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HomeMy WebLinkAbout95-207 Resolution No. 95-207 RESOLUTION RATIFYING AND AUTHORIZING EXECUTION OF AGREEMENT WITH THE SERVICE EMPLOYEES INTERNATIONAL UNION WHEREAS, representatives of the City of Elgin and representatives of the Service Employees International Union have met and discussed wages, fringe benefits and other working conditions; and WHEREAS, said representatives have submitted for review and approval by the City Council an agreement pertaining to such matters; and WHEREAS, the City Council has reviewed said agreement and finds that it is fair and equitable for the City of Elgin and employees covered by it. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ELGIN, ILLINOIS, that it hereby ratifies and approves the proposed agreement between the City of Elgin and the Service Employees International Union, a copy of which is attached hereto and made a part hereof by reference. BE IT FURTHER RESOLVED that Richard B. Helwig, City Manager, and Dolonna Mecum, City Clerk, be and are hereby authorized and directed to execute said agreement on behalf of the City of Elgin. s/ Kevin Kelly Kevin Kelly, Mayor Presented: September 27 , 1995 Adopted: September 27 , 1995 Omnibus Vote: Yeas 7 Nays 0 Attest : s/ Dolonna Mecum Dolonna Mecum, City Clerk AGREEMENT BETWEEN • CITY OF ELGIN AND LOCAL 1, DIVISION ELEVEN PUBLIC WORKS DIVISION SERVICE EMPLOYEES INTERNATIONAL UNION 1994 - 1997 • TABLE OF CONTENTS • Page, PREAMBLE 5 ARTICLE I - RECOGNITION Section 1 . Bargaining Unit 5 Section 2 . Classifications 5 ARTICLE II - MANAGEMENT RESPONSIBILITIES 6 ARTICLE III - ANTI-DISCRIMINATION/SUB CONTRACTING Section 1 . No Discrimination 7 Section 2 . Rights Under the Agreement 7 Section 3 . Gender Reference 7 Section 4 . Sub-Contracting 7 ARTICLE IV - NO STRIKE OR LOCKOUT 8 ARTICLE V - UNION SECURITY Section 1 . Checkoff 9 Section 2 : Fair, Share 9 Section 3. Fair Representation 10 Section 4 . Indemnification 10 Section 5 . Civil Service Commission 10 ARTICLE VI - UNION RIGHTS Section 1 . Bulletin Boards 11 Section 2 . Visitation by Union Representative 11 ARTICLE VII - SENIORITY Section 1 . Definition and Accumulation 12 Section 2 . Termination of Seniority 12 Section 3. • Probationary Period 12 Section 4 . Job Vacancies 13 Section 5 . Other Temporary Assignments 13 Section 6 . Lateral Transfers 13 ARTICLE VIII - LAYOFF AND RECALL Section 1 . Layoffs 14 Section 2 . Recall List 15 Section 3 . Order of Recall 15 ARTICLE IX - WAGES Section 1. Salaries 16 2 Section 2 . Salary Ranges 16 Section 3 . Temporary Upgrading 16 Section 4 . Shift Differential 17 Section 5. Position Upgrades and Changes 17 Section 6 . Reopenner 17 ARTICLE X - HOURS OF WORK AND OVERTIME Section 1 . Application of this Article 18 Section 2 . Work Week 18 Section 3. Street Sweeping 19 Section 4 . Current Starting Times 19 Section 5 . Job Creation 20 Section 6. Overtime 20 Section 7 . Temporary Workday Change Premium 20 Section 8. Shift Compensation 21 Section 9 . Unmanned Shift Coverage 21 Section 10 . Standby Compensation 21 Section 11 . Standby Policies 21 Section 12 . Callouts 23 Section 13. No Pyramiding 23 ARTICLE XI - HOLIDAYS AND PERSONAL DAYS Section 1 . Recognized Holidays 24 Section 2 . Holiday Observance 24 Section 3 . Christmas and New Year's Eve 24 Section 4 . Holiday Pay Eligibility 24 Section 5. Holiday Remuneration 25 Section 6. Shift Holiday Pay 25 Section 7 . Personal Days 25 ARTICLE XII - VACATIONS Section 1. Vacation Eligibility 26 Section 2. Vacation Accrual 26 Section 3. Vacation Pay 26 Section 4 . Increasing Vacation 26 Section 5. Scheduling of Vacation 27 ARTICLE XIII - SICK LEAVE Section 1 . Sick Leave Accumulation 28 Section 2 . Sick Leave Allowance 28 Section 3 . Sick LeavePay29 Section 4 . Notification 29 Section 5. Employee Release 29 Section 6. Sick Leave Incentive Recognition 29 • Section. 7 . Separation from Service 30 ARTICLE XIV - MEDICAL AND HEALTH PLANS Section 1. Medical and Health Coverage 31 Section 2 . Medical Insurance 31 3 • Section 3 . Health Maintenance Organization 31 Section 4 . Dental Insurance 31 Section 5 . Early Retirement 32 ARTICLE XV - LIFE INSURANCE 33 ARTICLE XVI - TOOL REIMBURSEMENT 34 ARTICLE XVII - GRIEVANCE PROCEDURE Section 1 . Definition of Grievance 35 Section 2 . Grievance Procedure 35 Section 3 . Time Limits 36 Section 4 . Investigation and Discussion of Grievance 36 Section 5 . Civil Service Commission 37 Section 6 . Disciplinary Suspensions or Deductions 37 from pay Section 7 . Precedence of Agreement 37 ARTICLE XVIII - DISCIPLINARY INVESTIGATION 38 ARTICLE XVIX - AMERICAN WITH DISABILITIES ACT 39 ARTICLE XX - DOT DRUG AND ALCOHOL TESTING 40 ARTICLE XXI - SAVINGS 41 ARTICLE XXII - ENTIRE AGREEMENT 42 ARTICLE XXIII - TERM 43 ATTACHMENT A - JOB CLASSIFICATIONS ATTACHMENT B - CITY ORDINANCE CHAPTER 2 . 84 ATTACHMENT C - CITY OF ELGIN/SEIU SUBSTANCE ABUSE & DRUG TESTING POLICY ATTACHMENT D - ITEMIZED UPGRADES AND CHANGES SIDE LETTER 4 PREAMBLE This Agreement is made by and between the City of Elgin (herein called "City" ) and the Service Employees International Union, Local 1, Division Eleven, Public Works Division - SEIU (herein called "Union" ) and sets forth the wages and benefits for the period December 25, 1994 through December 20, 1997 . Each employee represented by the Union will receive a copy of this Agreement. ARTICLE I Recognition Section 1 .. Bargaining Unit. The City recognizes the Union as the sole bargaining representative for the purposes of establishing wages, hours and conditions of employment for all full-time employees of the Public Works and the Parks and Recreation Departments who were in the classifications listed in Attachment "A" . All other employees of the City are excluded, including, but not limited to part-time; seasonal; and short-term employees; and all confidential employees, managerial employees and supervisory employees . Absent a significant change in work duties or responsibilities, those persons originally included within the bargaining unit under the Illinois State Labor Relations Board ( ISLRB) certification shall continue as bargaining unit members and those persons excluded under the ISLRB' s certification shall remain excluded. The employer agrees that is will not reduce the work hours of bargaining unit employees for the purpose of removing such employees from the bargaining unit under this section. Section 2 . Classifications . The classifications found in Attachment "A" are for descriptive purposes only. The City will not arbitrarily change or eliminate classifications nor will it use this provision to reduce the compensation levels of existing employee whose duties have not changed. Furthermore, the City will not create a new department and transfer work performed by bargaining unit personnel to that department with the intent of avoiding the terms of this Agreement. . The City shall meet and negotiate with the Union any aspect of this section that is required to be negotiated by law. 5 ARTICLE II Management Responsibilities The City shall retain the sole right and authority to operate and direct the affairs of the City and its various operating departments in all its various aspects, including, but not limited to, all rights and authority exercised by the City prior to the execution of this Agreement, except as modified by this Agreement. Among the rights retained is the City' s right to determine its mission, policies and set forth all standards of service offered to the public; to plan, direct, control and determine the operations or services to be conducted by the operating departments and by employees of the City; to determine the methods, means and number of personnel needed to carry out each department ' s mission; to direct the working forces, to schedule and assign work, and to assign overtime; to hire, assign and transfer employees; to promote, demote, discipline or suspend; to discharge for just cause; to lay off or relieve employees due to lack of work or other legitimate reasons; to establish work and productivity standards; to make, publish and enforce keasonable rules and regulations; to contract out for goods and services; to introduce new or improved methods, equipment or facilities; and to take any and all actions as may be necessary to carry out the mission of the City in situations of civil emergency, provided, however, that the exercise of anyfl of the above rights shall not conflict with any of the specific provisions of this Agreement, nor shall such rights be exercised in an arbitrary and capricious and unreasonable manner. Any matters within the jurisdiction of the Elgin Civil Service Commission, as prescribed by the Illinois Revised Statutes and the Rules and Regulations of the Elgin Civil Service Commission, shall not be affected by the terms of this Article. • 6 ARTICLE III Anti-Discrimination/Sub-Contracting Section 1 . No Discrimination. The Union and the Employer agree not to discriminate against employees covered by this Agreement on account of race, religion, creed, color, national origin, sex, age, mental or physical handicap. Any dispute concerning the application and interpretation of this paragraph shall be processed through the appropriate federal and state agency or court rather than through the grievance procedure set forth in this Agreement. Section 2 . Rights Under the Agreement. No employee covered under this Agreement shall be intimidated, coerced, restrained, penalized, or discriminated against in any manner because they have exercised their rights and privileges provided for in the terms of this Agreement which include, but are not limited to, the processing of grievances . Section 3 . Gender Reference. All references to the employee under this Agreement are intended to designate both sexes, and wherever the male gender is used it shall be construed to include both male and female employees . Section 4 . Sub-Contracting a) General Policy: It is the general policy of the City to utilize its employees to perform work they are qualified to perform. However, the City reserves the right, in determining its mission and setting forth all standards of service offered to the public, to contract out any work it deems necessary. b) Notice: Except where an emergency situation (including natural or man-made disasters) exists, at least sixty ( 60) days before the City contracts out work or before it proposes contracting out work to the City Council in a general area, whichever occurs first, where such contracting out will result in loss of work to bargaining • unit employees, the City will notify the Union and offer the Union an opportunity to discuss and present its views on the desirability of contracting such work before the date any existing bargaining unit employee is laid off. • 7 ARTICLE IV No Strike or Lockout During the term of this Agreement, the Union, its officers and agents, and the employees covered by this Agreement, agree not to instigate, promote, sponsor, engage in, or condone any strike, concerted stoppage of work, refuse to cross a picket line, or any other intentional interruption of operations of the City of Elgin. Any or all employees who violate any of the provisions of this Article may be discharged or otherwise disciplined by the City, in accordance with the procedures of the Elgin Civil Service Commission. The City will not lock out any employees during the term of this Agreement as a result of a labor dispute with the Union. • • 8 • ARTICLE V Union Security Section 1 . Checkoff . Upon receipt of a voluntarily signed written dues authorization card from an employee covered by this Agreement, the City shall, during the term of this Agreement, deduct the uniform bi-weekly Union dues and uniform initiation fees of such employees from their pay and remit such deductions to the Secretary-Treasurer of the Union. Section 2 . Fair Share. During the term of this Agreement, all non-probationary bargaining unit employees who are not members of the Union shall pay as a condition of employment a fair share fee to the Union for collective bargaining and contract administration services rendered by the Union as the exclusive representative of the employees covered by this Agreement, provided that the fair share fee shall not exceed the dues attributable to being a member of the Union. Such fair share fees shall be deducted by the City from the earnings of non-members and remitted to the Union in the same manner and intervals as Union dues are deducted. The Union shall periodically submit to the City a list of employees covered by this Agreement who are not members of the Union and an affidavit which specifies the amount of the fair share fee. The amount of the fair share fee shall not include any contributions related to the election of or support of any candidate for political office or for any member only benefit. The Union agrees to assume full responsibility to insure full compliance with the requirements laid down by the United States Supreme Court in Chicago Teachers Union v. Hudson, 106 U.S. 1066 ( 1986 ) , with respect to the constitutional rights of fair share fee payors. It is specifically agreed that any dispute concerning the amount of the fair share fee and/or the responsibilities of the Union with respect to fair share fee payors as set forth above shall not be subject to the grievance .and arbitration procedure set forth in this Agreement. Non-members who object to this fair share fee based upon bona fide religious tenets or teachings shall pay an amount equal to such fair share fee to a non-religious charitable organization mutually agreed upon by the employee and the Union. If the affected non-member and the Union are unable to reach agreement on the organization, the organization shall be selected by the affected non-member from an approved list of charitable organizations established by the Illinois State Labor Relations Board and the payment shall be made to said organization. 9 Section 3 . Fair Representation. The Union recognizes its responsibility as bargaining agent, and agrees fairly to represent all employees in the bargaining unit, whether or not they are members of the Union. The Union further agrees to indemnify, defend and hold harmless the City and its officials, representatives and agents from any and all claims, demands, suits, or other forms of liability (monetary or otherwise) and for all legal costs resulting from any failure on the part of the Union to fulfill its duty of fair representation. Section 4 . Indemnification. The Union shall indemnify the City and any Department of the City and hold it harmless against any and all claims, demands, suits, legal costs or other forms of liability, monetary or otherwise, arising out of, or by reason of, any action taken by the City or any Department of the City, at the direction of the Union for the purpose of complying with the provisions of this item. Section 5 . Civil Service Commission. If the City proposes a formal change to a Civil Service Commission Rule or Regulation that will affect bargaining unit employees, then the City will provide the Unit Chairperson with seven ( 7 ) calendar days notice, when possible, of the proposed rule charge before it is acted upon by the Civil Service • Commission. This requirement shall not, however, restrict, the Commission' s right to amend its Rules and Regulations . The terms of this Article shall not be deemed to limit the authority or jurisdiction of the Elgin Civil Service Commission. 10 ARTICLE VI Union Rights • Section I . Bulletin Boards . The City will make available appropriate space for the posting of official Union notices of a non-political, non-inflammatory nature on existing City bulletin boards where bargaining unit employees normally work. The Union will limit the posting of Union notices to these bulletin boards . The City shall review material to be posted and may object to the posting of material that is political and inflammatory. The material posted will contain the date posted, date to be removed and an indication of who posted the material, within the parameter of this Agreement. Section 2 . Visitation by Union Representative. A representative of the Union and off duty bargaining unit officer or steward previously accredited to the City in writing, shall have reasonable access to the premises of the City during working hours with advance notice to the City Manager, or his designated representatives, with conditions described below. Such visitation shall be for the purpose of helping to resolve a problem or dispute, and such visitation shall not interfere with the activities of employees who are working. The union shall provide the City with a list of all officers, stewards and employee representatives for the purpose of this section. 