency, a member of Congress,or an employee of a member of Congress in connection with the awarding of any federal contract, the making of any federal grant,the making of any federal loan, the entering into of any cooperative agreement or the extension,continuation, renewal,amendment or modification of any federal contract, grant, loan or cooperative agreement. b. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress,an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant, loan or cooperative agreement,the GRANTEE shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with instructions. c. The GRANTEE shall require the language of this certification be included in the award documents for all subawards at all tiers(including subcontracts,subgrants and contracts under grant, loans and cooperative agreements)and that all subrecipients shall certify and disclose accordingly. The GRANTEE understands that this certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31 U.S.C. 1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000.00 and not more than $100,000.00 for each such failure. F. Certification Regarding Debarment and Suspension. GRANTEE shall comply with Debarment provisions as contained in 49 CFR Part 29, including Appendices A and B as amended. GRANTEE certifies that to the best of its knowledge and belief, GRANTEE and GRANTEE'S principals: 1. Are not presently debarred, suspended, proposed for debarment,declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. 4111) 2. Within a three-year period preceding this AGREEMENT have not been convicted of or had a civil judgment rendered against it for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain or performing a public(federal,state or local)transaction or contract under a public transaction, violation of federal or state anti-trust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements or receiving stolen property. 3. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity(federal,state or local)with commission of any of the offenses enumerated in subsection (1)above. 4. Have not within a three-year period preceding this AGREEMENT had one or more public transactions (federal, state or local)terminated for cause or default. The inability of a prospective GRANTEE to certify to the certification in this section will not necessarily result in denial of participation in this AGREEMENT. The prospective GRANTEE shall submit an explanation of why it cannot provide the certification in this section. This certification is a material representation of fact upon which reliance was placed when the Department determined whether to enter into this transaction. If it is later determined that GRANTEE knowingly rendered an erroneous certification, in addition to other remedies available to the federal government, the Department may terminate this Agreement for cause. The GRANTEE shall provide immediate written notice to the Department if at any time the GRANTEE learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. The terms"covered transaction", "debarred","suspended", "ineligible", "lower tier covered transaction","participant", "person","primary covered transaction","principal", "proposal", and"voluntarily excluded", as used in this Part shall have the meaning set out in the Definitions and Coverage sections of the rules implementing Executive Order 12549. Printed 9/14/2010 Page 33 of 37 TS 08 STEP(08/18/10) The GRANTEE aggress that it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended,declared ineligible or voluntarily excluded from participation in this covered transaction, unless authorized, in writing, by the Department. The GRANTEE agrees that it will include the clause titled"Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered Transaction", provided by the Department,without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. The GRANTEE may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred,suspended, ineligible or voluntarily excluded from the covered transaction, unless GRANTEE knows the certification is erroneous. GRANTEE may decide the method and frequency by which it determines the eligibility of its principals. Each GRANTEE may, but is not required to, check the Nonprocurement List. If a GRANTEE knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible or voluntarily excluded from participation, in addition to other remedies available to the federal government, the DEPARTMENT may terminate this AGREEMENT for cause or default. Nothing contained in this section shall be construed to require establishment of a system of records in order to render in good faith the certification required by this section. The knowledge and information of a GRANTEE is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. G. Drug Free Workplace Act of 1988—Certification for Drug-Free Workplace. The GRANTEE certifies that it will comply with 49 CFR 32 Subpart B to provide a drug-free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution,dispensing, possession or use of a controlled substance is prohibited in the GRANTEE'S workplace and specifying the actions that will be taken against employees for violation of such prohibition. 2. Establish a drug-free awareness program to inform employee about the dangers of drug abuse, the GRANTEE'S policy of maintaining a drug-free workplace,available employee assistance programs and penalties for violating the policy. 3. Abiding by the notification provisions regarding any criminal drug statute convictions for a violation occurring in the workplace. H. Single Audit Act Certification. The Illinois Department of Transportation is the agency responsible for administering Illinois'federal highway safety funds on behalf of the Governor. Federal funds are provided for this project by the United States Department of Transportation. This program is listed in the Catalog of Federal Domestic Assistance(CFDA)as"State and Community Highway Safety 20.600-605". The records and supportive documentation for all completed projects are subject to an on-site audit and the DEPARTMENT reserves the right to inspect and review during normal working hours the work product of any independent auditor in support of their audit. The GRANTEE certifies that it will comply with The Single Audit Act of 1984 (31 U.S.C. 7501 et seq.), as amended, which requires the following: 1. State or local governments that receive$500,000.00 or more a year in federal financial assistance shall have an audit made in accordance with the Office of Management and Budget(OMB) Circular No. A-133. 2. State or local governments that receive less than$500,000.00 a year shall be exempt from compliance with the Act and other federal audit requirements. 3. Nothing in this paragraph exempts State or local governments from maintaining records of federal financial assistance or from providing access to such records to Federal Agencies, as provided for in federal law or in Circular A-133"Audits of States, Local Governments and Non-Profit Organizations". 4. A copy of the audit report must be submitted to the DEPARTMENT within 30 days after completion of the audit, but no later than one year after the end of the local government's fiscal year. 5. One copy of the audit report shall also be sent to: Bureau of Census, Single Audit Clearing House, 1201 East 10th Street, Jefferson, IN 47132. Printed 9/14/2010 Page 34 of 37 TS 08 STEP(08/18/10) I. Davis-Bacon Act Certification. To the extent applicable,the GRANTEE will comply with the Davis-Bacon Act, as amended,40 U.S.C. 3141 et seq.,the Copeland"Anti-Kickback"Act,as amended, 18 U.S.C. 874, and the Contract Work Hours and Safety Standards Act,as amended,40 U.S.C. 3701 et seq., regarding labor standards for federally assisted sub agreements. J. Certifications and Assurances Required by the U.S.Office of Management and Budget(OMB)(SF-424B and SF-424D). As required by OMB,the GRANTEE certifies that it: 1. Has the legal authority and the institutional, managerial,and financial capability(including funds sufficient to pay the non-federal share of project cost)to ensure proper planning, management, and completion of the project; 2. Will give the U.S. Secretary of Transportation,the Comptroller General of the United States, and, if appropriate, the state,through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives; 3. Will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest or personal gain; 4. Will initiate and complete the work within the applicable project time periods; 5. Non-Discrimination and Equal Opportunity Assurances in Federally Assisted Programs. The GRANTEE hereby assures to observe and comply with all provisions of Federal and State Constitutions, statutes and implementing regulations pertaining to non-discrimination and equal employment opportunity during the period in which federal assistance is extended to the project,or the project property is used for a purpose for which the federal assistance is extended or for another purpose involving the provision of similar services or benefits, or as long as the GRANTEE retains ownership or possession of the project property, whichever is longer. These assurances of nondiscrimination include but are not limited to: • Title VI of the Civil Rights Act of 1964. (42 U.S.C. 2000d et seq.as amended). Prohibition against exclusion from participation in, denial of benefits of, and discrimination under federally assisted programs on ground of race, color, or national origin. Implemented by.49 CFR Part 21, Nondiscrimination in Federally-Assisted Programs of the Department of Transportation—Effectuation of Title VI of the Civil Rights Act of 1964. • Non-Discrimination in Employment and Business Opportunities. (49 U.S.C. 5332 as amended). A person may not be excluded from participating in,denied a benefit of,or discriminated against under, a project, program, or activity receiving financial assistance under this chapter because of race, color, creed, national origin,sex,or age. If a person does not comply with the nondiscrimination provision within a reasonable time after receiving notice the DEPARTMENT can withhold further financial assistance, refer the matter to the Attorney General and proceed under Title VI. This section is in addition to Title VI. • Title IX of the Educational Amendments of 1972. (20 U.S.C. 1681 et seq. as amended). No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance. Implemented by 49 CFR Part 25, Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance. • Americans with Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973. (29 