11 ARTICLE VII Seniority Section 1 . Definition and Accumulation. Unless otherwise provided in this Agreement, seniority shall, for the purpose of this Agreement, be defined as a non-probationary employee's length of continuous full-time service in a position covered by this Agreement since the employee ' s last date of hire, less adjustments for layoff, approved leave of absence without pay, and all other unauthorized breaks in service. Section 2 . Termination of Seniority. Seniority and the employment relationship shall be terminated when an employee: a) quits; or b) is discharged for just cause; or c) applies for and is accepted under permanent disability, oris on temporary disability for a period in excess of one ( 1 ) year; or d) retires; or e) does not report for work within forty-eight (48) hours after the termination of an authorized leave of absence unless the employee is able to demonstrate that the failure to notify the City was due to extraordinary circumstances beyond the employee's control; or f) is absent for three (3) consecutive working days without notifying the City unless the employee is able to demonstrate that the failure to notify the City was due to extraordinary circumstances beyond the employees ' control ; or g) in laid off and fails to notify the City of his intent to return to work within three (3) working days after receiving notification of recall or fails to report to work within fourteen ( 14 ) calendar days after receiving notification of recall; or h) is laid off for a period exceeding two (2 ) full years . Section 3 . Probationary Period. All newly hired employees, and those employees rehired after loss of seniority, shall be considered probationary employees until they successfully complete a probationary period of six (6 ) months, as may be adjusted for any authorized unpaid leaves of absence or other unpaid breaks in service. During the probationary period, a probationary employee may be disciplined, discharged, laid off or otheYwise dismissed at the sole discretion of the City, and neither the reason for, or action taken, may be the subject of the grievance procedure. There shall be no seniority among probationary employees . Upon the successful completion of the probationary period, the employee shall receive seniority credit and their seniority shall be retroactive to the last continuous date of employment, less any adjustments . The 12 employee successfully completing the probationary period shall be fully covered by the provisions of this Agreement, except as otherwise stated in this Agreement for those employees appointed under the procedures of the Elgin Civil Service Commission. Section 4 . Job Vacancies . The City agrees to post on bulletin boards a notice of any opening in any position covered by this Agreement with a detailed explanation of the requirements, salary range and the duties of the position and to provide a copy of such notice to the Unit Chairperson and each current employee eligible to apply for such vacant position in accordance with the career ladder established by the Civil Service Commission. A copy of the job description for the position will be made available to an applicant upon request. The City further agrees to give special consideration to applicants with prior City service, though the City reserves the right to choose the best available applicant for the job. Promotions to positions outside the bargaining unit shall not be subject to the grievance procedure. Section 5 . Other Temporary Assignments . Employees on temporary assignment to another division or section, shall be subject to the same overtime, break or hours of work requirements of the section or division to which the employee is temporarily assigned. Section 6 . Lateral Transfers . (See Side Letter Attached Hereto) • 13 ARTICLE VIII Layoff and Recall Section 1 . Layoffs . If the City, in its sole discretion, determines that layoffs are necessary, employees will be laid off in the following order: a) temporary, part-time or seasonal employees in the affected classification within the affected department or division; b) newly hired probationary employees in the affected classification within the affected department or division; and c) in the event of further reductions in force, employees will be laid off from the affected classification within the affected department or division starting with the least classification seniority. When such reduction shall occur, the employee with the least classification seniority in the affected classification shall, based on City-wide seniority, displace the least senior , employee in a lower or equally rated job classification in the same department or division, provided he is qualified to do the job and has the necessary City-wide seniority. If the employee cannot displace the least senior employee in a lower or equally rated job classification in the same department or division because he is unqualified for the job or does not have the necessary City-wide seniority, the employee shall then displace the least senior employee in a lower or equally rated job classification in another department or division, provided he is qualified to do the job and has the necessary City-wide seniority. d) an employee who is on layoff with recall rights shall retain his seniority and unused benefits accrued up to the effective date of the layoff and shall have the right to maintain insurance coverage by paying in advance the full applicable monthly premium for employee or dependent coverage, whichever may apply, provided, however, that the employee shall not be eligible to accrue seniority, sick leave and vacation leave during the layoff . An employee electing to participate in the insurance coverage while on layoff shall be allowed up to twenty-four (24 ) months of said participation and shall be reimbursed for any overpayment. If any non-probationary employee is laid off as a result of the foregoing layoff provisions, said employee may, at his option, bump any non-bargaining unit temporary, part-time, or seasonal employee employed by the City to perform work the 14 same as or similar to work performed by bargaining unit employees, provided he is qualified to do the job of the displaced temporary, part-time, or seasonal employee. In such event, the employee shall not be in the bargaining unit, and provided, however, such employee shall retain the right to be recalled to a bargaining unit position in accordance with the provisions of this Agreement. Section 2 . Recall List. Employees so laid off shall have their names placed on a recall list. The names of such laid off employees shall remain on the list for a period of two ( 2 ) full years . Section 3 . .Order of Recall . Employees on the recall list shall be recalled in seniority order within their job classification within the affected department or division, provided they are still qualified to perform the work in the job classification. The employer will not impose new job tests when there has been no change in job duties . In event of a recall, the employee(s) shall be sent a letter by registered mail, return receipt requested, with a copy to the Union. The recalled employee shall notify the City of his intent to return to work within three (3) working days after receiving notification of recall and shall report to work within fourteen ( 14 ) calendar days of receiving notice of the recall . The City shall be deemed to have fulfilled its obligations by mailing the recall notice by registered mail . • • 15 ARTICLE IX Wages Section 1 . Salaries . Effective first pay period following ratification of this Agreement by both parties, increase salary ranges 3% . Employees covered by this Agreement who are still on the active payroll the beginning of the next payroll period immediately following the ratification of this Agreement by both parties shall receive a retroactive payment. Said retroactive payment shall be made based on the difference between the pay ranges in effect immediately prior to the ratification of this Agreement and the new salary ranges incorporating the foregoing 3%salary increase and shall be on an hour for hour basis for all regular hours actually worked since December 25, 1994 including all hours of paid leave or overtime hours, and the first payroll period following ratification. OEffective December 25, 1994 , increase salary ranges 3% . Effective December 24 , 1995, increase salary ranges 3% . Effective December 22, 1996 , Wage reopenner per Section 6 of this article. Section 2 . Salary Ranges . All full-time hires into job classifications covered by this Agreement hired after the ratification of this agreement by both parties, shall be assigned to salary ranges which consist of steps that are seventy percent ( 70% ) , seventy-five percent ( 75%) , eighty percent (80% ) , eighty-five percent (85%) , ninety percent (90%) , ninety-five percent ( 95%) and one hundred percent ( 100%) of the maximum salary range rate for all applicable job classifications . Said maximum salary range rates may be modified from time to time as provided under Section 1 above. The time between each step shall be equal to at least one year of satisfactory service, with the exception of the first step, which shall be the starting rate. Progression through the steps shall continue to be based upon satisfactory performance. Section 3 . Temporary Upgrading. To assure the orderly performance and continuity of municipal services, the City may, at its discretion, temporarily assign an employee on an acting basis to a higher position than his/her permanent classification. Such temporary assignment. may be made to a vacant position in order to maintain the work flow during the normal appointment process, or to replace an employee temporarily absent for whatever reason, including, but not limited to, extended sick leave, worker' s compensation leave, or any other leave. An employee temporarily upgraded, shall receive the greater of one-step pay increase over their 16 current rate or pay, or an increase equal to the minimum step of the position being temporarily filled starting with the fourth (4th.) consecutive workday in such an assignment . Section 4 . Shift Differential . Employees assigned to a work schedule with two (2 ) or more shifts as in the water treatment section may be eligible for a shift differential . Compensation for employees in the water treatment section will only be for hours actually worked during the time period specified below. Overtime rate shall not be applied to this provision. Time Period Rate/Hour 3 : 30 p.m. - 11 : 30 p.m. $0 . 50 11 : 30 p.m. - 7 : 30 a.m. $0 . 65 Section 5 . Position Upgrades and Changes . Effective first pay period following ratification of this Agreement by both parties, the following position upgrades and changes shall be put into effect: Water Treatment Laborers 20L2 to 23L2 Grounds Laborer (Parks Grounds Wkr. ) 20L2 to 23L2 Grounds Lead Wkr. (Parks Grounds Wkr. ) 23L2 to 23L2 Public Works Laborer (Utility Worker) 20L2 to 23L2 Water Meter Installer and Servicer 21L2 to 23L2 Water Service Person 23L2 to 24L2 Greens Worker (Golf Course Mechanic) 24L2 to 24L2 Parks Maintenance Technician 20L2 to 24L2 Water Maintenance Mechanic 24L2 to 28L21 Engineering Technician (Eng. Insp) 28L2 to 33L2 (For detail, see attachment "D" ) Section 6 . Reopener. Between October 1 and October 15, 1996, either party may notify the other party, in writing, of its desire to reopen this Agreement, provided that such reopener and any resulting negotiations shall be limited to the amount of a salary adjustment, if any, for unit employees, and salary changes, if any, for employees in the Water Distribution Division and the Sewer Division in Public Works Operations, under Article IX, Section 1 for the calendar year beginning January 1, 1997 . Upon such notice being given, the duly authorized representatives of the parties will meet by November 1, 1996, or such later date as the parties may mutually agree upon, to commence such negotiations . All other provisions of this Agreement shall remain in full force and effect during any reopening. It is expressly understood that in the event of a reopening, neither party shall have the right to submit any issue arising thereunder to the grievance procedure (including arbitration) . 17 ARTICLE X Hours of Work and Overtime Section 1 . Application of this Article. This Article is intended to define the normal hours of work and provide the basis for the calculation and payment of overtime and shall not be construed as a guarantee of hours per day or per week, or a guarantee of days of work per week. Section 2 . Work Week. - Non-Shift Employees : Members assigned to the Streets, Water Distribution, Sewers, Traffic and the Municipal Garage Divisions shall have a work week consisting of five (5) days of eight (8) hours each which shall normally be Monday through Friday. An eight ( 8) hour workday shall include one ( 1 ) fifteen ( 15) minute rest period and one ( 1 ) twenty minute paid lunch period. The lunch period will normally be taken between 12 : 00 p.m. and 12 : 20 p.m. as the division's operation allows . Other Non-Shift Employees : The work week for non-shift employees in divisions not listed above shall consist of five (5) days of eight and one-half (8-1/2 ) hours each which shall normally be between Monday through Friday. An eight and one-half ( 8-1/2 ) hour workday shall include two (2) fifteen ( 15) minute rest periods and one ( 1 ) thirty ( 30) minute non-paid lunch period. The lunch period will normally be taken between 12 : 00 p.m. and 12 : 30 p.m as the division's operations allows . Shift Employees : The normal work week for shift employees shall consist of five (5) days of eight (8 ) hours each. An eight (8 ) hour workday shall include two (2 ) fifteen ( 15) minute paid rest periods as the department 's operation allows . Temporary Daily or Weekly Work Schedule Change: Should it be necessary for the City to temporarily establish a daily or weekly work schedule departing from the normal workday or normal work week, the City shall, where possible, give at least one weeks notice, except in emergency situations, to the employee or employees - to be effected. Temporary schedule changes shall be for periods not to exceed twenty (20) consecutive working days. Time and one half ( 1-1/2) hours shall be paid for all hours worked in excess of twenty (20) consecutive working days . It is understood that temporary shift change shall not be used to effect a permanent schedule change by rotating employees to circumvent the provisions set forth above. 18 Section 3 . Street Sweeping. The Streets Division will organize an early street sweeping crew consisting of three persons (two Equipment Operators and one Utility Worker) . This crew will work five days per week, 4 a.m. to noon, May through September. The workday will include one, fifteen minute break and one twenty minute paid lunch period. Two Operators shall be selected as follows : 1 . By volunteers (by seniority) from the Division. 2 . By appointment (by least seniority) from the Division from a rotation list on a monthly basis . One truck driver shall be selected as follows : 1 . By volunteer (by seniority) from Utility Workers in the Division. 2 . By appointment (by least seniority) from Utility Workers in the Division from a rotation list on a monthly basis . Should more than two Operators, or more than one Utility Worker volunteer for the early sweeping crew, a rotation schedule may be considered (as in Sewers & Water Distribution) if so agreed upon by the most senior volunteer person(s ) already involved. Provisions will be considered whereby those persons assigned to this early crew may seek limited relief from the early • assignment, provided there are replacement volunteers to fill-in. Section 4 . Current Starting Times . There shall be an effort to make starting times uniform within operating divisions depending on the requirements of the City. Except in an emergency, one week' s notice shall, where possible, be given to all employees affected by changes in starting time prior to the change taking effect. The current starting times for most employees covered by this Agreement at the time of signature, except for special summer and winter starting times, are as follows : Engineering Division . 7 : 30 a.m. Traffic Division 7 : 00 a.m. Street Division 7 : 00 a.m. Sewer Division 7 :00 a.m. Distribution Division 7 :00 a.m. Parks Maintenance Division 6 : 30 a.m. Water Plant Operation (Non-Shift) 7 : 30 a.m. Water Plant Operations (Shift) 7 : 30 a.m. 3 : 30 & 11: 30 p.m. Water Meter Shop 7 : 30 a.m. Cemetery Operations 7 : 30 a.m. Golf Maintenance Operations 6 :00 a.m. Municipal Garage 7 : 00 a.m. 19 The City will notify employees and the Union Steward or officers of changes in starting times . • Section 5. Job Creation. The City may create new bargaining unit positions with a normal work day or work week other than the normal Monday through Friday work day or work week. The Union shall first be given at least thirty ( 30) calendar days notice and shall be provided the opportunity to meet with the City Manager or his designee to present its views . Section 6 . Overtime. Employees covered by this Agreement shall be paid one and one-half times their regular straight-time hourly rate of pay for all hours worked in excess of the scheduled eight (8) hours in a day or forty (40) hours in a week actually worked. For shift employees this would also be in excess of the scheduled eight (8) hours in a day or forty (40) hours in the normal work period actually worked. For the purpose of application of this section, hours worked shall not include sick time. In addition: a) On the officially designated day on which Central Daylight Savings Time becomes effective (clocks turned ahead one ( 1 ) hour) , employees on duty and actually working during the time change shall be paid for actual hours worked and shall be allowed to work their complete eight (8) hour shift. • b) On the officially designated day on which Central Daylight Savings Time reverts to central Standard Time (clocks turned back one ( 1) hour) , employees on duty and actually working during the time change shall be paid for actual hours worked. Any hours actually worked beyond eight ( 8) hours shall be paid at the employee ' s applicable overtime rate of pay. c) Each division shall develop a written policy on overtime assignment. The policy shall outline criteria to be used in overtime assignment e.g. employee status, interest in available overtime, seniority and ability to perform the available work. Section 7 . Temporary Workday Change Premium. When an employee, for the benefit of the City, is suddenly required to report to work earlier than his regular starting time or report later so as to work beyond his regular quitting time, he/she shall be paid time and one-half for the hours worked before or beyond his/her normal starting or quitting time. When the workday is changed for a period of longer than five (5) consecutive days, all regular hours worked commencing from the sixth day shall be compensated at the employee's straight-time hourly rate of pay. 20 Section 8 . Shift Compensation. Effective the first payroll period following the signature of this Agreement by both parties, shift employees off duty and returning to work for attendance at departmental meetings, shall be paid a minimum of two (2) hours overtime pay for each such meeting attended in its entirety. If a shift employee is not notified via voice mail of the cancellation of a scheduled meeting prior to the end of the first shift on the day prior to the meeting and he/she shows up for the meeting, he/she shall be paid a minimum of two (2) hours pay at the applicable overtime rate. Section 9 . Unmanned Shift Coverage. A shift employee assigned to a twenty-four (24 ) hour work shift schedule may be subject to a change in their work period when the shift employee assigned to the next scheduled shift provides less than twenty-four (24) hours notification to his/her supervisor that he/she is unable to report to work. Under such circumstances, the shift employee on duty shall normally be assigned coverage of the unmanned shift. Said employee may, at his/her option, contact either the employee scheduled to work immediately following the unmanned shift or a qualified off-duty employee in the same job classification, to work part or all hours of the unmanned shift. Any coverage of the unmanned shift by an employee other than the shift employee on duty must have the concurrence of the supervisor. Section 10 . Standby Compensation. An employee who is placed on standby or on-call status by his/her supervisor will be paid two (2 ) hours pay at one and one-half ( 1-1/2 ) times his/her straight time hourly rate of pay on weekdays and three (3) hours pay at one and one-half ( 1-1/2 ) times his/her straight-time hourly rate of pay on weekends or days observed as holidays . An employee on standby status called out to work will receive compensation for the actual time worked at one and one-half ( 1-1/2) times his/her straight-time hourly rate of pay in addition to the. scheduled standby compensation. A shift employee' s days off following a regular shift shall be considered as his/her weekend off and shall qualify his/her for three ( 3) hours pay at one and one-half ( 1-1/2) times his/her straight-time hourly rate of pay when on standby on his/her days off . Section 11 . Standby Policies. The following standby policies are hereby established for the Traffic, Water Distribution and Sewer divisions of the Public Works Department of the City of Elgin. A standby rotation roster shall be established for each division as provided herein. Each slot on a standby rotation roster shall constitute one week of standby duty. 1) Traffic Division All electrical workers within the Traffic Division are required to be in standby rotation. The trading of days 21 • or weeks with other qualified personal may be permitted, but only with prior approval of the City Traffic Engineer. The employee originally scheduled for the traded time shall remain in the rotation and shall remain responsible for that time should the employee with whom he has traded becomes unable or unwilling to take the standby hours . 