U.S.C. 794 as amended). No otherwise qualified individual with a disability in the United States, as defined in Section 705(20)of this title, shall, solely by reason of his or her disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance. Implemented by 49 CFR Part 27, Nondiscrimination on the Basis of Disability in Programs or Activities Receiving Federal Financial Assistance. Printed 9/14/2010 Page 35 of 37 TS 08 STEP(08/18/10) • Age Discrimination Act of 1975. (42 U.S.C.6101-6107 as amended). No person in the United States shall, on the basis of age, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under,any program or activity receiving federal financial assistance. • The Drug Abuse, Prevention, Treatment and Rehabilitation Treatment Act,(21 U.S.C. 1101 et seq., as amended). Relating to nondiscrimination on the basis of drug abuse and treatment. • Comprehensive Alcohol Abuse and Alcoholism Prevention,Treatment and Rehabilitation Act of 1970. ((P.L. 91-616);42 CFR 4541 et seq. as amended)]. Relating to nondiscrimination on the basis of alcohol abuse. • The Public Health Service Act of 1912. (42 U.S.C. 290dd-2, as amended). Relating to nondiscrimination on the basis of substance abuse and the confidentiality of records. • Title VIII of the Civil Rights Act of 1968. (42 U.S.C. 3601 et seq. as amended). Relating to nondiscrimination in the sale, rental or financing of housing. • Each project will be conducted, property acquisitions will be undertaken, and project facilities will be operated in accordance with all applicable requirements of 49 U.S.C. 5332 and 49 CFR Part 21, and understand that this assurance extends to its entire facility and to facilities operated in connection with the project. • It will promptly take the necessary actions to effectuate this assurance, including notifying the public that complaints of discrimination in the provision of transportation-related services or benefits may be filled with U.S. DOT. Upon request by U.S. DOT,the GRANTEE assures that it will submit the required information pertaining to its compliance with these requirements. • It will include in each subagreement, property transfer agreement, third party contract, third party subcontract, or participation agreement adequate provisions to extend the requirements of 49 U.S.C. 5332 and 49 CFR Part 21 to other parties involved therein including any subrecipient, transferee, third party contractor, third party subcontractor at any level, successor in interest, or any other participant in the project. • Should it transfer real property, structures, or improvements financed with federal assistance to another party, any deeds and instruments recording the transfer of that property shall contain a covenant running with the land assuring nondiscrimination for the period during which the property is used for a purpose for which the federal assistance is extended or for another purpose involving the provision of similar services or benefits. • The United States has a right to seek judicial enforcement with regard to any matter arising under the Act, regulations, and this assurance. • It will make any changes in its 49 U.S.C. 5332 and Title VI implementing procedures as U.S. DOT may request. • Any other nondiscrimination statute(s)that may apply to the project. All of the requirements listed in Section 9, Federal Certifications, Assurances and Conditions of Approval apply to this federally funded project. The GRANTEE agrees to include these requirements in each contract and subcontract financed in whole or in part with federal assistance. r Printed 9/14/2010 Page 36 of 37 TS 08 STEP(08/18/10) 10. Federal Taxpayer Identification Number. For individuals and sole proprietors, list Social Security Number. For other entities, list Employer Identification Number. Federal Employer Identification Number(FEIN)must NOT be used for sole proprietorships. Under penalties of perjury, the GRANTEE certifies that 36-6005862 is its correct Federal Taxpayer Identification Number. The GRANTEE is doing business as(please check one): ❑ Individual ❑ Estate Trust ❑ Sole Proprietorship ® Governmental ❑ Tax Exempt ❑ Non-resident Alien ❑ Pharmacy(non corporate) ❑ Partnership/Legal Corporation ❑ Pharmacy/Funeral/Home/- Cemetery(Corp.) ❑ Corporation providing or billing 0 Corporation NOT providing or ❑ Other medical and/or health care billing medical and/or health services care services ❑ Limited Liability Company(select applicable tax classification) ❑ D= Disregarded entity ❑ C=Corporation ❑ P= Partnership If you fail to furnish your correct taxpayer identification number to the DEPARTMENT, you are subject to an IRS penalty of $50.00 for each such failure unless such failure is due to reasonable cause and not to willful neglect. Willfully falsifying certifications or affirmations may subject you to criminal penalties,fines and/or imprisonment. Printed 9/14/2010 Page 37 of 37 TS 08 STEP(08/18/10) Agreement Award Notification REQUIRED FOR ALL PROJECTS Does this project receive Federal funds? 