2) Sewer Division/Water Distribution Division Separate standby rosters shall be established for the Sewer Division and the Water Distribution Division. Each roster shall contain a minimum of (4 ) four standby slots . There may be additional standby slots in the event more than four (4) qualified employees wish to be placed on the standby rotation roster. Each standby slot shall represent one ( 1) week and shall rotate with the remaining standby slots . The standby rotation roster shall be established and shall be in effect for twelve ( 12 ) calendar months . Starting with the most senior qualified employee in the relevant division, qualified employees will be given the option of selecting a slot on the roster. An employee may select up to two (2 ) slots provided all other qualified employees have had an opportunity to bid and the minimum , four (4 ) slots have not been filled. In the event that after all employees have had an opportunity to bid and there remains fewer than four (4 ) slots filled, the division superintendent shall place qualified employes within the remaining unfilled slots up to the minimum required, starting with the qualified employee with the least seniority. Trading of days or weeks with other qualified personnel may be allowed subject to prior approval of the Division superintendent. Provided, however, the Employee originally scheduled for the traded time shall remain in the rotation and shall be responsible for that time should the employee with whom he has traded becomes unable or unwilling to take the standby hours . The standby rotation roster, once established, shall be in effect for twelve ( 12) calendar months and shall be re-bid at the end of its term. Employees shall not be permitted to withdraw from the roster before the expiration of its ' term, except with the prior approval of the division superintendent, due to medical disability or when a qualified employee not on the roster is willing to replace the employee wishing to withdraw. In addition, the division superintendent may permit an employee to withdraw due to unusual, unique or extraordinary circumstances or conditions affecting the - employee; but only if such withdrawal will not reduce the roster below the minimum number of slots set forth above. In the event that during the term of this roster 22 any person thereon leaves the employment of the City or is permitted to withdraw and is not replaced, the roster shall be reduced and the rotation cycle adjusted accordingly. Provided, however, in the event that such reduction lowers the number of individuals on the roster below the minimum number of slots, the division superintendent shall appoint qualified employees to the roster to fill the slots up to the minimum beginning with the qualified employee with the least seniority. Section 12 . Callouts . An employee called back to work after having completed his/her assigned work and has gone home, or he/she is called out on their day off, shall receive a minimum of two (2 ) hours compensation, or his/her actual time, whichever is greater, at one and one-half ( 1-1/2 ) times his/her straight time rate of pay for the minimum two (2 ) hours of his/her actual time, whichever is greater. Section 13. No Pyramiding. Compensation shall not be paid more than once for the same hours under any provision of this Article 'or Agreement. For example, daily and weekly overtime will not be paid for the same hours worked. • 23 ARTICLE XI Holidays and Personal Days Section 1 . Recognized Holidays . The employees covered by this Agreement are eligible for eight (8) holidays . The holidays consist of the following: New Year's Day; Memorial Day; Independence Day; Labor Day; Thanksgiving Day; the day after Thanksgiving Day; the afternoon four (4) hours on Christmas Eve; Christmas Day; and the afternoon four (4 ) hours on New Year's Eve. Section 2 . Holiday Observance. The standard observance of recognized holidays will be on the day they occur. For employees whose regularly scheduled work week does not include Saturday and/or Sunday: when a holiday falls on Saturday, the preceding Friday shall be observed, and when a holiday falls on Sunday, the following Monday shall be observed, except as provided in Section 3 below. Sectthn 3. Christmas and New Year's Eve. In order to implement the one-half ( 1/2) day holiday on Christmas Eve (December 24 ) and New Year's Eve (December 31) , non-shift emplcyees shall be entitled to the following provision, depending on the day of the week on which Christmas Eve and New Year's Eve fall : Day on Which Eves Fall Provision Monday The full day before Christmas (December 24 ) Tuesday, Wednesday One-half ( 1/2) day on and Thursday both Christmas Eve and New Year's Eve Friday, Saturday One ( 1) floating holiday and Sunday to be taken between Thanks- giving Day and December 31 • Employees will be eligible for cash payment if a floating day scheduled as time off - is cancelled by the Department Head because of emergency reasons and cannot be rescheduled by December 31st. Such payment shall be equal to his/her straight-time hourly rate of pay times eight. Section 4 . Holiday Pay Eligibility. In order to be eligible for holiday pay, the employee must work his/her last full scheduled working day before and immediately following the day observed as a holiday, unless one of these days is the employee's scheduled day off or unless the employee is excused 24 in writing by his/her supervisor because said employee is off work as a result of authorized paid leave. Section 5. Holiday Remuneration. Non-shift employees who do not work on an observed holiday shall receive eight (8) hours ' ( four (4 ) hours for the half day eves) holiday pay at his/her straight-time hourly rate. A non-shift employee required to work on an observed holiday because of a callout will be paid at the applicable overtime provisions in addition to his/her holiday pay. Section 6 . Shift Holiday Pay. Holiday observance for shift employees who are assigned to work a schedule with two or more shifts in a twenty-four (24 ) hour shift operation shall be on the day on which the holiday actually occurs . These employees shall receive compensation in the form of holiday additional pay for twelve ( 12) hours (six (6) hours for the half day eves) at his/her straight-time hourly rate, if actually worked, and eight (8) hours ( four (4 ) hours for the half day eves) at his/her straight-time hourly rate, if not worked. Where a holiday falls on an employee's regularly scheduled day off, the employee shall have the option of receiving holiday pay at the applicable rate of pay or requesting alternative scheduled holiday time off to be taken within thirty ( 30) days of the recognized holiday. Section 7 . Personal Days. Employees shall be eligible for four (4 ) personal days in any one payroll year for all employees on the payroll as of January 1st. Employees hired after January 1st but before June 30th of the same payroll year shall be eligible for two (2) personal days . For the purpose of interpretation of this section, shift employees assigned to an operation with a twenty-four (24 ) hour schedule consisting of an eight (8) hour workday, shall receive personal days as set forth above. Any time off for a personal day shall be scheduled with the approval of the employee' s immediate supervisor or designee and any such approval shall not be unreasonably withheld provided that if one employee on the same shift has already requested that day as a personal day, any additional requests may be denied without being deemed unreasonable. Employees requesting a personal day shall give at least twenty four (24 ) hours notice, except in • an emergency, when the employee will give as much notice as reasonably possible. • • • 25 ARTICLE XII Vacations Section 1 . Vacation Eligibility. Effective January 1, 1992, employees covered by this Agreement who have been employed by the City for a period of at least one ( 1) year, shall be entitled to a vacation as follows : Years of Continuous Service Length of Vacation First ( 1st) year to sixth Two (2 ) weeks - ( 6th) anniversary 80 hours Seventh (7th) year to thirteenth Three ( 3) weeks - ( 13th) anniversary 120 hours Fourteenth ( 14th) year to twenty- Four (4 ) weeks - first (21st) anniversary 160 hours Twenty-Second (22nd) year and Five (5) weeks - over 200 hours The employee' s anniversary date of continuous employment from the last date of hire as a full-time employee shall be the basis of calculation for length of service. Section 2 . Vacation Accrual . Vacation hours are accrued each bi-weekly pay period if the employee is paid for a minimum of sixty (60) hours, inclusive of holiday, vacation, sick leave, worker' s compensation or authorized leave. An employee does not earn vacation hours while he/she is absent "without leave" ; on "leave without pay" ; or extending out accrued vacation hours upon retirement. Employees shall be allowed to accumulate vacation according to the provisions of the City Ordinance S6-88, providing for the accumulation of vacation leave, as the same may be changed from time to time by the City Council . Section 3. Vacation Pay. For each week of vacation, an eligible employee shall be entitled to a vacation allowance of forty (40) hours pay ( 8 hours per day pay) at the employee' s regular straight-time hourly rate of pay. Section 4 . Increasing Vacation. The annual vacation leave an employee actually takes in any payroll year may be increased by the conversion of accrued sick leave. The employee with more than sixty (60) accrued sick leave days, which is the equivalent of 480 sick leave hours, is eligible to convert and take up to five (5) additional vacation days in the payroll year, as long as the remaining balance of accrued 26 sick leave days shall not total less than sixty (60) days . Such conversion shall be three (3) days of sick leave for one ( 1) additional day of vacation leave. Such additional vacation leave shall be taken during the same payroll period as it is converted, and shall be scheduled only after all other employees in the department or division have scheduled their vacation leave. Shift employees shall be allowed to utilize short-trades for the purpose of extending authorized leaves. Request for short trades may be denied if it conflicts with other authorized leave of absence or vacation. Trades shall only be allowed . between employees who are qualified to do each others jobs . Section 5. Scheduling of Vacation. Vacation shall be scheduled insofar as practicable, at time most desired by each employee, with the determination of preference being made on the basis of an employee's length of continuous service with the City. It is expressly understood that the final right to designate the vacation period and the maximum number of employees who may be on vacation at any one time, is exclusively reserved by the Divisional Head in order to insure the orderly performance of services provided by the City. • 27 ARTICLE XIII Sick Leave Section 1 . Sick Leave Accumulation. Employees covered by this Agreement shall earn sick leave by accumulating the equivalent of twelve ( 12 ) days of sick leave on the basis of 3 .692 hours of sick leave each payroll period. Sick hours are accumulated each payroll period if the employee is paid a minimum of sixty (60) hours inclusive of holidays; personal days; vacation; sick leave; worker's compensation; or authorized leave "with pay. " An employee does not earn sick hours while he/she is absent "without leave"; on "leave without pay" ; or extending out accrued vacation hours upon retirement. Employees may accumulate sick leave up to a total maximum accrual of 240 sick days; which is the equivalent of 1920 hours of sick leave. Section 2 . Sick Leave Allowance. Sick leave is a term insurance-type benefit that should be used by the employee only when needed and an employee may charge time to sick leave only for the following reasons: - Non-service related illnesses or injury of an employee that renders him/her unable to perform the duties of their position, except that an employee shall not be eligible for sick leave benefits under this item for injuries incurred while working for another employer where the employee is receiving Workers Compensation from the other employer or would be eligible to receive Workers Compensation. - Illness of a member of the employee's immediate family requiring the employee's personal care and attendance, and which his/her reporting to work would create a hardship on the family. - Death. of a member of the immediate family for which up to three (3) consecutive workdays may be charged to sick leave. Members of the immediate family shall include: spouse, child, mother, father, mother-in-law, father-in-law, brother, sister, grandmother, grandfather. Funeral of a close friend or relative. Such leave shall be limited to travel time and necessary attendance at the funeral . - The first three (3) days off work because of an on-the-job injury, when said days are not covered by the State of Illinois Worker's Compensation Statutes . 28 Section 3. Sick Leave Pay. The rate of sick leave pay shall be the employee's regular straight-time hourly rate of pay in effect at the time the sick leave is being taken. Requests for paid sick leave shall not be made in excess of the total hours of accrued sick leave. When an absence chargeable to sick' leave exceeds accrued sick leave hours, the balance will be charged to accrued vacation hours or personal leave hours. Section 4 . Notification. It is the responsibility of each employee requesting paid sick leave to notify their immediate supervisor, other supervisors within the department or other employee/s that may be designated by the supervisor if the supervisor is not available. Said notification shall be made at least ( 30) minutes (sixty (60) minutes for employees assigned to a work scheduled with two (2) or more shifts ) before the employee's scheduled starting time. An employee who becomes ill during the work period must notify their supervisor before leaving work. The lack of proper notification shall cause the employee to be absent without pay, unless the employee can document that it was impossible to make such notification. Sick leave notification must be made each workday that paid sick leave is being requested, unless this requirement is expressly waived by the employee's supervisor. A doctor's slip may be required for absences on days before and after a paid holiday where theme is a record of abuse of sick time. Section 5 . Employee Release. Any employee who is sick or disabled for five (5) or more consecutive workdays, may be required to secure and submit a written -statement from a licensed practicing physician, certifying their capacity to return to work and resume the full duties of their position. Any employee who is sick or disabled for ten ( 10) or more consecutive workdays shall be required to secure and submit said written statement. An employee certified by a written physician' s statement as capable for light duty work may be required to return to work for such light duty work. Any written release must be submitted to the employee' s supervisor before the employee will be permitted to return to work. Section 6 . Sick Leave Incentive Recognition. In recognition of the non-use of sick leave, all employees on the payroll for the full payroll year (actually working a minimum of 1560 regularly scheduled hours) , shall be eligible for a sick leave incentive recognition bonus in accordance with the following schedule: 29 Sick Leave Hours Used in Payroll Year Recognition Bonus 0 $ 85 . 00 0 to 16 $ 55 .00 16 to. 32 $ 30 . 00 Following the end of the payroll year, payment will be made for any bonus recognition for which an employee may be eligible. Section 7 . Separation from Service. Employees, upon their resignation or retirement, may be eligible to convert accrued sick leave for severance pay. The employee with more than ninety (90) accrued sick leave days, which is the equivalent of 720 sick leave hours, may convert up to twenty (20) days or 160 hours of severance pay, as long as the remaining balance of accrued sick leave days shall not total less than ninety (90) says . Such conversion shall be at the rate of three ( 3) days of sick leave for one ( 1) day of severance pay. • • 30 ARTICLE XIV Medical and Health Plans Section 1. Medical and Health Coverage. Full-time employees who have been employed for at least thirty (30) days will be eligible to elect one of the following health and medical coverage options for themselves and their dependents . The City reserves the right to change insurance carriers, self-insure or implement cost containment features so long as the overall coverage available to employees employed upon the effective date of this Agreement is substantially the same. Any difference between an employee (or his beneficiary) and the health plan provider(s) or the processor of claims shall not be subject to the grievance procedure as set forth in this Agreement. Section 2 . Medical Insurance. The City will offer a group medical insurance plan for the employee and their dependent(s) . The City will contribute to this program a cost equal to the full premium and liability cost of the City' s basic comprehensive major medical insurance plan. The City's basic comprehensive major medical insurance plan for employees covered by this Agreement shall include the following provisions : 1 . $200 deductible per person, limit three ( 3) per family ($600 per family) . 2 . $500,000 Major Medical Limit. Section 3 . Health Maintenance Organization. The employee may, as an option, elect to participate in any eligible Health Maintenance Organization (HMO) certified with the City. The City will contribute to the cost of an HMO plan a monthly amount up to, but not to exceed, the monthly premium and liability cost of the City's basic comprehensive major medical insurance plan. Any additional costs for HMO participation over this prescribed monthly cost during the term of this • Agreement shall be paid by the employee. Section 4 . Dental. Employees covered by this • Agreement who have been employed for at least thirty (30) days shall be eligible to participate in a dental insurance plan offered and administered by the City. Participation in• the plan shall be at the employees option. The •full amount of the premium and liability for the plan shall be paid by the employee through payroll deduction. The monthly administrative fee for said plan shall be paid by the City. 31 Section 5. Early Retirement. An employee who is a participant in the Illinois Municipal Retirement Fund who retires and is qualified to receive immediate pension may elect to continue participation in the City's group comprehensive major medical insurance program upon retirement. Said participation shall be available only on a continuous coverage basis and by the retiree paying 100% of the applicable premium, payable in advance on a monthly basis . If a retiree fails to make the applicable monthly payment by the beginning of the month, coverage will be terminated. The right of a retiree to continue coverage under the provisions of this Item shall terminate when the retiree ( 1) returns to active service, (2) exercises any pension refund option available or accepts any separation benefits, (3) looses his/her rights to pension benefits, or (4 ) dies . • • 32 ARTICLE XV Life Insurance Effective the beginning of the first month immediately following the ratification of this Agreement by both parties, the City shall provide each employee covered by this Agreement who has been employed full-time for thirty ( 30) days or more, with a paid $14, 000 group term life insurance policy (including accidental death and dismemberment) . Employees in the bargaining unit may, at their option and at their cost, purchase additional group term life insurance up to double the base amount to the extent allowed by the carrier. 33 ARTICLE XVI Tool Reimbursement Effective upon the date of signature of this Agreement by both parties, non-probationary employees in the position of Automotive Mechanic and Automotive Service Worker covered by this Agreement shall be eligible for an annual tool reimbursement. Said reimbursement shall be up to $1,000 for the Mechanics and $250 for the Service Worker in a calendar year, upon presenting receipts of tool purchases to their supervisor. • • • 34 ARTICLE XVII Grievance Procedure Section 1 . Definition of Grievance. A grievance for the purpose of this Agreement is defined as a difference of opinion between an employee, or the Union with respect to the meaning or application of the terms of this Agreement or the inequitable application of rules, regulations, personnel policies or procedures asmay• be adopted by the employer during the terms of this Agreement. Section 2 . Grievance Procedure. Recognizing that any grievances should be raised and settled promptly, a grievance must be raised within seven (7) calendar days of the occurrence of the first ( 1st) event giving rise to the grievance. A grievance shall be processed as follows : STEP 1 : Division Head. The employee or group of employees shall file the grievance in writing to the Division Head. The Division Head may choose to meet with the employee, or group of employees to discuss the grievance. The Division Head will, upon receipt of the grievance, hold such meeting, if desired, and provide a written response within seven (7 ) • calendar days of said receipt. STEP 2 : Appeal to Department Head. If the grievance is not settled in Step 1, and the aggrieved employee and the Union decide to appeal, the Union shall, within seven (7 ) calendar days from receipt of the Step 1 answer, file with the Department Head an appeal signed by the aggrieved employee and the appropriate Union representative. The Department Head will schedule a meeting within seven (7 ) calendar days of receipt of the appeal. Such meeting will be held with the aggrieved employee(s) , the unit chairperson, and the steward of the affected employee(s) . If no agreement is reached in such a discussion, the Department Head, or his designee, will give his answer in writing within seven (7 ) calendar days of the discussion. STEP 3 : Appeal to City Manager. If the grievance is not settled in Step 2, and the aggrieved employee(s) and the Union . decides to appeal, the Union shall, within seven (7) calendar days after receipt of the Step 2 answer, file a written appeal with the City Manager. A meeting between the City Manager, or his designee, and the appropriate Union representative, will be scheduled within ten ( 10) working days of receipt of such appeal . If no settlement is reached at such meeting, the City Manager, or his designee, shall give his answer in writing within ten ( 10) calendar days of the meeting. 35 STEP 4 : Arbitration. If the grievance is not settled in accordance with the foregoing procedure, the Union may refer the grievance to arbitration by giving written notice to the City Manager within ten ( 10) calendar days after receipt of the City' s answer in Step 3. The parties shall attempt to agree upon an arbitrator promptly. In the event the parties are unable to agree upon an arbitrator, they shall jointly request the Federal Mediation and Conciliation Service of the American Arbitration Association to submit a panel of five (5) arbitrators . The Union shall strike two (2 ) names and the City shall then strike two (2) names; the person whose name remains shall be the arbitrator; provided that either party, before striking any names, shall have the right to reject one panel of arbitrators . The arbitrator shall be notified of his/her selection by a joint letter from the City and the Union, requesting that he/she set a time and a place for hearing, subject to the availability of the City and Union representatives . The arbitrator shall have no authority to amend, modify, nullify, ignore, add to, or subtract from the provisions of this Agreement. He/she shall consider and decide only the specific issue submitted to him/her, and his/her recommendation shall be based solely upon his/her interpretation of the meaning or application of the terms of this Agreement to the facts of the grievance presented. The decision of the arbitrator shall be binding. The costs of the arbitration proceeding, including the fee and expenses of the arbitrator, shall be divided equally by both parties . Section 3 . Time Limits . No grievance shall be entertained or processed unless it is filed within the time limits set forth above, if a grievance is not appealed within the time limits for appeal set forth above, it shall be deemed settled on the basis of the last answer of the City. If the City fails to provide an answer within the time limits so provided or schedule a required meeting within the specified time, the Union may immediately appeal the grievance to the next step. The parties may mutually agree in writing to extend any time limits . Where the parties mutually agree in writing, more than one grievance may be submitted to the same arbitrator. Section 4 . Investigation and Discussion of Grievances. All grievances resulting .in suspension or discharge of an employee(s) shall be subject to immediate investigation by the Union and its off-duty employee delegate(s) during working hours . Discussion and investigation of grievances relating to other issues shall take place outside of working hours unless otherwise agreed to by the City. 36 Section 5 . Civil Service Commission. It is expressly understood that matters subject to the Civil Service Commission or matters which may be appealed to the Civil Service Commission are not subject to this grievance procedure and that the sole recourse for such matters is with the Civil Service Commission. Section 6 . Disciplinary Suspensions or Deductions from Pay. Disciplinary action resulting in the suspension of a non-probationary employee may be appealed to the Civil Service Commission, in accordance with its rules and regulations (probationary employees have no recourse to the Civil Service Commission or the grievance procedure to protest discipline) . Such suspensions, if not subject to the Civil Service Commission' s jurisdiction, may, if otherwise timely, be processed as a grievance under the provisions of this Article. Section 7 . Precedence of Agreement. If there is any conflict between the specific terms of this Agreement and any City rules, regulations or policies, the specific terms of this Agreement shall be controlling. If an employee believes there is such a conflict, the employee may file a grievance in accordance with the provisions of this Article. • 37 ARTICLE XVIII Disciplinary Investigation Whenever an employee covered by this Agreement is the subject of a disciplinary investigation requiring an interrogation, such interrogation shall be scheduled at the employee' s division of employment at a reasonable time. Prior to the interrogation the employee shall be informed of the identity of the management personnel in charge of the interrogation and shall be allowed to have his/her union representative present during the interrogation. • 38 ARTICLE XVIX Americans With Disabilities Act The parties agree that the Employer may, notwithstanding any other provisions of this Agreement, take action that is in accord with what is legally permissible under the Act in order to be in compliance with the Americans with Disabilities Act. • • 39 ARTICLE XX DOT Drug and Alcohol Testing The City and the Union are aware of the requirements of the DOT Alcohol testing rules and the expanded DOT Drug Testing rules and hereby agree that all employees who possess a Commercial Driver' s License shall be subject to discipline, upon failing required drug or alcohol tests, within a twenty-four (24 ) month period, as follows : 1 . First Offense - An evaluation and counseling with an approved Substance Abuse Professional . 2 . Second Offense - Admittance to a rehabilitation program. 3. Third Offense - Termination. All other employees, not subject to DOT alcohol and drug testing, shall be afforded these same rights, as necessary. Employees who temporarily suffer the loss of driving privileges, except for refusing to submit to test required under DOT, shall be allowed to continue their employment for as long as the alternate assignment not requiring a driver' s license is available. Where such employee will have to be temporarily replaced by an employee in a lower classification, necessary wage adjustments shall be made. All testing requirements shall be subject to the provisions of Attachment "C" Drug and Alcohol Testing Policy and testing shall be performed in accordance with the applicable provisions of the DOT procedure. 40 ARTICLE XXI Savings If any provision of this Agreement is subsequently declared by legislative or judicial authority to be unlawful, unenforceable, or not in accordance with applicable laws, statutes, ordinance and regulations of the United States of America, the State of Illinois, or the Counties of Cook and Kane, all other provisions of this Agreement shall remain in full force and effect for the duration of this Agreement. 41 ARTICLE XXII Entire Agreement The parties acknowledge that during the negotiations which resulted in this Agreement, each had the unlimited right and opportunity to make demands and proposals with respect to any subject or matter not removed by law from the area of collective bargaining, and that the understandings and agreements arrived at by the parties after the exercise of that right and opportunity are set forth in this Agreement. Therefore, the City and the Union, for the duration of this Agreement , each voluntarily and unqualifiedly waives the right, and each agrees that the other shall not be obligated to bargain collectively with respect to any subject or matter referred to or covered in this Agreement, including the impact of the City's exercise of its rights as set forth herein on salaries, fringe benefits or terms and conditions of employment. 42 ARTICLE XXIII Term • Unless specifically provided otherwise, this Agreement shall be in full force and effect as of the date it is ratified by both parties and shall remain in full force and effect until the 20th day of December, 1997 . It shall be automatically renewed from year to year thereafter unless either party shall notify the other in writing at least sixty ( 60) days prior to the expiration date set forth above that it desires to modify this Agreement. If either party submits such written notice, the parties ' designated representatives shall immediately commence negotiations . Not withstanding the expiration date set forth above, this entire Agreement shall remain in full force and effect during the period of negotiations and until a successor agreement is ratified by both parties . EXECUTED THIS AKa day of September, 1995 , after approval by the City Council, City of Elgin, and after ratification by the Union membership. FOR THE CITY, By C . laZ27* ATTEST: FOR THE UNION, 47c4 ieL 11Z ATTEST: 4e4ee44140/;2 • 43 ATTACHMENT "A" Job Classifications Arborist Automotive Mechanic Automotive Service Worker Cement Worker Cemetery Lead Worker Crew Leader Electrical Worker Engineering Inspector Equipment Operator Golf Course Mechanic Greens Worker Instrumentation Service Worker Parks Grounds Worker Parks Maintenance Technician Service/Maintenance Laborer Sports Complex Lead Worker Utility Worker Water Laboratory Assistant Water Maintenance Mechanic Water Meter Servicer Water Meter Maintenance Person Water Service Person Water Treatment Laborer Water Treatment Operator ATTACHMENT "B" • • • Chapter 2.84 EARLY RETIREMENT PROGRAM Sections: 2.84.010 Establishment. 2.84.020 Eligibility. 2.84.030 Enrollment. 2.84.040 Group insurance benefit. 2.84.050 Termination. 2.84.060 No vested rights. • 2.84.010 ESTABLISHMENT. • There is established an early retirement program (hereafter program) of the city. The terms and conditions of this program and the right to participate therein shall be as set forth in this chapter. (Ord. G47-84 11, 1984.) 2.84.020 ELIGIBILITY. • Any full-time employee of the city who is either between 55 and 60 years of age or older and has a minimum of 20 years of service with the city and is vested in the Illinois Municipal Retirement Fund or 60 years of age or older, but who has not reached his 65th birthday and is vested in the Illinois Municipal Retirement Fund (eight years of creditable service), is eligible to participate in the program upon application as provided in this chapter. Participation shall be completely voluntary. (Ord. G47-84 § 2, 1984.) 2.84.030 ENROLLMENT. Any person desiring to participate in the program pursuant to Section 2.84.020 shall file with the personnel department or the city the.following. A. Notice of intent to participate in the program acknowledging and agreeing to abide by the terms of this chapter; B. Letter of resignation; C. Application for IMRF retirement benefits. (Ord. G47-84 13, 1984.) 2.84.040 GROUP INSURANCE BENEFIT. Participants in this program (hereafter"early retirees") shall be entitled to the following benefits until such benefits are terminated or expire pursuant to this chapter. A. Early retirees who are 55 years of age or older,but who have not reached • their 60th birthday,may at such early retiree's expense,participate in the city's management group insurance program.Participation costs for such early retirees shall be a sum equal to 150 percent of the then current monthly premium or as otherwise provided in an applicable collective bargaining agreement or letter of understanding, whichever is less. This obligation shall be paid quarterly by the early retiree until such person reaches their 60th birthday with each payment being a sum equal to the c ») 2.84-1 Administration and Personnel • required monthly contribution as provided above multiplied by three (each quarterly payment covers three months).Such quarterly payments shall be due and payable five days prior to the quarter for which the payment is to be applied. Failure to timely pay said quarterly payment shall result in the early retiree's automatic removal from the group medical insurance program. Any early retiree so removed shall not be • entitled to reinstatement or any further benefits under this program. Upon reaching the age of 60, early retirees who have continued to participate in the city's group medical insurance program shall be entitled to continued participation in the program pursuant to subsection (B)and (C) of this section. Any person who retires before the age of 60 and fails to participate on a continuous basis in the city's group insurance program until their 60th birthday shall not be eligible to continued insurance benefits provided in.subsections (B) and (C) of this section. B. Early retirees who retire on or after their 60th birthday or who retire on or after their 55th birthday and continue to participate in the city's management group medical insurance program until they reach the age of 60, shall continue to participate in such program, at no cost to the early retiree, up to a maximum of 24 months from the date of retirement or reaching the age of 60, whichever occurs first. The participation in the insurance program as provided in this subsection shall cease on the expiration of 24 months or upon the early retiree reaching the age of 65 or until the early retiree's death or upon becoming eligible for participation in Medicare, whichever occurs first. C. Provided continued participation has not ceased, expired or been terminated pursuant to the ordinance codified in this section, early retirees may continue to participate on a shared cost basis in the city's management group medical insurance program after the expiration of the 24-month no-cost period specified in subsection (B) of this section. The early retiree's contribution shall be based on one-half of the then current monthly premium at the time of payment and the number of months of such continued participation until the early retiree reaches the age of 65. The early retiree's portion of the shared cost continued participation may be paid in either of the following methods. 