0 Yes 0 No Amount of Federal funds: Federal Project Number. CFDA Number*: *For CFDA(Catalog of Federal Domestic Assistance) Number, refer to original Federal Award/Grant Agreement. ANNUAL CERTIFICATION FOR COMPLIANCE WITH FEDERAL OMB-CIRCULAR A-133 NOTICE • Do not submit this certification to the department with your signed contract. • This certification applies ONLY to governmental agencies, local units of government and non-profit agencies expending federal funds for this project. It does not apply to for-profit public or private entities. • If OMB Circular A-133 applies to your organization, this certification or a copy of your OMB A-133 single audit must be submitted to the department at the end of your fiscal year for any fiscal year in which you expended any federal funds related to this contract. NOTE:ANNUAL COMPLIANCE WITH THIS REQUIREMENT IS MANDATORY FOR EVERY YEAR IN WHICH FEDERAL FUNDS ARE EXPENDED FOR THIS PROJECT BY ANY STATES, LOCAL GOVERNMENTS OR NONPROFIT ORGANIZATIONS. FAILURE TO COMPLY WITH THE ANNUAL CERTIFICATION TO THE DEPARTMENT WILL RESULT IN THE SUSPENSION OF PAYMENTS TO REIMBURSE PROJECT COSTS. In accordance with OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, such non- federal entities that expend$500,000 or more in federal awards in a year are required to have a single audit performed in accordance with OMB Circular A-133. The Illinois Department of Transportation (IDOT)is required by federal law to obtain and review the single audit of all entities that had any federally participating funds pass through it, irrespective of the amount provided by IDOT. It is the responsibility of the agencies expending federal funds to comply with the requirements of OMB Circular A-133 and determine whether they are required to have a single audit performed. In order to comply with this requirement, your agency must provide the following information to the department on an annual basis for every year in which you expended funds for costs associated with this project: 1. If your agency expended$500,000(or the current OMB Circular A-133 qualifying amount)or more in federal awards from all sources, including other agencies, in a year, you are required to have a single audit performed in accordance with OMB Circular A-133 and submit a copy of the report to the department within the earlier of 30 days after completion of the single audit or no more than nine months after the end of your fiscal year end. fa. This is an annual requirement for every year in which you expended funds for this project. Printed 9/14/2010 Page 1 of 3 TS 08 STEP(08/18/10) 2. If your agency did not expend$500,000(or the current OMB Circular A-133 qualifying amount)or more in federal awards from all sources, including other agencies, in any fiscal year for which you expended funds for project costs and were not required to conduct a single audit,you must complete and return the certification statement on 411) the following page. This is an annual requirement for every year in which you expended funds for this project. 3. If your agency receives multiple awards from the department,only one annual submittal of this information is required. Please submit a copy of your OMB Circular A-133 single audit or the Single Audit Not Required Certification to: Illinois Department of Transportation Audit Section, Rm. 126 Attn: Julie Brooks 2300 South Dirksen Parkway Springfield, IL 62764 The single audit must be comprised of four parts. You have the option of including the four parts in one report or a combination of reports. The four parts are commonly known as: 1. Comprehensive Annual Financial Report(Financial Statements). 2. Schedule of Expenditures of Federal Awards and Independent Auditor's Report thereon. 3. Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance and other matters based on an Audit of Financial Statements performed in accordance with Government Auditing Standards. 4. Independent Auditor's Report on Compliance with Requirements Applicable to each Major Program and on Internal Control over Compliance in accordance with OMB Circular A-133. '4111) Additional information which should be submitted: 1. Corrective Action Plan(s), if applicable. 2. Management Letter, if applicable. 3. Status of Prior Year Findings, is applicable. For your convenience, you may also submit the information via email to Julie Brooks at Julie.Brooksaillinois.gov or via fax at(217)785-7624. If you have any questions, please contact Julie Brooks or Ron McKechan at(217) 782-5148. 414) Printed 9/14/2010 Page 2 of 3 TS 08 STEP(08/18/10) NOTICE • Do not submit this certification to the department with your signed contract. • This certification applies ONLY to governmental agencies, local units of government and non-profit agencies expending federal funds for this project. It does not apply to for-profit public or private entities. • If OMB Circular A-133 applies to your organization,this certification or a copy of your OMB A-133 single audit must be submitted to the department at the end of your fiscal year for any fiscal year in which you expended any federal funds related to this contract. Single Audit Not Required I certify that did not expend$500,000 or more in federal awards in our fiscal year and was not required to have a single audit conducted. Signature Title Subrecipient Contact Information Subrecipient: Contact Person: Title: Address: Phone No. Fax No. Fiscal Year End: Email address: r Printed 9/14/10 Page 3 of 3 TS 08 STEP(08/18/10) c. c.