1. Prepayment. Payment may be made in a lump sum, either at the time an early retiree reaches the age of sixty if such early retiree retired prior to the age of sixty and has continued to participate in the city's group insurance program pursuant to subsection(A)of this section, or at retirement if the early retiree retires on or after their 60th birthday.This lump sum payment shall be an amount equal to the projected months of shared cost participation multiplied by one- half of the then current monthly premium. Projected months of shared cost participation shall be the number of months between the expiration of the group insurance benefit provided in subsection(B) of this section, which is fully funded by the city .(24 months after retirement or reaching the age of 60,whichever is applicable)and the date upon which the early retiree reaches the age of 65. • 2. Quarterly payment. Any early retiree may make quarterly payments, in advance, to continue the group insurance benefit after expiration • 2.84-2 mon 531/03) Early Retirement Program of the group insurance benefit provided in subsection (B) of this section. The first payment shall be due prior to expiration of the initial 24 months of coverage funded by the city as provided in subsection (B) of this section and each subsequent payment shall be due and payable not less than five days prior to the quarter for which the.payment is to be applied. Each payment shall be a sum equal to one-halfof the current monthly premium multiplied by three (each payment covers three months). Failure to timely pay any quarterly premium shall result in the early retiree's automatic removal from the group insurance program. Any early retiree so removed shall not be entitled •to reinstatement or any further benefits under this program. (Ord. G47-84 § 4, 1984.) 2.84.050 TERMINATION. A. Participation in the city's group insurance program by an early retiree shall cease upon the death of a retiree or upon the retiree reaching the age of 65 or upon the retiree becoming eligible for participation in ,. Medicare before age 65 or upon such early retiree's removal from this program for nonpayment pursuant to Section 2.84.040(A) or (C), whichever occurs first; provided, however, a retiree or other qualified beneficiary may elect for continuation of coverage in the city's group insurance program as provided by law. B. In the event an early retiree dies while participating in this program, any prepayment for continued coverage as provided in Section 2.84.040(A)or (C) allocated for months subsequent to the month in which the death occurred shall be refunded to the estate of the deceased; provided, that no qualified beneficiary elects for continuation of coverage as provided by law. (Ord. G14-87 § 1, 1987: Ord G47.84 § 5, 1984.) 2.84.060 NO VESTED RIGHTS. The terms of the ordinance codified in this chapter shall not be construed to create any vested rights in any person not participating in the program and the ordinance codified in this chapter may be amended or repealed at any time and without notice. (Ord. G47-84 1 6, 1984.) 03023/31/93) 2.84-5 . ATTACHMENT C CITY OF ELGIN/SEIU SUBSTANCE ABUSE AND DRUG TESTING POLICY Table of Contents Overview • II. Introduction A. Policy and Program Purposes B. Employee and Management Responsibilities C. Confidentiality D. Applicability of Policy for City Contractors III. Implementation Guidelines for Promoting a Drug and Alcohol Free Workplace A. . Deterrence 1 . Fitness for Duty 2 . Use of Prescription Medication 3. Education and Training B. Treatment and Rehabilitation 1. Employee Assistance Program (EAP)Responsibilities 2. EAP Referral C. Effects of Alcohol • IV. Provisions for Drug and Alcohol Testing A. General Conditions 1. Persons Subject to Testing 2. Drug Rule • 3. Alcohol Rule --Required Hours of Compliance B. Detection 1 . Circumstances for Testing a. Pre-Employment b. Reasonable Suspicion c. Post-Accident • d. Random e. Return to Duty f. Follow-Up g. Annual Physical Examination 2. Conduct that Constitutes a Refusal to Submit to a Test V. Methodology A. Consent B. Drug Testing 1. Collection Procedures 2. Laboratory Testing 3. Review by Medical Review Officer(MRO) 4. Notification and Split Sampling 5. Blind Sample Testing • C. Alcohol Testing 1. Breath Testing Procedures 2. Notification 2 • 3. Positive Test Results at Designated Threshold Levels C. . Substance Abuse Professional (SAP)Evaluation VI. Enforcement of Policies Thru Discipline A. Pre-employment B. Reasonable Suspicion C. Post-accident D. Random E. Return to Duty F. Follow-up G. Refusal to Take Test and/or Non-Compliance with Testing Procedures H. Inability to•Provide Adequate Amount of Urine Specimen or Breath I. • Urine Specimen Alteration J. Unsatisfactory Employee Assistance Program Participation K. Conviction for a Violation of a Criminal Drug Statute VII . Appendices • A. Terms and Definitions • B. List of Safety-Sensitive Positions • 3 Overview Under the Drug-Free Workplace Act of 1988, the U.S. Congress required recipients of federal funds to take certain steps to provide for drug-free workplaces for their employees. Additionally, under the Omnibus Transportation Employee Testing Act of 1991 the U.S. Congress directed the Federal Highway Administration (FHWA) to issue regulations on drug and alcohol testing for workers in safety-sensitive positions. In response, the FHWA has published drug and alcohol testing rules for persons required to have a commercial driver's license (CDL). In addition, the Department of Transportation ("DOT") has issued 49 CFR part 40 and Part 382, "Procedures for Transportation Workplace Drug and Alcohol Testing Programs", which prescribes the testing methods to be followed. This document sets forth the drug and alcohol policy and testing program of the City of Elgin (the City). It was developed to comply with the requirements identified in the foregoing laws and FHWA and DOT regulations. Where applicable, the document will identify those policies and procedures that are City-mandated and not required by the FHWA . The policy and program identified in this document are intended to supplement and not supersede other City-mandated drug and alcohol policies and testing programs not required by the DOT or the FHWA. Additionally, in adopting this policy and program, the City does not otherwise waive its right to enforce already established rules, policies, or programs, or the terms and provisions of any applicable collective bargaining agreement governing drug and alcohol use, possession, and testing. H. Introduction • A. Policy and Program Purposes The City performs a vital service for the public. To ensure that this service is delivered safely, efficiently, and effectively, each City employee has the responsibility to perform his/her duties in a safe, conscientious, and courteous manner. The purpose of this policy is to establish guidelines to maintain a drug and alcohol-free workplace and to reduce the probability of accidents or incidents related to • 4 the use and/or misuse of alcohol and other drugs by employees so that City services are delivered safely, efficiently, and effectively. This policy outlines four principles as a means to achieve the City's goal of providing a workplace free from the effects of drug and alcohol use and/or misuse for its employees. The first principle emphasizes deterrence from the use of drugs and alcohol in or affecting the workplace. City will make education and training available for all employees regarding the effects of substance abuse on individuals and on the workplace. Supervisors and managers will receive specialized training in detection, early interven- tion, and enforcement. • The second principle is treatment and rehabilitation. The City maintains an Employee Assistance Program ("EAP") to assist employees with personal problems, including those surrounding the misuse of drugs and alcohol. The City supports rehabilitation before an employee's job is in jeopardy. Although employees are encouraged to receive help for drug and alcohol problems, participation in the City's EAP will not excuse an employee's failure to comply with City rules and regulations. Nor will it preclude discipline for rule or policy violations. The third principle is detection. Toward this end, the City employs six (6)FTA- mandated drug and/or alcohol tests in the following circumstances: pre-employment reasonable suspicion, post-accident, random, return to duty, and follow-up. The foregoing drug and/or alcohol tests will apply to all full-time, part-time, seasonal, and temporary employees of the City who posses a commercial drivers license. It also applies to: applicants for positions of employment with the City; employees of contractors engaged in the performance of safety-sensitive functions for City; and employees of operators who are third party contractors engaged in the performance of safety sensitive functions. In addition, all other full-time, part-time, seasonal, and temporary employees of the City may under the provisions of"reasonable suspicion" be required to submit to testing. The fourth principle is enforcement, which is essential if deterrence, re- habilitation, and detection are to be successful. All employees must be fit for duty as defined within this policy. Accordingly, the failure to properly report the use of medically authorized drugs, the use of illegal drugs, the manufacture, distribution, dispensing, possession, or use of a controlled substance or narcotic contrary to the terms of this policy, and the use or possession of intoxicants contrary to the terms of this policy is prohibited and will result in disciplinary action up to and including discharge. B. Employee and Management Responsibilities All City employees covered by this policy are required to refrain from using drugs and alcohol contrary to the specific prohibitions identified herein. The Director of Human Resources will monitor City Division and Department practices to ensure compliance and answer all questions of any employee about this policy. 5 Employees are responsible for ensuring adherence to this policy. Managers and supervisors will be held accountable for both the application of the policy and the consistency of its enforcement. To that end, the City prohibits the discriminatory application, implementation, or enforcement of any provision of this policy on the basis of race, color, age, sex, religion, national origin and ancestry, sexual orientation, veteran status, or disability. C . Confidentiality Confidentiality will be maintained throughout the drug and alcohol screening process. The City will maintain records in a manner so that disclosure of information to unauthorized persons does not occur. Additionally, the specimen collection site, testing laboratory, medical review officer("MRO"), breath alcohol technician ("BAT"), and substance abuse professional ("SAP") will be held to strict confidentiality requirements consistent with the following: The testing laboratory will report individual drug test results only to the employee tested, the designated MRO, or the decision makers in a lawsuit, grievance, or other proceeding initiated by or on behalf of the employee and arising from a certifiel positive drug test. The MRO, BAT, and SAP will report individual test results only to: the employee tested; the City's EAP, if applicable; and the City's Human Resources Director. The City will release individual test results to the employee tested upon written request. The City will not release individual test results to any other party absent a specific written consent of the employee tested authorizing such release to a specifically identified person(s) except as follows: To the decision maker in a lawsuit, grievance, or other proceeding initiated by or on behalf of the employee tested and arising from a test adminis- tered under this policy. When requested by the DOT or any DOT agency with regulatory authority over the City or any of its employees. EAP personnel will be expected to carry out all actions relative to this policy in a manner which respects the dignity and confidentiality of those involved. EAP records are regarded as confidential medical records and are not available for inspection by anyone except EAP staff absent a written release of information by the employee. EAP personnel will release information to City personnel only on a need-to-know basis subject to advance notice to the employee whenever feasible. In any case where the employee 6 • raises a claim against the City involving his/her participation in the EAP, the employee shall be deemed to have waived his/her right to confidentiality and City shall have the right to explore thoroughly and evaluate the employee's participation in the EAP. D. Applicability of Policy to City Contractors All City contractor employees who are engaged in the performance of safety- sensitive functions for the City are subject to the provisions of this policy pertaining to Deterrence (Section III A), Provisions for Drug and Alcohol Testing (Section IV), and Methodology (Section V). Employees of third party contractors which operate transportation service for the City contractors who are engaged the performance of safety- sensitive functions also are subject to the provisions. In applying the policy to contractors, the term "contractor" may be substituted for the term "City", where appropriate. The City does not mandate the application of other provisions of this policy relating to Treatment and Rehabilitation (the Employee Assistance Program, Section III A) and Enforcemelt of Policy Through Discipline (Section VI)to contractor employees. These areas are left to the contractor's discretion. However, any contractor employee who violates the City's policies or Deterrence, Provisions for Drug and Alcohol Testing, and Methodology will not be allowed to perform safety-sensitive functions in City-funded service. • Contractors are required to insure compliance with the applicable provisions of the City's policy and must provide timely data to the City, as requested by City, in order that the City may include such information in its mandated reports to DOT. The City will make every reasonable effort to assist contractors in compliance, which may include offering City-obtained services for testing, MRO and SAP reviews, and education and training for the fee(s) charged to the City. • III. Implementation Guidelines for Promoting a Drug and Alcohol Free Workplace A. Deterrence 1. Fitness for Duty The City has determined that an employee is fit for duty when he/she is unequivocally able to perform his/her job duties, including when he/she is ready for work or working without the presence of any alcohol or the • presence of any specified drugs or their metabolites as prescribed by this policy. Employees must understand that they are responsible for assuring that their job conduct is safe and appropriate. 7 2 . Use of Prescription Medication Employees who take prescription medication or over the counter medication, are responsible for being aware of any effect the medica- tion may have on the performance of their duties, and must promptly report to their supervisor the use of medication likely to impair their ability.to do their job properly. An employee who fails to do so will be subject to disciplinary action. Moreover, employees who take over the counter or prescribed medicine contrary to instructions may be sub- ject to disciplinary action up to and including discharge. Any employee whose abuse of prescription drugs results in excessive absenteeism or tardiness or is the cause of accidents or poor work per- formance, will be referred to the Employee Assistance Program for re- habilitation. If the employee refuses or fails rehabilitation, the em- ployee shall be subject to disciplinary action, including immediate ter- mination. Employees and applicants may prior to the administering of a drug and alcohol test provide a list of those medications that he or she has recently used. The list or medications, if provided, shall be sealed and held as confidential until there has been a positive test result. In the event of a confirmed positive test result, the list of medications shall only be disclosed to the medical official who will determine whether the positive result was due to the lawful use of any of the listed medications. Employees and applicants may choose to provide such a list after being notified of a confirmed positive result. 3. Education and Training The City recognizes that education and training of its work force and supervisors are major components of a successful drug and alcohol program. To that extent:. • All employees subject to testing under this policy will be • provided a copy of this policy. The City will display and distribute informational material about the effect of drugs along with the EAP hotline telephone number to assist employees who may be experiencing problems with prohibited drugs. The City will provide educational materials that explain the . requirements of the FHWA's alcohol rule and the policies and procedures identified in this document. 8 The City will distribute informational material about the signs and symptoms of an alcohol problem and the effects of alcohol misuse on an individual's health, work, and personal life. A minimum of sixty minutes of training will be provided to all employees subject to testing under this policy on the manifestations and behavioral cues indicating drug use and the effects of drug use on personal health, safety, and the work environment. A minimum of an additional sixty minutes of training for the alcohol program and sixty minutes of training for the drug program will be provided to supervisors who will be determining when it is appropriate to administer "reasonable suspicion" drug or alcohol tests under this policy. In addition to the foregoing, the City shall consider and may implement such other education and training programs as will help promote safety goals and maintain the integrity of the City's drug and alcohol testing program. B. Treatment and Rehabilitation 1 . Employee Assistance Program (EAP) Responsibilities In order to promote a drug and alcohol-free environment, the City will work to assist eligible employees with problems due to the use of drugs or misuse of alcohol. Accordingly, separate from any programs regarding drug and alcohol testing mandated by the FHWA and DOT, the City has estab- lished and encourages the use of its Employee Assistance Program ("the EAP"). The EAP was established in part so that an employee who recognizes that he/she has a drug use or alcohol misuse problem may have the opportunity to receive treatment and rehabilitation. City's EAP will assist eligible employees with drug use and alcohol misuse problems, and related concerns, through one or more of the following depending upon the circumstances of each particular case: Consultation with supervisors and/or other City officials. Evaluation and referral. 9 Individual and group counseling. Individual case management. Crisis intervention. • Specialized education and training programs. 2. EAP Referral There are two ways to begin rehabilitation through the City's EAP -- voluntary self-referral and managerial referral. Voluntary self-referral is preferred by the City as a means to resolve drug and/or alcohol problems. Such an option is not available to an employee after he/she has been notified to submit to a drug or alcohol test under this policy. Nor can an employee become a volunteer when subject to disciplinary action in order to avoid discipline. Voluntary participation in the EAP will not adversely impact an employee's employment or promotional opportunities at the City. However, employees who do not make a commitment to overcome their drug and/or alcohol problems may experience work performance problems as a result. Accordingly, an employee who exhibits poor or improper job performance as a result or tests positive for drugs and/or alcohol pursuant to a test administered under this policy will be subject to disciplinary action. The second avenue for referral to the EAP is through management. Supervisors and managers of the City may refer to the EAP for an evaluation any employee who demonstrates performance problems such as excessive absenteeism, tardiness, or overall poor work performance. Based upon the reason for the referral and the assessment of the EAP counselor, employees referred to the EAP and determined to have a drug use or alcohol misuse problem may be removed from their position and suspended or assigned to alternative duty subject to the availability of such work, any contractual restrictions upon the distribution of such work, the need to accommodate other employees, and any federal and state statutory and regulatory requirements. The managerial option to refer any employee to the City's EAP shall not, however, restrict the City's right to terminate or otherwise discipline an employee. In the event an employee requests admission into the EAP 10 • after commission of an act (including a violation of this policy) which subjects him/her to discharge, the City in its discretion may convert the discharge to a suspension and allow the employee admission into the EAP. Such a determination will be based upon the following criteria: the type of rule violation and all circumstances attendant to the incident in question; the employee's length of service; and the employee's overall work record. Any questions regarding the City's EAP should be referred to the City's Human Resources Director. C . Effects of Alcohol Alcohol is the most commonly abused chemical substance in this country and in the workplace. Out of the two-thirds of all Americans who drink, there are an estimated thirteen million people with serious drinking problems. A problem drinker is anyone who frequently drinks to the state of intoxication. While intoxicated, he/she may exhibit behavior that would never occur while sober. Alcohol problems have a devastating impact on family life, health, and • the workplace. The family may be subjected to frequent episodes of violence, physical and emotional neglect, and financial problems. Alcohol abuse may cause or exacerbate problems such as diabetes, ulcers, hyperter sion, and kidney problems. Emotional health is affected as well due to alcohol misuse, presenting symptoms suchas depression, anxiety, hallucination, and insomnia. Alcohol abuse in the workplace costs corporate America millions of dollars each year through excessive absenteeism, lack of motivation, and a rise in the use of medical benefits associated with illness caused by alcoholism. The most effective way to combat alcohol misuse is treatment. Alcohol detoxification rehabilitation is the only method of intervention used to interrupt alcoholism. • N. Provisions for Drug and Alcohol Testing A. General Conditions 1. Persons Subject to Testing The following persons will be subject to drug and alcohol testing pursuant to the terms of this policy: All full-time, part-time, seasonal, and temporary employees of the City engaged in the performance of safety-sensitive functions. (Employees not engaged in the performance of safety-sensitive functions are subject to reasonable suspicion testing only.) 11 Applicants for positions of employment with City; Employees of contractors engaged in the performance of safety-sensitive functions for City; and Employees of operators who are third party contractors engaged in the performance of safety-sensitive functions. "Safety-sensitive functions" are performed by those persons who: • Operate or service vehicles required to be operated by a holder of a commercial driver's license or could be required to operate and service such vehicles. • Included in the foregoing are supervisors who in fact perform safety- sensitive functions. Supervisors of covered employees who themselves do not perform safety-sensitive functions are excluded. Attached to this policy is a list of the position titles identifying the persons subject to drug and alcohol testing. 2. Drug Rule All persons covered by this policy are prohibited from using any of the following five substances; marijuana; cocaine; opiates; amphet- amines; and phencyclidine. The unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance on City property by any person at any time also is prohibited. Additionally, separate from any DOT or FHWA requirements: The use of an illegal drug or controlled substance or the possession of same on or off duty shall be subject to disciplinary action, including termination of employment. The sale, trade or delivery of illegal drugs or controlled substances by a City employee to another person shall be • subject to disciplinary action, including termination of employment and shall be reported to law enforcement authorities. The occasional, "recreational", or "off-duty" use of illegal drugs will not be excused by the City. 12 • Failure of an employee to notify the City of any criminal drug statute conviction for a violation occurring on or off the work place no later than five days after such conviction shall be grounds for termination of employment. An employee shall not knowingly accept relief from or permit an employee to work who is under the influence of a controlled substance or narcotic. 3. Alcohol Rule--Required Hours of Compliance • All persons covered by this policy are prohibited from consuming alcohol: while performing a safety-sensitive function; within four hours prior to performing a safety-sensitive function; and up to eight hours following an accident or until the employee undergoes a post-accident test. Additionally, apart from any DOT or FHWA requirements: No alcoholic beverage will be brought on or consumed upon City premises or in City vehicles. No alcoholic beverage will be consumed by City employees during periods within the work shift including lunch. Drinking or being under the influence of an alcoholic beverage while on duty is forbidden. Any employee whose off-duty abuse of alcohol results in excessive absenteeism or tardiness or is the cause of an accident or poor work performance will be referred to the Employee Assistance Program for rehabilitation. If the employee refuses or fails rehabilitation the employee shall be subject to disciplinary action, including termination of employment. An employee shall not knowingly accept relief from or permit an employee to work who is under the influence of • an intoxicant. B. • Detection 1 . Circumstances for Testing • a. Pre-Employment No applicant for employment in a safety-sensitive position 13 will be hired by the City unless the applicant submits to a pre-employ- ment drug and alcohol test. The test will be administered as part of the pre-placement physical examination. b. Reasonable Suspicion All employees covered by this policy will be required to submit to a drug and alcohol test when the City, through observations made by a supervisor, has reasonable suspicion that the employee has used a prohibited.drug or misused alcohol contrary to the terms of this policy.. The request to undergo a reasonable suspicion test will be based on specific contemporaneous, articulable observations concerning the appearance, behavior, breath, or body odor of the person to whom the request is directed. Supervisors who will be expected to make such a determination will be trained in the facts, circumstances, physical evidence, physical signs and symptoms, and patterns of perfor- mance and/or behavior associated with drug use and alcohol misuse. Supervisors are required to detail in writing the specific facts, symptoms, or observations which formed the basis for their determination that reasonable suspicion existed towarrant the testing of the employee. Prior to requiring that the employee submit to a drug or alcohol test, this documentation shall be forwarded to the appropriate department head or designee for his/her approval. The facts underlying the determination of reasonable suspicion shall be disclosed to the employee at the time the demand is made. c. Post-Accident All employees covered by this policy who are involved in an accident will be required to submit to a drug and alcohol test. An "accident" is defined as an occurrence associated with the • operation of a City vehicle in which : An individual dies; An individual suffers a bodily injury and immedi- ately receives medical treatment away from the scene of the accident; or The City vehicle involved incurs disabling damage • and is transported away from the scene by a tow truck or other vehicle. 14 • In the case of any accident involving a fatality, each surviving safety-sensitive employee on duty in the City vehicle at the time of the accident will be tested. Additionally, safety- sensitive employees not on the vehicle whose performance could have contributed to the accident, as determined by the City using the best information available at the time of the accident, will be tested. In the case of all other accidents covered by this policy (i.e., those not involving a fatality), each safety-sensitive employee on duty in the City vehicle at the time of the accident and who receives a citation under state or local law for a moving traffic violation arising from the accident will be tested. Additionally, any other safety-sensitive employees whose performance could have contributed to the accident, as determined by the City using the best information available at the time of the accident, will be tested . Post-accident drug tests will be performed as soon as possible but no later than thirty-two (32) hours following the accident. Post-accident alcohol tests will be performed within two (2) but no later than eight (8) hours following the accident. If an alcohol test is not administered within two (2) hours following the accident, the City will prepare and maintain a record stating the reason(s) the test was not so administered. If an alcohol test still is not administered within eight (8) hours following the accident, all attempts to administer the test will cease. An employee subject to post-accident testing who fails to remain available for such testing, including notifying the City of his/her location after leaving the scene of the accident, may be deemed to have refused to submit to testing. d. Random Testing All employees covered by this policy will be subject to random drug and alcohol testing. Subject to adjustment by the FHWA, each year at least fifty(50) percent of the total number of safety-sensitive employees will be subject to drug testing and twenty-five (25) percent to alcohol testing. In conducting such tests, the process will be unannounced as well as random. Once the employee has been notified of selection for testing, the employee will be required to report immediately to the designated collection site. 15 e. Return to Duty Before any employee covered by this policy is allowed to return to duty to perform a safety-sensitive function following a • verified positive drug test result, an alcohol test result of 0.04 or greater, or a refusal to submit to a test, the employee will be required to: Be evaluated by a substance abuse professional ("SAP") designated by City to determine whether the employee has followed the recommendations for action by the SAP, including participation in any rehabilitation program; and Pass a return to duty drug and alcohol test. Before any employee covered by this policy is allowed to return to duty to perform a safety-sensitive function following an alcohol test result of 0.02 or greater but less than 0.04, the • employee will be required to pass a return to duty alcohol test showing an alcohol concentration of less than 0.02. In addition to the foregoing, and separate from any FHWA requirements, the City requires that all employees covered by this policy submit to a return to duty drug and alcohol test when: The employee is returning from a drug and/or alcohol rehabilitation program known to or ar- ranged by the City. The employee has signed a treatment plan, work resumption, or return to work agreement that requires the test. The employee must have a verified negative drug test result and alcohol test result of less than 0.02 to return to duty to perform a safety-sensitive function. If a drug test result is canceled, the employee will be subject to and required to pass another drug test. f. Follow-Up An employee who is allowed to return to duty to perform • a safety-sensitive function following a verified positive drug test 16 result, an alcohol test of 0.04 or greater, or a refusal to submit to a test will be subject to unannounced follow-up testing for at least twelve (12) but not more than sixty (60) months. The frequency and duration of the follow-up testing will be determined by the SAP, but subject to the conducting of a minimum of six(6) tests . during the first twelve (12) months after the employee has returned to duty. The foregoing is separate from and in addition to the City's random testing program . Employees subject to follow-up testing also will remain in the standard random pool and will be tested whenever subject to random testing, even if as a result the employee is tested twice in the same month, week, or day. 2. Conduct that Constitutes a Refusal to Submit to a Test The following conduct will be regarded by City as a refusal to submit to a drug and/or alcohol test: Refusal, by word or action, to take the test. • Inability to provide adequate amounts of urine specimen or breath without a valid medical explanation. Tampering with or attempting to adulterate the specimen or collection procedure. Not reporting to the collection site in the time allotted. Leaving the scene of an accident without a valid reason before a test has been conducted. Falsely calling in sick or claiming to be ill at the time of the test. V. Methodology • A. Consent. . Before a drug and alcohol test is administered, employees and job applicants will be asked to sign a consent form authorizing the test and permitting release of test results to those municipal officials with a need to know. The consent form shall provide space for employees and applicants to acknowledge that they have been 17 notified of the municipality's drug testing policy. Employees and applicants may at this time provide a list of those medications that he or she has recently used. The list of medications, if provided, shall be sealed and held as confidential until there has been a positive test result. In the event of a confirmed positive test result, the list of medications shall only be disclosed to the medical official who will determine whether the positive result was due to the lawful use of any of the listed medications. Employees and applicants may choose to provide such a list after being notified of a confirmed positive result. The consent form shall also set forth the following information: • 1. The procedure for confirming an initial positive test result. 2. The consequences of a confirmed positive test result. 3. The right to explain a confirmed positive test result and the appeal procedure available. 4. The consequences of refusing to undergo a drug and alcohol test. An employee who refuses to consent to a drug and alcohol test when reasonable suspicion of drug or alcohol use has been identified is subject to disciplinary action up to and including termination of employment. B. Drug Testing 1 . Collection Procedures When ordered to do so by the City, an employee shall submit to drug testing through urine analysis. At the time specimens are collected, the employee will be given written instructions setting forth his/her respon- sibilities. The employee's identity will be verified through the use of a photo identification card or through a representative designated by the City. Forty five(45) milliliters (about 1-1/2 ounces) of urine will be • collected. The collection site technician will pour fifteen (15) ml into one bottle to be used as the split specimen . The remainder(at least thirty(30) ml) will be retained in the collection bottle or poured into another bottle to be used as the primary specimen. Within four(4) minutes of receiving the specimen, the temperature of the specimen will be recorded. Any specimen temperature out of the range of 32 to 38C/90 to 100F will require that a body temperature be obtained from the donor to confirm the sample has not been adulterated, The collection site technician also will examine the specimen visually for is • any unusual color or sediment, and note the results on the custody and control form. Both bottles will be sealed and labeled in the presence of the employee. The donor will initial the labels verifying the specimen is his/hers. A custody and control form will be completed and signed by the collection site technician and the donor. Both theprimary and split specimen will be sealed in a single shipping container, together with the appropriate pages of the custody and control form. The tape seal on the container will bear the initials of the collection person and the date of closure for shipment. The specimen will be placed in secure storage until . dispatched to the laboratory. Procedures for collecting urine specimens shall allow individual privacy. If, however, any of the following circumstances exist, a collection site person of the same gender as the individual providing the urine specimen shall obtain a specimen by direct observation: The individual has provided a urine specimen that falls outside the normal temperature range (32 to 38C/90 to 100F) and either the individual declines to provide a measurement of oral body temperature or the individual's oral body temperature varies by • more than 1 C/1.8F from the temperature of the specimen . The collection site person observes conduct indicating an attempt to substitute or adulterate the specimen. A urine specimen provided by the individual for testing on a previous occasion was determined by the laboratory to have a specific gravity of less than 1.003 and a creatinine concentration below 0.2 g/1. The individual previously has been determined to have used a controlled substance without medical authorization and the test being conducted is a return to duty or follow-up test. A supervisor of the collection site person or a designated City representative shall review and concur in advance with any decision by a collection site person to obtain a specimen under direct observation. 2 . Laboratory Testing All drug testing will be completed in a laboratory certified by the Department of Health and Human Services (DHHS). An immunoassay test will be performed initially on the specimen. If any prohibited drug 19 registers above the cutoff level on the immunoassay screen, an aliquot of the same urine specimen will be confirmed by using gas chromatogra- phylmass spectrometry (GCIMS) . All FHWA-mandated drug testing will be performed to detect for the presence of the following five substances: marijuana; cocaine; opiates; phencyclidine; and amphetamines. The following initial cutoff levels will be used when screening specimens to determine whether they are negative for the identified drugs: • Drug Cutoff Levels (mg/mi) Marijuana metabolites 50 Cocaine metabolites 300 Opiate metabolites 300* Phencyclidine 25 Amphetamines 1,000 * 25ng/ml if immunoassay specific for free morphine The following confirmatory cutoff levels will be used: Drug Cutoff Levels • (mg/mi) Marijuana metabolite 1 15 Cocaine metabolite 2 150 Opiates: Morphine 300 • • Codeine 300 Phencyclidine 25 • 20 • Amphetamines: Amphetamine 500 Methamphetamine 3 500 1 Delta-9-tetrahydrocannabinol-9-carboxylic acid 2 Benzoylecgonine 3 Specimen must also contain amphetamine at a concentration greater than or equal to 200 mg/ml All confirmed positive specimens will be retained by the laboratory for a minimum of one year. 3. Review by Medical Officer (MRO) All drug testing laboratory results shall be reviewed by a qualified medical review officer ("MRO") designated by the City to verify and validate the test results. The MRO will conduct an administrative review of the control and custody form to ensure its accuracy. The MRO also will review and interpret an individual's confirmed positive test by: (1) reviewing the individual's medical history; (2) affording the individual an • opportunity to discuss the test result; and (3) deciding whether there is a legitimate medical explanation for the result, including legally prescribed medication. The foregoing applies to both FHWA-mandated and City- mandated drug testing. 4 . Notification and Split Sampling The MRO will notify each employee who has a verified positive test that the employee has seventy-two (72) hours within which to request a test of the split specimen. If the employee requests an analysis of the split specimen, the MRO will direct the laboratory, in writing, to ship the split specimen to another DHHS laboratory for analysis. • If the analysis of the split specimen fails to confirm the presence of the drug(s) or drug metabolite(s) found in the primary specimen, or if the split specimen is unavailable or inadequate for testing, the MRO will cancel the test and report the cancellation and the reasons for it to the DOT, the employer, and the employee. If the employee has not contacted the MRO within seventy-two (72) hours of being notified of a verified positive drug test, the employee may present to the MRO information documenting that serious illness, injury, inability to contact the MRO, lack of actual notice of the verified 21 • positive test, or other unavoidable circumstances prevented the employee from contacting the MRO in time. If the MRO concludes that there is a legitimate explanation for the employee's failure to contact the MRO, the MRO will direct that an analysis of the split sample be performed. If the MRO concludes that there is no legitimate explanation, the MRO is not required to direct the analysis of the split specimen. If, after the MRO makes all reasonable efforts (and documents them), the MRO is unable to reach the individual directly, the MRO will contact a designated City representative who will direct the employee to contact the MRO as soon as possible. If, after making all reasonable efforts, the designated City representative is unable to contact the employee, the City may place the employee on temporary unqualified status or medical leave. The MRO will report each verified test result to the person designated by the City to receive the results. Reporting of a verified positive result or taking action required as a result of a positive drug test will not be delayed pending the split sampling analysis. The MRO will maintain all necessary records and send test result reports to the City's Director of Human Resources (or a designated representative). 5 . Blind Sample Testing The City will use blind testing procedures for quality control. The City will submit three blind performance test specimens for each one hundred (100) employee specimens it submits, up to a maximum of one hundred (100) blind performance test specimens submitted per quarter. The specimens will be procured from a DHHS-certified specimen vendor. Should a false positive error occur on a blind performance test specimen and the error is determined to be an administrative error, the City will promptly notify the DOT. The DOT and the City will require the laboratory to take corrective action to minimize the occurrence of the particular error in the future and , if there is reason to believe the error could have been systemic, the DOT may also require review and re-analysis of previously run specimens. Should a false positive error occur on a blind perfor- mance test specimen and the error is determined to be a technical or methodological error, the City will instruct the laboratory to submit all quality control data from the batch of specimens which included the false positive specimen to the DOT. In addition, the laboratory will re-test all specimens analyzed positive for that drug or metabolite from the time of final resolution of the error back to the time of the last satisfactory perfor- mance test cycle. • 22 C. Alcohol Testing 1 . Breath Testing Procedures • When ordered to do so by the City, an employee shall submit to breath alcohol testing through the use of an evidential breath testing device ("EBT"). Upon arrival at the collection site, the employee's identity will be verified through the use of a photo identification card or through a representative designated by the City. The testing procedures will be explained to the employee after which the employee and a breath alcohol technician ("BAT") designated by the City will complete, date, and sign the alcohol testing form. The BAT will inform the employee of the need to conduct a screening test. The BAT and the employee will read the sequential test number displayed by the EBT. The BAT will open an individually sealed, disposable mouthpiece in view of the employee and attach it to the EBT. The BAT will instruct the employee to blow forcefully into the mouth- . piece for at least six seconds or until an adequate amount of breath has been obtained. Following the screening test, The BAT will show the employee the result displayed on the EBT or the printed result. If the result of the screening test is an alcohol concentration of less than 0.02, no further testing is required and the test will be reported to the City as a negative test. The employee may then return to his/her safety sensitive position. If the result of the screening test is an alcohol concentration of 0.02 or greater, a confirmation test will be performed. The confirmation test will be conducted at least fifteen (15) minutes, but not more than twenty (20) minutes, after the completion of the initial test. This delay prevents any accumulation of alcohol in the mouth from leading to an artificially high reading. The employee will be instructed not to eat, drink, or put any object or substance in his/her mouth. The BAT will instruct the employee not to belch to the extent possible while awaiting the • confirmation test. The BAT will inform the employee that the test will be conducted at the end of the waiting period, even if the employee has disregarded the instructions. Before the confirmation test is administered, the BAT will conduct an airblank on the EBT. If the reading is greater than 0.00, the BAT will conduct one more airblank. If the second airblank is greater than 0.00, the EBT will not be used to conduct the test. The confirmation test will be conducted using the same procedure as the screening test. A new 23 mouthpiece will be used. If the initial and confirmatory test results are not identical, the confirmation test result will be deemed to be the final result. If the result displayed on the EBT is not the same as that on the printed form, the test will be canceled and the EBT removed from service. The BAT will sign and date the alcohol testing form. The employee will sign and date the certification statement, which includes a notice that the employee cannot perform safety sensitive duties or operate a motor vehicle if the results are 0.02 or greater. The BAT will attach the alcohol•test result printout directly on to the alcohol collection form with tamperproof tape (unless the results are printed directly on the form). If a screening or confirmatory test cannot be completed, the BAT will, if practicable, begin a new test using a new alcohol testing form with a new sequential test number. Refusal by an employee to complete and sign the alcohol testing form, to provide breath, or otherwise to cooperate with it collection process will be noted on the form and the test will be ten ninated. 2. Notification The BAT will transmit all results to a designated City representa- tive in a confidential manner. In the event an individual must be removed because he/she is engaged in the performance of safety-sensitive duties, the BAT will notify the designated City representative immediately. 3 . Positive Test Results at Designated Threshold Levels In the event of a positive test result of 0.02 or greater but less than 0.04, the employee shall be removed from duty for at least eight hours following the administration of the test unless an earlier re-test, conducted at the City's option, shows an alcohol concentration of less than 0.02. In no event will the employee be allowed to return to duty unless he/she passes • a return to duty alcohol test showing an alcohol concentration of less than 0.02. • • In the event of a positive test result equal to or greater than 0.04, the employee shall be prohibited from performing any safety-sensitive duties until he/she has been evaluated by a substance abuse professional • and has passed a return to duty test. C. Substance Abuse Professional (SAP)Evaluation 24 Any individual who has a verified positive drug test result or a breath , alcohol concentration of 0.04 or greater will be advised of the resources available to evaluate and resolve problems associated with drug abuse or alcohol misuse, including the names, addresses, and telephone numbers of substance abuse professionals and counseling and treatment programs. The employee also will be assessed by a substance abuse professional ("SAP") designated by the City who will determine what assistance, if any, the employee needs in resolving problems associated with prohibited drug use or alcohol misuse. The SAP will carry out the following responsibilities: • Evaluate whether an employee who has refused to submit to a drug or alcohol test or who has a positive test result is in need of assistance in resolving problems associated with drug use or alcohol misuse. Evaluate whether any employee who previously tested positive and desires to return to work has properly followed the SAP's recommendations for treatment. Determine the number of months a returning employee will be subject to follow-up testing after returning to duty (subject to a minimum six (6) .tests during the first twelve (12) months). Recommend whether a returning employee who previously tested positive for drug use also should be subject to return to duty and/or follow-up testing for alcohol misuse. Recommend whether a returning employee who previously tested positive for alcohol misuse also should be subject to return to duty and/or follow- up testing for drug use. • The foregoing applies to both FHWA-mandated and City-mandated testing. • VI. Enforcement of Policy Through Discipline A . Pre-Employment Any applicant who tests positive for drugs and/or alcohol will be disqualified from consideration for employment with City. 25 B. Reasonable Suspicion Any employee who tests positive for drugs and/or alcohol pursuant to a reasonable suspicion test administered under this policy will be subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. C . Post-Accident Any employee involved in an accident who tests positive for drugs and/or alcohol pursuant to a test administered under this policy will be subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. D . Random Any employee who tests positive for drugs and/or alcohol pursuant to a random test administered under this policy will be subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. E. Return to Duty Any employee who tests positive for drugs and/or alcohol pursuant to a return to duty test administered under this policy will be subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. F. Follow-Up Any employee who tests positive for drugs and/or alcohol pursuant to a follow-up test administered under this policy will be subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. G. Refusal to Take Test and/or Non-Compliance with Testing Procedures Any employee who refuses to submit to any drug or alcohol test administered under this policy, to complete and sign the requisite testing forms, or otherwise to cooperate with the testing process in a way that prevents the completion of the test will be discharged. H. Inability to Provide Adequate Amount of Urine Specimen or Breath Any applicant or employee who is unable to provide an adequate amount of urine specimen for drug testing will be given liquids and an ample opportunity to produce the specimen. This time period will not exceed two (2) hours from the beginning of the collection procedure. In all cases involving an employee who cannot provide an adequate specimen within the two (2) hour period, a City- 26 • designated MRO shall refer the employee for a medical evaluation to develop pertinent information concerning whether the employee's inability to provide a specimen is genuine or constitutes a refusal to provide a specimen. If the former, the City will make whatever accommodation is reasonable in light of all circumstanc- es relevant to the case. If the latter, the employee will be discharged. In pre- employment testing involving an applicant who cannot provide an adequate specimen within the two (2) hour period, the applicant will be disqualified from consideration for employment with the City (without resort to an MRO referral). An employee who is unable to provide an adequate amount of breath for alcohol testing will be directed to.obtain an evaluation from a licensed physician who is acceptable to the City concerning the employee' s medical ability to provide an adequate amount of breath. If the physician concludes that a medical condition has or could have precluded the employee from providing an adequate amount of breath, the employee's failure to do so will not be regarded as a refusal to take the test. If the physician is unable to make such a determination, the employee's failure to provide an adequate amount of breath will be regarded as a refusal to take the test and the employee will be discharged. An applicant who is unable to provide an adequate amount of breath for alcohol testing will be disqualified from consideration for employment with the City (without referral to a physician). Urine Specimen Alteration In any case where it has been determined that an employee has altered or attempted to alter his/her urine specimen for a drug test administered under this policy, the employee will be discharged. In any case where it has been determined that an applicant has altered or attempted to alter his/her urine specimen for a drug test administered under this policy, the applicant will be disqualified from consideration for employment with the City. J. Unsatisfactory Employee Assistance Program Participation An employee allowed entry into City's EAP who fails to participate in the recommended treatment program, fails to comply with the terms of his/her EAP plan, or refuses to take a drug and/or alcohol screen when ordered to do so will be discharged. K. . Conviction for a Violation of a Criminal Drug Statute As a condition of employment with the City, an employee must notify the City in writing of his/her conviction for a violation of any criminal drug statute no later than five (5) calendar days after such conviction. Any employee convicted for such a violation occurring on City property will be discharged. In all other cases, discipline willbe subject to disciplinary action as prescribed by the employee's respective collective bargaining agreement. 27 • Appendix A. Terms and Definitions Air Blank A reading by an EBT of ambient air containing no alcohol. Alcohol The intoxicating agent in beverage alcohol, ethyl alcohol, or other low molecular weight alcohols including methyl or isopropyl alcohol. Alcohol Concentration The alcohol in a volume of breath expressed in terms of grams of alcohol per 2 10 liters of breath as indicated by a breath test. Alcohol Use The consumption of any beverage, mixture, or preparation, including any medication, containing alcohol. Aliquot A portion of a specimen used for testing. Blind Sample or Blind A urine specimen submitted to a laboratory for quality Performance Test control testing purposes, with a fictitious identifier, so that Specimen the laboratory cannot distinguish it from employee spci- mens, and which is spiked with known quantities of specif- ic drugs or which is blank, containing no drugs. Breath Alcohol - An individual who instructs and assists individuals in the Technician (BAT) alcohol testing process and operates an EBT. Canceled or In drug testing, a drug test that has been declared invalid Invalid Test by a Medical Review Officer. A canceled test is neither a positive nor a negative test. A sample that has been rejected for testing by a laboratory is treated the same as a canceled test. In alcohol testing, a test that is deemed to be invalid is neither a positive nor a negative test. 28 Collection Container A container into which the employee urinates to provide the urine sample used for a drug test. Collection Site. A place designated by City where individuals present them- selves for the purpose of providing a specimen of their urine to be analyzed for the presence of drugs. Collection Site Person A person who instructs and assists individuals at a collec- tion site and who receives and makes a screening examina- tion of the urine specimen provided by those individuals. Confirmation (or In drug testing, a second analytical procedure to identify Confirmatory) Test the presence of a specific drug or metabolite that is independent of the screening test and that uses a different technique and chemical principle from that of the screening test to ensure reliability and accuracy. (Gas chromatogra- phy/mass spectrometry [GC/MS] is the only authorized confirmation method for cocaine, marijuana, opiates, • amphetamines, and phencyclidine.) In alcohol testing, a second test, following a screening test with a result of 0.02 or greater, that provides quantitative data of alcohol concentration. Contractor A person or organization that provides a service for City consistent with a specific understanding or arrangement. The understanding can be a written contract or an informal arrangement that reflects an ongoing relationship between the parties. Controlled Substance The substances defined and included in the Schedules of Article 11 of the Illinois Controlled Substances Act, 720 ILCS 5701201 et seq. . • DHHS The U.S. Department of Health and Human Services or any designee of the Secretary of the Department of Health and Human Services. 29 DOT The Department of Transportation or any designee of the Secretary of the Department of Transportation. Drug Metabolite The specific substance produced when the human body metabolizes a given prohibited drug as it passes through the body and is excreted in urine. Drug Test The laboratory analysis of a urine specimen collected in accordance with regulations promulgated by the DOT and analyzed in a D1HS-approved laboratory. Evidential Breath An EBT approved by the National Highway Traffic Safety Testing Device (EBT) Administration (NHTSA) for the evidential testing of breath and placed on NHTSA's "Conforming products List of Evidential Breath Measurement Devices" (CPL). FHWA Federal Highway Administration Medical Review Officer A licensed physician (medical doctor or doctor of osteopathy) responsible for receiving laboratory results generated by City's drug testing program who has knowl- edge of substance abuse disorders and has appropriate medical training to interpret and evaluate an individual's confirmed positive test results together with his or her medical history and any other relevant biomedical informa- tion. Narcotic The substance defined and included in Section 102 of the Illinois Controlled Substances Act, 720 ILCS 5701102. Pass a Drug Test An individual passes a drug test when a Medical Review Officer determines, in accordance with procedures established by the DOT, that the results of the test: • Showed no evidence or insufficient evidence of a prohibited drug or drug metabolite 30 Showed evidence of a prohibited drug or drug metabolite for which there was a legitimate medical explanation Were scientifically insufficient to warrant further action Were suspect because of irregularities in the admin- istration of the test, or observation, or custody and control procedures. • Performing a Safety- A covered employee is considered to be performing a Sensitive Function safety-sensitive function and includes any period in which he or she is actually performing, ready to perform, or immediately available to perform such functions. Prescribzc, Drug Any controlled substance or narcotic prescribed by a qualified, licensed health provider. Prohibited Drug Marijuana, cocaine, opiates, amphetamines, or phencycli- dine. Safety Sensitive Position A duty, position, or job category that requires the perfor- mance of a safety-sensitive function(s). Screening Test In drug testing, an immunoassay screen to eliminate (or Initial Test) "negative" urine specimens from further analysis. In alcohol testing, an analytic procedure to determine whether an employee may have a prohibited concentration of • alcohol in a breath specimen. Shipping Container A container capable of being secured with a tamper-evident seal that is used to transfer one or more urine specimen bottle(s) and associated documentation from the collection • site to the laboratory. Specimen Bottle The bottle that, after being labeled and sealed, is used to 31 transmit a urine sample to the laboratory. Split Specimen An additional specimen collected with the original specimen to be tested in the event the original specimen tests posi- tive. Substance Abuse A licensed physician (medical doctor or doctor of Professional (SAP) osteopathy), or a licensed or certified psychologist, social worker, employee assistance professional, or addiction counselor(certified by the National Association of Alcohol- ism and Drug Abuse Counselors Certification Commis- sion) , with knowledge of and clinical experience in the diagnosis and treatment of drug- and alcohol-related disorders. Verified Negative A drug test result reviewed by an MRO and determined to (drug test result) have no evidence of prohibited drug use. Verified Positive A drug test result reviewed by an MRO and determined to (drug test result) have evidence of prohibited drug use. Volunteer A permanent, temporary, or part-time worker who is not compensated for his/her services and who is included in the requirements of the FHWA drug and alcohol regulations. • 32 • ATTACHMENT "D" Itemized Upgrades and Changes ALL UPGRADES EFFECTIVE UPON RADIFICATION • CURRENT SALARY PLAN NEW SEVEN STEP SALARY PLAN NEXT STEP INCREASE NAME RANGE JOB TITLE STEP RANGE JOB TITLE STEP DATE ' F.Gould 33L2 Engineering Inspector 6 33L2 Engineering Inspector 7 N/A G.Whitcomb 33L2 Engineering Inspector 6 33L2 Engineering Inspector 7 N/A T.Uogge 3312 Instrumentation Service Worker 6 3312 Instrumentation Service Worker 7 N/A 3212 , 3212 4 Vacant 311_2 Electrical Worker 3112Electrical Worker N/A • D.Sibs. trom 31L2 Electrical Worker , 6 31a Electrical Worker • 7 N/A J.Stam 3112 Electrical Worker 6 31L2 Electrical Worker 7 N/A P.Dein 31L2 Electrical Worker 6 31L2 Electrical Worker 7 N/A E.Wacker 3112 Automotive Mechanic 8 31L2 Automotive Mechanic 7 N/A B.Plate 31 L2 Automotive Mechanic 6 31 L2 Automotive Mechanic 7 N/A • ' B.Brunner 311_2 Automotive Mechanic 6 31L2 Automotive Mechanic 7 N/A R.Gulley 311.2 Cement Finisher 6 31L2 Cement Finisher • 7 N/A L.Arnett 31L2 Water Treatment Operator 6 31L2 Water Treatment Operator 7 N/A M.Boy/Renee 311_2 Water Treatment Operator 4 3112 Water Treatment Operator 5 11/12/95 R.Hodge . 3112 Water Treatment Operator 8 31 L2 Water Treatment Operator . 7 N/A S.Nelson 3112 Water Treatment Operator e• 3112 Water Treatment Operator r N/A M.Pre adovlc 3112 Water Treatment Operator a 3112 rWater Treatment Operator 7 N/A D.Shah 3112 Water Treatment Operator 6 31L2 Water Treatment Operator 7 N/A J.Stone 31L2 Water Treatment Operator 6 31L2 Water Treatment Operator 7 N/A 30L2 , 30L2' 2912 2912 • C.Selmer 2812 Engineering Technician 8 3312 Engineering Inspector 6 10/01/96 T.'Nk,klein . 281.2 ,Engineering Technician , 6 33L2 Engineering Inspector 6 10/01/96 M.Momssy 2812 nging EneeriTechnician 8 33L2 Engineering Inspector 6 10/01/96 P.Mazurek 2812 Engineering Technician a 3312 Engineering Inspector 6 10/01/96 J. 13ev2812 Engineering Technician 3 3312 Engineering Inspector 3 10/01/96 C.Blalark 2812 Public Works Crew Leader 6 28L2 Public Works Crew Leader 7 N/A M.O'Brien 2812 Public Works Crew Leader 6 1 28L2 Public Works Crew Leader 7 N/A 2712 2712 S.Jur, 2612 Equipment Operator 8 26L2 ,Equipment Operator 7 _ N/A M.Mulroney 2612 Equipment Operator 6 26L2 Equipment Operator 7 N/A ITEMIZED UPGRADES AND CHANGES PAGE 1 of 4 13-Sep-95 ATTACHMENT "D" Itemized Upgrades and Changes ALL UPGRADES EFFECTIVE UPON RADIFICATION • CURRENT SALARY PLAN NEW SEVEN STEP SALARY PLAN w NEXT STEP INCREASE NAME RANGE JOB TITLE STEP RANGE JOB TITLE , STEP DATE S.Gabler , 26L2 Equipment Operator 6 26L2 Equipment Operator 7 N/A L.Schmoidt 26L2 Equipment Operator 6 26L2 Equipment Operator 7 - N/A G.Smith , 26L2 Equipment Operator 8 26L2 Equipment Operator 7 N/A G.Brunner • 26L2 ,Equipment Operator 6 26L2 Equipment Operator 7 N/A R.Schultz 26L2 Equipment Operator 6 26L2 Equipment Operator 7 N/A R.Waterman 261_2 Equipment Operator 8 261_2 Equipment Operator 7 N/A D.Denton 26L2 Equipment Operator 6 26L2 Equipment Operator 7 N/A T.Thompson 2612 Equipment Operator 8 26L2 Equipment Operator 7 N/A 2512 251_2 • Vacant 24L2 Signs Lead Worker 24L2 Signs Lead Worker N/A J.Sheppard 2412 Arborist 6 24L2 Arborist 7 N/A C.McMullen 2412 Cemetery Lead Worker 6 • 24L2 Cemetary Lead Worker 7 N/A E.Kerth 241_2 Greens Worker 6 24L2 Golf Course Mechanic 7 N/A J.Michael 24L2 Greens Worker 6 24L2 Greens Worker 7 N/A P.Machowekl 24L2 Pool Maintenance Technician 6 2412 rar'k�Maintenance:Technician 7 N/A R.Hombeak 2412 Sports Complex Lead Worker 8 2412 Sports Complex Lead Worker 7 N/A T.Eisenmenger 241_2 Water Maintenance Mechanic 4 281_2 Water Maintenance Mechanic 4 10/01/96 G.Misicka 241_2 Water Maintenance Mechanic 6 28L2 Water Maintenance Mechanic 6 10/01/96 T.Mogler 23L2 Automotive Service Worker 6 23L2 Automotive Service Worker 7 N/A S.Wilhar n 2312 Grounds Lead Worker 6 23L2 Parks Grounds Worker 7 N/A M.Roder 231_2 Grounds Lead Worker 6 23L2 Parks Grounds Worker 7 . N/A D.Bennett 2312 Utility Worker• • 6 231_2 'Utility Worker 7 N/A L.Esposito 23L2 Utility.Worker 6 23L2 Utility Worker 7 N/A C.Freund 23L2 Utility Worker(PAID AS LABORER) , 3 23L2 Utility Worker 3 06/09/96 J.Dominguez 231_2 Utility Worker .6 2312 Utility Worker 7 N/A M.Skibtey _ 2312 Utility Worker 8 23L2 Utility Worker .7 N/A J.Leteinger 2312 Utility Worker 8 2312 Utility Worker 7 N/A B.Potts 2312 Utility Worker a 23L2 Utility Worker 7 N/A P.Martinez 231_2 Water Service Person 8 , 24L2 Water Service Person 7 N/A 2212 • 2212 L.Kramer . 211_2 Water Meter Servicer 6 23L2 Water Meter Servicer 7 N/A J.Moran 21L2 Water Meter Servicer 6 23L2 Water Meter Servicer 7 N/A T.Mlgatz 21L2 Water Meter Servicer 5 23L2 Water Meter Servicer 6 10/01/96 • ITEMIZED UPGRADES AND CHANGES PAGE 2 of 4 13-Sep-95 • ATTACHMENT "D" Itemized Upgrades and Changes . • ALL UPGRADES EFFECTIVE UPON RADIFICATION CURRENT SALARY PLAN NEW SEVEN STEP SALARY PLAN NEXT STEP INCREASE NAME RANGE JOB TITLE STEP n RANGE JOB TITLE STEP • DATE J.Luker 21L2 Water Meter Servicer 4 23L2 Water Meter Servicer 5 10/01/96 E.Freeman 21 L2 Water Meter Servicer 8 23L2 Water Meter Servicer 7 • N/A J.Wisher 21L2 Water Meter Servicer 1 , 23L2 Water Meter Servicer 2 10/01/96 W.Jensen 21L2 Water Meter Servicer 1 2312 Water Meter Servicer 2 10/01/96 B.Huerta 20L2 Water Meter Maintenance Person 1 20L2 _Water Meter Maintenance Person 1 06/09/96 J.Berry 20L2 Water Treatment Laborer • 1 23L2 Water Treatment Laborer 2 • 10/01/96 P.Gandullas 20L2 Water Treatment Laborer 1 23L2 Water Treatment Laborer 2 10/01/96 J.Gage 20L2. Water Treatment Laborer(relief) 8 23L2 Water Treatment Laborer(relief) 6 10/01/96 D.Schewe 20L2 Water Treatment Laborer 5 23L2 Water Treatment Laborer 5 10/01/96 J.Davis 20L2 Service/Maintenance Person 8 2012 Service/Maintenance Person 7 N/A G.Bender 20L2 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 • V.Lang 2012 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 W.Melchior 2012 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 R.Newman 2012 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 J.Nichols 201_2 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 W.Rodriguez 2012 Grounds Laborer 6 , 2312 Parks Grounds Worker 6 10/01/96 D.Schmidt 201_2 Grounds Laborer 8 23L2 Parks Grounds Worker s 10/01/96 T.Schofield 20L2 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 W.Schultz 2012 Grounds Laborer 6 2412 Parks Maintenance Technician 6 10/01/96 L.Spates 201_2 Grounds Laborer 6 2312 Parks Grounds Worker 6 10/01/96 0.Wheeler 2012 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 E.Marshall 2012 Grounds Laborer 6 23L2 Parks Grounds Worker 6 10/01/96 D.Lemke 20L2 Grounds Laborer 6.5 231_2 Parks Grounds Worker 6 10/01/96 M.Mclynn 201_2 Grounds Laborer 1 231_2 Parks Grounds Worker 2 10/01/96 J.Massey 2012 Public Works Laborer e 2312 Utility Worker 8 10/01/96 M.Mcqueen , 2012 Public Works Laborer 1 23L2 Utility Worker 2 10/01/96 K Rice *. 2012 Public Works Laborer 6 23L2 Utility Worker 6 10/01/96 K Johnson 201_2 Public Works Laborer 6 23L2 Utility Worker 6 10/01/96 D.Rich 2012 Public Works Laborer 2 2312 Utility Worker 3 10/01/96 D.Frey 201_2 Public Works Laborer 1 23L2 Utility Worker 2 10/01/96 R.Akers 2012 Public Works Laborer 6 231_2 Utility Worker 6 10/01/96 R.Debartolo 2012 Public Works Laborer 6 2312 Utility Worker 6 10/01/96 G.Lorenzo 2012 Public Works Laborer 6 231_2 Utility Worker 6 10/01/96 J.Martinez 2012 Public Works Laborer 6 23L2 Utility Worker 6 • 10/01/96 P.Tate 2012 Public Works Laborer 6 23L2 Utility Worker 6 10/01/96 R.Wallace 2012 Public Works Laborer 6 23L2 Utility Worker s 10/01/96 G.Contreras 2012 Public Works Laborer 6 2312 Utility Worker 6 10/01/96 ITEMIZED UPGRADES AND CHANGES PAGE 3 of 4 13-Sep-95 ATTACHMENT "D" Itemized Upgrades and Changes ALL UPGRADES EFFECTIVE UPON RADIFICATION CURRENT SALARY PLAN NEW SEVEN STEP SALARY PLAN NEXT STEP INCREASE NAME RANGE JOB TITLE STEP RANGE JOB TITLE STEP DATE E.Glaeshagel 20L2 Public Works Laborer 6 23L2 Utility Worker 6 10/01/96 S.Schumann ' 20L2 Public Works Laborer • 6 23L2 Utility Worker 6 10/01/96 S.Reynolds 20L2 Public Works Laborer 3 23L2 Utility Worker 3 10/01/96 . Vacant 20L2 Public Works Laborer 2312 Utility Worker N/A J.Hobson 2012 Public Works Laborer 6 23L2 Utility Worker 6 10/01/96 T.Cerecke 2012 Water Labratory Assistant 6 20L2 Water Labratory Assistant 7 N/A • • • • • • • • • ITEMIZED UPGRADES AND CHANGES PAGE 4 of 4 13-Sep-95 SIDE LETTER 1 . STANDBY: It is the understanding of both parties that where need dictates, and the City in its judgement decides to establish a standby policy for any other division/s covered by this agreement, the City shall consider the format of existing standby policies and solicit input from employees to be affected by the new policy in its development. 2 . LATERAL TRANSFERS : Both parties agree that lateral transfers shall be allowed in the same job classification within the same department. Lateral transfers from one job classification to another will not be allowed. A minimum of seven ( 7 ) calendar days notice of lateral transfer opportunities shall be given to the Unit Chairperson and to employees in the same job classification when there is a job vacancy. The notice shall list the position available, the division to which it is assigned and the normal work day and/or work week of the position to be filled. It shall also indicate a due date, as well as, to whom of a letter of interest should be forwarded by any interested employees . A final decision shall be made by the Division Head of the position to be filled, based on an applicant ' s ability and employment record. Following lateral transfers the resulting vacancy shall be filled as a promotional opening according to 3 (c) below. 3 . CAREER LADDER: It is understood by both parties that a change in the existing Civil Service Career Ladder is necessary as a result of the position upgrades, consolidation and changes agreed to during this negotiation. Both parties agree to present a revised career ladder to the Civil Service Commission for consideration no later than December 21, 1995 that will allow for: a) All openings in job classifications in salary ranges 23L2 to 33L2 to be considered as promotional positions . b) All positions in job classifications in salary range 20L2 to be considered as entry level positions . c) Any interested bargaining unit employee (regardless of Department or Division) at or below the salary range of the job classification in which there is a promotional opening to be given the first and only opportunity to apply and sit for the prescribed test for the open position, if he/she meets the required qualifications for the position. d) Vacant positions to be advertised publicly, if they can not be filled through the career ladder process outlined above so long as the required qualifications have not been down graded from what was originally advertised internally. It is understood that the above understanding with reference to the career ladder shall not be deemed to limit or infringe on the authority or jurisdiction of the Elgin Civil Service Commission on this matter. FOR THE CITY, FOR THE UNION, 4/CA AR-